U.S. patent application number 16/380426 was filed with the patent office on 2019-10-10 for method for improving the wear performance of ceramic-polyethylene or ceramic-ceramic articulation couples utilized in orthopaedi.
The applicant listed for this patent is SINTX Technologies, Inc.. Invention is credited to Ryan M. Bock, Bryan J. McEntire.
Application Number | 20190307569 16/380426 |
Document ID | / |
Family ID | 68096252 |
Filed Date | 2019-10-10 |
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United States Patent
Application |
20190307569 |
Kind Code |
A1 |
McEntire; Bryan J. ; et
al. |
October 10, 2019 |
METHOD FOR IMPROVING THE WEAR PERFORMANCE OF CERAMIC-POLYETHYLENE
OR CERAMIC-CERAMIC ARTICULATION COUPLES UTILIZED IN ORTHOPAEDIC
JOINT PROSTHESES
Abstract
Methods for improving the wear performance of silicon nitride
and/or other ceramic materials, particularly to make them more
suitable for use in manufacturing biomedical implants.
Inventors: |
McEntire; Bryan J.; (Salt
Lake City, UT) ; Bock; Ryan M.; (Salt Lake City,
UT) |
|
Applicant: |
Name |
City |
State |
Country |
Type |
SINTX Technologies, Inc. |
Salt Lake City |
UT |
US |
|
|
Family ID: |
68096252 |
Appl. No.: |
16/380426 |
Filed: |
April 10, 2019 |
Related U.S. Patent Documents
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Application
Number |
Filing Date |
Patent Number |
|
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62655457 |
Apr 10, 2018 |
|
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Current U.S.
Class: |
1/1 |
Current CPC
Class: |
A61F 2/3094 20130101;
A61F 2/36 20130101; A61L 27/306 20130101; A61F 2/30767 20130101;
A61L 2430/24 20130101; A61F 2310/00317 20130101; A61L 31/026
20130101; A61F 2/34 20130101; A61L 2420/02 20130101; A61F 2/3609
20130101; A61L 2400/10 20130101; A61L 27/10 20130101 |
International
Class: |
A61F 2/30 20060101
A61F002/30; A61L 27/10 20060101 A61L027/10; A61F 2/34 20060101
A61F002/34 |
Claims
1. A silicon oxynitride material, wherein the silicon oxynitride
material has improved wear performance, and wherein the silicon
oxynitride material is prepared by a process comprising: forming a
silicon nitride material block; and oxidizing the silicon nitride
material block.
2. The product of the process of claim 1, wherein forming the
silicon nitride material block comprises: preparing a slurry
comprising silicon, oxygen, and nitrogen, and further comprising at
least one of yttrium oxide and aluminum oxide; milling the slurry;
and drying the slurry to obtain a dried slurry.
3. The product of the process of claim 1, wherein the silicon
oxynitride material comprises a first crystalline phase and a first
amorphous phase.
4. The product of the process of claim 1, wherein oxidizing the
silicon nitride material block is performed using hydrothermal
oxidation.
5. The product of the process of claim 4, wherein the hydrothermal
oxidation is performed in a steam autoclave.
6. The product of the process of claim 4, wherein the hydrothermal
oxidation is conducted at a pressure ranging from about 1
atmosphere to about 250 atmospheres.
7. The product of the process of claim 4, wherein the hydrothermal
oxidation is conducted at a pressure of about 2 atmospheres.
8. The product of the process of claim 4, wherein the hydrothermal
oxidation is conducted at a temperature ranging from about
100.degree. C. to about 150.degree. C.
9. The product of the process of claim 4, wherein the hydrothermal
oxidation is conducted at a temperature ranging from about
120.degree. C. to about 135.degree. C.
10. The product of the process of claim 4, wherein the hydrothermal
oxidation is conducted at a temperature of about 132.degree. C.
11. The product of the process of claim 4, wherein the hydrothermal
oxidation is conducted for a duration ranging from about 50 to
about 200 hours.
12. The product of the process of claim 4, wherein the hydrothermal
oxidation is conducted for a duration ranging from about 70 to
about 150 hours.
13. The product of the process of claim 4, wherein the hydrothermal
oxidation is conducted for a duration of about 72 hours.
14. The product of the process of claim 1, wherein the silicon
nitride material block is an articulation component of a prosthetic
joint.
15. The product of the process of claim 14, wherein the
articulation component is a femoral head.
16. The product of the process of claim 14, wherein the improved
wear performance increases the longevity of the prosthetic joint
greater than 15 years.
17. The product of the process of claim 14, wherein the silicon
nitride material has a surface chemistry that protects a counter
surface of the articulation component from oxidation.
18. The product of the process of claim 17, wherein the counter
surface is an acetabular polyethylene cup.
Description
CROSS REFERENCE TO RELATED APPLICATION
[0001] This application claims priority to U.S. Provisional
Application No. 62/655,457, filed Apr. 10, 2018, the contents of
which are entirely incorporated by reference herein.
FIELD
[0002] The present disclosure generally relates to methods for
producing silicon oxynitride materials that have improved
polyethylene wear performance.
BACKGROUND
[0003] Orthopaedic reconstructive surgeries, including total hip
(THA), total knee (TKA), or total shoulder (TSA) arthroplasty, are
proven procedures for treatment of various end-stage degenerative
osteoarthropathy conditions. These therapies involve the
replacement of native biological articulation tissues with abiotic
biomaterials. Typical THA prosthetic devices include mobile
metallic or ceramic heads articulating against stationary
polyethylene counterfaces (MoP or CoP, respectively). Other
variations include ceramic-on-ceramic (CoC) devices. While the
longevity of these prostheses are reasonable (i.e., 10-15 years),
their failure is generally associated with excessive polyethylene
wear, ceramic wear, or component damage which results in aseptic
loosening, osteolysis, and/or osteomyelitis. Revision surgery (an
unwanted and expensive secondary procedure for both the surgeon and
hospital) is then required to replace the worn components, often
resulting in poorer ambulatory function with added comorbidities
for the patient. Therefore, there is a need for materials that have
increased wear performance that can be used in prostheses.
[0004] It is with these observations in mind, among others, that
various aspects of the present disclosure were conceived and
developed.
SUMMARY OF THE INVENTION
[0005] One aspect of the present disclosure encompasses a silicon
oxynitride material, wherein the silicon oxynitride material has
improved wear performance. The silicon oxynitride material is
prepared by a process comprising forming a silicon nitride material
block and oxidizing the silicon nitride material block.
[0006] Other aspects and features of the invention will be in part
apparent and in part pointed out hereinafter.
BRIEF DESCRIPTION OF THE DRAWINGS
[0007] The present patent or application file contains at least one
drawing executed in color. Copies of this patent or patent
application publication with color drawing(s) will be provided by
the Office upon request and payment of the necessary fee.
[0008] FIG. 1A and FIG. 1B depict schematic diagrams for the
surface chemistry of Si.sub.3N.sub.4 ceramics: (FIG. 1A) prior to
hydrothermal oxidation; and, (FIG. 1B) after hydrothermal
oxidation. Note the reduced concentration of amines and increased
concentration of silanols and silica (SiO.sub.2) bonding in the
hydrothermally oxidized surface.
[0009] FIG. 2A, FIG. 2B, FIG. 2C, FIG. 2D, FIG. 2E, FIG. 2F, FIG.
2G, and FIG. 2H depict graphs showing x-ray photoelectron
spectroscopy (XPS) results for hydrothermally-treated silicon
nitride surfaces after 0 (FIG. 2A and FIG. 2E), 24 (FIG. 2B and
FIG. 2F), 48 (FIG. 2C and FIG. 2G), and 72 (FIG. 2D and FIG. 2H)
hours of exposure to the hydrothermal oxidation process. FIG. 2E,
FIG. 2F, FIG. 2G, and FIG. 2H show deconvolution of the O1s band.
FIG. 2E, FIG. 2F, FIG. 2G, and FIG. 2H show deconvolution of the
Si.sub.2P band.
[0010] FIG. 3A and FIG. 3B depict graphs showing statistical
analysis and significance of XPS data.
[0011] FIG. 4A and FIG. 48 depict microstructural photographs of
polished Si.sub.3N.sub.4 surfaces before (i.e., pristine, FIG. 4A)
and after (i.e., oxidized, FIG. 48) a 72 hour hydrothermal
treatment demonstrating that the treatment fills in the pores or
voids in the ceramic surface.
[0012] FIG. 5 depicts a graph illustrating polyethylene wear
results from a standard hip simulator study comparing MC.sup.2.RTM.
Si.sub.3N.sub.4 to BIOLOX.RTM.delta (ZTA).
[0013] FIG. 6A and FIG. 6B depict graphs showing Raman spectroscopy
measurements of crystallinity and oxidation for vitamin E doped
polyethylene liners articulating against either Si.sub.3N.sub.4 or
ZTA femoral heads for both non-wear-(NWZ) and main-wear-zones
(MWZ): (FIG. 6A) at the sliding surface, z=0 .mu.m; and (FIG. 6B)
at a depth of z=200 .mu.m.
[0014] FIG. 7 depicts representative images of room-temperature
evolution of pH surrounding an as-sintered (polished)
Si.sub.3N.sub.4 sample as a function of time in an acidic gel. The
buffering ability of Si.sub.3N.sub.4 gradually increases pH in ever
wider zones of the surrounding acidic gel. The average pH of the
unperturbed gel=4.5.
[0015] FIG. 8A is a schematic diagram of the static contact test in
an autoclave used for UHMWPE/ceramic couples. FIG. 8B illustrates
the frictional swing test used for UHMWPE/ceramic couples. FIG. 8C
illustrates a hip simulator wear test used for UHMWPE/ceramic
couples.
[0016] FIG. 9A shows XPS spectra and their deconvolution into
sub-bands for Al2p in Al.sub.2O.sub.3(BIOLOX.RTM.forte) as
received. FIG. 9B shows XPS spectra and their deconvolution into
sub-bands for Al2p in ZTA (BIOLOX.RTM.delta) as received.
[0017] FIG. 9C shows XPS spectra and their deconvolution into
sub-bands for and Si2p in Si.sub.3N.sub.4(MC.sup.2.RTM.) as
received. FIG. 9D shows XPS spectra and their deconvolution into
sub-bands for Al2p in Al.sub.2O.sub.3 (BIOLOX.RTM.forte) after 24 h
adiabatic exposure in autoclave at 121.degree. C. FIG. 9E shows XPS
spectra and their deconvolution into sub-bands for Al2p in ZTA
(BIOLOX.RTM.delta) after 24 h adiabatic exposure in autoclave at
121.degree. C. FIG. 9F shows XPS spectra and their deconvolution
into sub-bands for and Si2p in Si.sub.3N.sub.4(MC.sup.2.RTM.) after
24 h adiabatic exposure in autoclave at 121.degree. C.
[0018] FIG. 10A shows XPS analyses as a function of autoclaving
time for monolithic Al.sub.2O.sub.3(Al2p) ceramic heads. FIG. 10B
shows XPS analyses as a function of autoclaving time for ZTA (Al2p)
ceramic heads. FIG. 10C shows XPS analyses as a function of
autoclaving time for Si.sub.3N.sub.4(O1s) ceramic heads. FIG. 10D
shows XPS analyses as a function of autoclaving time for
Si.sub.3N.sub.4(Si2p) ceramic heads.
[0019] FIG. 11A shows CL analyses as a function of autoclaving time
on spectral evolution in monolithic Al.sub.2O.sub.3. FIG. 11B shows
CL analyses as a function of autoclaving time on spectral evolution
in ZTA composite. FIG. 11C plots the intensity of the CL emissions
from oxygen vacancies versus autoclaving time for two types of
oxide heads. FIG. 11D shows a comparison between XPS and CL data
for two types of oxide heads.
[0020] FIG. 12A shows variations of crystallinity and oxidation
indices as detected by vibrational spectroscopy for X3 UHMWPE
liners statically coupled to oxide and non-oxide ceramic heads for
24 h in an autoclave. FIG. 12B shows XPS analyses of the same
liners in FIG. 12A.
[0021] FIG. 13A shows XPS (Al2p) analyses of ZTA femoral heads
before frictional swing testing against X3 UHMWPE liners for
5.times.10.sup.5 cycles at 1 Hz.
[0022] FIG. 13B shows XPS (Al2p) analyses of ZTA femoral heads
after frictional swing testing against X3 UHMWPE liners for
5.times.10.sup.5 cycles at 1 Hz. FIG. 13C shows quantitative bond
fractions are given in (Al2p). FIG. 13D shows quantitative bond
fractions are given in (O1s and Zr3d).
[0023] FIG. 14A shows XPS (N1s) analyses of Si.sub.3N.sub.4 femoral
heads before frictional swing testing against X3 UHMWPE liners for
5.times.10.sup.5 cycles at 1 Hz.
[0024] FIG. 14B shows XPS (N1s) analyses of Si.sub.3N.sub.4 femoral
heads after frictional swing testing against X3 UHMWPE liners for
5.times.10.sup.5 cycles at 1 Hz. FIG. 14C shows quantitative bond
fractions are given in (N1s). FIG. 14D shows quantitative bond
fractions are given in (Si2p and O1s).
[0025] FIG. 15A shows crystallinity at the surface of X3 UHMWPE
liners coupled to Si.sub.3N.sub.4 and ZTA as a function of the
number of cycles, n.sub.c, of frictional swing testing. FIG. 15B
shows oxidation at the surface of X3 UHMWPE liners coupled to
Si.sub.3N.sub.4 and ZTA as a function of the number of cycles,
n.sub.c, of frictional swing testing.
[0026] FIG. 16A shows scanning laser microscopy images of pristine
and MWZ worn surfaces (after 5.times.10.sup.5 swing cycles) of
X3.TM. UHMWPE liners coupled to ZTA and Si.sub.3N.sub.4 femoral
heads. FIG. 16B shows results of XPS analyses in NWZ and MWZ of the
same liners.
[0027] FIG. 17A shows crystallinity and oxidation variations
observed at the surfaces of vitamin E-doped UHMWPE liners coupled
to Si.sub.3N.sub.4 and ZTA femoral heads after being subjected to a
5.times.10.sup.6 cycles in a standard hip simulator test. FIG. 17B
shows crystallinity and oxidation variations observed at 200 .mu.m
in the depth of vitamin E-doped UHMWPE liners coupled to
Si.sub.3N.sub.4 and ZTA femoral heads after being subjected to a
5.times.10.sup.6 cycles in a standard hip simulator test.
[0028] FIG. 18A shows a long-term in vivo exposed monolithic
Al.sub.2O.sub.3 femoral head. FIG. 18B shows the microstructure in
the MWZ of a long-term in vivo exposed monolithic Al.sub.2O.sub.3
femoral head. FIG. 18C shows its microstructure in the NWZ. FIG.
18D shows its CL oxygen vacancy emissions compared to that of a
pristine Al.sub.2O.sub.3 sample. FIG. 18E shows its deconvoluted
average XPS (Al2p) spectrum.
[0029] FIG. 19A shows a short-term in vivo exposed ZTA composite
femoral head. FIG. 19B shows the microstructure of a short-term in
vivo exposed ZTA composite femoral head. FIG. 19C shows its
microstructure in the NWZ. FIG. 19D shows its CL oxygen vacancy
emission compared to that of a pristine ZTA sample. FIG. 19E shows
its deconvoluted average XPS (Al2p) spectrum.
[0030] Corresponding reference characters indicate corresponding
elements among the view of the drawings. The headings used in the
figures do not limit the scope of the claims.
DETAILED DESCRIPTION
[0031] It should be understood from the foregoing that, while
particular embodiments have been illustrated and described, various
modifications can be made thereto without departing from the spirit
and scope of the invention as will be apparent to those skilled in
the art. Such changes and modifications are within the scope and
teachings of this invention as defined in the claims appended
hereto.
[0032] Several definitions that apply throughout the above
disclosure will now be presented. As used herein, "improved wear
performance" means an improvement in the longevity of the material
or device over existing THA prosthetic devices. For example,
"improved wear performance" means the material and/or device has a
longevity of greater than 10-15 years after being implanted in a
patient. The terms "comprising," "including" and "having" are used
interchangeably in this disclosure. The terms "comprising,"
"including" and "having" mean to include, but not necessarily be
limited to the things so described.
[0033] There are crucial physical chemistry characteristics of
biomaterial surfaces that directly affect their long-term
performance as artificial joints. Non-oxide bioceramics, such as
silicon nitride, may possess favorable surface chemistry that
naturally protects a polyethylene-sliding counter-surface from
oxidation. A key concept in establishing this favorable chemistry
is the control of the oxygen activity at the bioceramic surface
during tribochemical loading in the otherwise anaerobic body
environment.
[0034] Ceramic oxides, which are comprised of metal and oxygen
elements, exhibit significant affinity for water because of highly
synergic hydrogen bonding at the liquid/solid interface. In the
case of alumina (Al.sub.2O.sub.3), a peculiar near-surface
electronic state provides multiple H-bonding, which results in
complete wetting--a positive phenomenon in hip-joint tribology.
However, this same peculiarity leads to complex patterns of surface
hydroxylation and dehydroxylation in thermally- or
frictionally-activated environments. Hydroxylation and
dehydroxylation are key events in rationalizing surface charge
issues; they play important roles in frictional interactions,
although their precise microscopic mechanisms are presently
unknown. The incorporation of water into the Al.sub.2O.sub.3
crystal structure results in the formation of aluminum hydroxide.
Dissolution of alumina via amphoteric ionization reactions frees
oxygen and forms oxygen vacancies within the alumina lattice. The
subsequent release of soluble Al species as hydrolysis products is
dependent on both pH and temperature. Conversely, hydrothermal
interactions between non-oxide ceramics and their environment is
mainly driven by oxidation of their cation elements. In the case of
silicon nitride (Si.sub.3N.sub.4), surface reactions start with
homolytic cleavage of the covalent bond between silicon and
nitrogen, followed by oxidation of the silicon sites, and the
release of nitrogen as ammonia. During frictional loading in an
aqueous environment, a layer of insoluble tribo-products (i.e.,
hydrated silicon oxides) forms at the solid surface. Collectively,
they act as a lubricant in frictional sliding by forming a
protective film. The advantage of this hydrated layer in reducing
friction is similar to that of the hydrated layer in
Al.sub.2O.sub.3. However, this is where the similarity ends. Oxygen
is attracted to the non-oxide ceramic's surface (at Si sites)
rather than being released (as is the case for Al.sub.2O.sub.3),
while nitrogen reacts with hydrogen to form volatile ammonia.
Moreover, the amphoteric silica layer formed at the surface of
Si.sub.3N.sub.4 acts as an Arrhenius acid with water being the
corresponding Arrhenius base. Also, the surface charge of
Si.sub.3N.sub.4 depends on the pH of the environment; its
isoelectric point resides at extremely acidic values (pH=1.2-4).
Conversely, Al.sub.2O.sub.3 has a point of zero charge at
relatively high alkaline values (pH=8-8.5). The silica layer that
develops at the H.sub.2O-chemisorbed surface of Si.sub.3N.sub.4 can
easily dissolve because it is considerably more acidic than water,
(i.e., its solubility is .about.100 times that of Al.sub.2O.sub.3),
but oxygen is tightly bound as orthosilicic acid chains. In
essence, water adsorption at the surface of ceramics acts as a
solvent for oxides and as an oxidant for non-oxides. In both cases,
the final products of these aqueous surface reactions are hydrated
species (i.e., aluminum hydroxides and orthosilicic acid for
Al.sub.2O.sub.3 and Si.sub.3N.sub.4, respectively). Both act as
lubricants to reduce friction during tribological sliding. While
this common characteristic makes both oxide and non-oxide ceramics
suitable as low-friction artificial joint materials, they
substantially differ in the direction of oxygen flow across the
tribolayer. Specifically, oxygen moves away from the
Al.sub.2O.sub.3 surface and moves towards the Si.sub.3N.sub.4
surface. This difference is crucial when the sliding counterpart in
the artificial joint is polyethylene.
[0035] The oxygen released from various oxide ceramics' surfaces
may lead to the oxidation of advanced polyethylene liners. Silicon
nitride with oxidized surfaces (silicon oxynitride) may have a much
lower impact on polyethylene liner oxidation and may provide an
"ionic protective" effect. Silicon nitride ceramics in femoral
heads may delay oxidation of polyethylene liners. Therefore the
ultimate lifetime of artificial joints may be improved by the use
of silicon nitride femoral heads with an oxidized surface.
(I) Silicon Oxynitride Materials
[0036] An aspect of the present disclosure encompasses silicon
oxynitride materials that have improved wear performance or
characteristics. In general, the silicon oxynitride materials may
be formed by oxidizing the surface of a silicon nitride
material.
[0037] The silicon oxynitride material may form a biomedical
implant or part of a biomedical implant in various embodiments. In
preferred embodiments, silicon oxynitride material implants, may
therefore be provided that may, in some embodiments, be treated so
as to improve upon their wear characteristics, water wettability,
and/or other desirable characteristics.
[0038] In other embodiments, the silicon oxynitride material may
comprise an unfinished piece of material that will ultimately be
shaped, machined, or otherwise formed into a suitable shape and/or
configuration to serve as one of the above-referenced finished
biomedical implants. In some such embodiments, the unfinished piece
may require one or more additional processing steps before it can
be considered completed and ready for implantation. For example, in
some embodiments, the biomedical implant may comprise only a part
or portion of what will eventually become a finished biomedical
implant. In one embodiment, the biomedical implant is an
articulation component. Examples of articulation components may be,
without limit, femoral heads, femoral condyles, acetabular
cups/liners, etc. In an exemplary embodiment, the articulation
component may be a femoral head.
[0039] As still another alternative, the silicon oxynitride
materials disclosed herein may be used as a filler or otherwise
incorporated into other materials, such as glasses, metals,
ceramics, polymers, and the like. For example, in some embodiments,
one or more of the ceramic materials disclosed herein may be used
as a filler in a polymeric material. Conversely, the ceramic
material disclosed herein could be used as a porous matrix to
incorporate polymeric materials, glasses, or metals.
[0040] In alternative embodiments and implementations, the surface
chemistry of a silicon oxynitride material may be altered to
improve the wear performance characteristics of such implants. In
some such implementations, the chemistry of the surface of a
monolithic device or coating on a silicon oxynitride implant,
silicon oxynitride coated implant, or other implantable biomedical
implant, may be modified to improve wear performance
characteristics. These methods for altering the surface chemistry
may be employed as an alternative to, or in addition to, other
methods described herein, such as methods for changing the surface
roughness of an implant and/or applying a suitable coating to a
biomedical implant. These methods for altering the surface
chemistry may also be accomplished in several ways, as further
described below.
(II) Methods of Preparing Silicon Oxynitride Materials
[0041] Another aspect of the present disclosure encompasses a
process for preparing a silicon oxynitride material comprising
forming a silicon nitride material block and oxidizing the silicon
nitride material block. The method may produce a silicon oxynitride
implant with improved wear performance.
[0042] Each of the steps of the method is detailed below.
[0043] (a) Silicon Nitride
[0044] In general, the silicon nitride may be made out of silicon
nitride ceramic or doped silicon nitride ceramic substrate.
Alternatively, such embodiments may comprise a silicon nitride or
doped silicon nitride coating on a substrate of a different
material. In other embodiments, an implant and the coating may be
made up of a silicon nitride material. In still other embodiments,
one or more portions or regions of an implant may include a silicon
nitride material and/or a silicon nitride coating, and other
portions or regions may include other biomedical materials.
[0045] Silicon nitride ceramics have tremendous flexural strength
and fracture toughness. In some embodiments, such ceramics have
been found to have a flexural strength greater than about 700
Mega-Pascal (MPa). Indeed, in some embodiments, the flexural
strength of such ceramics have been measured at greater than about
800 MPa, greater than about 900 MPa, or about 1,000 MPa. The
fracture toughness of silicon nitride ceramics in some embodiments
exceeds about 7 Mega-Pascal root meter (MPam.sup.1/2).) Indeed, the
fracture toughness of such materials in some embodiments is about
7-10 MPam.sup.1/2.
[0046] Examples of suitable silicon nitride materials are described
in, for example, U.S. Pat. No. 6,881,229, titled "Metal-Ceramic
Composite Articulation," which is incorporated by reference herein.
In some embodiments, dopants such as alumina (Al.sub.2O.sub.3),
yttria (Y.sub.2O.sub.3), magnesium oxide (MgO), and strontium oxide
(SrO), can be processed to form a doped composition of silicon
nitride. In embodiments comprising a doped silicon nitride or
another similar ceramic material, the dopant amount may be
optimized to achieve the highest density, mechanical, and/or
antibacterial properties. In further embodiments, the biocompatible
ceramic may have a flexural strength greater than about 900 MPa,
and a toughness greater than about 9 MPam.sup.1/2. Flexural
strength can be measured on standard 3-point bend specimens per
American Society for Testing of Metals (ASTM) protocol method
C-1161, and fracture toughness can be measured using single edge
notched beam specimens per ASTM protocol method E399. In some
embodiments, powders of silicon nitride may be used to form the
ceramic implants, either alone or in combination with one or more
of the dopants referenced above.
[0047] Other examples of suitable silicon nitride materials are
described in U.S. Pat. No. 7,666,229 titled "Ceramic-Ceramic
Articulation Surface Implants," which is hereby incorporated by
reference. Still other examples of suitable silicon nitride
materials are described in U.S. Pat. No. 7,695,521 titled "Hip
Prosthesis with Monoblock Ceramic Acetabular Cup," which is also
hereby incorporated by reference.
[0048] (i) Method of Preparing the Silicon Nitride Material
Block
[0049] In an embodiment, preparing the silicon nitride material
block may comprise preparing a slurry, where the slurry may
comprise silicon, oxygen, and nitrogen, and may further comprise at
least one of yttrium oxide and aluminum oxide.
[0050] The slurry may be milled to break up soft agglomerates and
facilitate constituent mixing. In general, the slurry may be milled
using techniques know to those of skill in the art. In an exemplary
embodiment, the slurry is ball milled. Additionally, those of skill
in the art would be able to determine the appropriate media, media
size, and duration for the milling process.
[0051] The slurry may be dried to obtain a dried slurry, after
which the dried slurry may be formed into a number of different
shapes for femoral heads, articulation components, or the like. In
general, the slurry may be dried using techniques known to those of
skill in the art. In an exemplary embodiment, the slurry is dried
using spray drying.
[0052] In general, the silicon nitride material block may be
applied to biomedical components or formed or shaped into a
biomedical implant. In one example, the silicon nitride material
block may be formed or shaped into an articulation component.
Examples of articulation components may be, without limit, femoral
heads, femoral condyles, acetabular cups, etc. In an exemplary
embodiment, the articulation component may be a femoral head.
[0053] In other embodiments, the silicon nitride material block may
be applied to any number and type of biomedical components
including, without limit, spinal cages, orthopedic screws, plates,
wires, and other fixation devices, articulation devices in the
spine, hip, knee, shoulder, ankle and phalanges, catheters,
artificial blood vessels and shunts, implants for facial or other
reconstructive plastic surgery, middle ear implants, dental
devices, and the like. In an example, the silicon nitride material
block may be applied to a prosthetic joint, such as a femoral head
of a THA prosthesis.
[0054] Applying the silicon nitride material block to biomedical
components may be performed by methods readily known by those of
skill in the art.
[0055] The forming or shaping the silicon nitride material block
may be performed by methods readily known by those of skill in the
art. In an exemplary embodiment, the directed slurry may be
consolidated using uniaxial or isostatic compacting equipment to
form appropriate shapes. These shapes may then be subsequently
machined to pre-fired dimensions using conventions
computer-numerically-controlled (CNC) turning or milling machinery.
In some embodiments, the silicon nitride material block may be
formed into any number and type of biomedical components including,
without limit, spinal cages, orthopedic screws, plates, wires, and
other fixation devices, articulation devices in the spine, hip,
knee, shoulder, ankle and phalanges, catheters, artificial blood
vessels and shunts, implants for facial or other reconstructive
plastic surgery, middle ear implants, dental devices, and the like.
In an example, the silicon nitride material block may be applied to
a prosthetic joint, such as a femoral head of a THA prosthesis.
[0056] The appropriately shaped liners or components may then be
subjected to a series of heat-treatment operations including,
without limit, bisque firing, sintering, and hot-isostatic
pressuring.
[0057] The heat-treated liners or components may then be subjected
to diamond grinding and polishing to achieve the final size and
surface finish.
[0058] (b) Oxidation Methods
[0059] The surface of the silicon nitride material may be oxidized
by thermal, hydrothermal, or chemical oxidation. In general, the
oxidation methods descried herein convert some of the
Si.sub.3N.sub.4 to SiO.sub.2 on the surface of the materials.
[0060] (i) Thermal Oxidation
[0061] In general, the surface of the silicon nitride material may
be oxidized using thermal oxidation. The thermal oxidation process
may be conducted using means known to those of skill in the
art.
[0062] In general, the thermal oxidation process may be conducted
at a temperature of up to about 1100.degree. C. In preferred
embodiments, the thermal oxidation process may be conducted a
temperature ranging from about 800 to about 1100.degree. C.
[0063] The thermal oxidation process may be conducted for a
duration ranging from about 5 hours to about 20 hours. In some
embodiments, the thermal oxidation process may be conducted for
about 5, about 6, about 7, about 8, about 9, about 10, about 11,
about 12, about 13, about 14, about 15, about 16, about 17, about
18, about 19, or about 20 hours.
[0064] (ii) Hydrothermal Oxidation
[0065] In general, the surface of the silicon nitride material may
be oxidized using hydrothermal oxidation. The hydrothermal
oxidation process may be conducted using means known to those of
skill in the art. In an exemplary embodiment, the hydrothermal
oxidation may be performed in a steam autoclave. The effects of
hydrothermal oxidation process on the surface chemistry of
Si.sub.3N.sub.4 ceramics is illustrated in FIG. 1A (prior to
hydrothermal oxidation) and FIG. 1B (after hydrothermal
oxidation).
[0066] In general, the hydrothermal oxidation process may be
conducted at pressures ranging from about 1 atmosphere to about 250
atmospheres. In further, embodiments, the hydrothermal oxidation
process may be conducted at a pressure of about 1, about 2, about
3, about 4 about 5, about 6, about 7, about 8, about 9, about 10,
about 15, about 20, about 25, about 30, about 35, about 40, about
45, about 50, about 55, about 60, about 65, about 70, about 75,
about 80, about 85, about 90, about 95, about 100, about 105, about
110, about 115, about 120, about 125, about 130, about 135, about
140, about 145, about 150, about 155, about 160, about 165, about
170, about 175, about 180, about 185, about 190, about 195, about
200, about 205, about 210, about 215, about 220, about 225, about
230, about 235, about 240, about 245, or about 250 atmospheres. In
an exemplary embodiment, the hydrothermal oxidation process may be
conducted at a pressure of about 2 atmospheres.
[0067] The hydrothermal oxidation process may be conducted for a
duration ranging from about 50 to about 200 hours. In some
embodiments, the hydrothermal oxidation may be conducted for about
50, about 55, about 60, about 65, about 70, about 75, about 80,
about 85, about 90, about 95, about 100, about 105, about 110,
about 115, about 120, about 125, about 130, about 135, about 140,
about 145, about 150, about 155, about 160, about 165, about 170,
about 175, about 180, about 185, about 190, about 195, or about 200
hours. In an exemplary embodiment, the hydrothermal oxidation
process may be conducted for a duration ranging from about 70 to
about 150 hours.
[0068] The hydrothermal oxidation process may be conducted a
temperature ranging from about 100.degree. C. to about 150.degree.
C. In some embodiments, the hydrothermal oxidation may be conducted
at about 100, about 105, about 110, about 115, about 120, about
125, about 130, about 135, about 140, about 145, or about
150.degree. C. In preferred embodiments, the hydrothermal oxidation
may be conducted from about 120.degree. C. to about 135.degree. C.
In further embodiments, the hydrothermal oxidation may be conducted
at about 120, about 121, about 122, about 123, about 124, about
125, about 126, about 127, about 128, about 129, about 130, about
131, about 132, about 133, about 134, or about 135.degree. C.
[0069] (iii) Chemical Oxidation
[0070] In general, the surface of the silicon nitride material may
be oxidized using chemical oxidation. The chemical oxidation
process may be conducted using means know to those of skill in the
art.
[0071] The chemical oxidation process may be conducted by exposing
the silicon nitride material to caustic solutions. The caustic
solutions may include, without limit, sodium hydroxide, ammonium
hydroxide, calcium hydroxide, etc. and combinations thereof.
EXAMPLES
[0072] The following examples are included to demonstrate various
embodiments of the present disclosure. It should be appreciated by
those of skill in the art that the techniques disclosed in the
examples that follow represent techniques discovered by the
inventors to function well in the practice of the invention, and
thus can be considered to constitute preferred modes for its
practice. However, those of skill in the art should, in light of
the present disclosure, appreciate that many changes can be made in
the specific embodiments which are disclosed and still obtain a
like or similar result without departing from the spirit and scope
of the invention.
Example 1: Preparation of Biocompatible Silicon Nitride Ceramic
Components
[0073] .alpha.-Si.sub.3N.sub.4 (90 wt. %), yttrium oxide
(Y.sub.2O.sub.3, 6 wt. %), and aluminum oxide (Al.sub.2O.sub.3, 4
wt. %) raw powders were admixed in water, milled, and spray dried.
The spray dried powders were then consolidated using uniaxial or
isostatic compacting equipment (up to 310 MPa) to form appropriate
shapes, i.e., femoral heads and mechanical test-bars. These
components were subsequently machined to pre-fired dimensions using
conventional computer-numerically-controlled (CNC) turning or
milling machinery. They were then subjected to a series of
heat-treatment operations including bisque firing, sintering, and
hot-isostatic pressing at temperatures up to 1700.degree. C. The
firing steps eliminated carbonaceous compounds and water, reacted
the constituent raw materials, and densified the ceramic to
near-final size. Diamond grinding and polishing were then performed
to achieve final size and surface finish for the components.
Example 2: Oxidation of Biocompatible Silicon Nitride Ceramic
Components
[0074] The final components from Example 1 were subjected to
hydrothermal oxidation using a steam autoclave at a pressure of 2
atm and a temperature of 121.degree. C. for 24, 48, or 72
hours.
[0075] To determine the extent of the oxidation reaction, x-ray
photoelectron spectroscopy was conducted on the oxidized components
following 0 (FIG. 2A and FIG. 2E), 24 (FIG. 2B and FIG. 2F), 48
(FIG. 2C and FIG. 2G), and 72 (FIG. 2D and FIG. 2H) hours of
exposure to the hydrothermal oxidation process. Further, the x-ray
photoelectron spectroscopy analyzed the deconvolution of the O1s
and Si.sub.2P bands. The results of the deconvolution of the O1s
band (FIG. 2E, FIG. 2F, FIG. 2G, and FIG. 2H) demonstrated a
reduction of near-surface N--Si--O--Si bonds in favor of
O--Si--O--Si bonds. The results of the deconvolution of the
Si.sub.2P band (FIG. 2E, FIG. 2F, FIG. 2G, and FIG. 2H)
demonstrated a reduction of surface N--Si--N bonds in favor of
N--Si--O and O--Si--O bonds. Both the deconvolution of the O1s band
(FIG. 2A, FIG. 2B, FIG. 2C, and FIG. 2D) and Si.sub.2P band (FIG.
2E, FIG. 2F, FIG. 2G, and FIG. 2H) indicated an increase in
oxidation of the Si.sub.3N.sub.4 surface.
[0076] The statistical significance associated with these chemical
bond changes is shown in FIG. 3A and FIG. 3B. The O1s band shows a
reduction of O--Si--N bonds in favor of O--Si--O bonds (FIG. 3A).
The Si.sub.2P band shows a reduction in N--Si--N bonds in favor of
O--Si--O bonds (FIG. 3B). These data indicate that increasing
exposure to the hydrothermal environment slowly converts
Si.sub.3N.sub.4 from a mixed nitride-oxide surface to predominately
an oxide condition. This is demonstrated by the microstructural
photos provided in FIG. 4A and FIG. 48. They show a pristine
polished sample prior to hydrothermal treatment (FIG. 4A). The
pristine surface has periodic pits and defects that are filled with
a silica (i.e., SiO.sub.2) glass after its hydrothermal oxidation
treatment (FIG. 48). Without being bound by theory, it is thought
that engineering of this unique surface chemistry enables
Si.sub.3N.sub.4 to serve as a superior articulation member in total
joint arthroplasty prostheses.
Example 3: Wear Testing
[0077] Femoral heads prepared as described in Examples 1 and 2 and
femoral heads prepared with BIOLOX delta (zirconia-toughened
alumina) were subjected to wear testing using a hip joint
simulator. Specifically, the acetabular cups were subjected to
hydrothermal oxidation treatment for 72 hours at 121.degree. C.
Briefly, the acetabular cups were weighted and pre-soaked in a bath
comprising bovine serum to achieve a steady level of fluid sorption
(as recommended in ISO 14242/2). After 50 hours of soaking, all
acetabular cups were cleaned and re-weighted. This procedure was
repeated until the incremental change of the acetabular cups over
24 hours was less than 10% of the previous cumulative mass change
(as part ISO 14242--Part 2).
[0078] The acetabular cups were coupled to femoral heads and tested
on a 12-station hip joint simulator using a lubricant (25% sterile
calf serum (Sigma Aldrich, St. Louis, Mo.) balanced with deionized
water, 0.2% sodium azide, and 20 mmol/dm.sup.3
ethylenediaminetetraacetic acid (EDTA)). After every 400,000 cycles
in the hip joint simulator, the weight loss of the acetabular cups
was accessed. At each weight-stop the acetabular cups were removed
and cleaned using a dedicated detergent, i.e., Clean 65, at
40.degree. C. for 15 minutes in an ultrasound washer. After
rinsing, the acetabular cups were cleaned in an ultrasound washer
comprising deionized water for an additional 15 minutes. The
acetabular cups were initially dried using nitrogen and then placed
under vacuum (0.1 bar) for 40 minutes to complete the drying.
Weight loss was measured using a microbalance. Each acetabular cup
was weighted three times and the average was computed.
[0079] The weight loss vs. the number of cycles for the acetabular
cups coupled with the femoral heads is shown in FIG. 5. The Femoral
heads prepared as described in Examples 1 and 2 (labeled
MC.sup.2.RTM. AMEDICA Si.sub.3N.sub.4 in FIG. 5) had a lower
average mass loss (0.46 mg/Mc) than the average mass loss of the
ZTA BIOLOX.RTM. delta (0.55 mg/Mc).
Example 4: Static Hydrothermal Exposure
[0080] Femoral heads, prepared as described in Examples 1 and 2 and
BIOLOX delta were subjected to wear testing using a hip joint
simulator in a similar fashion to Example 3. However, the femoral
heads were articulated against E1 (a vitamin E infused
polyethylene).
[0081] The results show the differences in the crystallinity and
the corresponding oxidation indices for E1 at the sliding surface
(i.e., z=0) (FIG. 6A) and at a depth of 200 .mu.m (FIG. 6B) for
both the non-wear-(NWZ) and main-wear-zones (MWZ) of the liner. The
Si.sub.3N.sub.4 was remarkably effective in reducing the oxidation
of the liner at the surface (i.e., negative crystallinity and
oxidation indices) whereas the oxidation increased for the liners
articulating against ZTA. At a depth of 200 .mu.m, the changes in
crystallinity and oxidation indices for the Si.sub.3N.sub.4
remained near zero. Conversely, the liners articulating against ZTA
showed marked increases in both parameters.
Example 5: Homeostatic Conditions
[0082] A block of silicon nitride ceramic as prepared in Example 1
was polished and then embedded in an acidic gel. A pH microscope
(SCHEM-110; Horiba, Kyoto, Japan) capable of measuring and mapping
local pH values at the surface of solids with high spatial
resolution. In performing the pH mapping experiment,
Si.sub.3N.sub.4 samples were fully embedded into an acidic gel
consisting of artificial saliva, KCl, and agar. The pH-imaging
sensor consisted of a flat semiconductor plate with a total sensing
area of 2.5.times.2.5 cm2. The highest spatial resolution and the
pH sensitivity of the sensor were 100 .mu.m and 0.1 pH,
respectively. The microscope was equipped with a light addressable
potentiometric sensor, capable of detecting protons within the
electrolyte. A light beam was directed from the back of the sensor
with a bias voltage applied between the electrolyte and the back.
Since characterization of the AC photocurrent, which was induced by
the modulated illumination from the back of the sensor, depended on
the amount of protons at the sensor surface, the pH value was
determined to a high degree of precision by measuring the local
value of electric current. The detected current signals were then
converted into a color scale, with each pixel correlated to the pH
image using image analysis software (Image Pro Plus, Media
Cybernetics, MD, USA). This generated a visual pH map around the
embedded Si.sub.3N.sub.4 samples. After embedding the test pieces,
pH maps were obtained at various time intervals up to 45 min
duration.
[0083] By using a pH microscope, a change in the acidity level next
to the implant was noted over a period of about 45 minutes.
[0084] Si.sub.3N.sub.4 surfaces are effective in altering the local
pH due to their slight dissolution and elution behavior (i.e.,
refer to the reactions described previously). The key results are
shown in FIG. 7. This graphical diagram shows that the pH
surrounding the implant immediately begins to increase from its
initial acidic value of 5.5 and reaches a basic condition at
.about.8.5 over the 45 minute interval. The extent of the pH change
can presumably be pre-engineered by altering the surface chemistry
of the implant (i.e., from a mixed nitride-oxide to an oxide
surface).
Example 6: Oxide Ceramic and Non-Oxide Ceramic Femoral Heads Versus
UHMWPE Liners
[0085] Two types of oxide femoral heads (Al.sub.2O.sub.3,
BIOLOX.RTM.forte and zirconia-toughened alumina, ZTA,
BIOLOX.RTM.delta, CeramTec, GmbH, Plochingen, Germany) and one type
of a non-oxide femoral head (MC.sup.2.RTM.Si.sub.3N.sub.4, Amedica
Corporation, Salt Lake City, Utah, USA) were tested versus two
advanced highly crosslinked ultra-high molecular weight
polyethylene liners (UHMWPE) including a sequentially irradiated
and annealed material (X3, Stryker Orthopedics, Inc., Mahwah, N.J.,
USA) and a vitamin-E infused material (E1.RTM., Zimmer Biomet,
Warsaw, Ind., USA).
[0086] Four experiments in total were performed: (i) A preliminary
hydrothermal test in a water-vapor atmosphere as a function of
time; (ii) A static, load-free, and short-term hydrothermal
exposure of ceramic heads coupled with UHMWPE liners with a wet
interface; (iii) A frictional reciprocating or "swing" test in
lubricated environment; and, (iv) A hip simulator test with bovine
serum as a lubricant. Schematic diagrams of the testing procedures
in (ii), (iii), and (iv) are represented in FIGS. 8A, 8B, and 8C,
respectively, with the main testing conditions given in the insets
of their respective diagrams.
[0087] In the static hydrothermal test of ceramic/UHMWPE couples
(item (ii) above; FIG. 8A), six X3 UHMWPE liners equal in size and
shape were coupled to three types of O32 mm ceramic femoral heads
(Al.sub.2O.sub.3, ZTA, and Si.sub.3N.sub.4). The liners had
previously been gamma-ray irradiated with an average dose of 32
kGy. For comparison, six identical convex UHMWPE samples were mated
and tested against six spherical (concave) UHMWPE sections. The
convex UHMWPE samples were not irradiated. Lightly clamped to
assure a constant contact (i.e., 25 N), the couples were subjected
to accelerated an autoclave-aging test. All surfaces were dipped in
pure water before being coupled and immediately placed into the
autoclave at 121.degree. C. under adiabatic water-vapor pressure.
The aging time was purposely kept short at a fixed interval of 24
h, and all samples were concurrently run in the same experimental
session. After the completion of the accelerated aging test, the
samples were dried and cooled at a rate of 100.degree. C./h. The
test was repeated three times, using two couples for each type of
material during each experimental session.
[0088] The frictional swing test (item (iii) above; FIG. 8B) was
conducted using two types of O28 mm femoral heads (i.e., ZTA and
Si.sub.3N.sub.4, n=3 each) coupled to X3 liners in a lubricated
environment. The UHMWPE liners were pre-irradiated as described
above. The wear testing apparatus consisted of a single station in
plane reciprocating (or rocker motion) hip simulator. The simulator
consisted of a stepper motor with a reducing gear, which created a
swing motion of .+-.20 at a frequency of 1 Hz with a brief
(.about.0.25 s) pause at +20.degree. and -20.degree.. The unit was
placed in a compression-testing machine (600LX, Instron
Corporation, Norwood, Mass., USA) with a constant axial applied
load of 1700 N through the entire cycle. The trunnion and liner
were oriented at an angle of 33 to replicate relevant physiologic
loading. Wear testing was performed at an ambient temperature
(i.e., .about.25 C); the temperature was periodically monitored
during testing. The basic composition of the lubricant used in the
test consisted of deionized water, two salts, (i.e., 8 mg/ml NaCl
and 2.68 mg/ml Na.sub.2HPO.sub.4.7H.sub.2O) and two proteins (i.e.,
11.1 mg/ml bovine albumin and 5.1 mg/ml bovine .gamma.-globulin).
An addition of .about.0.29 mg/ml of FeCl.sub.3 to the basic
lubricant was performed to replicate physiologically relevant
concentrations of Fe.sup.3+ ions (i.e., .about.100 mg/l) in the
joint fluid. Each test sequence was carried out to 5.times.10.sup.5
cycles at 1 Hz.
[0089] In the hip simulator test, twelve E1.RTM.UHMWPE liners (six
coupled to ZTA and six to Si.sub.3N.sub.4 femoral heads) were
soaked in bovine calf serum for 4 weeks prior to wear testing to
compensate for weight changes due to fluid absorption in accordance
with ISO 14242-2. As shown in FIG. 8C, wear tests were performed
using an inverted-position type 12-station hip joint simulator
(Shore Western, Monrovia, Los Angeles, Calif.) in accordance with
ISO 14242-3. The articulating couples were subjected to a
sinusoidal load with a peak of 2 kN and a frequency of 1.1 Hz in
rotation. The weight loss of the liners was measured at 0.5 million
cycles (Mc) intervals using an analytical balance (Sartorius AG,
Gottingen, Germany).
[0090] For comparison, two retrieved femoral heads, which had
articulated against polyethylene liners in vivo were also
investigated. One was a second generation monolithic
Al.sub.2O.sub.3(Biolox.RTM.Forte, CeramTec, GmbH, Plochingen,
Germany). It was retrieved after 26.3 y in vivo due to wear of the
polyethylene liner. The second was the so-called fourth-generation
ZTA head (BIOLOX.RTM.delta, CeramTec, GmbH, Plochingen, Germany).
It had been in vivo for 20 months articulating against a X3.TM.
(Stryker Orthopedics, Inc., Mahwah, N.J., USA) liner and was
removed due to a hip dislocation.
Example 7: Analytical Characterization
[0091] XPS analyses were performed on the surfaces of both ceramic
femoral heads and UHMWPE samples described in Example 6 before and
after hydrothermal aging, static hydrothermal testing of
ceramic/UHMWPE couples, and frictional swing tests. A photoelectron
spectrometer (JPS-9010 MC; JEOL Ltd., Tokyo, Japan) with an x-ray
source of monochromatic MgK.alpha. (output 10 kV, 10 mA) was
employed for these analyses. Surfaces of the samples were cleaned
by Ar.sup.+ sputtering in the pre-chamber, while actual
measurements were conducted in the vacuum chamber at around
2.times.10.sup.-7 Pa with an analyzer pass energy of 10 eV and
voltage step size of 0.1 eV. X-ray incidence and takeoff angles
were set at 34.degree. and 90.degree., respectively. The fraction
of elemental oxygen was determined by averaging three separate
measurements on each of the tested UHMWPE liners at selected
locations (e.g., wear zone and non-wear zone). Comparisons between
the XPS outputs for ceramic and UHMWPE samples served to assess the
oxygen flow between the hip joint counterparts. The sensitivity
factors (in a %) used for the calculation of C, O, Si, and N were
4.079, 10.958, 2.387, and 7.039, respectively.
[0092] CL spectra were collected using a field-emission gun
scanning electron microscope (FEG-SEM, SE-4300, Hitachi Co., Tokyo,
Japan) equipped with an optical device. Upon electron irradiation
with an acceleration voltage of 5 kV (below the threshold for
perturbation of the stoichiometric structure of the investigated
ceramics), the emitted CL emission was collected with an
ellipsoidal mirror connected through an optical fiber bundle to a
highly spectrally resolved monochromator (Triax 320,
Jobin-Yvon/Horiba Group, Tokyo, Japan). A 150 g/mm grating was used
throughout the experiments and a liquid nitrogen-cooled
1024.times.256 pixels CCD camera collected the CL emissions. The
resulting spectra were analyzed with the aid of commercially
available software (LabSpec 4.02, Horiba/Jobin-Yvon, Kyoto, Japan).
Mapping was performed using a lateral step of 50 nm with an
automatic collection of 1600 measurement points per map. The CL
probe size was on the order of 68.times.280 nm in-depth and
in-plane, respectively.
[0093] Raman assessments used a triple-monochromator (T-64000,
Jobin-Ivon/Horiba Group, Kyoto, Japan) equipped with a
charge-coupled device (CCD) detector. Automatic fitting algorithms
for spectral de-convolution were obtained using a commercially
available computational package (LabSpec 4.2, Horiba/Jobin-Yvon,
Kyoto, Japan). The in-depth spatial resolution of the Raman probe
was confined to .about.6 .mu.m by means of a 100.times. objective
lens with a confocal pinhole (O100 .mu.m) placed in the optical
circuit. An automated sample stage was employed to collect square
maps (50.times.50 .mu.m.sup.2 with a square mesh of 5 .mu.m steps)
of Raman spectra at different depths below the surface. Each UHMWPE
sample was characterized in three separate locations before and
after the accelerated aging test. Assuming that the oxidative
phenomenon is the only trigger for recrystallization, variations in
the oxidation index (.DELTA.OI) were calculated using a previously
calibrated phenomenological equation.
[0094] FTIR spectroscopy (FT/IR-4000 Series, Jasco, Easton, Md.,
USA) was used to monitor oxidation along the cross-section of the
UHMWPE liners. Some of the tested liners were cut perpendicularly
to the articulating surface, and a series of thin slices were
obtained using a microtome device. The area of analysis was set at
100.times.100 .mu.m.sup.2. Spectra were recorded at intervals of
100 .mu.m parallel to the free surface of the liner. The spectra
were always collected in transmission mode with a spectral
resolution of 4 cm.sup.-1. The oxidation index, OI, was computed as
the ratio of the area subtended by the infrared absorption bands of
polyethylene located in the spectral interval 1650-1850 cm.sup.-1
and the area of the absorption bands located in the interval
1330-1396 cm.sup.-1 (i.e., emissions related to C--H bending). For
a limited number of samples of both types of UHMWPE liners, the OI
values obtained by FTIR were compared with those obtained from
Raman assessment of crystallinity variation using previously
calibrated algorithms for the same materials. The FTIR and Raman
comparison confirmed previous findings using these testing
procedures and validated the Raman algorithms for OI assessments
within a precision of .+-.5%.
[0095] The unpaired Students t-test was utilized for statistical
analyses. Sample sizes are stipulated in each figure's insets. A p
value <0.05 was considered statistically significant and labeled
with an asterisk.
Example 8: Surface Chemistry Changes Due to Hydrothermal
Annealing
[0096] A preliminary procedure was designed to quantitatively
assess chemical changes occurring in the oxide and non-oxide
bioceramics due to hydrothermal exposure. This procedure utilized a
combination of spectral data acquired by XPS and CL
spectroscopy.
[0097] FIGS. 9A, 9B, and 9C show average XPS spectra for Al2p in
Al.sub.2O.sub.3(BIOLOX.RTM.forte), Al2p in ZTA (BIOLOX.RTM.delta),
and Si2p in Si.sub.3N.sub.4(MC.sup.2), respectively, as received,
and FIGS. 90, 9E and 9F show the same ceramics after 24 h adiabatic
exposure in autoclave at 121.degree. C., respectively. The oxide
spectra were deconvoluted into three Voigtian sub-band components:
hydroxylated (O--Al--O--H) bonds, non-hydroxylated (O--Al--O)
bonds, and O--Al--VO bonds representing the bond population at the
material surface. On the other hand, the non-oxide spectra included
three sub-bands: one related to N--Si--N, and two additional ones
from different types of Si--O bonds, namely N--Si--O and O--Si--O,
which belong to the bulk .sub.Si3N4 lattice and to a surface-formed
silicon oxynitride lattice, respectively. A comparison between
pristine and short-term autoclaved samples, indeed shows how
quickly stoichiometric variations commonly take place at the
surface of both oxide and non-oxide ceramics. In both oxide
samples, the fraction of O--Al--V.sub.O bonds increased at the
expenses of both O--Al--O and O--Al--O--H bonds, while in the
non-oxide sample both O--Si--O and N--Si--O types of bond underwent
fractional increase at the expenses of the N--Si--N bond
population.
[0098] FIGS. 10A-10F show XPS results collected as a function of
exposure time in the autoclave (121.degree. C.; 1 bar) by averaging
n>6 measurements performed at n=6 different zones on the
spherical surfaces of the ceramic heads. In FIGS. 10A and 10B,
results are shown for the Al2p edge of the monolithic alumina and
ZTA composite heads, respectively. The XPS spectra, fitted to the
same Voigtian functions as shown in FIGS. 9A-9F, revealed
homogeneous trends along with progressive reductions of O--Al--O
bonds in favor of oxygen-vacancy O--Al--VO sites for both oxide
ceramics (p<0.05). Closer inspection of the data showed a larger
initial fraction of defective sites in the monolithic .sub.Al2O3 as
compared to the composite ZTA. Also, more defects appeared in the
Al.sub.2O.sub.3 with increased autoclave time than in the ZTA (cf.
FIGS. 10A and 10B). Nevertheless, oxygen gradually left the
surfaces of both types of oxide heads although this process
occurred at different rates.
[0099] XPS data collected on the oxide components were then
compared with values obtained under exactly the same experimental
conditions for the non-oxide Si.sub.3N.sub.4 heads. FIGS. 10C and
10D show the XPS trends detected at O1s and Si2p edges for
Si.sub.3N.sub.4, respectively, as a function of autoclave exposure.
These latter data sets reveal the progressive fractional decrease
in O--Si--N and N--Si--N bonds in favor of O--Si--O and N--Si--N
sites at the ceramic's surface (p<0.05). This indicates that
surface nitrogen is gradually replaced by oxygen.
[0100] CL data for the two oxide-based ceramics are shown in FIGS.
11A-11D. FIGS. 11A and 11B show their morphological evolution of
the CL spectra as a function of increasing autoclave time for
femoral heads made of Al.sub.2O.sub.3 and ZTA, respectively. Both
materials showed an increasing optical emission at around 325-330
nm, which corresponds to the formation of oxygen vacancies. FIG.
11C compares the CL intensity of oxygen vacancy emissions from
Al.sub.2O.sub.3 and ZTA over the entire investigated autoclaving
time. Consistent with the XPS data of FIGS. 10A-10D, the CL
experiments revealed that the ZTA composite contained a lower
initial amount of oxygen vacancies and a milder increase of their
population with autoclaving time as compared to monolithic
Al.sub.2O.sub.3. These differences are likely due to the presence
of zirconia phase which reduced the areal fraction of
oxygen-emitting alumina by .about.17 vol %. Additionally, the
presence of Cr.sup.3+ (i.e., a dopant intentionally added to
substitute for Al.sup.3+) delays dehydroxylation due to its higher
energy hydrogen-bonding as compared to Al.sup.3+. Note that the
geometry of the electron probe in both XPS and CL is similarly
shallow (i.e., nanometer depth) which suggests that results from
these two methods are comparable. FIG. 11D links drifts in
stoichiometry by XPS to increases in CL intensities for both the
Al.sub.2O.sub.3 and ZTA heads. These plots provide
semi-quantitative data for oxygen-vacancies formed in vitro at the
surfaces of these two ceramics.
[0101] Similar CL experiments were conducted on the surfaces of
Si.sub.3N.sub.4 heads as a function of autoclaving time (not
shown). The propensity for oxygen to replace nitrogen was reflected
by an increased intensity of a CL band at .about.650 nm which
belongs to oxygen-excess sites (i.e., non-bridging oxygen hole
centers) typical of silica glass.
[0102] FIGS. 10A-10D and 11A-11D reveal opposite scenarios for
oxide and non-oxide ceramics. Adsorption of molecular water plays
the role of a solvent for the oxide ceramics with free oxygen
flowing away from their surfaces, whereas it is an oxidant for
Si.sub.3N.sub.4 and therefore oxygen flows towards its surface.
Water molecules possess different strengths upon hydrogen-bonding
to the oxide and non-oxide ceramic surfaces (i.e., aluminols and
silanols for Al.sub.2O.sub.3-based and Si.sub.3N.sub.4 ceramics,
respectively). Strong bonds result from H-bond acceptors when
silanols form and from H-bond donors at interfacial aluminols;
whereas, weak bonds form from H-bond donors and acceptors at the
surfaces of Si.sub.3N.sub.4 and Al.sub.2O.sub.3, respectively.
Example 9: Static Hydrothermal Test on Ceramic/Polyethylene
Couples
[0103] The impact of oxygen movement on the crystallization and
oxidation of the polyethylene liners when coupled to various
ceramic femoral heads was initially examined using static
hydrothermal-activated tests under near zero loads. Data in this
Example validate preliminary Raman/FT-IR characterizations of the
crystallinity and oxidation of X3 highly crosslinked polyethylene
liners. Specifically, the aim of this Example was to confirm
previous data using new experiments on the same brand of advanced
polyethylene by adding XPS analyses of the polyethylene surfaces to
the prior Raman and FTIR characterizations. XPS analyses on the
ceramic surfaces were also performed, but they did not tangibly
differ from the hydrothermal tests described in Example 8.
Accordingly, FIGS. 10A-10D represent the results of the static
hydrothermal testing of these ceramics when coupled to UHMWPE
liners.
[0104] FIG. 12A shows crystallinity, .DELTA.c.sub.0, and oxidation
index variations, .DELTA.OI.sub.0, at the surfaces of the X3.TM.
polyethylene liners with respect to their pristine values.
Polyethylene versus polyethylene couples (i.e., X3.TM. vs. X3.TM.)
with the same geometrical configuration as the ceramic versus
polyethylene couples were used as positive controls. The null
hypothesis was that all of the tested ceramics (if completely
bioinert) would induce the same variations in .DELTA.c.sub.0 and
.DELTA.OI.sub.0 as the all-poly-ethylene couples. FIG. 12B
summarizes the XPS results collected at the polyethylene surface
for each of the investigated couples.
[0105] Note that the data presented in FIGS. 12A and 12B dearly
diverge from the null hypothesis. In the couples containing the
oxide ceramics, a significant increase in surface crystallization
(.about.55%) and oxidation (.about.45%) was observed. The results
were statistical valid when compared to the positive control
(polyethylene vs. polyethylene couples) while the difference
between the two oxide-containing couples was not significant. The
liners coupled to the Si.sub.3N.sub.4 heads experienced .about.30%
lower increase in their oxidation indices than liners coupled to
the oxide ceramics; and they were only .about.14% higher than the
control couples. The XPS data at the liner surfaces were consistent
with vibrational data. They showed the highest amount of oxygen at
the surfaces of liners coupled to ceramic oxide heads (i.e., about
twice the amount detected in the all-polyethylene couples), with no
statistically significant difference between liners coupled to
Al.sub.2O.sub.3 or ZTA. The oxygen content detected by XPS at the
surfaces of the liners coupled to Si.sub.3N.sub.4 was only slightly
higher (with no statistical relevance) than values detected at the
surface of the control couples. Traces of N and Si were found by
XPS on the surface of all tested liners; this was presumably due to
annealing and polishing of the UHMWPE components, respectively,
during their manufacture.
[0106] Assuming that the environmental loading on all of the
samples was both geometrically and thermodynamically identical, it
follows that the increase in polyethylene oxidation for the oxide
ceramic couples (as compared to the controls) arises from oxygen
emissions from the ceramic surfaces. This hypothesis is consistent
with the XPS data for these liners (cf., FIGS. 10A and 10B and FIG.
12B). After 24 hours of exposure in the hydro-thermal environment,
fractional increases of the O--Al-Vo bonds in the oxide ceramics
(.about.50%) were nearly equal to the fractional increases in
oxygen bonds detected at the surfaces of the polyethylene
liners.
[0107] In an attempt to quantify the potential protective action of
the Si.sub.3N.sub.4 head in preventing oxidation of the UHMWPE
liner, an X3.TM. liner identically exposed to the hydrothermal test
conditions was subsequently spectroscopically characterized (n=3).
This additional sample is referred to as the "free" polyethylene.
The .DELTA.c.sub.0 and .DELTA.OI.sub.0 values for this sample were
between the polyethylene control couple and the polyethylene versus
Si.sub.3N.sub.4 couple with no statistically significant
differences with respect to the two couples. Regarding the oxygen
content detected by XPS at the surface of the "free" sample (FIG.
12B), it was slightly higher than at the surface of the liner
coupled with Si.sub.3N.sub.4; but this difference was not
statistically relevant.
[0108] In summary, non-oxide ceramics dearly proved to be more
friendly counterparts in delaying UHMWPE oxidation than the oxide
ceramics in this specific static hydrothermal test. Although the
oxygen contamination by oxide ceramics was clearly quantified, any
protective effect by non-oxide ceramics in counteracting the
degradation of UHMWPE liners needs to be assessed in longer-term
hydrothermal experiments.
Example 10: Frictional Swing Test on Ceramic/Polyethylene
Couples
[0109] An additional set of experiments was conceived based on
frictional interactions between the two lubricated components of
the couple under swing kinetics but left aside hydrothermal
activation. The purpose of these tests was to determine the impact
of different femoral head materials on the oxidation of UHMWPE
(i.e., X3.TM.) using frictional sliding under a moderate load.
FIGS. 13A and 13B show typical Al2p XPS spectra from ZTA femoral
heads before and after this frictional swing test for
5.times.10.sup.5 cycles at 1 Hz with a 1700 N load under lubricated
conditions, respectively. This frictional test induced significant
alterations of the XPS spectrum at the surface of the oxide
composite demonstrating a drift in off-stoichiometry towards an
oxygen-vacancy-rich environment. A quantitative plot of the
variations observed in the Al2p spectra is given in FIG. 13C. This
plot reveals a .about.28% decrease of the O--Al--O bond population
in favor of a nearly equivalent increase of O--Al--VO bonds. The
O1s edge consistently showed a decrease of Al--O--Al--O population
in favor of Al--O--Al--VO while confirming surface de-hydroxylation
with a significant reduction in the population of Al--O--H bonds
(FIG. 13D). On the one hand, the Zr3d edge of the ZTA surface (also
shown in FIG. 13D) revealed an invariant fraction of Zr--O--H and
an increase in Zr--O--Zr bonds. This observation was consistent
with the fact that dehydroxylation hardly occurs in ZrO.sub.2
ceramics due to a much stronger O--H bond as compared to the O--H
bond at the surface of Al.sub.2O.sub.3. On the other hand, its
occurrence is a consequence of free oxygen from the tribolayer
filling pre-existing vacancies in the metastable tetragonal
(Y-doped) zirconia lattice, which in turn induces spontaneous phase
transformation into the monoclinic polymorph.
[0110] FIGS. 14A and 148 represent typical N1s XPS spectra from the
Si.sub.3N.sub.4 femoral heads before and after the frictional swing
test, respectively. In these cases, prolonged frictional exposure
induced dramatic off-stoichiometry at their surfaces with a
decrease of .about.27% in Si--N--Si--N bonds in favor of a nearly
equivalent increase of Si--N--Si--O bonds, while the population of
the Si--N--H bonds remained unaltered (cf., FIG. 14C). XPS data at
the O1s edge confirmed the trend observed at the N1s edge. A
reduction in N--Si--N bonds was also observed at the Si2p edge
(cf., FIG. 14D). The XPS data provided in FIGS. 13A-13D and FIGS.
14A-14D demonstrated opposite trends for oxygen chemistry at the
surfaces of the ZTA and Si.sub.3N.sub.4 ceramics due to their
frictional loading against UHMWPE liners. The former material
released oxygen from its surface (i.e., an increase of
Al--O--Al--VO bonds), while the latter scavenged oxygen (i.e., an
increase of Si--N--Si--O bonds).
[0111] In order to determine the effect this opposite movement of
oxygen had on the UHMWPE liners, their vibrational behavior was
monitored as a function of the number of swing cycles, n.sub.c.
FIGS. 15A and 15B show crystallinity and variations in oxidation
indices as a function of n.sub.c for liners coupled to ZTA and
silicon nitride (data are from non-wear zones, NWZ, and main-wear
zones, MWZ), respectively. The results of FIGS. 15A-15B reveal that
frictional contact increased surface crystallinity and oxidation
indices for both NWZ and MWZ locations independent of whether the
liners were coupled to oxide or non-oxide ceramic heads. However,
the UHMWPE degradation was significantly greater in liners coupled
to the ZTA heads, especially in the NWZ (i.e., .DELTA.OI-1.2 vs.
0.4 after 5.times.10.sup.5 cycles) In the MWZ, the average
.DELTA.OI for liners coupled to the Si.sub.3N.sub.4 heads was the
same as the NWZ (i.e., -0.4), while the liners coupled to ZTA was
-0.7 lower than the NWZ. Note that the trend in .DELTA.OI vs.
n.sub.c in the MWZ tended to saturate for liners coupled to
Si.sub.3N.sub.4, while it exponentially increased in the NWZ for
liners coupled to both ZTA and Si.sub.3N.sub.4 ceramics.
Accordingly, there are likely competing effects in the MWZ between
material removal from the liner due to frictional wear and the rate
of crystallization and oxidation of the UHMWPE's surfaces. The
latter rate appears faster than the former. Consequently, the
.DELTA.OI continuously increased with n.sub.c. This appeared to be
the case for the NWZ in which the material removal rate was
essentially zero. Conversely, a slower oxidation rate in comparison
to frictional material loss led to saturation of the .DELTA.OI vs.
n.sub.c for the MWZ.
[0112] Based on the removal of the UHMWPE's machining marks and
gravimetric analyses, wear rates for both types of couples were
similar (cf., laser microscopy results of FIG. 16A and weight loss
values of -0.9 mg, respectively). FIG. 16B provides a comparison of
XPS data collected at the surface of the liners in both the MWZ and
NWZ at n.sub.c=5.times.10.sup.5. The number of oxygen bonds at the
NWZ surfaces of liners coupled to the ZTA heads was the highest in
this set of experiments (-15 at %) and twofold higher than liners
coupled to the Si.sub.3N.sub.4 heads. While the level of liner
oxidation for Si.sub.3N.sub.4 couples was conspicuously the same
for NWZ and MWZ, the ZTA couples showed higher oxidation in the NWZ
as compared to MWZ (i.e., -15 vs. 12.5 at %). This suggests that
the oxidation rate for the liners coupled to ZTA was faster than
the corresponding material removal rate. This level of oxidation
was definitely a preponderant phenomenon for the ZTA couples,
reaching OI values as high as -1.2 in the NWZ. These frictional
swing-test experiments demonstrated that the oxidation of the
UHMWPE liners, particularly those coupled to the ZTA heads, was
predominantly due to a chemical reaction rather than to mechanical
action.
Example 11: Hip-Simulator Test of Ceramic/Polyethylene Couples
[0113] The crystallinity and oxidation of vitamin-E doped UHMWPE
liners coupled to either ZTA or Si.sub.3N.sub.4 heads were
evaluated after 5-million-cycles in a standard hip simulator test.
This is part of an ongoing 12-million-cycle study aimed at
evaluating the suitability of Si.sub.3N.sub.4 as an alternative
ceramic bearing material. While anti-oxidant vitamin-E has
demonstrated its ability to delay liner oxidation during in vitro
experiments, the purpose of these spectroscopic tests was to
determine if the coupling of vitamin-E doped UHMWPE liners to
non-oxide ceramic heads could also lead to tangible advantages in
terms of additional retardation of liner oxidation.
[0114] Both types of wear couples showed good performance. Average
polyethylene liner wear rates were 0.55 and 0.46 mg per million
cycles for the ZTA and Si.sub.3N.sub.4 couples, respectively. FIGS.
17A and 17B compare crystallinity, .DELTA.c, and oxidation index,
.DELTA.OI, variations for the ZTA and Si.sub.3N.sub.4 couples at
the liner's surface and at a depth of 200 .mu.m, respectively.
Similar to the frictional swing test, the UHMWPE liners coupled to
ZTA had larger increases in both the amount of crystallization and
the level of oxidation when compared to liners coupled to
Si.sub.3N.sub.4. The microstructural degradation of the UHMWPE was
more pronounced at the surface than in the depth of the ZTA coupled
liners. Conversely, no crystallization was apparent for the liners
coupled to Si.sub.3N.sub.4 at either of the investigated depths.
This was accompanied by essentially no change in the liners
oxidation index (i.e., .DELTA.OI.about.0). In fact, a slight
increase in amorphization was noted for the liners articulated
against Si.sub.3N.sub.4(FIG. 17A). Although a direct comparison
between the two types of UHMWPE liners (i.e., X3 v. E1.RTM.) has
yet to be made, it appears that the amount of surface oxidation
associated with the E1.RTM. liners was about one order of magnitude
lower than the X3 in spite of the fact that the E1.RTM. liners had
.about.10 times the number of testing cycles. Nevertheless, an
increase in the oxidation index for the E1.RTM. liners coupled to
ZTA heads was a tangible result of this Example. With 5 million
cycles being kinematically equivalent to about 2.5 years in vivo,
it appears that addition of vitamin-E does not completely eliminate
liner oxidation in artificial hip joints coupled to oxide
ceramics.
Example 12: Retrieval Analyses
[0115] This Example provides an assessment of surface
off-stoichiometry due to the depletion of oxygen in oxide ceramic
femoral heads retrieved from human patients. These in vivo results
are contrasted to the in vitro experiments discussed in earlier
Examples. Two retrieval cases are presented as typical examples of
both monolithic Al.sub.2O.sub.3 and ZTA heads. Conversely,
Si.sub.3N.sub.4 is a new material and has not been cleared for use
in total hip arthroplasty; therefore retrievals are not yet
available.
[0116] FIG. 18A shows a photograph of a femoral head from an
earlier generation of monolithic Al.sub.2O.sub.3 articulating
against a polyethylene liner for 26.3 years in vivo. Scanning
electron micrographs of its MWZ and NWZ surfaces (FIGS. 18B and
18C, respectively) revealed a relatively coarse granular structure
typical of early grades of biomedical alumina, with an average
grain size ranging between 3 and 6 .mu.m. Although grain boundaries
were dearly visible--probably due to chemical etching in the acidic
joint environment--no significant surface damage was observed in
both the MWZ and NWZ. This result is consistent with long-term
articulation against a soft polyethylene counterpart.
Cathodoluminescence emissions from oxygen vacancies (FIG. 18D)
increased by .about.250% with respect to pristine alumina heads;
these were matched by a .about.153% increase in O--Al--VO bonds
detected by XPS (Al2p edge, FIG. 18E). Conversely, the number of
Al--O--Al and O--Al--O--H bonds decreased by 34% and 26%,
respectively.
[0117] The photograph in FIG. 19A is that of a ZTA femoral head
which articulated only for 20 months in vivo against an X3 liner,
(i.e., the same liners tested in vitro, cf. FIGS. 12, 15, and 16).
Metal contamination is visible on the head's surface due to several
dislocation events, which preceded its revision surgery. The fine
microstructure, imaged in the MWZ and NWZ by scanning electron
microscopy (FIGS. 19B and 19C), respectively, consisted of
Al.sub.2O.sub.3 (darker color) and ZrO.sub.2 (whitish) grains with
average sizes of .about.1 and 0.4 .mu.m, respectively. Both zones
indicated that the head was essentially undamaged because typical
machining marks from its manufacturing process were evident on its
surface. The MWZ and NWZ emitted similar CL-intensities from oxygen
vacancies, both of which were higher by .about.450% compared to
pristine components (FIG. 19D). XPS (Al2p) detected a .about.213%
increase in O--Al--Vo bonds (FIG. 19E) accompanied by a .about.108%
decrease in the atomic fraction of Al--O--Al bonds. However, unlike
the monolithic alumina head described in FIGS. 18A-18E, the
population of O--Al--O--H increased by .about.288% with respect to
pristine ZTA heads; this could be related to the presence of the
Cr.sup.3+ dopant in the alumina lattice which has a stronger
hydrogen bond.
[0118] In substance, both CL and XPS independently detected a
significantly higher population of oxygen vacancies at the surface
of both long- and short-term femoral head retrievals made of
alumina-based ceramics. Moreover, the off-stoichiometry observed on
the retrievals' surfaces were significantly higher than those
induced in the same materials during in vitro experiments.
Characterization of these retrievals confirmed that a
non-negligible amount of oxygen was released into the tribolayer
from their surfaces. Indeed, the amount of oxygen released even
from the short-term retrieval is striking. The combination of an
acidic hydrothermal environment, which is typical of synovial fluid
in osteoarthritic patients, along with stronger frictional forces
than those applied in the in vitro experiments was likely
responsible for the marked trend in its observed oxygen
deficiency.
[0119] The disclosures shown and described above are only examples.
Even though numerous characteristics and advantages of the present
technology have been set forth in the foregoing description,
together with details of the structure and function of the present
disclosure, the disclosure is illustrative only, and changes may be
made in the detail, especially in matters of shape, size and
arrangement of the parts within the principles of the present
disclosure to the full extent indicated by the broad general
meaning of the terms used in the attached claims. It will therefore
be appreciated that the examples described above may be modified
within the scope of the appended claims.
* * * * *