| Trademark Snap Shot Amendment & Mail Processing Stylesheet (Table presents the data on Amendment & Mail Processing Complete) |
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OVERVIEW |
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| SERIAL NUMBER | 88335979 | FILING DATE | 03/12/2019 |
| REG NUMBER | 0000000 | REG DATE | N/A |
| REGISTER | PRINCIPAL | MARK TYPE | SERVICE MARK |
| INTL REG # | N/A | INTL REG DATE | N/A |
| TM ATTORNEY | BULLOFF, TOBY ELLEN |
L.O. ASSIGNED | 119 |
PUB INFORMATION |
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| RUN DATE | 07/02/2019 | ||
| PUB DATE | N/A | ||
| STATUS | 661-RESPONSE AFTER NON-FINAL-ACTION-ENTERED | ||
| STATUS DATE | 06/29/2019 | ||
| LITERAL MARK ELEMENT | AIX ALTERNATIVE INVESTMENT EXCHANGE | ||
| DATE ABANDONED | N/A | DATE CANCELLED | N/A |
| SECTION 2F | NO | SECTION 2F IN PART | NO |
| SECTION 8 | NO | SECTION 8 IN PART | NO |
| SECTION 15 | NO | REPUB 12C | N/A |
| RENEWAL FILED | NO | RENEWAL DATE | N/A |
| DATE AMEND REG | N/A | ||
FILING BASIS |
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| FILED BASIS | CURRENT BASIS | AMENDED BASIS | |||
| 1 (a) | YES | 1 (a) | YES | 1 (a) | NO |
| 1 (b) | NO | 1 (b) | NO | 1 (b) | NO |
| 44D | NO | 44D | NO | 44D | NO |
| 44E | NO | 44E | NO | 44E | NO |
| 66A | NO | 66A | NO | ||
| NO BASIS | NO | NO BASIS | NO | ||
MARK DATA |
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| STANDARD CHARACTER MARK | NO |
| LITERAL MARK ELEMENT | AIX ALTERNATIVE INVESTMENT EXCHANGE |
| MARK DRAWING CODE | 3-AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/LETTER(S)/NUMBER(S) |
| COLOR DRAWING FLAG | YES |
CURRENT OWNER INFORMATION |
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| PARTY TYPE | 10-ORIGINAL APPLICANT |
| NAME | Franklin Square Holdings, L.P. |
| ADDRESS | 201 Rouse Boulevard Philadelphia, PA 19112 |
| ENTITY | 13-LIMITED PARTNERSHIP |
| CITIZENSHIP | Pennsylnania |
| COMPOSED OF | Franklin Square Holdings, G.P., LLC, a Pennsylvania limited liability company |
GOODS AND SERVICES |
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| INTERNATIONAL CLASS | 036 |
| DESCRIPTION TEXT | Investment of funds for others; management of investment of funds for others; investment management services; business development company funding services to small and mid-sized businesses in the nature of Venture capital financing; business development company services, namely, providing financing to small and mid-sized businesses in the nature of Venture capital financing; business development company funding services to small and mid-sized businesses in the nature of Venture capital financing; business development company fund management in the nature of Venture capital fund management; mutual fund brokerage, distribution in the nature of Mutual fund distribution, investment in the nature of Mutual fund investment; investment administration in the nature of Annuity services, namely, account and investment administration, and management of mutual funds; financial portfolio and investment management; investment advisory services; investment consultation; financial asset management; fund investment consultation; funds investment; asset allocation services in the nature of Investment consultation; financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; trading of stocks, mutual funds, bonds, annuities and securities of others via the internet, namely, investment of funds for others and management of investment of funds for others |
| INTERNATIONAL CLASS | 042 |
| DESCRIPTION TEXT | Computer services, namely, creating an on-line virtual environment for trading of stocks, mutual funds, bonds, annuities and securities |
GOODS AND SERVICES CLASSIFICATION |
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| INTERNATIONAL CLASS | 036 | FIRST USE DATE | 03/11/2019 | FIRST USE IN COMMERCE DATE | 03/11/2019 | CLASS STATUS | 6-ACTIVE |
| INTERNATIONAL CLASS | 042 | FIRST USE DATE | 03/11/2019 | FIRST USE IN COMMERCE DATE | 03/11/2019 | CLASS STATUS | 6-ACTIVE |
MISCELLANEOUS INFORMATION/STATEMENTS |
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| CHANGE IN REGISTRATION | NO |
| COLORS CLAIMED STATEMENT | The color(s) blue/green and black is/are claimed as a feature of the mark. |
| DISCLAIMER W/PREDETER TXT | "ALTERNATIVE INVESTMENT EXCHANGE" |
| DESCRIPTION OF MARK | The mark consists of a shaded square shape comprised of a square and two other polygons with transparent lines dividing the square. There are two lines creating corners with a shaded circle on one end on opposite corners of the square. The wording "AIX ALTERNATIVE INVESTMENT EXCHANGE" is to the right of the design. |
PROSECUTION HISTORY |
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| DATE | ENT CD | ENT TYPE | DESCRIPTION | ENT NUM |
| 06/29/2019 | TEME | I | TEAS/EMAIL CORRESPONDENCE ENTERED | 019 |
| 06/28/2019 | CRFA | I | CORRESPONDENCE RECEIVED IN LAW OFFICE | 018 |
| 06/28/2019 | TROA | I | TEAS RESPONSE TO OFFICE ACTION RECEIVED | 017 |
| 06/25/2019 | GPRN | O | NOTIFICATION OF PRIORITY ACTION E-MAILED | 016 |
| 06/25/2019 | GPRA | O | PRIORITY ACTION E-MAILED | 015 |
| 06/25/2019 | CPRA | R | PRIORITY ACTION WRITTEN | 014 |
| 06/04/2019 | TEME | I | TEAS/EMAIL CORRESPONDENCE ENTERED | 013 |
| 06/04/2019 | CRFA | I | CORRESPONDENCE RECEIVED IN LAW OFFICE | 012 |
| 06/03/2019 | ALIE | A | ASSIGNED TO LIE | 011 |
| 05/29/2019 | TROA | I | TEAS RESPONSE TO OFFICE ACTION RECEIVED | 010 |
| 05/28/2019 | CHAN | I | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | 009 |
| 05/28/2019 | COAR | I | TEAS CHANGE OF OWNER ADDRESS RECEIVED | 008 |
| 05/24/2019 | GNRN | O | NOTIFICATION OF NON-FINAL ACTION E-MAILED | 007 |
| 05/24/2019 | GNRT | F | NON-FINAL ACTION E-MAILED | 006 |
| 05/24/2019 | CNRT | R | NON-FINAL ACTION WRITTEN | 005 |
| 05/21/2019 | DOCK | D | ASSIGNED TO EXAMINER | 004 |
| 04/03/2019 | MDSC | E | NOTICE OF DESIGN SEARCH CODE E-MAILED | 003 |
| 04/02/2019 | NWOS | I | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM | 002 |
| 03/15/2019 | NWAP | I | NEW APPLICATION ENTERED IN TRAM | 001 |
CURRENT CORRESPONDENCE INFORMATION |
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| ATTORNEY | Camille M. Miller |
| CORRESPONDENCE ADDRESS | CAMILLE M. MILLER COZEN O'CONNOR 1650 MARKET STREET SUITE 2800 PHILADELPHIA, PA 19103 |
| DOMESTIC REPRESENTATIVE | NONE |