FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY
Financial Industry Regulatory Authority, Inc.
Application Filed: 2007-07-10
Trademark Application Details
SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED
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| Serial Number | 77976559 |
| Registration Number | 3607496 |
| Mark Drawing Code | 4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form |
| Attorney Name | Aaron D. Hendelman |
| Law Office Assigned | L70 |
| Employee Name | LUKEN, BONNIE |
Timeline
| 2007-07-10 | Application Filed |
| 2007-07-30 | Date of First Use |
| 2008-04-22 | Published for Opposition |
| 2009-04-14 | Trademark Registered |
| 2015-04-28 | Location: TMEG LAW OFFICE 107 |
| 2015-04-28 | Status: Live/Registered |
| 2019-04-25 | Transaction Date |
Trademark Applicants & Owners
| Owner: |  FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| Entity Statement | NON-PROFIT CORPORATION |
| Address | 1735 K STREET, N.W. WASHINGTON DE 20006 |
| Legal Entity Type | |
| Legal Entity State | DE |
Documents
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Attorney of Record
Good, Services, and Codes
| International Codes: | 16 |
| U.S. Codes: | 002,005,022,023,029,037,038,050 |
| International Codes: | 35 |
| U.S. Codes: | 100,101,102 |
| International Codes: | 41 |
| U.S. Codes: | 100,101,107 |
| International Codes: | 45 |
| U.S. Codes: | 100,101 |
| Type Code | Type |
|---|---|
| D10000 | "FINANCIAL INDUSTRY REGULATORY AUTHORITY" |
Trademark Filing History
| Description | Date | Event Coding |
|---|---|---|
| NEW APPLICATION ENTERED IN TRAM | 2007-07-13 | 1 NWAP I:Incoming Correspondence |
| ASSIGNED TO EXAMINER | 2007-07-19 | 2 DOCK D:Assigned to Examiner |
| ASSIGNED TO EXAMINER | 2007-07-19 | 3 DOCK D:Assigned to Examiner |
| PRIORITY ACTION WRITTEN | 2007-08-02 | 4 CPRA R:Renewal |
| PRIORITY ACTION E-MAILED | 2007-08-02 | 5 GPRA F:First Action |
| NOTIFICATION OF PRIORITY ACTION E-MAILED | 2007-08-02 | 6 GPRN O:Outgoing Correspondence |
| AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | 2007-08-29 | 7 ASGN I:Incoming Correspondence |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2008-01-28 | 8 TROA I:Incoming Correspondence |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2008-01-28 | 9 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2008-01-28 | 10 TEME I:Incoming Correspondence |
| EXAMINERS AMENDMENT -WRITTEN | 2008-02-27 | 11 CNEA R:Renewal |
| EXAMINERS AMENDMENT E-MAILED | 2008-02-27 | 12 GNEA O:Outgoing Correspondence |
| NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | 2008-02-27 | 13 GNEN O:Outgoing Correspondence |
| EXAMINER'S AMENDMENT ENTERED | 2008-02-27 | 14 XAEC I:Incoming Correspondence |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2008-02-27 | 15 CNSA P: |
| ASSIGNED TO LIE | 2008-03-17 | 16 ALIE A:Allowance for Publication |
| LAW OFFICE PUBLICATION REVIEW COMPLETED | 2008-03-17 | 17 PREV O:Outgoing Correspondence |
| NOTICE OF PUBLICATION | 2008-04-02 | 18 NPUB O:Outgoing Correspondence |
| PUBLISHED FOR OPPOSITION | 2008-04-22 | 19 PUBO A:Allowance for Publication |
| NOA MAILED - SOU REQUIRED FROM APPLICANT | 2008-07-15 | 20 NOAM O:Outgoing Correspondence |
| TEAS STATEMENT OF USE RECEIVED | 2009-01-13 | 21 EISU I:Incoming Correspondence |
| CASE ASSIGNED TO INTENT TO USE PARALEGAL | 2009-01-30 | 22 AITU A:Allowance for Publication |
| TEAS REQUEST TO DIVIDE RECEIVED | 2009-01-13 | 23 ERTD I:Incoming Correspondence |
| DIVISIONAL REQUEST RECEIVED | 2009-01-13 | 24 DRRR I:Incoming Correspondence |
| DIVISIONAL PROCESSING COMPLETE | 2009-02-04 | 25 DPCC D:Assigned to Examiner |
| USE AMENDMENT FILED | 2009-01-13 | 26 IUAF S: |
| STATEMENT OF USE PROCESSING COMPLETE | 2009-02-04 | 27 SUPC I:Incoming Correspondence |
| ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | 2009-03-12 | 28 CNPR P: |
| LAW OFFICE REGISTRATION REVIEW COMPLETED | 2009-03-12 | 29 REGV O:Outgoing Correspondence |
| REGISTERED-PRINCIPAL REGISTER | 2009-04-14 | 30 R.PR A:Allowance for Publication |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2014-01-29 | 31 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2014-01-29 | 32 ARAA I:Incoming Correspondence |
| TEAS SECTION 8 & 15 RECEIVED | 2015-04-15 | 33 E815 I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2015-04-28 | 34 APRE A:Allowance for Publication |
| REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | 2015-04-28 | 35 C15A O:Outgoing Correspondence |
| NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | 2015-04-28 | 36 NA85 E:E-Mail |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2017-01-17 | 37 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2017-01-17 | 38 ARAA I:Incoming Correspondence |
| COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | 2018-04-14 | 39 REM2 E:E-Mail |
| TEAS SECTION 8 & 9 RECEIVED | 2019-04-24 | 40 E89R I:Incoming Correspondence |
| TEAS CHANGE OF CORRESPONDENCE RECEIVED | 2019-04-24 | 41 TCCA I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2019-05-27 | 42 APRE A:Allowance for Publication |
| POST REGISTRATION ACTION MAILED - SEC. 8 & 9 | 2019-05-28 | 43 PR89 O:Outgoing Correspondence |
| CANCELLED SEC. 8 (10-YR) | 2019-11-30 | 44 C8.T O:Outgoing Correspondence |
| NOTICE OF CANCELLATION SEC. 8 EMAILED | 2019-12-03 | 45 NCS8 E:E-Mail |
| TEAS PETITION TO DIRECTOR RECEIVED | 2019-12-19 | 46 TPDR I:Incoming Correspondence |
| ASSIGNED TO PETITION STAFF | 2020-03-18 | 47 APET A:Allowance for Publication |
| PETITION INQUIRY LETTER ISSUED | 2020-03-30 | 48 PILM I:Incoming Correspondence |
| PETITION TO DIRECTOR DENIED | 2020-06-09 | 49 PCDE O:Outgoing Correspondence |
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