FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY

Financial Industry Regulatory Authority, Inc.

Application Filed: 2020-06-04

Trademark Application Details

Mark For: FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY™ trademark registration is intended to cover the categories of downloadable computer software containing accessible databases and downloadable computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; downloadable computer programs for training, testing, and certification of professional and employment skills and abilities; downloadable podcasts with information related to securities, equities and financial investments.

Status

2020-06-08 UTC

LIVE APPLICATION Awaiting Examination

The trademark application has been accepted by the Office (has met the minimum filing requirements) and has not yet been assigned to an examiner.

Research	OneLook Acronym Finder
Serial Number	88948503
Mark Literal Elements	FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY
Mark Drawing Type	4 - STANDARD CHARACTER MARK
Mark Type	Trademark, Service Mark
Current Location	NEW APPLICATION PROCESSING 2020-06-08
Basis	1(b)
Class Status	ACTIVE
Primary US Classes	021: Electrical Apparatus, Machines and Supplies 023: Cutlery, Machinery, Tools and Parts Thereof 026: Measuring and Scientific Appliances 036: Musical Instruments and Supplies 038: Prints and Publications
Primary International Class	009 - Primary Class (Electrical and scientific apparatus) Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signaling, checking (supervision), lifesaving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus.
Filed Use	No
Current Use	No
Intent To Use	Yes
Filed ITU	Yes
44D Filed	No
44E Current	No
66A Current	No
Current Basis	No
No Basis	No
Attorney Name	Brandon P. Leahy
Attorney Docket Number	18110-TM1052

Timeline

2020-06-04	Application Filed
2020-06-08	Location: NEW APPLICATION PROCESSING
2020-06-08	Status: Live/Pending
2020-06-08	Status: New application will be assigned to an examining attorney approximately 3 months after filing date.
2020-06-08	Transaction Date

Trademark Parties (Applicants & Owners)

Party:	Financial Industry Regulatory Authority, Inc.
Address	1735 K Street, NW Washington, DISTRICT OF COLUMBIA UNITED STATES 20006
Legal Entity Type	Non-profit Corporation
Legal Entity State	DELAWARE

Documents

Application	MULTI	2020-06-04
Drawing	JPEG	2020-06-04

Attorney of Record

BRANDON P. LEAHY
650 PAGE MILL ROAD
PALO ALTO, CA 94304-1050

Good, Services, and Codes

International Codes:	9
U.S. Codes:	021,023,026,036,038
International Codes:	35
U.S. Codes:	100,101,102
International Codes:	36
U.S. Codes:	100,101,102
International Codes:	41
U.S. Codes:	100,101,107
International Codes:	42
U.S. Codes:	100,101
International Codes:	45
U.S. Codes:	100,101

Type Code	Type
GS0091	Downloadable computer software containing accessible databases and downloadable computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; downloadable computer programs for training, testing, and certification of professional and employment skills and abilities; downloadable podcasts with information related to securities, equities and financial investments

Type Code

Type

GS0091

Downloadable computer software containing accessible databases and downloadable computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; downloadable computer programs for training, testing, and certification of professional and employment skills and abilities; downloadable podcasts with information related to securities, equities and financial investments

Trademark Filing History

Description	Date	Proceeding Number
NEW APPLICATION ENTERED IN TRAM	2020-06-08

Similar Marks

Mark Image Registration \| Serial	Company Trademark Application Date
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY 88948503 not registered Live/Pending	Financial Industry Regulatory Authority, Inc. 2020-06-04
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY 77976559 3607496 Live/Registered	FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. 2007-07-10
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY 77226439 not registered Dead/Abandoned	FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. 2007-07-10

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