Response to Office Action

GEMSTONE FINANCIAL ENGINEERING

Efficient Capital Management, LLC

Response to Office Action

PTO- 1957
Approved for use through 11/30/2023. OMB 0651-0050
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

Response to Office Action


The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER 90080241
LAW OFFICE ASSIGNED LAW OFFICE 125
MARK SECTION
MARK mark
LITERAL ELEMENT GEMSTONE FINANCIAL ENGINEERING
STANDARD CHARACTERS YES
USPTO-GENERATED IMAGE YES
MARK STATEMENT The mark consists of standard characters, without claim to any particular font style, size or color.
EVIDENCE SECTION
        EVIDENCE FILE NAME(S)
       ORIGINAL PDF FILE evi_507715149-20210127135 724811066_._GEMSTONE_FINA NCIAL_ENGINEERING_Respons e.pdf
       CONVERTED PDF FILE(S)
       (3 pages)
\\TICRS\EXPORT18\IMAGEOUT 18\900\802\90080241\xml4\ ROA0002.JPG
        \\TICRS\EXPORT18\IMAGEOUT 18\900\802\90080241\xml4\ ROA0003.JPG
        \\TICRS\EXPORT18\IMAGEOUT 18\900\802\90080241\xml4\ ROA0004.JPG
DESCRIPTION OF EVIDENCE FILE arguments against Section 2(d) refusal
GOODS AND/OR SERVICES SECTION (current)
INTERNATIONAL CLASS 036
DESCRIPTION
Funds investment services featuring a fee structure that transfers risk from investor to investment manager
FILING BASIS Section 1(a)
        FIRST USE ANYWHERE DATE At least as early as 03/03/2019
        FIRST USE IN COMMERCE DATE At least as early as 03/03/2019
GOODS AND/OR SERVICES SECTION (proposed)
INTERNATIONAL CLASS 036
TRACKED TEXT DESCRIPTION
Funds investment services featuring a fee structure that transfers risk from investor to investment manager; Securities, futures, and derivatives funds investment services featuring a fee structure that transfers risk from investor to investment manager
FINAL DESCRIPTION
Securities, futures, and derivatives funds investment services featuring a fee structure that transfers risk from investor to investment manager
FILING BASIS Section 1(a)
       FIRST USE ANYWHERE DATE At least as early as 03/03/2019
       FIRST USE IN COMMERCE DATE At least as early as 03/03/2019
        WEBPAGE URL None Provided
        WEBPAGE DATE OF ACCESS None Provided
ADDITIONAL STATEMENTS SECTION
DISCLAIMER No claim is made to the exclusive right to use Financial Engineering apart from the mark as shown.
CORRESPONDENCE INFORMATION (current)
NAME TALIVALDIS CEPURITIS
PRIMARY EMAIL ADDRESS FOR CORRESPONDENCE tmdocket@olsonip.com
SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES) tcepuritis@olsonip.com; kgaripay@olsonip.com
CORRESPONDENCE INFORMATION (proposed)
NAME Talivaldis Cepuritis
PRIMARY EMAIL ADDRESS FOR CORRESPONDENCE tmdocket@olsonip.com
SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES) docket@olsonip.com; tcepuritis@olsonip.com; kgaripay@olsonip.com
SIGNATURE SECTION
RESPONSE SIGNATURE /Kathryn E. Garipay/
SIGNATORY'S NAME Kathryn E. Garipay
SIGNATORY'S POSITION Attorney of record, Illinois bar member
SIGNATORY'S PHONE NUMBER (312) 580-1180
DATE SIGNED 01/27/2021
ROLE OF AUTHORIZED SIGNATORY Authorized U.S.-Licensed Attorney
SIGNATURE METHOD Signed directly within the form
FILING INFORMATION SECTION
SUBMIT DATE Wed Jan 27 14:02:07 ET 2021
TEAS STAMP USPTO/ROA-XX.XX.XXX.XX-20
210127140207816233-900802
41-76091ba0c92461d7f83ccc
16be25e65df785682b4f27a63
9c6c6d9e66d7295e-N/A-N/A-
20210127135724811066



PTO- 1957
Approved for use through 11/30/2023. OMB 0651-0050
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

Response to Office Action


To the Commissioner for Trademarks:

Application serial no. 90080241 GEMSTONE FINANCIAL ENGINEERING(Standard Characters, see http://uspto.report/TM/90080241/mark.png) has been amended as follows:

EVIDENCE
Evidence has been attached: arguments against Section 2(d) refusal
Original PDF file:
evi_507715149-20210127135 724811066_._GEMSTONE_FINA NCIAL_ENGINEERING_Respons e.pdf
Converted PDF file(s) ( 3 pages) Evidence-1Evidence-2Evidence-3

CLASSIFICATION AND LISTING OF GOODS/SERVICES

Applicant proposes to amend the following:

Current:
Class 036 for Funds investment services featuring a fee structure that transfers risk from investor to investment manager
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 03/03/2019 and first used in commerce at least as early as 03/03/2019 , and is now in use in such commerce.


Proposed:

Tracked Text Description: Funds investment services featuring a fee structure that transfers risk from investor to investment manager; Securities, futures, and derivatives funds investment services featuring a fee structure that transfers risk from investor to investment managerClass 036 for Securities, futures, and derivatives funds investment services featuring a fee structure that transfers risk from investor to investment manager
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 03/03/2019 and first used in commerce at least as early as 03/03/2019 , and is now in use in such commerce.
Webpage URL: None Provided
Webpage Date of Access: None Provided


ADDITIONAL STATEMENTS
Disclaimer
No claim is made to the exclusive right to use Financial Engineering apart from the mark as shown.

Correspondence Information (current):
      TALIVALDIS CEPURITIS
      PRIMARY EMAIL FOR CORRESPONDENCE: tmdocket@olsonip.com
      SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): tcepuritis@olsonip.com; kgaripay@olsonip.com
Correspondence Information (proposed):
      Talivaldis Cepuritis
      PRIMARY EMAIL FOR CORRESPONDENCE: tmdocket@olsonip.com
      SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): docket@olsonip.com; tcepuritis@olsonip.com; kgaripay@olsonip.com

Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the owner/holder and the owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

SIGNATURE(S)
Response Signature
Signature: /Kathryn E. Garipay/     Date: 01/27/2021
Signatory's Name: Kathryn E. Garipay
Signatory's Position: Attorney of record, Illinois bar member

Signatory's Phone Number: (312) 580-1180 Signature method: Signed directly within the form

The signatory has confirmed that he/she is a U.S.-licensed attorney who is an active member in good standing of the bar of the highest court of a U.S. state (including the District of Columbia and any U.S. Commonwealth or territory); and he/she is currently the owner's/holder's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S.-licensed attorney not currently associated with his/her company/firm previously represented the owner/holder in this matter: the owner/holder has revoked their power of attorney by a signed revocation or substitute power of attorney with the USPTO; the USPTO has granted that attorney's withdrawal request; the owner/holder has filed a power of attorney appointing him/her in this matter; or the owner's/holder's appointed U.S.-licensed attorney has filed a power of attorney appointing him/her as an associate attorney in this matter.

Mailing Address:    TALIVALDIS CEPURITIS
   OLSON & CEPURITIS, LTD.
   36TH FLOOR
   20 NORTH WACKER DRIVE
   CHICAGO, Illinois 60606
Mailing Address:    Talivaldis Cepuritis
   OLSON & CEPURITIS, LTD.
   36TH FLOOR
   20 NORTH WACKER DRIVE
   CHICAGO, Illinois 60606
        
Serial Number: 90080241
Internet Transmission Date: Wed Jan 27 14:02:07 ET 2021
TEAS Stamp: USPTO/ROA-XX.XX.XXX.XX-20210127140207816
233-90080241-76091ba0c92461d7f83ccc16be2
5e65df785682b4f27a639c6c6d9e66d7295e-N/A
-N/A-20210127135724811066


Response to Office Action [image/jpeg]

Response to Office Action [image/jpeg]

Response to Office Action [image/jpeg]


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