GEMSTONE FINANCIAL ENGINEERING
Efficient Capital Management, LLC
Mark For: GEMSTONE FINANCIAL ENGINEERING® trademark registration is intended to cover the category of
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| Serial Number | 90080241 |
| Registration Number | 6770440 |
| Mark Literal Elements | GEMSTONE FINANCIAL ENGINEERING |
| Mark Drawing Type | 4 - STANDARD CHARACTER MARK |
| Mark Type | SERVICE MARK |
| Register | PRINCIPAL |
| Current Location | NEW APPLICATION PROCESSING 2020-08-01 |
| Basis | 1(a) |
| Class Status | ACTIVE |
| Primary US Classes |
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| Primary International Class |
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| Filed Use | Yes |
| Current Use | Yes |
| Intent To Use | No |
| Filed ITU | No |
| 44D Filed | No |
| 44E Current | No |
| 66A Current | No |
| Current Basis | No |
| No Basis | No |
| Attorney Name | Talivaldis Cepuritis |
Timeline
| 2019-03-03 | Date of First Use |
| 2019-03-03 | Date of Use In Commerce |
| 2020-07-29 | Application Filed |
| 2020-08-01 | Location: NEW APPLICATION PROCESSING |
| 2020-08-01 | Status: Live/Pending |
| 2020-08-01 | Status: New application will be assigned to an examining attorney approximately 3 months after filing date. |
| 2020-08-01 | Transaction Date |
| 2022-06-28 | Trademark Registered |
Trademark Parties (Applicants & Owners)
| Party: |  Efficient Capital Management, LLC |
| Address | Suite 200 4355 Weaver Parkway Warrenville, ILLINOIS UNITED STATES 60555 |
| Legal Entity Type | Limited Liability Company |
| Legal Entity State | DELAWARE |
Documents
 Application | 2020-07-29 | |
| Drawing | 2020-07-29 | |
| Specimen | 2020-07-29 | |
| XSearch Search Summary | 2020-11-18 | |
| Offc Action Outgoing | 2020-11-23 | |
| Response to Office Action | 2021-01-27 | |
| Amendment and Mail Process Complete | 2021-01-28 | |
| Suspension Letter | 2021-02-21 | |
| TEAS Response to Suspension Inquiry | 2021-08-12 | |
| Amendment and Mail Process Complete | 2021-08-18 | |
| Offc Action Outgoing | 2021-10-06 | |
| Offc Action Outgoing | 2021-11-09 | |
| Response to Office Action | 2022-02-09 | |
| Amendment and Mail Process Complete | 2022-02-10 | |
| Publication & Issue Review Complete | 2022-03-05 | |
| TRAM Snapshot of App at Pub for Oppostn | 2022-03-05 | |
| Notice of Publication | 2022-03-23 | |
| Notification Of Notice of Publication | 2022-03-23 | |
| OG Publication Confirmation | 2022-04-12 | |
| Notice of Registration Email | 2022-06-28 | |
| Registration Certificate | 2022-06-28 |
Attorney of Record
Good, Services, and Codes
IC 036. US 100 101 102. G & S: Securities, futures, and derivatives funds investment services featuring a fee structure that transfers risk from investor to investment manager, all of the foregoing not including real estate investment services and real estate securities. FIRST USE: 20190303. FIRST USE IN COMMERCE: 20190303
| International Codes: | 36 |
| U.S. Codes: | 100,101,102 |
| Type Code | Type |
|---|---|
| GS0361 | Funds investment services featuring a fee structure that transfers risk from investor to investment manager |
| PM0001 | GEM STONE FINANCIAL ENGINEERING |
Trademark Filing History
| Description | Date | Proceeding Number |
|---|---|---|
| REGISTERED-PRINCIPAL REGISTER | 2022-06-28 | |
| NOTICE OF REGISTRATION CONFIRMATION EMAILED | 2022-06-28 | |
| PUBLISHED FOR OPPOSITION | 2022-04-12 | |
| OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | 2022-04-12 | |
| NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | 2022-03-23 | |
| LAW OFFICE PUBLICATION REVIEW COMPLETED | 2022-03-04 | 96338 |
| ASSIGNED TO EXAMINER | 2022-03-04 | 93656 |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2022-03-04 | |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2022-02-09 | 88889 |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2022-02-09 | |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2022-02-09 | 88889 |
| NOTIFICATION OF NON-FINAL ACTION E-MAILED | 2021-11-09 | 6325 |
| NON-FINAL ACTION WRITTEN | 2021-11-09 | 93643 |
| NON-FINAL ACTION E-MAILED | 2021-11-09 | 6325 |
| NOTIFICATION OF FINAL REFUSAL EMAILED | 2021-10-06 | |
| FINAL REFUSAL WRITTEN | 2021-10-06 | 93643 |
| FINAL REFUSAL E-MAILED | 2021-10-06 | |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2021-08-17 | 96338 |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2021-08-17 | 96338 |
| ASSIGNED TO LIE | 2021-08-17 | 96338 |
| TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVED | 2021-08-12 | |
| SUSPENSION LETTER WRITTEN | 2021-02-21 | 93643 |
| NOTIFICATION OF LETTER OF SUSPENSION E-MAILED | 2021-02-21 | 6332 |
| LETTER OF SUSPENSION E-MAILED | 2021-02-21 | 6332 |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2021-01-27 | 88889 |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2021-01-27 | |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2021-01-27 | 88889 |
| NOTIFICATION OF NON-FINAL ACTION E-MAILED | 2020-11-23 | 6325 |
| NON-FINAL ACTION WRITTEN | 2020-11-23 | 93643 |
| NON-FINAL ACTION E-MAILED | 2020-11-23 | 6325 |
| ASSIGNED TO EXAMINER | 2020-11-17 | 93643 |
| NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | 2020-08-27 | |
| NEW APPLICATION ENTERED IN TRAM | 2020-08-01 | |
| NEW APPLICATION ENTERED | 2020-08-01 |
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