AIX ALTERNATIVE INVESTMENT EXCHANGE
Franklin Square Holdings, L.P.
The mark consists of a shaded square shape comprised of a square and two other polygons with transparent lines dividing the square. There are two lines creating corners with a shaded circle on one end on opposite corners of the square. The wording "AIX ALTERNATIVE INVESTMENT EXCHANGE" is to the right of the design.
Mark For: AIX ALTERNATIVE INVESTMENT EXCHANGE® trademark registration is intended to cover the categories of
>Color is not claimed as a feature of the mark. The mark consists of a shaded square shape comprised of a square and two other polygons with transparent lines dividing the square. There are two lines creating corners with a shaded circle on one end on opposite corners of the square. The wording "AIX ALTERNATIVE INVESTMENT EXCHANGE" is to the right of the design.
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OneLook
Acronym Finder
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| Serial Number | 88335979 |
| Registration Number | 5889373 |
| Mark Literal Elements | AIX ALTERNATIVE INVESTMENT EXCHANGE |
| Mark Drawing Type | 3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S)/NUMBER(S) |
| Mark Type | SERVICE MARK |
| Standard Character Claim | No |
| Register | PRINCIPAL |
| Current Location | PUBLICATION AND ISSUE SECTION 2019-10-22 |
| Basis | 1(a) |
| Class Status | ACTIVE |
| Primary US Classes |
|
| Primary International Class |
|
| Filed Use | Yes |
| Current Use | Yes |
| Intent To Use | No |
| Filed ITU | No |
| 44D Filed | No |
| 44E Current | No |
| 66A Current | No |
| Current Basis | No |
| No Basis | No |
| Attorney Name | Camille M. Miller |
| Attorney Docket Number | FSCP0023US/ |
| Law Office Assigned | N10 |
| Employee Name | BULLOFF, TOBY ELLEN |
Timeline
| 2019-03-11 | Date of First Use |
| 2019-03-11 | Date of Use In Commerce |
| 2019-03-12 | Application Filed |
| 2019-08-06 | Published |
| 2019-08-06 | Published for Opposition |
| 2019-10-22 | Location: PUBLICATION AND ISSUE SECTION |
| 2019-10-22 | Status: Live/Registered |
| 2019-10-22 | Status: Registered. The registration date is used to determine when post-registration maintenance documents are due. |
| 2019-10-22 | Trademark Registered |
| 2019-10-22 | Transaction Date |
| 2024-10-22 | Maintenance Early File Date |
| 2025-10-22 | Maintenance On Time Date |
| 2026-04-22 | Maintenance Late Fee Date |
Trademark Parties (Applicants & Owners)
| Party: |  Franklin Square Holdings, L.P. |
| Address | 201 Rouse Boulevard Philadelphia, PENNSYLVANIA UNITED STATES 19112 |
| Legal Entity Type | Limited Partnership |
| Legal Entity State | PENNSYLVANIA |
Documents
 Drawing | JPEG | 2019-03-12 |
| Specimen | JPEG | 2019-03-12 |
 TEAS RF New Application | MULTI | 2019-03-12 |
| Design Search Code Corr Project | XML | 2019-04-03 |
| XSearch Search Summary | XML | 2019-05-22 |
| Notation to File | XML | 2019-05-24 |
| Offc Action Outgoing | MULTI | 2019-05-24 |
| Teas Change of Owner Address | XML | 2019-05-28 |
| Amended Drawing | JPEG | 2019-05-29 |
| Drawing | JPEG | 2019-05-29 |
| Response to Office Action | MULTI | 2019-05-29 |
| Amendment and Mail Process Complete | MULTI | 2019-06-05 |
| Priority Action | XML | 2019-06-25 |
| Amended Drawing | JPEG | 2019-06-28 |
| Drawing | JPEG | 2019-06-28 |
| Response to Office Action | MULTI | 2019-06-28 |
| Amendment and Mail Process Complete | MULTI | 2019-07-02 |
| TRAM Snapshot of App at Pub for Oppostn | MULTI | 2019-07-03 |
| Notice of Publication | XML | 2019-07-17 |
| Notification Of Notice of Publication | XML | 2019-07-17 |
| OG Publication Confirmation | XML | 2019-08-06 |
| Registration Certificate | 2019-10-22 |
Design Search Codes
| 26.01.21 | Circles that are totally or partially shaded. |
| 26.09.03 | Incomplete squares; Squares, incomplete |
| 26.09.05 | Squares made of broken or dotted lines |
| 26.09.09 | Squares made of geometric figures, objects, humans, plants or animals |
| 26.09.21 | Squares that are completely or partially shaded |
| 26.09.28 | Miscellaneous designs with overall square shape; Square shapes (miscellaneous overall shape) |
| 26.13.13 | Quadrilateral (two quadrilaterals); Two quadrilaterals |
| 26.13.21 | Quadrilaterals that are completely or partially shaded |
| 26.17.01 | Bands, straight; Bars, straight; Lines, straight; Straight line(s), band(s) or bar(s) |
| 26.17.04 | Bands, vertical; Bars, vertical; Lines, vertical; Vertical line(s), band(s) or bar(s) |
| 26.17.05 | Bands, horizontal; Bars, horizontal; Horizontal line(s), band(s) or bar(s); Lines, horizontal |
| 260113 | Circles, two (not concentric); Two circles |
| 260121 | Circles that are totally or partially shaded. |
| 260903 | Incomplete squares; Squares, incomplete |
| 260905 | Squares made of broken or dotted lines |
| 260909 | Squares made of geometric figures, objects, humans, plants or animals |
| 260921 | Squares that are completely or partially shaded |
| 260928 | Miscellaneous designs with overall square shape; Square shapes (miscellaneous overall shape) |
| 261313 | Quadrilateral (two quadrilaterals); Two quadrilaterals |
| 261321 | Quadrilaterals that are completely or partially shaded |
| 261701 | Bands, straight; Bars, straight; Lines, straight; Straight line(s), band(s) or bar(s) |
| 261704 | Bands, vertical; Bars, vertical; Lines, vertical; Vertical line(s), band(s) or bar(s) |
| 261705 | Bands, horizontal; Bars, horizontal; Horizontal line(s), band(s) or bar(s); Lines, horizontal |
Attorney of Record
Good, Services, and Codes
IC 036. US 100 101 102. G & S: Investment of funds for others; management of investment of funds for others; investment management services; business development company funding services to small and mid-sized businesses in the nature of Venture capital financing; business development company services, namely, providing financing to small and mid-sized businesses in the nature of Venture capital financing; business development company funding services to small and mid-sized businesses in the nature of Venture capital financing; business development company fund management in the nature of Venture capital fund management; mutual fund brokerage, distribution in the nature of Mutual fund distribution, investment in the nature of Mutual fund investment; investment administration in the nature of Annuity services, namely, account and investment administration, and management of mutual funds; financial portfolio and investment management; investment advisory services; investment consultation; financial asset management; fund investment consultation; funds investment; asset allocation services in the nature of Investment consultation; financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; trading of stocks, mutual funds, bonds, annuities and securities of others via the internet, namely, investment of funds for others and management of investment of funds for others. FIRST USE: 20190311. FIRST USE IN COMMERCE: 20190311
IC 042. US 100 101. G & S: Computer services, namely, creating an on-line virtual environment for trading of stocks, mutual funds, bonds, annuities and securities. FIRST USE: 20190311. FIRST USE IN COMMERCE: 20190311
| International Codes: | 36 |
| U.S. Codes: | 100,101,102 |
| International Codes: | 42 |
| U.S. Codes: | 100,101 |
| Type Code | Type |
|---|---|
| CC0000 | Color is not claimed as a feature of the mark. |
| CC0000 | Color is not claimed as a feature of the mark. |
Trademark Filing History
| Description | Date | Proceeding Number |
|---|---|---|
| REGISTERED-PRINCIPAL REGISTER | 2019-10-22 | |
| PUBLISHED FOR OPPOSITION | 2019-08-06 | |
| OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | 2019-08-06 | |
| NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | 2019-07-17 | |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2019-07-02 | |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2019-06-29 | 88889 |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2019-06-28 | |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2019-06-28 | 88889 |
| PRIORITY ACTION WRITTEN | 2019-06-25 | 82413 |
| PRIORITY ACTION E-MAILED | 2019-06-25 | 6326 |
| NOTIFICATION OF PRIORITY ACTION E-MAILED | 2019-06-25 | 6326 |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2019-06-04 | 70884 |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2019-06-04 | 70884 |
| ASSIGNED TO LIE | 2019-06-03 | 70884 |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2019-05-29 | |
| TEAS CHANGE OF OWNER ADDRESS RECEIVED | 2019-05-28 | |
| APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | 2019-05-28 | 88888 |
| NOTIFICATION OF NON-FINAL ACTION E-MAILED | 2019-05-24 | 6325 |
| NON-FINAL ACTION WRITTEN | 2019-05-24 | 82413 |
| NON-FINAL ACTION E-MAILED | 2019-05-24 | 6325 |
| ASSIGNED TO EXAMINER | 2019-05-21 | 82413 |
| NOTICE OF DESIGN SEARCH CODE E-MAILED | 2019-04-03 | |
| NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM | 2019-04-02 | |
| NEW APPLICATION ENTERED IN TRAM | 2019-03-15 |
Similar Marks
Mark Image Registration | Serial | Company Trademark Application Date |
|---|---|
 AIX ALTERNATIVE INVESTMENT EXCHANGE 88335979 5889373 Live/Registered |
Franklin Square Holdings, L.P. 2019-03-12 |
 AIX ALTERNATIVE INVESTMENT EXCHANGE 87954464 5765361 Live/Registered |
Franklin Square Holdings, L.P. 2018-06-08 |
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