U.S. patent application number 14/954125 was filed with the patent office on 2016-03-17 for scheduling of retuning gaps for occurring after harq feedback transmission.
This patent application is currently assigned to INTERDIGITAL PATENT HOLDINGS, INC.. The applicant listed for this patent is INTERDIGITAL PATENT HOLDINGS, INC.. Invention is credited to Paul Marinier, Ghyslain Pelletier, Stephen E. Terry.
Application Number | 20160080131 14/954125 |
Document ID | / |
Family ID | 44319897 |
Filed Date | 2016-03-17 |
United States Patent
Application |
20160080131 |
Kind Code |
A1 |
Terry; Stephen E. ; et
al. |
March 17, 2016 |
SCHEDULING OF RETUNING GAPS FOR OCCURRING AFTER HARQ FEEDBACK
TRANSMISSION
Abstract
A method and apparatus for operation by a wireless
transmit/receive unit is disclosed for detecting a retuning
triggering event, wherein the retuning triggering event is an
activation of at least one secondary serving cell, determining a
period of time when a retuning gap occurs, on a condition that the
retuning triggering event is detected, wherein the retuning gap is
a time period in which the WTRU may retune a radio frequency front
end to accommodate the activation of the at least one secondary
serving cell, transmitting hybrid automatic repeat request (HARQ)
acknowledgement feedback after detecting the retuning triggering
event, and performing radio frequency front end retuning during the
retuning gap, after transmitting the HARQ acknowledgement
feedback.
Inventors: |
Terry; Stephen E.;
(Northport, NY) ; Pelletier; Ghyslain; (Montreal,
CA) ; Marinier; Paul; (Brossard, CA) |
|
Applicant: |
Name |
City |
State |
Country |
Type |
INTERDIGITAL PATENT HOLDINGS, INC. |
Wilmington |
DE |
US |
|
|
Assignee: |
INTERDIGITAL PATENT HOLDINGS,
INC.
Wilmington
DE
|
Family ID: |
44319897 |
Appl. No.: |
14/954125 |
Filed: |
November 30, 2015 |
Related U.S. Patent Documents
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Application
Number |
Filing Date |
Patent Number |
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13115539 |
May 25, 2011 |
9203566 |
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14954125 |
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61347997 |
May 25, 2010 |
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61348510 |
May 26, 2010 |
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61356359 |
Jun 18, 2010 |
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Current U.S.
Class: |
370/311 ;
370/330 |
Current CPC
Class: |
H04W 24/02 20130101;
Y02D 70/1262 20180101; H04L 1/1854 20130101; H04L 5/0055 20130101;
Y02D 70/24 20180101; Y02D 30/70 20200801; H04L 5/0058 20130101;
Y02D 70/1242 20180101; Y02D 70/1246 20180101; H04L 5/0098 20130101;
Y02D 70/1226 20180101; H04W 52/0216 20130101; Y02D 70/142 20180101;
Y02D 70/146 20180101; H04W 52/0232 20130101; Y02D 70/23 20180101;
Y02D 70/164 20180101; Y02D 70/1244 20180101; Y02D 70/1264 20180101;
Y02D 70/144 20180101; H04J 1/045 20130101; H04L 1/0025 20130101;
H04L 5/0046 20130101; H04W 76/28 20180201; H04L 5/001 20130101 |
International
Class: |
H04L 5/00 20060101
H04L005/00; H04W 52/02 20060101 H04W052/02; H04L 1/18 20060101
H04L001/18 |
Claims
1. A method for operation by a wireless transmit/receive unit
(WTRU), the method comprising: detecting a retuning triggering
event, wherein the retuning triggering event is an activation of at
least one secondary serving cell; determining a period of time when
a retuning gap occurs, on a condition that the retuning triggering
event is detected, wherein the retuning gap is a time period in
which the WTRU may retune a radio frequency front end to
accommodate the activation of the at least one secondary serving
cell; transmitting hybrid automatic repeat request (HARQ)
acknowledgement feedback after detecting the retuning triggering
event; and performing radio frequency front end retuning during the
retuning gap, after transmitting the HARQ acknowledgement
feedback.
2. The method according to claim 1, wherein the retuning triggering
event is further based on a media access control (MAC) control
element (CE) command received by the WTRU.
3. The method according to claim 1, wherein transmitting HARQ
acknowledgement feedback includes transmitting feedback for all
pending uplink and downlink HARQ processes.
4. The method according to claim 1, wherein the retuning gap
corresponds to a fixed value.
5. The method according to claim 4, wherein the fixed value is 1
millisecond.
6. The method according to claim 1, wherein the determining of the
period of time when the retuning gap occurs is based on a
determination that the at least one secondary serving cell occupies
a same frequency band as a primary cell.
7. The method according to claim 1, wherein the determining of the
period of time when the retuning gap occurs is based on a
determination that the at least one secondary serving cell does not
occupy a same frequency band as a primary cell.
8. The method according to claim 1, wherein the determining of the
period of time when the retuning gap occurs is based on detecting
an idle period from an end of a prior active transmission or
retransmission on all active component carriers.
9. The method according to claim 8, wherein the period of time when
the retuning gap occurs is determined on a condition that the
detected idle period has a length that is greater than or equal to
a length corresponding to the period of time when the retuning gap
occurs.
10. The method according to claim 1, wherein the determining of the
period of time when the retuning gap occurs is based on
discontinuous reception (DRX) cycles.
11. A wireless transmit/receive unit (WTRU) comprising: a processor
configured to: detect a retuning triggering event, wherein the
retuning triggering event is an activation of at least one
secondary serving cell; determine a period of time when a retuning
gap occurs, on a condition that the retuning triggering event is
detected, wherein the retuning gap is a time period in which the
WTRU may retune a radio frequency front end to accommodate the
activation of the at least one secondary serving cell; direct a
transmission of hybrid automatic repeat request (HARQ)
acknowledgement feedback after the retuning triggering event is
detected; and perform radio frequency front end retuning during the
retuning gap, after the transmission of the HARQ acknowledgement
feedback is directed.
12. The WTRU of claim 11, wherein the retuning triggering event is
based on MAC CE command received by the WTRU.
13. The WTRU of claim 11, wherein the transmission of the HARQ
acknowledgement feedback includes feedback for all pending uplink
and downlink HARQ processes.
14. The WTRU of claim 11, wherein the retuning gap corresponds to a
fixed value.
15. The WTRU of claim 14, wherein the fixed value is 1
millisecond.
16. The WTRU of claim 11, wherein the at least one secondary
serving cell occupies a same frequency band as a primary cell.
17. The WTRU of claim 11, wherein the at least one secondary
serving cell does not occupy a same frequency band as a primary
cell.
18. A method for operation by a wireless transmit/receive unit
(WTRU), the method comprising: receiving a media access control
(MAC) control element (CE) command, wherein the MAC CE command
indicates activation of at least one secondary serving cell;
determining a period of time when a retuning gap occurs, wherein
the retuning gap is a time period in which the WTRU may retune a
radio frequency front end to accommodate the activation of the at
least one secondary serving cell; transmitting hybrid automatic
repeat request (HARQ) acknowledgement feedback after receiving the
MAC CE command; and performing radio frequency front end retuning
during the retuning gap, after transmitting the HARQ
acknowledgement feedback.
19. The method according to claim 18, wherein transmitting HARQ
acknowledgement feedback includes transmitting feedback for all
pending uplink and downlink HARQ processes.
20. The method according to claim 18, wherein the determining of
the period of time when the retuning gap occurs is based on
discontinuous reception (DRX) cycles.
Description
CROSS REFERENCE TO RELATED APPLICATIONS
[0001] This application is a continuation of U.S. patent
application Ser. No. 13/115,539 filed May 25, 2011, which will
issue as U.S. Pat. No. 9,203,566 on Dec. 1, 2015 and claims the
benefit of U.S. Provisional Application No. 61/347,997, filed on
May 25, 2010; U.S. Provisional Application No. 61/348,510, filed on
May 26, 2010; and U.S. Provisional Application No. 61/356,359,
filed on Jun. 18, 2010, the contents of which are hereby
incorporated by reference herein.
BACKGROUND
[0002] The Third Generation Partnership Project (3GPP) Long Term
Evolution (LTE) Release 8 and 9 discontinuous reception (DRX)
procedures determine the period of physical downlink control
channel (PDCCH) reception. PDCCH reception and the configured
semi-persistent scheduling determine when a physical downlink
shared channel (PDSCH) on a downlink (DL) component carrier (CC)
and a physical uplink shared channel (PUSCH) transmission on an
uplink (UL) CC may occur.
[0003] In LTE Release 8/9 (also applicable to LTE Release 10), the
network may configure a wireless transmit/receive unit (WTRU) with
parameters for discontinuous reception (DRX). DRX is a
functionality that allows a WTRU to not monitor or decode the
PDCCH, for the purpose of lowering WTRU power consumption. The DRX
functionality relies on a specific set of rules based on PDCCH
activity for a number of specific RNTIs. These rules ensure that
the network and the WTRU are properly synchronized with respect to
when the WTRU can be reached using the control signaling.
[0004] LTE-Advanced (LTE Release 10) is an evolution that aims to
improve LTE Release 8/9's data rates using, among other methods,
bandwidth extensions also referred to as carrier aggregation (CA).
With CA, the WTRU may transmit and receive simultaneously over the
PUSCH and the PDSCH (respectively) of multiple Component Carriers
(CCs). Up to five CCs in the UL and in the DL may be used, thus
supporting flexible bandwidth assignments up to 100 MHz.
SUMMARY
[0005] A method and apparatus for operation by a wireless
transmit/receive unit is disclosed for detecting a retuning
triggering event, wherein the retuning triggering event is an
activation of at least one secondary serving cell, determining a
period of time when a retuning gap occurs, on a condition that the
retuning triggering event is detected, wherein the retuning gap is
a time period in which the WTRU may retune a radio frequency front
end to accommodate the activation of the at least one secondary
serving cell, transmitting hybrid automatic repeat request (HARQ)
acknowledgement feedback after detecting the retuning triggering
event, and performing radio frequency front end retuning during the
retuning gap, after transmitting the HARQ acknowledgement
feedback.
BRIEF DESCRIPTION OF THE DRAWINGS
[0006] A more detailed understanding may be had from the following
description, given by way of example in conjunction with the
accompanying drawings, wherein:
[0007] FIG. 1A is a system diagram of an example communications
system in which one or more disclosed embodiments may be
implemented;
[0008] FIG. 1B is a system diagram of an example wireless
transmit/receive unit (WTRU) that may be used within the
communications system illustrated in FIG. 1A;
[0009] FIG. 1C is a system diagram of an example radio access
network and an example core network that may be used within the
communications system illustrated in FIG. 1A;
[0010] FIGS. 2A-2B show several example carrier aggregation
deployment scenarios;
[0011] FIG. 3 is a timing diagram showing an example DRX cycle;
[0012] FIGS. 4A-4C are flowcharts of methods for WTRU-based
returning gap determination;
[0013] FIG. 5 is a timing diagram of a multi-CC DRX cycle;
[0014] FIG. 6 is a timing diagram where the activation period has
the same length as a DRX cycle; and
[0015] FIG. 7 is a timing diagram where the activation period has
the same length as the DRX On Duration.
DETAILED DESCRIPTION
[0016] FIG. 1A is a diagram of an example communications system 100
in which one or more disclosed embodiments may be implemented. The
communications system 100 may be a multiple access system that
provides content, such as voice, data, video, messaging, broadcast,
etc., to multiple wireless users. The communications system 100 may
enable multiple wireless users to access such content through the
sharing of system resources, including wireless bandwidth. For
example, the communications systems 100 may employ one or more
channel access methods, such as code division multiple access
(CDMA), time division multiple access (TDMA), frequency division
multiple access (FDMA), orthogonal FDMA (OFDMA), single-carrier
FDMA (SC-FDMA), and the like.
[0017] As shown in FIG. 1A, the communications system 100 may
include wireless transmit/receive units (WTRUs) 102a, 102b, 102c,
102d, a radio access network (RAN) 104, a core network 106, a
public switched telephone network (PSTN) 108, the Internet 110, and
other networks 112, though it will be appreciated that the
disclosed embodiments contemplate any number of WTRUs, base
stations, networks, and/or network elements. Each of the WTRUs
102a, 102b, 102c, 102d may be any type of device configured to
operate and/or communicate in a wireless environment. By way of
example, the WTRUs 102a, 102b, 102c, 102d may be configured to
transmit and/or receive wireless signals and may include user
equipment (UE), a mobile station, a fixed or mobile subscriber
unit, a pager, a cellular telephone, a personal digital assistant
(PDA), a smartphone, a laptop, a netbook, a personal computer, a
wireless sensor, consumer electronics, and the like.
[0018] The communications systems 100 may also include a base
station 114a and a base station 114b. Each of the base stations
114a, 114b may be any type of device configured to wirelessly
interface with at least one of the WTRUs 102a, 102b, 102c, 102d to
facilitate access to one or more communication networks, such as
the core network 106, the Internet 110, and/or the networks 112. By
way of example, the base stations 114a, 114b may be a base
transceiver station (BTS), a Node-B, an eNode B, a Home Node B, a
Home eNode B, a site controller, an access point (AP), a wireless
router, and the like. While the base stations 114a, 114b are each
depicted as a single element, it will be appreciated that the base
stations 114a, 114b may include any number of interconnected base
stations and/or network elements.
[0019] The base station 114a may be part of the RAN 104, which may
also include other base stations and/or network elements (not
shown), such as a base station controller (BSC), a radio network
controller (RNC), relay nodes, etc. The base station 114a and/or
the base station 114b may be configured to transmit and/or receive
wireless signals within a particular geographic region, which may
be referred to as a cell (not shown). The cell may further be
divided into cell sectors. For example, the cell associated with
the base station 114a may be divided into three sectors. Thus, in
one embodiment, the base station 114a may include three
transceivers, i.e., one for each sector of the cell. In another
embodiment, the base station 114a may employ multiple-input
multiple output (MIMO) technology and, therefore, may utilize
multiple transceivers for each sector of the cell.
[0020] The base stations 114a, 114b may communicate with one or
more of the WTRUs 102a, 102b, 102c, 102d over an air interface 116,
which may be any suitable wireless communication link (e.g., radio
frequency (RF), microwave, infrared (IR), ultraviolet (UV), visible
light, etc.). The air interface 116 may be established using any
suitable radio access technology (RAT).
[0021] More specifically, as noted above, the communications system
100 may be a multiple access system and may employ one or more
channel access schemes, such as CDMA, TDMA, FDMA, OFDMA, SC-FDMA,
and the like. For example, the base station 114a in the RAN 104 and
the WTRUs 102a, 102b, 102c may implement a radio technology such as
Universal Mobile Telecommunications System (UMTS) Terrestrial Radio
Access (UTRA), which may establish the air interface 116 using
wideband CDMA (WCDMA). WCDMA may include communication protocols
such as High-Speed Packet Access (HSPA) and/or Evolved HSPA
(HSPA+). HSPA may include High-Speed Downlink Packet Access (HSDPA)
and/or High-Speed Uplink Packet Access (HSUPA).
[0022] In another embodiment, the base station 114a and the WTRUs
102a, 102b, 102c may implement a radio technology such as Evolved
UMTS Terrestrial Radio Access (E-UTRA), which may establish the air
interface 116 using Long Term Evolution (LTE) and/or LTE-Advanced
(LTE-A).
[0023] In other embodiments, the base station 114a and the WTRUs
102a, 102b, 102c may implement radio technologies such as IEEE
802.16 (i.e., Worldwide Interoperability for Microwave Access
(WiMAX)), CDMA2000, CDMA2000 1X, CDMA2000 EV-DO, Interim Standard
2000 (IS-2000), Interim Standard 95 (IS-95), Interim Standard 856
(IS-856), Global System for Mobile communications (GSM), Enhanced
Data rates for GSM Evolution (EDGE), GSM EDGE (GERAN), and the
like.
[0024] The base station 114b in FIG. 1A may be a wireless router,
Home Node B, Home eNode B, or access point, for example, and may
utilize any suitable RAT for facilitating wireless connectivity in
a localized area, such as a place of business, a home, a vehicle, a
campus, and the like. In one embodiment, the base station 114b and
the WTRUs 102c, 102d may implement a radio technology such as IEEE
802.11 to establish a wireless local area network (WLAN). In
another embodiment, the base station 114b and the WTRUs 102c, 102d
may implement a radio technology such as IEEE 802.15 to establish a
wireless personal area network (WPAN). In yet another embodiment,
the base station 114b and the WTRUs 102c, 102d may utilize a
cellular-based RAT (e.g., WCDMA, CDMA2000, GSM, LTE, LTE-A, etc.)
to establish a picocell or femtocell. As shown in FIG. 1A, the base
station 114b may have a direct connection to the Internet 110.
Thus, the base station 114b may not be required to access the
Internet 110 via the core network 106.
[0025] The RAN 104 may be in communication with the core network
106, which may be any type of network configured to provide voice,
data, applications, and/or voice over internet protocol (VoIP)
services to one or more of the WTRUs 102a, 102b, 102c, 102d. For
example, the core network 106 may provide call control, billing
services, mobile location-based services, pre-paid calling,
Internet connectivity, video distribution, etc., and/or perform
high-level security functions, such as user authentication.
Although not shown in FIG. 1A, it will be appreciated that the RAN
104 and/or the core network 106 may be in direct or indirect
communication with other RANs that employ the same RAT as the RAN
104 or a different RAT. For example, in addition to being connected
to the RAN 104, which may be utilizing an E-UTRA radio technology,
the core network 106 may also be in communication with another RAN
(not shown) employing a GSM radio technology.
[0026] The core network 106 may also serve as a gateway for the
WTRUs 102a, 102b, 102c, 102d to access the PSTN 108, the Internet
110, and/or other networks 112. The PSTN 108 may include
circuit-switched telephone networks that provide plain old
telephone service (POTS). The Internet 110 may include a global
system of interconnected computer networks and devices that use
common communication protocols, such as the transmission control
protocol (TCP), user datagram protocol (UDP) and the internet
protocol (IP) in the TCP/IP internet protocol suite. The networks
112 may include wired or wireless communications networks owned
and/or operated by other service providers. For example, the
networks 112 may include another core network connected to one or
more RANs, which may employ the same RAT as the RAN 104 or a
different RAT.
[0027] Some or all of the WTRUs 102a, 102b, 102c, 102d in the
communications system 100 may include multi-mode capabilities,
i.e., the WTRUs 102a, 102b, 102c, 102d may include multiple
transceivers for communicating with different wireless networks
over different wireless links. For example, the WTRU 102c shown in
FIG. 1A may be configured to communicate with the base station
114a, which may employ a cellular-based radio technology, and with
the base station 114b, which may employ an IEEE 802 radio
technology.
[0028] FIG. 1B is a system diagram of an example WTRU 102. As shown
in FIG. 1B, the WTRU 102 may include a processor 118, a transceiver
120, a transmit/receive element 122, a speaker/microphone 124, a
keypad 126, a display/touchpad 128, non-removable memory 106,
removable memory 132, a power source 134, a global positioning
system (GPS) chipset 136, and other peripherals 138. It will be
appreciated that the WTRU 102 may include any sub-combination of
the foregoing elements while remaining consistent with an
embodiment.
[0029] The processor 118 may be a general purpose processor, a
special purpose processor, a conventional processor, a digital
signal processor (DSP), a plurality of microprocessors, one or more
microprocessors in association with a DSP core, a controller, a
microcontroller, Application Specific Integrated Circuits (ASICs),
Field Programmable Gate Array (FPGAs) circuits, any other type of
integrated circuit (IC), a state machine, and the like. The
processor 118 may perform signal coding, data processing, power
control, input/output processing, and/or any other functionality
that enables the WTRU 102 to operate in a wireless environment. The
processor 118 may be coupled to the transceiver 120, which may be
coupled to the transmit/receive element 122. While FIG. 1B depicts
the processor 118 and the transceiver 120 as separate components,
it will be appreciated that the processor 118 and the transceiver
120 may be integrated together in an electronic package or
chip.
[0030] The transmit/receive element 122 may be configured to
transmit signals to, or receive signals from, a base station (e.g.,
the base station 114a) over the air interface 116. For example, in
one embodiment, the transmit/receive element 122 may be an antenna
configured to transmit and/or receive RF signals. In another
embodiment, the transmit/receive element 122 may be an
emitter/detector configured to transmit and/or receive IR, UV, or
visible light signals, for example. In yet another embodiment, the
transmit/receive element 122 may be configured to transmit and
receive both RF and light signals. It will be appreciated that the
transmit/receive element 122 may be configured to transmit and/or
receive any combination of wireless signals.
[0031] In addition, although the transmit/receive element 122 is
depicted in FIG. 1B as a single element, the WTRU 102 may include
any number of transmit/receive elements 122. More specifically, the
WTRU 102 may employ MIMO technology. Thus, in one embodiment, the
WTRU 102 may include two or more transmit/receive elements 122
(e.g., multiple antennas) for transmitting and receiving wireless
signals over the air interface 116.
[0032] The transceiver 120 may be configured to modulate the
signals that are to be transmitted by the transmit/receive element
122 and to demodulate the signals that are received by the
transmit/receive element 122. As noted above, the WTRU 102 may have
multi-mode capabilities. Thus, the transceiver 120 may include
multiple transceivers for enabling the WTRU 102 to communicate via
multiple RATs, such as UTRA and IEEE 802.11, for example.
[0033] The processor 118 of the WTRU 102 may be coupled to, and may
receive user input data from, the speaker/microphone 124, the
keypad 126, and/or the display/touchpad 128 (e.g., a liquid crystal
display (LCD) display unit or organic light-emitting diode (OLED)
display unit). The processor 118 may also output user data to the
speaker/microphone 124, the keypad 126, and/or the display/touchpad
128. In addition, the processor 118 may access information from,
and store data in, any type of suitable memory, such as the
non-removable memory 106 and/or the removable memory 132. The
non-removable memory 106 may include random-access memory (RAM),
read-only memory (ROM), a hard disk, or any other type of memory
storage device. The removable memory 132 may include a subscriber
identity module (SIM) card, a memory stick, a secure digital (SD)
memory card, and the like. In other embodiments, the processor 118
may access information from, and store data in, memory that is not
physically located on the WTRU 102, such as on a server or a home
computer (not shown).
[0034] The processor 118 may receive power from the power source
134, and may be configured to distribute and/or control the power
to the other components in the WTRU 102. The power source 134 may
be any suitable device for powering the WTRU 102. For example, the
power source 134 may include one or more dry cell batteries (e.g.,
nickel-cadmium (NiCd), nickel-zinc (NiZn), nickel metal hydride
(NiMH), lithium-ion (Li-ion), etc.), solar cells, fuel cells, and
the like.
[0035] The processor 118 may also be coupled to the GPS chipset
136, which may be configured to provide location information (e.g.,
longitude and latitude) regarding the current location of the WTRU
102. In addition to, or in lieu of, the information from the GPS
chipset 136, the WTRU 102 may receive location information over the
air interface 116 from a base station (e.g., base stations 114a,
114b) and/or determine its location based on the timing of the
signals being received from two or more nearby base stations. It
will be appreciated that the WTRU 102 may acquire location
information by way of any suitable location-determination method
while remaining consistent with an embodiment.
[0036] The processor 118 may further be coupled to other
peripherals 138, which may include one or more software and/or
hardware modules that provide additional features, functionality
and/or wired or wireless connectivity. For example, the peripherals
138 may include an accelerometer, an e-compass, a satellite
transceiver, a digital camera (for photographs or video), a
universal serial bus (USB) port, a vibration device, a television
transceiver, a hands free headset, a Bluetooth.RTM. module, a
frequency modulated (FM) radio unit, a digital music player, a
media player, a video game player module, an Internet browser, and
the like.
[0037] FIG. 1C is a system diagram of the RAN 104 and the core
network 106 according to an embodiment. As noted above, the RAN 104
may employ an E-UTRA radio technology to communicate with the WTRUs
102a, 102b, 102c over the air interface 116. The RAN 104 may also
be in communication with the core network 106.
[0038] The RAN 104 may include eNode-Bs 140a, 140b, 140c, though it
will be appreciated that the RAN 104 may include any number of
eNode-Bs while remaining consistent with an embodiment. The
eNode-Bs 140a, 140b, 140c may each include one or more transceivers
for communicating with the WTRUs 102a, 102b, 102c over the air
interface 116. In one embodiment, the eNode-Bs 140a, 140b, 140c may
implement MIMO technology. Thus, the eNode-B 140a, for example, may
use multiple antennas to transmit wireless signals to, and receive
wireless signals from, the WTRU 102a.
[0039] Each of the eNode-Bs 140a, 140b, 140c may be associated with
a particular cell (not shown) and may be configured to handle radio
resource management decisions, handover decisions, scheduling of
users in the uplink and/or downlink, and the like. As shown in FIG.
1C, the eNode-Bs 140a, 140b, 140c may communicate with one another
over an X2 interface.
[0040] The core network 106 shown in FIG. 1C may include a mobility
management gateway (MME) 142, a serving gateway 144, and a packet
data network (PDN) gateway 146. While each of the foregoing
elements are depicted as part of the core network 106, it will be
appreciated that any one of these elements may be owned and/or
operated by an entity other than the core network operator.
[0041] The MME 142 may be connected to each of the eNode-Bs 142a,
142b, 142c in the RAN 104 via an S1 interface and may serve as a
control node. For example, the MME 142 may be responsible for
authenticating users of the WTRUs 102a, 102b, 102c, bearer
activation/deactivation, selecting a particular serving gateway
during an initial attach of the WTRUs 102a, 102b, 102c, and the
like. The MME 142 may also provide a control plane function for
switching between the RAN 104 and other RANs (not shown) that
employ other radio technologies, such as GSM or WCDMA.
[0042] The serving gateway 144 may be connected to each of the
eNode Bs 140a, 140b, 140c in the RAN 104 via the S1 interface. The
serving gateway 144 may generally route and forward user data
packets to/from the WTRUs 102a, 102b, 102c. The serving gateway 144
may also perform other functions, such as anchoring user planes
during inter-eNode B handovers, triggering paging when downlink
data is available for the WTRUs 102a, 102b, 102c, managing and
storing contexts of the WTRUs 102a, 102b, 102c, and the like.
[0043] The serving gateway 144 may also be connected to the PDN
gateway 146, which may provide the WTRUs 102a, 102b, 102c with
access to packet-switched networks, such as the Internet 110, to
facilitate communications between the WTRUs 102a, 102b, 102c and
IP-enabled devices.
[0044] The core network 106 may facilitate communications with
other networks. For example, the core network 106 may provide the
WTRUs 102a, 102b, 102c with access to circuit-switched networks,
such as the PSTN 108, to facilitate communications between the
WTRUs 102a, 102b, 102c and traditional land-line communications
devices. For example, the core network 106 may include, or may
communicate with, an IP gateway (e.g., an IP multimedia subsystem
(IMS) server) that serves as an interface between the core network
106 and the PSTN 108. In addition, the core network 106 may provide
the WTRUs 102a, 102b, 102c with access to the networks 112, which
may include other wired or wireless networks that are owned and/or
operated by other service providers.
[0045] The wireless transmit/receive unit (WTRU) may be configured
by radio resource control (RRC) signaling with a discontinuous
reception (DRX) functionality that controls the WTRU's PDCCH
monitoring activity for the WTRU's cell radio network temporary
identifier (C-RNTI), the RNTI used for sending transmit power
control (TPC) commands applicable to the physical uplink control
channel (TPC-PUCCH-RNTI), the RNTI used for sending TPC commands
applicable to the PUSCH (TPC-PUSCH-RNTI), and the semi-persistent
scheduling C-RNTI (if configured).
[0046] The PDCCH is conceptually separated into two distinct
regions. The set of CCE locations in which a WTRU may find DCIs it
should act on is referred to as a Search Space (SS). The SS is
conceptually split into the common SS (CSS) and WTRU-specific SS
(UESS). The CSS is common to all WTRUs monitoring a given PDCCH,
while the UESS differs from one WTRU to another. Both SS may
overlap for a given WTRU in a given sub-frame, as this is a
function of the randomization function, and this overlap differs
from one sub-frame to another.
[0047] Depending on the WTRU's connection to the network,
capabilities, and supported features, the WTRU monitors one or more
of the following RNTIs for grants, assignments, and other control
information from the eNB.
[0048] The System Information RNTI (SI-RNTI) is cell-specific, and
is used to indicate scheduling of system information on the PDSCH,
in the CSS.
[0049] The Paging RNTI (P-RNTI) may be assigned to multiple WTRUs,
for decoding of the paging notification (mainly in IDLE mode), in
the CSS.
[0050] The Random Access RNTI (RA-RNTI) is used to indicate
scheduling of the Random Access Response on the PDSCH, and
unambiguously identifies which time-frequency resource was used by
a WTRU to transmit the random access preamble.
[0051] The multimedia broadcast and multicast service (MBMS) RNTI
(M-RNTI) is cell-specific and is used to decode the notification of
a change on the MBMS control channel (MCCH) in the CSS.
[0052] The Cell RNTI (hereafter C-RNTI) is a WTRU-specific RNTI,
used to decode the PDCCH for contention-free grants and
assignments; typically for DCIs in the UESS.
[0053] The Temporary C-RNTI is typically used for decoding of
message 4 for the contention-based procedure, and/or before the
WTRU gets assigned its own C-RNTI.
[0054] The Semi-Persistent scheduling C-RNTI (SPS-C-RNTI) is
typically used to activate a semi-persistent DL allocation on the
PDSCH or UL grant on the PUSCH, in the UESS.
[0055] When the WTRU is in RRC_CONNECTED mode and if DRX is
configured, the WTRU may monitor the PDCCH discontinuously using
DRX operation; otherwise, the WTRU monitors the PDCCH continuously.
When using DRX operation, the WTRU may also monitor the PDCCH
according to other requirements. RRC controls the DRX operation by
configuring several timers, including: onDurationTimer,
drx-InactivityTimer, drx-RetransmissionTimer (one per DL hybrid
automatic repeat request (HARQ) process, except for the broadcast
process), the longDRX-cycle, the value of the drxStartOffset timer,
and optionally the drxShortCycleTimer and shortDRX-cycle. A HARQ
round trip time (RTT) timer per DL HARQ process (except for the
broadcast process) is also defined.
[0056] When a DRX cycle is configured, the Active Time includes the
time while: the onDurationTimer, drx-InactivityTimer,
drx-RetransmissionTimer, or mac-ContentionResolutionTimer is
running; a scheduling request is sent on the PUCCH and is pending;
a UL grant for a pending HARQ retransmission may occur and there is
data in the corresponding HARQ buffer; or a PDCCH indicating a new
transmission addressed to the C-RNTI of the WTRU has not been
received after successful reception of a Random Access Response for
the preamble not selected by the WTRU.
[0057] During the Active Time period, for a PDCCH subframe, if the
subframe is not required for UL transmission for half-duplex
frequency division duplex (FDD) WTRU operation and if the subframe
is not part of a configured measurement gap, then the WTRU may
monitor the PDCCH. If the monitored PDCCH indicates a DL
transmission or if a DL assignment has been configured for the
current subframe, then the WTRU may start the HARQ RTT Timer for
the corresponding HARQ process and stop the drx-RetransmissionTimer
for the corresponding HARQ process. If the monitored PDCCH
indicates a new transmission (either DL or UL), then the WTRU may
start or restart drx-InactivityTimer.
[0058] In 3GPP LTE Release 10, a WTRU may be connected to one or
more UL and/or one or more DL CCs, via carrier aggregation. When
transmission is enabled and/or disabled on any component carrier,
the WTRU may retune the radio frequency (RF) front end to minimize
required processing and battery consumption. In general, component
carriers may be enabled and disabled depending on traffic
requirements and radio conditions. This may either be accomplished
by explicit activation or deactivation signaling, independent DRX
procedures, or some combination of both procedures. Explicit
activation or deactivation signaling from the enhanced Node B (eNB)
to the WTRU may be applied and may include Layer 1 (PDCCH)
signaling, Layer 2 (MAC control element (CE)) signaling, or Layer 3
(RRC) signaling.
[0059] The Release 8/9 DRX procedures may also be applied in this
situation. The DRX state may be independently determined for each
CC or different subsets of CCs according to existing or similar
Release 8/9 procedures. The DRX state of one CC or a subset of CCs
is mutually exclusive of other configured CCs. The DRX state may be
common across all configured CCs, such that events on any one CC
affects the DRX state of all CCs. If independent DRX is applied,
the same RF front end retuning as for explicit activation or
deactivation may be applied whenever a CC or subset of CCs enters
or leaves DRX, to reduce processing and power requirements.
[0060] To enable reasonable WTRU battery consumption when carrier
aggregation (CA) is configured, a DL activation or deactivation
mechanism of secondary cells (SCells) is supported (i.e., the
activation or deactivation does not apply to a primary cell
(PCell)). When an SCell is deactivated, the WTRU does not need to
receive the corresponding PDCCH or PDSCH, nor is it required to
perform CQI measurements. Conversely, when an SCell is active, the
WTRU may receive the PDSCH and the PDCCH (if the WTRU is configured
to monitor PDCCH from this SCell), and is expected to be able to
perform CQI measurements. But in the UL, a WTRU is to be able to
transmit on the PUSCH on any SCells when scheduled on the
corresponding PDCCH (i.e., there is no explicit activation of
SCells in the UL).
[0061] The activation or deactivation mechanism is based on the
combination of a MAC CE and deactivation timers. The MAC CE carries
a bitmap for the DL activation and deactivation of SCells: a bit
set to 1 denotes activation of the corresponding SCell, while a bit
set to 0 denotes deactivation of the corresponding SCell. With the
bitmap, SCells may be activated and deactivated individually, and a
single activation or deactivation command may activate or
deactivate a subset of the SCells. One deactivation timer is
maintained per SCell, but one common value is configured per WTRU
by RRC.
[0062] Because variable data rate services are supported,
transmission and reception on CCs will need to be frequently
enabled and disabled, for optimal performance and considering the
motivation to minimize WTRU processing and battery life.
[0063] FIG. 2 shows some of the potential deployment scenarios for
CA. In Release 10, for the UL, the focus is on supporting
intra-band carrier aggregations (e.g., scenario #1, as well as
scenarios #2 and #3 when F1 and F2 are in the same band). For the
DL, all of the scenarios shown in FIG. 2 may be supported in
Release 10.
[0064] In LTE Release 8/9, the PDCCH is used by the network (e.g.,
the eNB) to assign PDSCH resources for DL transmissions and to
grant PUSCH resources for UL transmissions to the terminal device
(hereafter WTRU). The WTRU may request radio resources for a UL
transmission by sending a scheduling request (SR) to the eNB. The
SR may be transmitted either on dedicated resources (D-SR) on the
PUCCH if configured, or otherwise using the Random Access procedure
(RA-SR). The WTRU is granted radio resources by the eNB for a
transmission on the PUSCH, indicated either in a grant received on
the PDCCH in configured resources (a semi-persistently scheduled UL
grant).
[0065] In LTE Release 8/9, which is a single carrier system where
the network assigns the WTRU only one pair of UL and DL carriers,
for any given subframe, there is a single HARQ process active for
the UL and a single HARQ process active in the DL.
[0066] For LTE Release 8/9, multiple control information messages
(i.e., DCIs) may be received by a WTRU on the PDCCH in each
sub-frame, according to the following: if any, there is at most one
UL grant and one DL assignment with C-RNTI/SPS-C-RNTI; and if any,
there is at most one message with P-RNTI (paging) and one message
with SI-RNTI (SI change notification) in the CSS.
[0067] The benefit of DRX thus goes beyond saving some processing
for the PDCCH. For subframes in which the WTRU is not required to
monitor the PDCCH for UL grants and DL assignments, a WTRU
implementation may elect to turn off at least parts of its
transceiver circuitry, possibly including memory components and/or
parts of the baseband component (if the number of subframes for
which the WTRU will not monitor the PDCCH is sufficiently large,
e.g., a few 10 s of milliseconds).
[0068] An example DRX cycle is shown in FIG. 3. In LTE Release 8/9,
the WTRU typically initiates the random access (RA) procedure when
one of the following events occurs. When the WTRU makes an initial
access to the network, to establish an RRC connection. When the
WTRU accesses the target cell during a handover procedure. When the
WTRU performs the RRC Connection Re-establishment procedure. When
the WTRU is instructed by the network to perform the RA procedure
(i.e., by a PDCCH RA order, typically for DL data arrival). When
the WTRU makes a scheduling request, but has no dedicated resources
on the PUCCH for the request, typically when the WTRU has new UL
data to transmit, which data is of higher priority than existing
data in its buffer.
[0069] Depending on whether or not the WTRU is assigned dedicated
RACH resources (e.g., a specific preamble and/or PRACH resource),
the RA procedure may be either contention-free (CFRA) or
contention-based (CBRA), and includes the following steps. First,
the preamble is transmitted on a resource of the PRACH. Second, the
Random Access Response (RAR) is received, the RAR including a grant
for a UL transmission and a Timing Advance Command (TAC).
[0070] Two additional steps are performed for CBRA. Third is
transmission of a Layer 2/Layer 3 (i.e., the actual RA procedure)
message. Fourth, contention resolution is performed, in which the
WTRU determines whether or not it successfully completed the RACH
procedure based on either the C-RNTI on the PDCCH or the WTRU
Contention Resolution Identity on the DL-SCH.
[0071] In LTE Release 8/9, the WTRU may be configured using RRC,
with dedicated resources for the transmission of CQI, PMI, or RI
reports and for scheduling requests (D-SR). In addition, a WTRU may
be configured with dedicated UL resources for SPS, i.e., it may be
configured with a PUSCH resource for UL SPS, as well as with a UL
PUCCH resource for HARQ acknowledgement (ACK)/negative
acknowledgement (NACK) (A/N) for a corresponding DL SPS
configuration. The network may also assign a WTRU with dedicated
SRS resources to assist scheduling decisions in allocating UL
resources for PUSCH transmissions.
[0072] In LTE Release 8/9, before a WTRU performs UL transmissions
for periodic SRS or a UL transmission on either the PUCCH (i.e.,
HARQ A/N feedback; SR; periodic CQI, PMI, or RI reports) or the
PUSCH, the WTRU needs proper timing alignment with the network. UL
synchronization is initially achieved using the RACH procedure, and
the network subsequently transmits TACs in the DL to maintain
proper timing alignment. A TAC may be received in the RAR during
the RA procedure or in a Timing Advance MAC CE.
[0073] After receiving a TAC, the WTRU restarts the TA timer (TAT).
When the TAT is running, the WTRU may transmit on a PUCCH resource
in a subframe for which the WTRU does not perform a PUSCH
transmission (single carrier property). PUCCH resources are
dynamically allocated for HARQ A/N feedback for a PDSCH
transmission in a frequency or time shared resource of the PUCCH
region. The WTRU determines which PUCCH resource to use based on
the first CCE of the DCI received on the PDCCH which indicated the
PDSCH assignment.
[0074] The TAT may expire for a synchronized WTRU when it does not
receive a TAC from the network for at least period equal to the
configured value of the TAT (i.e., the timeAlignmentTimer, which
ranges from 500 ms up to 10240 ms, if enabled). A WTRU may not
receive a TAC in case all TACs are lost during that period, i.e.,
following the consecutive loss of multiple TACs, which is a rare
error case that may be minimized by a scheduler implementation
using sufficient repetitions. Alternatively, a WTRU may not receive
a TAC if the network does not send any TACs, for the purpose of
implicitly releasing dedicated UL resources when the network no
longer schedules the WTRU for new transmissions. The validity of
the WTRU's timing advance is entirely controlled by the eNB.
[0075] When the TAT expires, the WTRU releases its dedicated UL
resources, including any configured SRS resources, as well as PUCCH
resources for D-SR, CQI/PMI/RI; and any configured DL and UL SPS
resources.
[0076] Additionally, the WTRU may not perform any PUCCH or PUSCH
transmission once it is not considered synchronized with the
network. One reason to avoid UL transmission from WTRUs which may
no longer be synchronized is to avoid possible interference to the
transmission of other WTRUs. In addition, avoiding the UL
transmission provides an implicit means for the scheduler to revoke
dedicated UL resources, simply by having the TAT expiring following
the absence of TACs from the network.
[0077] The control information for scheduling the PDSCH and the
PUSCH may be sent on one or more PDCCH(s). In addition to the LTE
Release 8/9 scheduling using one PDCCH for a pair of UL and DL
carriers, cross-carrier scheduling may also be supported for a
given PDCCH, allowing the network to provide PDSCH assignments
and/or PUSCH grants for transmissions in other CC(s).
[0078] For a LTE Release 10 WTRU operating with CA, there is one
HARQ entity for each CC, each HARQ entity having eight HARQ
processes, i.e., one per subframe for one RTT. There may be more
than one HARQ process active for the UL and for the DL in any given
subframe, but there is at most one UL and one DL HARQ process per
CC.
[0079] When referred to hereafter, the term "primary component
carrier (PCC)" includes, without loss of generality, a carrier of a
WTRU configured to operate with multiple component carriers for
which some functionality, e.g., derivation of security parameters
and non-access stratum (NAS) information, may be applicable only to
that component carrier. The WTRU may be configured with at least
one PCC for the DL (DL PCC) and one for the UL (UL PCC).
Consequently, a carrier which is not a PCC of the WTRU is hereafter
referred to as a secondary component carrier (SCC).
[0080] The DL PCC may, for example, correspond to the CC used by
the WTRU to derive initial security parameters when initially
accessing the system. The UL PCC may, for example, correspond to
the CC whose PUCCH resources are configured to carry all HARQ A/N
and channel state information (CSI) feedback for a given WTRU.
[0081] A cell of a WTRU typically includes a DL CC and, optionally,
is combined with a set of UL resources, e.g., a UL CC. For LTE
Release 10, the primary cell (PCell) includes a combination of a DL
PCC and a UL PCC. A secondary cell (SCell) of the WTRU's
multicarrier configuration includes a DL SCC and optionally a UL
SCC (i.e., asymmetric configurations, where a WTRU is configured
with more DL CCs than UL CCs, are supported in LTE Release 10). For
LTE Release 10, the WTRU's multicarrier configuration includes one
PCell and up to five SCells.
[0082] With CA, the WTRU may concurrently use multiple receiver
chains in the RF front end. Support for non-contiguous spectrum
also implies that the RF front end has to be capable of suppressing
blocking signals between the different spectrum parts.
[0083] One aspect of CA relevant to DRX is the distribution of the
WTRU power consumption between different components of a
transceiver and their respective startup times. Another aspect is
the number of configured SCells for a WTRU, their impact on power
consumption, and the impact of a reconfiguration of the RF front
end. The activation and/or deactivation of one or more CC(s) may
require a change in the bandwidth and the sampling rate used in the
RF front end, leading to a period (which may range between hundreds
of microseconds up to 2 ms) during which transmission to and from
the WTRU may not be possible.
[0084] As referred to herein, "activation" of a CC (and in
particular of a SCC) typically includes the process whereby a WTRU
ensures that its transceiver(s) can perform reception on the
relevant DL CC and/or perform transmission on the relevant UL CCs
for a PCell and possibly also one or more SCell(s) of its
multicarrier configuration. This may include a reconfiguration of
the RF front end as explained above in case of a transition from a
state which is not an "active" state. Similarly, "deactivation" of
a CC refers to a state where the CC is not "active," whereby a
transition from this state may also have similar implications.
[0085] In terms of implementation and power consumption, as well as
requirements when performing respective state transitions, there
may be a difference between a change of DRX state and a change in
activation state for a given CC.
[0086] For a WTRU configured to operate with multiple CCs, PDCCH
monitoring and/or PDSCH reception for a PCC is typically activated
and may be governed by DRX. PDCCH monitoring and/or PDSCH reception
for a configured SCC may be either activated or deactivated, and
may additionally be governed by DRX when activated.
[0087] When the WTRU is operating with multiple CCs, cross-carrier
scheduling, i.e., scheduling across carriers using PDCCH, may be
supported. When cross-carrier scheduling is possible, monitoring of
the PDCCH may not be necessary in all configured and/or active
carriers.
[0088] When considering WTRU power savings with multicarrier
operation, there are a number of different alternatives. In a
common DRX (baseline) alternative, the WTRU monitors the PDCCH for
all CCs (configured with the PDCCH) in a subframe that is part of
the DRX Active Time, which is the same for all CCs. In an
independent DRX alternative, all DRX timers are per CC and
consequently the WTRU monitors the PDCCH per CC (configured with
the PDCCH) independently. In a fast activation or deactivation
mechanism, SCells may be activated and deactivated individually by
either L1 (e.g., using PDDCH) or L2 (e.g., using MAC CE) signaling,
and a single activation or deactivation command may activate or
deactivate a subset of the serving cells. This fast activation or
deactivation mechanism may be used by itself or combined with the
common DRX or independent DRX alternatives.
[0089] If the WTRU is designed with a single RF front end, whenever
transmission or reception of a CC is enabled or disabled, retuning
of RF reception and transmission may affect transmission on other
CCs which are not included in the enabling or disabling. To
minimize the WTRU transmission and reception processing
requirements, UL and DL CCs should be enabled only when necessary,
to eliminate or minimize transmission and reception failures.
[0090] For a WTRU supporting multicarrier operation, i.e., for
which more than one CC may be configured in a LTE Release 10 system
with CA, how to maximize WTRU power consumption while addressing
the possible need to perform RF retuning for activation or
deactivation of at least one CC is considered. In conjunction with
a DRX mechanism, handling of a reconfiguration of the RF front end
(e.g., to allow for CC activation and deactivation) is considered,
during which time it may not be possible for the network to
schedule a WTRU. Handling of the DRX Active Time for each of the
activated CCs, i.e., the subframes for which a WTRU may be
addressed by a network scheduler for a transmission is also
considered, given that turning on or off (e.g., DRX) and/or
(de)activation (e.g., possibly requiring a reconfiguration of the
RF front end) of a SCC would both be made possible to a WTRU
implementation.
[0091] The WTRU and the network must have a coherent and
synchronized view of which CC(s) and for which subframe(s) the WTRU
monitors the control signaling (e.g., the PDCCH). One issue is
which events govern the DRX Active Time for each CC, and whether or
not it is possible for the WTRU to perform a retuning of the RF
front end.
[0092] A WTRU may detect some scheduling activity during a given
period to determine whether or not it may activate an additional
SCC, or deactivate a currently active SCC. The scheduling activity
may implicitly or explicitly indicate which subframe(s) may be used
to perform the necessary adjustments and during which the WTRU is
not expected to receive control signaling for impacted CCs.
[0093] It is desirable to ensure that the WTRU and the network
remain synchronized with respect to UL timing and HARQ state. This
synchronization includes handling of timing alignment upon
reconfiguration of the RF front end (e.g., performed for the
purpose of (de)activating a CC), which reconfiguration may
introduce a drift larger than what is required for a WTRU to still
be considered to have proper UL timing alignment. The
synchronization also includes handling of the HARQ state during a
scheduling gap, i.e., during the time for which it may not be
possible for the network to schedule a WTRU.
[0094] The WTRU may determine whether or not it must obtain proper
UL synchronization, upon RF retuning. The WTRU may determine the
proper HARQ state in a given subframe in which there is at least
one active HARQ process while the WTRU cannot receive (e.g., PDCCH,
PHICH) or transmit (e.g., PUCCH) control signaling for the HARQ
process(es).
[0095] Retuning transmission or reception failures may be minimized
or eliminated by delaying enabling and/or disabling of CCs until a
transmission or reception idle period can be predicted by the WTRU
or coordinated with the eNB. The enabling and/or disabling of CCs
is determined by either explicit or implicit means, so that a known
time period, referred to as a retuning gap, is coordinated between
the WTRU and eNB.
[0096] In general, for each of the proposed methods, following a CC
enabling and/or disabling triggering event, the WTRU determines an
earliest retuning gap opportunity that minimizes, and in some cases
may eliminate transmission or reception failures on other CCs not
effected by the enabling and/or disabling. Optimally, the
WTRU-determined retuning gap is known to the eNB, so that the eNB
may take further actions to eliminate transmission or reception
failures.
[0097] WTRU autonomous determination of retuning gap opportunities
may be initiated from explicit signaling received from the eNB or
implicit based triggering events detected by the WTRU. The eNB may
send explicit signaling, requesting activation and/or deactivation
of one or more CCs. The eNB signaling may be a PHY PDCCH command, a
MAC control element, or a RRC configuration message requesting the
enabling and/or disabling of one or more CCs. Upon receiving the
eNB request, the WTRU determines the next retuning gap opportunity
according to one of several methods, described below.
[0098] Activation or deactivation may be implicitly triggered by
the DRX state of one or more configured CCs. If each configured CC
or subset of configured CCs has a mutually exclusive independent
DRX state relative to other CCs, the change in DRX state of any one
CC or subset of CCs results in initiating WTRU autonomous
determination of the next retuning gap opportunity. If all
configured CCs have a common DRX state, the change in the common
DRX state may also result in determining the next retuning gap
opportunity.
[0099] During the WTRU active transmission or reception state on
any configured CC, the WTRU may delay enabling and/or disabling of
any CC until an inactive transmission or reception state is
determined on all configured CCs that would allow for the retuning
period. Alternatively, the WTRU may track individual UL and DL
transmissions and retransmissions on all enabled CCs, to determine
when retuning gaps exist, which minimize and potentially eliminate
failed transmission or reception during the retuning period.
[0100] The eNB may also consider knowledge of WTRU autonomous
method(s) for determining retuning gaps and when CC activations
and/or deactivations have been triggered, to avoid initiating new
transmissions and retransmissions during the known retuning gap
periods.
[0101] If either explicit signaling and/or an implicit event
triggers the need to enable or disable one or more CCs, the
enabling or disabling of CC transmission or reception is performed
at the next retuning gap.
[0102] More than one enabling and/or disabling triggering event may
occur before the WTRU determined retuning gap occurs. When multiple
triggering events occur, the events are additive, except that the
later received events take precedence. If different subsets of CCs
experience triggering events, the combined super set is affected
when the retuning gap occurs. It is also possible that some or all
triggered CC triggering events are cleared. For example, a
triggering event may be cleared if an enabled CC has a disabling
event and a subsequent enabling event. If all detected triggering
events are cleared by subsequent triggering events, the WTRU
determined retuning gap is canceled and normal transmission and
reception may continue over the previously scheduled retuning gap
period.
[0103] Transmissions not directly associated with PUSCH and PDSCH
transmission may also be considered when the WTRU determines the
next available retuning gap. For example, the following cases may
additionally exclude WTRU determined retuning gap opportunities:
any PUCCH transmission (i.e., for periodic CQI, PMI, or RI); any
periodic or aperiodic requested SRS transmission; an ongoing RACH
procedure, as long as MSG1-4 is not interrupted; a paging occasion;
or system information reception.
[0104] Transmissions and retransmissions are known to the WTRU, and
the WTRU may make an autonomous retuning gap determination based on
this knowledge. New UL transmissions are known in advance, based on
PDCCH reception four transmission time intervals (TTIs) in advance.
UL retransmissions are also known in advance, by HARQ feedback or
PDCCH scheduling four TTIs in advance. DL retransmissions may also
be approximated from WTRU generated feedback at least eight TTIs in
advance of the earliest retransmission of that HARQ process.
[0105] In these cases, the WTRU may determine when an idle period
may occur, to apply the retuning procedure for activation and/or
deactivation of any subset of available CCs to avoid interrupting
ongoing transmissions. The WTRU may track transmission and
retransmission opportunities on all configured UL and DL CCs. The
WTRU determines the retuning gap when a common idle period greater
than or equal to the required retuning period duration is found
across all CCs.
[0106] FIG. 4A is a flowchart of a method 400 for the WTRU
determining the retuning gap opportunity. A CC triggering event
occurs (step 402) and the WTRU determines the retuning gap
opportunity when it detects an idle period that is at least as long
as the required retuning period (step 404).
[0107] The WTRU initiates the retuning gap determination procedure
following a CC enabling and/or disabling event. This event may
result from explicit signaling received from the eNB and/or based
on internal WTRU procedures (i.e., independent DRX) also resulting
in enabling or disabling one or more CCs. If per-CC or subset of
CCs independent DRX procedures are applied, by aligning the start
of the DRX On Durations, it is occasionally possible to avoid an
enabling delay when no CC is currently enabled.
[0108] It is currently not possible for the WTRU to predict when
new DL transmissions may be initiated by the eNB. But the eNB would
be aware of the CC enabling and/or disabling triggering event and
the WTRU logic for determining the next available retuning gap. The
eNB may use this knowledge to avoid scheduling new DL transmission
opportunities during the WTRU determined retuning gap when the
retuning procedure is applied.
[0109] One method that may be used in conjunction with this WTRU
autonomous retuning gap determination method is for the eNB to
control or force when the gap will be determined, so that the eNB
may determine in advance when new initiated transmissions should be
avoided. Based on knowledge of the WTRU retuning gap determination
procedure, the eNB may idle one or more consecutive HARQ processes,
so that the WTRU retuning gap may be predicted by the eNB in
advance.
[0110] Another approach, that does not require as fast WTRU
processing, is to wait for any ongoing UL and DL HARQ process
transmissions and retransmissions on all CCs to be completed. The
WTRU may make an autonomous retuning gap determination following
the HARQ process transmission cycle. If a CC enabling or disabling
triggering event occurs and there is no ongoing UL and/or DL
transmission, then the retuning procedure may be immediately
applied. If there are ongoing transmissions, then the WTRU waits
for all UL and DL HARQ process transmissions and retransmissions to
conclude to determine the retuning gap and apply the retuning
procedure.
[0111] FIG. 4B is a flowchart of a method 420 for performing
retuning after active HARQ processes have completed. A CC
triggering event occurs (step 422) and a determination is made
whether there are any ongoing UL or DL transmissions (step 424). If
there are no ongoing UL or DL transmissions, then the WTRU applies
the retuning procedure (step 426). If there are ongoing UL or DL
transmissions, then the WTRU waits for all HARQ transmissions or
retransmissions to complete (step 428), and then applies the
retuning procedure (step 426).
[0112] The WTRU retuning gap for enabling or disabling of CCs may
be autonomously determined by the WTRU when all ongoing HARQ
process transmissions have completed on both the UL and the DL
directions. For UL transmissions, the criteria for determining the
retuning gap is satisfied when all ongoing UL HARQ process
transmissions on all UL CCs have either received a positive ACK or
the maximum number of HARQ retransmissions has been exceeded for
each HARQ process.
[0113] For DL transmissions, the criteria for determining the
retuning gap is satisfied when all ongoing DL HARQ processes have
generated a positive ACK. DL transmission criteria may also be
satisfied if a maximum number of HARQ process retransmissions are
known to the WTRU, or there is no initiated DL retransmission
following a known time period. When both UL and DL retuning gap
criteria are satisfied, the retuning procedure is applied. HARQ
process transmission and/or reception may then resume immediately
following the retuning gap, as long as DRX criteria allows for
reception at that point (for example, if the DRX On Duration,
Inactivity, or Retransmission timers are still active).
[0114] Additionally, an idle time where no new UL and/or DL
transmissions are initiated may be taken into account from the end
of the last prior active transmission or retransmission before
applying the retuning procedure. The idle period allows the eNB to
halt initiation of any new transmissions and have the WTRU reliably
coordinate the retuning period, so that new initiated transmissions
are not interrupted. Because the CC enabling and/or disabling event
is known to the eNB and the new initiated transmission may be
halted by the eNB, this idle period may be shorter than the
existing DRX inactivity and retransmission timers. Once the
retuning procedure is completed, for example in one or two TTIs,
normal transmission and reception is resumed depending on DRX
criteria (i.e., if the inactivity or retransmission timers have not
expired). Alternatively, for simplicity (although at the expense of
some efficiency), this idle time may be coordinated with a
combination the existing DRX inactivity and retransmission
timers.
[0115] Another approach is for the WTRU to wait for the DRX Active
Time to expire on all configured and enabled CCs to determine the
retuning gap and initiate the retuning procedure. If a CC enabling
or disabling trigger occurs and none of the configured CCs are
operating within DRX Active Time, the retuning procedure may be
immediately applied. If any of the CCs are operating within DRX
Active Time, then the WTRU determination of the retuning gap is
delayed until the DRX Active Time has expired on all configured
CCs.
[0116] FIG. 4C is a flowchart of a method 440 for performing
retuning after the DRX Active Time has expired. A CC triggering
event occurs (step 442) and a determination is made whether the DRX
Active Time has expired (step 444). If the DRX Active Time has not
expired, then the WTRU waits until the DRX Active Time has expired.
Once the DRX Active Time expires, the WTRU applies the retuning
procedure (step 446).
[0117] Whether the CC enabling and/or disabling criteria is
explicit activation or deactivation or DRX events (timers), the
WTRU either retunes at a known retuning gap or once the DRX Active
Time has expired.
[0118] With independent DRX, the Active Time needs to expire on
each configured CC for the WTRU to autonomously determine the
retuning gap. If, for example, CC independent DRX is employed and a
new configured CC is used as an explicit trigger for enabling the
CC, the WTRU autonomous retuning gap is determined by waiting for
the Active Time to expire on all other CCs. Similarly, if the
Active Time expiration on individual CCs is used as an implicit
trigger for disabling CCs, the WTRU autonomous retuning gap is
determined by waiting for the Active Time to expire on all other
CCs.
[0119] If an extended period of transmission occurs, the eNB may
force a retuning gap by delaying scheduling and potentially sending
a MAC CE requesting the WTRU to enter DRX. In this case, the
optimal choice may be to enter DRX immediately preceding the start
of the next DRX On Duration period, to allow transmission to
quickly resume. One alternative is for the enabling or disabling CC
event to automatically force the retuning gap in advance of the
next On Duration period.
[0120] The eNB may either pre-configure periodic retuning gap
opportunities or may make a dynamic request for a retuning gap to
occur at a certain time. Pre-configured retuning gaps are just
opportunities. These periods may be used for transmission and
reception if a retuning triggering event has not occurred prior to
the next retuning gap opportunity or if triggering events are
canceled by subsequent triggering events.
[0121] Periodic retuning gap opportunities relative to the cell
system frame number (SFN) may be configured. Following a retuning
triggering event, the next available retuning gap opportunity may
be selected. The triggering event may be: an explicitly signaled
MAC control element, a per-CC or subset of CCs independent DRX
method, and/or a RRC configuration procedure that requests or
informs the WTRU that it is allowed to enable and/or disable
transmission and reception on one or more CCs. When a triggering
event has not occurred since the last retuning gap opportunity
transmission, reception is not restricted during subsequent
retuning gaps. The periodic retuning gap cycles may be aligned with
DRX cycle configurations.
[0122] Alternatively, the eNB may dynamically identify to the WTRU
when retuning may be applied. The coordination of the exact period
may be based on PHY (PDCCH) or MAC signaling. Following one of the
previously described triggering events, the WTRU may wait for a
retuning gap to be dynamically assigned by the eNB. If dynamic
retuning gaps are utilized, the retuning period may also identified
by the eNB signal enabling or disabling the CC(s).
[0123] The eNB may utilize explicit signaling to coordinate when
the WTRU retuning procedure is applied. A configured periodic cycle
may be configured for retuning opportunities, or aperiodic requests
may be utilized to dynamically assign retuning gaps.
[0124] Known periodic cycles for retuning gaps may be known to the
WTRU, where the WTRU has the opportunity to enable and/or disable
CC transmission or reception. Based on retuning events, either
implicitly triggered or explicitly signaled, known periodic
retuning gaps may be utilized to enable and/or disable CCs. Known
periodic cycles may be separately configured or implicitly aligned
or associated with configured periodic DRX cycle configurations.
Implicit or explicit retuning events are known to the WTRU and the
eNB, so that utilization of the next periodic retuning period is
known. When a retuning triggering event does not occur in advance
of a known retuning gap, the normal transmission and reception
operation continues during the period without performing the
retuning procedure.
[0125] When the WTRU has autonomously determined a retuning
triggering criteria (i.e., independent DRX), the retuning gap may
be dynamically assigned by eNB signaling. A dynamically assigned
retuning gap may also be coordinated with CC enabling and/or
disabling triggering events, at either a known time from the
triggering event or by signaling a specific retuning gap
period.
[0126] One indirect method is for the eNB to idle transmissions
across CCs to force one of the WTRU autonomous methods to determine
a retuning gap at a time period known to the eNB. This may be
accomplished by idling one or more consecutive HARQ processes which
are aligned across the set of configured CCs.
[0127] For either the eNB periodically configured or the
dynamically assigned retuning gap methods, ongoing HARQ process
transmission and reception may be designed to skip HARQ
transmission and reception opportunities. In this case, the HARQ
processes will skip retransmission opportunities that are eclipsed
by the eNB assigned retuning gaps. Either the transmission itself
is skipped or an unsuccessful ACK is assumed for that transmission.
With this method, the loss of eNB scheduling opportunities is
minimized. New transmissions may be scheduled at any time other
than the actual retuning gap period, because retransmission
opportunities do not have to be taken into account.
[0128] While the following embodiments describe scheduling gaps
based on the 3GPP LTE technology and related specifications, these
embodiments are equally applicable to any multicarrier technology
implementing methods to activate or deactivate CCs and/or methods
for battery savings in general, such as other 3GPP technologies
based on WCDMA, HSPA, HSUPA, or HSDPA.
[0129] A WTRU may be configured for multicarrier operation, e.g.,
with at least one SCell for a LTE Release 10 WTRU. The multicarrier
operation may be scheduled using control signaling of specific
characteristics during a first period, during which the WTRU can
determine whether or not a second period will occur. During the
second period, the WTRU is not expected to be active for a
transmission on carriers that may be affected from a change in the
state of the WTRU's transceiver.
[0130] In one example, a WTRU configured with at least one SCC
successfully decodes at least one PDCCH on its PCell during a first
period. If there is a second period for which the WTRU is not in
DRX Active Time, the second period being at least as long (in
subframes) as the time required for the WTRU to activate at least a
first SCell of its configuration which was not active during the
first period, then the WTRU may activate the first SCC such that
the WTRU may transmit according to control signaling received in a
third period. In this example, the first period and the third
period correspond to consecutive DRX cycles, and the second period
corresponds to subframes within (and close to the end of) the first
period.
[0131] The existing DRX principles may be modified to allow a WTRU
to turn off parts of its transceiver circuitry or to implicitly
deactivate one or more CCs (e.g., one or more SCells) when possible
(e.g., possibly involving a retuning of the RF front end). This is
based on a set of deterministic rules, to maintain a coherent view
between a network scheduler and a WTRU's behavior. A scheduler
implementation may be able to create a scheduling gap, such that it
may be interpreted by a WTRU as a possibility to retune its RF
front end.
[0132] A baseline DRX operation for a LTE Release 10 WTRU may be
that when only the PCell is active, the WTRU follows the LTE
Release 8/9 DRX behavior with the corresponding DRX Active Time.
While when at least one SCell is configured or activated (e.g.,
using RRC), all CCs of the WTRU follow a common DRX Active Time,
possibly according to Release 8/9 DRX (either based on the primary
DRX Active Time (PDAT) or on the sum of the DRX Active Time (DAT)
on each individual CC) or a simplified version thereof, as
explained above.
[0133] The DRX Active Time and/or the active state of CCs may be
common for CCs within a same frequency band. This may have the
benefit that DRX transitions and/or RF retuning performed for one
or more CCs of a same band (i.e., of the same RF front end) may not
require any scheduling gap for CCs of a different band (i.e., of a
different RF front end).
[0134] In particular, if a combined RRC configuration and
activation of SCells is used, the same Active Time may be applied
for CCs in the same band, implying that not all CCs may follow the
same Active Time for a given WTRU.
[0135] The following terms, as used herein, are defined below.
[0136] PDCCH Location: Refers to the DL CC on which the PDCCH was
successfully decoded.
[0137] PDCCH Target: When cross-carrier scheduling is used, refers
to the CC for which PDCCH is providing control information, e.g.,
the UL CC in case of a grant or the DL CC in case of an
assignment.
[0138] Primary DRX Active Time (PDAT): Includes the subframes for
which the WTRU is monitoring the PDCCH for assignments and/or
assignments applicable to a transmission on the PCell, i.e., the
PDAT corresponds to the DRX Active Time considering only the PCell.
Applicable PDCCH(s) may be characterized using either a PDCCH
Location being a PCell, a PDCCH Target being a PCell, or both.
[0139] Scheduling Gap: Includes the subframes for which the WTRU is
either not expected or unable to transmit or receive on at least
one CC. This, for example, may include at least one of the
following: PDCCH monitoring for a DL assignment and/or a UL grant
applicable to a transmission on the CC; physical HARQ indicator
channel (PHICH) reception for one or more HARQ process(es); or
PUCCH transmission, e.g., for HARQ A/N feedback for one or more
HARQ process(es).
[0140] The scheduling gap (i.e., either a RF retuning (RFR) gap or
a DRX state transition (ST) gap) may be specifically excluded from
occurring during the DAT, i.e., subframes that are part of the
scheduling gap may be explicitly excluded from the DAT.
Alternatively, the scheduling gap may be allowed to be part of the
DAT. In the latter case, the WTRU is not required to monitor PDCCH
during the scheduling gap even if it occurs during the DAT, similar
to a measurement gap in Release 8.
[0141] The scheduling gap may be a result of a change in the set of
active CCs (or SCells), e.g., as a result of "activation" and/or
"deactivation" of at least one CC (or SCell), requiring the WTRU to
retune the RF front end. The retuning procedure may impair WTRU
transmissions for a period of time (which may be, for example, 1 ms
or 2 ms) and is also referred to as a RFR gap. The activation or
deactivation may be a result of an explicit signaling from the
network (e.g., RRC signaling, MAC signaling, or L1/PDCCH signaling)
or implicit (e.g., timer-based).
[0142] The scheduling gap may also be a result of a DRX state
transition following a change in the DRX Active Time of the set of
CC(s). At least one CC may be remaining in DRX Active Time, which
may not require the WTRU to retune its RF front end. But this CC
may require turning on or off a number of functional blocks, e.g.,
before (transmission) or after (reception) the RF front end, yet
may impair WTRU transmissions for a period of time (which may be,
for example, 1 ms or 2 ms) and is also referred to as a DRX ST
gap.
[0143] The scheduling gap may thus be a fixed value (e.g., 1 ms or
2 ms), configurable by the network, derived from a WTRU capability
(possibly including WTRU processing time), or derived based on
whether the gap is a RFR gap or a DRX ST gap.
[0144] The "activation period" is defined as a consecutive number
of subframes during which the WTRU, for at least a subset of the
subframes of the activation period, monitors the PDCCH of at least
one DL CC (e.g., the PCell) during a DRX Active Time for a DL
assignment and/or a UL grant applicable to a transmission on any
active CC. The activation period may consist entirely of subframes
for which the WTRU is in DAT, e.g., when the period is equal to the
DRX On Duration period, or may consist of subframes for which the
WTRU is not in DAT (i.e., one or more periods of inactivity), e.g.,
when the period is equal to the DRX cycle. The term "applicable,"
when used in conjunction with a PDCCH (e.g., "a PDCCH applicable to
a CC") refers to at least one of: the PDCCH Target being a UL
and/or DL CC of the subgroup, the PDCCH Location being a CC of the
subgroup, or both.
[0145] The activation period may be used as a set of subframes
during which detection of DL assignment(s) and/or UL grant(s)
applicable to a CC may result in the subsequent activation of PDCCH
monitoring for DL assignment(s) and /or UL grant(s) for the same CC
or a different CC. The activation period may be preceded by a
scheduling gap. The activation period may also be followed by a
scheduling gap (and also by one or more periods of inactivity), if
the length of the activation period is different than the length of
the multi-CC DRX cycle. A "period of inactivity" refers to the WTRU
not being required to monitor the PDCCH for assignments and/or
assignments applicable to a transmission on at least one CC,
according to DRX rules.
[0146] A "multi-CC DRX cycle" is defined as a periodic repetition
of the activation period, i.e., the activation period occurs once
per multi-CC DRX period, as shown in FIG. 5. In an alternate
embodiment, the activation period may be shorter than the PDCCH
monitoring activity.
[0147] The embodiments below are described based on "activation"
and "deactivation" of a CC in terms of retuning the RF front end,
and consequently uses the term RFR gap. These embodiments are
equally applicable to a DRX state transition which would not
require retuning the RF front end (consequently the term
"scheduling gap" may be used instead), or to a combination of both
DRX state transition and CC activation or deactivation.
[0148] The embodiments below use at least one of the following
principles: grouping of CCs, determining whether RF retuning should
be performed, determining which SCC(s) should be activated, or
determining the timing of the RFR gap.
[0149] With grouping of CCs, the set of CCs of the WTRU's
multicarrier configuration may conceptually be separated in
multiple subgroups. For example, one or more PCCs, for which the
WTRU monitors the PDCCH according to the PDAT; or one or more SCCs,
for which the WTRU monitors the PDCCH according to the DAT if
configured and possibly also if activated. This definition does not
preclude the case where all CCs are treated individually, the case
where all SCCs are treated as a single subgroup, the case where
SCCs of the same frequency band are treated as a subgroup, or the
case where PCCs are further grouped as a PCell and SCCs are grouped
as SCells.
[0150] Determining whether or not RF retuning should be performed
is made during the activation period. The activation period is used
to determine at least one of the following: (1) Whether or not a
RFR gap is available to the WTRU at a specific point in time during
the multi-CC DRX cycle (i.e., on the cycle of an activation
period). (2) Whether or not a SCC (or a plurality thereof) may be
active following the occurrence of the RFR gap. For example, how
the WTRU may reconfigure the RF front end, i.e., which SCC (or a
plurality thereof) may be activated during the RF retuning, or for
what CC (or a plurality thereof) the WTRU may monitor the PDCCH
after the RFR gap. (3) Whether or not the set of active CCs may be
modified based on the events that occurred during the activation
period.
[0151] Determining what SCC (or a plurality thereof) may be
activated is made during the activation period. The activation
period is used to determine whether or not a SCC (or a plurality
thereof) may be activated, based on at least one of the following:
(1) If the WTRU does not successfully decode any PDCCH during the
activation period, then only a CC corresponding to a PCell may be
active. (2) If the WTRU successfully decodes a PDCCH applicable to
a PCC during the activation period, then all CCs may be active. (3)
If the WTRU successfully decodes a PDCCH applicable to a SCC (or a
plurality thereof) during the activation period, then the SCC (or a
subgroup thereof corresponding to the SCC) may be active.
[0152] For example, if the WTRU is scheduled on at least one SCC of
a SCC subgroup during the activation period, the DAT of the
subgroup and the PDAT follow a common pattern during after the
activation period. Otherwise, the DAT of the SCC subgroup follows a
different pattern (e.g., the WTRU does not actively monitor the
PDCCH for CCs of the subgroup) and/or the CCs of the subgroup are
deactivated during the RFR gap.
[0153] Determining the timing of the RFR gap includes determining
whether or not a RFR gap is included before the next activation
period or after the current activation period.
[0154] A RFR gap immediately precedes the next activation period if
at least one of the following is true. (1) The CC(s) of at least
one subgroup of CC(s) is not active in the subframe corresponding
to the first subframe of the activation period minus the length of
the RFR gap. (2) If at least one PDCCH was successfully decoded by
the WTRU during the current activation period. This may be further
limited by additional qualifications, such as: if the PDCCH is
applicable to a PCell, if the PDCCH is applicable to a SCell, or if
the PDCCH is applicable to a SCell and if the SCell is
activated.
[0155] A RFR gap immediately follows the current activation period
if the WTRU determines, during the activation period, that a
different set of CCs may be activated following the activation
period, possibly only for the remainder of the current multi-CC DRX
cycle, e.g., in case both periods differ.
[0156] Using the above principles, embodiments may be realized that
define the length of the multi-CC DRX cycle, the length of the
activation period, and parameters for the RFR gap. The length of
the multi-CC DRX cycle is equal to the DRX cycle used by the WTRU
(either the long DRX cycle or the short DRX cycle, if configured)
or a configurable period of time other than the configured DRX
cycle length. The length of the activation period is equal to one
of: the length of the DRX On Duration, the subframes during which
the WTRU is in DRX Active Time (e.g., PDAT), or the length of the
multi-CC DRX cycle.
[0157] The RFR gap may be a fixed value (e.g., 1 ms or 2 ms), a
value configurable by the network, or a value derived from a
capability of the WTRU (possibly including WTRU processing time).
The presence, and possibly also the length, of a RFR gap may be
explicitly signaled to the WTRU by the network, e.g., in a MAC CE,
including possibly reusing the LTE Release 8/9 DRX MAC CE or
similar. The MAC CE may additionally include an indication of which
subframe corresponds to the start of the RFR gap (as an offset from
the reception of the MAC CE, or feedback sent for reception of a
HARQ acknowledgement for the MAC CE or as an absolute value, e.g.,
within the DRX cycle) as well as its duration. The MAC CE may also
include signaling for activation or deactivation of one or more
SCCs or SCell(s).
[0158] The above principles may be used for the case where a single
SCC group is defined which includes all SCCs of the WTRU
configuration. These principles may also be used for the case where
the CC of the PCell remains activated and follows a specified DRX
pattern similar to Release 8/9 DRX, or a simplified version
thereof, when at least one SCC is concurrently activated.
[0159] In the following embodiments, a number of subframes
corresponding to the WTRU processing time for PDCCH signaling may
additionally be inserted before the possible occurrence of a RFR
gap (i.e., before or after the activation period), to allow the
WTRU determine whether or not the RFR gap is needed. During those
subframes, the WTRU may not consider the successfully decoded PDCCH
as part of the logic to determine whether or not the RFR gap is
needed.
[0160] Variations may include: using a different DRX On Duration
for the PCC and for the SCC(s), where the activation period
corresponds to the DRX On Duration period of the SCC(s); using
PDCCH control signaling (a grant or an assignment) for a
deactivated SCC as an explicit signal that the CC (or the
corresponding SCell, or possibly all SCCs at once) may be activated
after the end of the activation period; or the multi-CC DRX cycle
being configured by upper layers (e.g., RRC), such that it is an
integer multiple of the DRX cycle used by the WTRU.
[0161] For handling of the UL timing alignment, if the WTRU does
not consider maintaining UL synchronization following the retuning
of its RF front end (due to, e.g., a change in the set of active
SCell(s)), the WTRU may additionally be required to perform a
procedure to regain timing alignment.
[0162] For handling HARQ processes, scheduling requests, and the
transmission of HARQ feedback; CQI, PMI, or RI; and SRS, the WTRU
may additionally perform specific logic to ensure that related
states remain coherent with the state of the eNB.
[0163] The WTRU may include a RFR gap in the subframe starting from
the end of the multi-CC DRX cycle minus the length of the RFR gap,
if the WTRU determines that not all CCs are activated in that
subframe.
[0164] The WTRU may use an activation period equal to the
configured and currently active multi-CC DRX cycle length, i.e.,
which SCC (or a plurality thereof) is needed in a subsequent
multi-CC DRX cycle is determined based on the PDCCH activity of the
multi-CC DRX cycle immediately preceding it.
[0165] Similarly, the WTRU may use a multi-CC DRX cycle equal to
the current DRX cycle based on the WTRU configuration for the long
DRX cycle and the short DRX cycle (if configured). The Release 8/9
mechanism for cycle transition may still be used, including the DRX
MAC CE.
[0166] FIG. 6 is a timing diagram 600 where the activation period
has the same length as a DRX cycle. The WTRU performs at least one
of the following.
[0167] Not later than at a subframe corresponding to the last
subframe of the current DRX cycle minus the RFR gap length, if the
WTRU determines that it may monitor a set of CCs different than the
currently active set of CCs during the next DRX cycle, a RFR gap is
needed. The WTRU considers the remainder of the DRX cycle (i.e., a
number of subframes equal to the RFR gap length) as an opportunity
to retune the RF front end and/or to change the activation state of
the SCCs (step 602).
[0168] In the subframes corresponding to the RFR gap (if needed
from the previous step), the WTRU reconfigures the RF front end
and/or activates SCCs according to at least one of the criteria
used for activating the SCC (step 604).
[0169] The WTRU starts a new DRX cycle. In the subframes of the DRX
cycle, excluding the subframes that are part of a RFR gap, the WTRU
monitors the PDCCH applicable to all configured or activated CCs
during the DAT, possibly in common with the PDAT (steps 606,
608).
[0170] The WTRU determines whether or not at least one PDCCH
applicable to any CC (i.e., for a PCell or any SCell) was
successfully decoded in any subframe of the period. The WTRU
determines that a RFR gap is not needed if there is no need to
perform retuning of the RF front end and/or to change the
activation state of the SCCs. For example, if no PDCCH was
successfully decoded and none of the SCCs are activated for the
current DRX cycle, or at least one PDCCH was successfully decoded
and all of the configured SCCs are activated for the current DRX
cycle.
[0171] The WTRU may also determine whether or not none of the
successfully decoded PDCCHs are applicable to a SCC (i.e., only the
PDCCHs applicable to a PCell is received) during the DRX cycle.
[0172] The WTRU may also determine whether or not at least one
PDCCH applicable for a SCC (in particular, a CC being a PDCCH
Target) was successfully decoded in any subframe of the DRX cycle.
The WTRU determines that a RFR gap is not needed if there is no
need to perform retuning of the RF front end and/or to change the
activation state of the SCCs. For example, if no PDCCH was
successfully decoded and none of the SCCs are activated for the
current DRX cycle, or at least one PDCCH was successfully decoded,
but all PDCCHs only apply the configured SCC(s) that are activated
for the current DRX cycle.
[0173] The WTRU may also additionally determine for which SCC (or a
plurality thereof, possibly a subgroup of SCCs) the PDCCH is
applicable to. In this case, only the SCCs corresponding to the
subgroup(s) will remain active for the remainder of the current DRX
cycle.
[0174] The WTRU determines whether or not a RFR gap is needed based
on at least one of the following. If no PDCCH was successfully
decoded, only the CCs corresponding to a PCell are needed for the
next DRX cycle. A RFR gap is needed only if at least one SCC is
active for the current DRX cycle, if none of the successfully
decoded PDCCHs are applicable to any of the SCCs corresponding to a
SCell, or if the PDCCH indicates a new transmission.
[0175] If at least one PDCCH applicable to a SCell was successfully
decoded, a RFR gap is needed only if the SCC(s) active for the
current DRX cycle differ than the SCC(s) which should be active for
next DRX cycle, possibly considering only PDCCHs indicating a new
transmission.
[0176] In the subframes preceding the start of the next DRX cycle
(the number of subframes being equal to the number of subframes of
a RFR gap), if the WTRU previously determined that a RFR gap is
needed, the WTRU reconfigures the RF front end and/or activates
SCCs (step 610). The reconfiguring of the RF front end or
activating SCCs is based on criteria for whether or not the
activation state of a CC may be modified. The WTRU may reconfigure
the RF front end and/or: deactivate all SCCs, activate all SCCs, or
deactivate only the SCCs (or subgroups thereof) for which no
applicable PDCCH was successfully decoded during the DRX On
Duration.
[0177] During the entire DRX cycle, the WTRU applies the same DRX
Active Time for all CC(s) (e.g., the PDAT) for which it monitors
for a PDCCH applicable for a transmission on the CC(s), e.g., all
activated CCs. The WTRU does not need to monitor the PDCCH for
other CCs (e.g., conceptually, either a different DRX Active Time
than the PDAT is used or, alternatively, the CC is considered
deactivated and is not subject to the DAT), which may additionally
have been deactivated during the previous RFR gap.
[0178] The WTRU may include a RFR gap after the activation period
if the WTRU determines during the activation period that a
different set of CCs for which the PDCCH may be received may be
used during the remainder of the multi-CC DRX cycle. Alternatively,
the WTRU may include a RFR gap in the subframe starting from the
end of the multi-CC DRX cycle minus the length of the RFR gap, if
the WTRU determines that not all CCs are activated in that
subframe.
[0179] The WTRU may use an activation period equal to the
configured DRX On Duration period, i.e., the starting point of the
respective periods and their length are equal. Similarly, the WTRU
may use a multi-CC DRX cycle equal to the current DRX cycle based
on the WTRU's configuration for the long DRX cycle and the short
DRX cycle (if configured). The Release 8/9 mechanism for cycle
transition may still be used, including the DRX MAC CE.
[0180] FIG. 7 is a timing diagram 700 where the activation period
has the same length as the DRX On Duration. The WTRU performs at
least one of the following.
[0181] For a subframe corresponding to the last subframe of the
current DRX cycle minus the RFR gap length, if the WTRU determines
that the number of active SCCs in the subframe is less than the
total number of configured SCCs, a RFR gap is needed. The WTRU
considers the remainder of the DRX cycle (i.e., a number of
subframes equal to the RFR gap length) as an opportunity to perform
retuning of the RF front end and/or to change the activation state
of the SCCs (step 702).
[0182] In the subframes corresponding to the RFR gap (if needed
from the previous step), the WTRU reconfigures the RF front end
and/or activates all of the SCCs (step 704).
[0183] The WTRU starts a new DRX cycle. In the subframes
corresponding to the On Duration period (i.e., while the DRX On
Duration timer is running) the WTRU monitors the PDCCH applicable
to all configured CCs (step 706).
[0184] The WTRU determines whether or not at least one PDCCH
applicable to any CC (i.e., for a PCell or any SCell) was
successfully decoded in any subframes of the period, in which case
the WTRU determines that a RFR gap is not needed.
[0185] The WTRU determines whether or not none of the successfully
decoded PDCCH are applicable to a SCC (i.e., only the PDCCH
applicable to a PCell is received) during the period.
[0186] The WTRU determines whether or not at least one PDCCH
applicable for a SCC was successfully decoded in any subframe of
the period, in which case the WTRU determines that a RFR gap is
needed.
[0187] The WTRU may also determine for which SCC (possibly which
subgroup of SCCs) the PDCCH is applicable to, in which case only
the SCCs corresponding to the subgroup(s) will remain active for
the remainder of the current DRX cycle.
[0188] The WTRU determines whether or not a RFR gap is needed based
on at least one of the following. If no PDCCH was successfully
decoded, only the CCs corresponding to a PCell are needed for the
remainder of the DRX cycle and a RFR gap is needed. A RFR gap may
also be needed if none of the successfully decoded PDCCHs are
applicable to any of the SCCs corresponding to a SCell or if the
PDCCH indicates a new transmission.
[0189] A RFR gap may not be needed if at least one PDCCH applicable
to a SCell was successfully decoded or if the PDCCH indicates a new
transmission. But, a RFR gap may be needed in the case where the
WTRU may reconfigure the RF front end and/or may deactivate one or
more SCCs (or subgroups thereof) for which none of the successfully
decoded PDCCHs were applicable, such that the resulting number of
active SCCs used for the remainder of the DRX cycle will be less
than the number of active CCs during the On Duration period.
[0190] Starting from the first subframe after the end of the DRX On
Duration period, if the WTRU previously determined that a RFR gap
is needed, the WTRU reconfigures the RF front end and/or activates
SCCs (step 708). The WTRU may reconfigure the RF front end and/or:
deactivate all SCCs or deactivate only the SCCs (or subgroups
thereof) for which no applicable PDCCH was successfully decoded
during the DRX On Duration.
[0191] During the remainder of the DRX cycle, i.e., following the
end of the DRX On Duration, the WTRU applies the same DRX Active
Time for all CC(s) (e.g., the PDAT) for which it monitors for a
PDCCH applicable for a transmission on the CC(s), e.g., all
activated CCs (step 710). The WTRU does not need to monitor the
PDCCH for other CCs (e.g., a different DRX Active Time than the
PDAT is used), which may additionally have been deactivated during
the previous RFR gap. In addition, the WTRU performs step 702
above.
[0192] During the RFR gap at the end of the DRX cycle, the WTRU
reconfigures the RF front end and/or activates all of the SCCs
(step 712).
[0193] Conceptually, some of the alternatives above may also be
viewed as PCCs following a first DRX Active Time (e.g., the PDAT
which may follow Release 8/9 DRX rules), while SCCs follow a second
DRX Active Time (e.g., a SDAT). During the DRX On Duration period,
the SDAT for all SCCs is the same as the PDAT. If the WTRU
determines that at least one SCC has not been scheduled, the SDAT
of (possibly all) the WTRU may inactivate the SCC(s) (i.e., enter a
DRX sleep or deactivate state) after the occurrence of a gap during
which the WTRU does not expect to be scheduled. When the DRX cycle
is close to ending, the WTRU inserts a similar gap in the DRX
pattern if the WTRU had determined during the DRX On Duration that
at least one SCC should not follow the PDAT for this cycle.
[0194] The WTRU may perform required measurements for configured
SCells during the activation period according to specified
measurement requirements. Such measurements may be either CQI
measurements (if configured, such as, e.g., A1/A2 threshold-based
measurements on SCells) or measurements configured by RRC, such
that the WTRU may report for SCells independently of whether or not
the configured SCell(s) are active for the entire multi-CC DRX
cycle.
[0195] The presence of a scheduling gap may be due to either WTRU
implementation or a synchronized method. When based on WTRU
implementation, the WTRU autonomously determines when the
scheduling gap occurs, in which case the timing of the gap is not
known to the eNB scheduler. Based on this, there may be ongoing
HARQ processes during a scheduling gap which need to be handled,
because there are not supposed to be any ongoing transmissions
during the scheduling gap.
[0196] When based on a synchronized method, the scheduling gap may
be scheduled by explicit signaling from the eNB or by an implicit
method. A first implicit method is based on timers or a configured
start offset and periodicity (the methods described above would
fall in this category). A second implicit method is based on the
HARQ process state, e.g., a gap may be scheduled once all HARQ
processes have completed.
[0197] In any of the cases above, if a gap occurs during an ongoing
transmission, the HARQ processes should not reach a state that is
no longer coherent with the state of the eNB for the same HARQ
process(es).
[0198] The WTRU may handle the HARQ processes for a subframe that
is part of a required scheduling gap in a similar manner as for a
measurement gap. This also applies to handling of scheduling
request, and the transmission of HARQ feedback; CQI, PMI, or RI;
and SRS.
[0199] When the WTRU initiates a random access procedure and the
WTRU is required to use a scheduling gap, the WTRU may perform at
least one of the following procedures to handle the random access
procedure when it collides with the scheduling gap.
[0200] The WTRU may delay transmission of the preamble, if a
subframe that is part of the scheduling coincides with the subframe
that the WTRU may have used for the preamble transmission. For
example, if the colliding subframe corresponds to the next
available subframe containing the PRACH permitted by the
restrictions given by the prach-Config Index, the PRACH Mask Index,
and physical layer timing requirements (similar to a collision with
a measurement gap), the WTRU may delay transmission of the
preamble.
[0201] If a random access preamble has already been transmitted
prior to the occurrence of a scheduling gap, the WTRU may: extend
the length of the RA response window, e.g., by an amount at least
equal to the length of the scheduling gap; ignore the scheduling
gap, such that the WTRU does not perform the related actions, e.g.,
the RF front end retuning and/or the DRX transition(s); or
determine that the random access procedure is unsuccessful.
[0202] If the WTRU has received a UL grant in the RAR for a
subframe that collides with a required scheduling gap, the WTRU may
ignore the scheduling gap, such that the WTRU does not perform the
related actions, e.g., the RF front end retuning and/or the DRX
transition(s). Alternatively, the WTRU may ignore the received
grant and declare the random access procedure unsuccessful.
[0203] If Msg3 has already been transmitted, and if a scheduling
gap occurs while the contention resolution timer is running, the
WTRU may exclude the subframe(s) that are part of the gap from the
contention resolution period; i.e., the timer is not updated for
those subframes. Alternatively, the WTRU may ignore the scheduling
gap, such that the WTRU does not perform the related actions, e.g.,
the RF front end retuning and/or the DRX transition(s).
[0204] The WTRU may perform a procedure to regain UL timing
alignment after it has performed RF front end retuning caused by,
e.g., some event that triggered a change in the set of active
SCell(s). This procedure may include any of the following.
[0205] The WTRU may consider the TAT as expired and perform related
actions, e.g., removal of configured dedicated UL resources, when
performing the RF front end retuning. The WTRU may not necessarily
remove some or all of the dedicated resources (e.g., SRS, CQI).
[0206] The WTRU may transmit a dedicated preamble at the first
possible occasion after it has completed the retuning of its RF
front end. Only a preamble is transmitted in this case, which
allows the eNB to transmit a Timing Advance command (TAC) back to
the WTRU using a dedicated transmission on the DL SCH, which then
applies the received timing adjustment. The eNB may derive the
identity of the WTRU from the received dedicated preamble which it
previously had assigned to the WTRU.
[0207] The WTRU may resume transmission of SRS on its configured
(i.e., dedicated) SRS resources. The SRS transmission may then be
used by the eNB to determine the timing adjustment required for the
WTRU. Alternatively, the WTRU may resume transmission of CQI on its
configured (i.e., dedicated) CQI resources. The CQI transmission
may then be used by the eNB to determine the timing adjustment
required for the WTRU.
[0208] The WTRU may initiate a RACH procedure, either contention
free random access (CFRA) or contention based random access (CBRA).
The WTRU may also perform any other procedure that requires a RACH
procedure.
[0209] Any of the above procedures may be combined with the
additional requirement that the WTRU is not allowed perform any UL
transmission (other than any transmission(s) required for the above
synchronization procedure) either until a TAC and/or RA Msg2 is
received (i.e., completion of the synchronization procedure) or
until the WTRU successfully decodes the PDCCH to its C-RNTI
(possibly only for a DCI indicating a UL grant).
[0210] Alternatively, the eNB may rely on UL transmissions from the
WTRU based on normal operation, and issue a TAC to the WTRU if
needed.
[0211] For LTE Release 8/9, once a WTRU has acquired DL timing
using the primary and secondary synchronization channels, the WTRU
should be able to synchronize every subframe with the DL timing,
such that WTRU oscillator drift is not an issue after the RF is
tuned to a cell. This may also apply to multiple cells sharing the
same TA.
[0212] Although features and elements are described above in
particular combinations, one of ordinary skill in the art will
appreciate that each feature or element may be used alone or in any
combination with the other features and elements. In addition, the
methods described herein may be implemented in a computer program,
software, or firmware incorporated in a computer-readable medium
for execution by a computer or processor. Examples of
computer-readable media include electronic signals (transmitted
over wired or wireless connections) and computer-readable storage
media. Examples of computer-readable storage media include, but are
not limited to, a read only memory (ROM), a random access memory
(RAM), a register, cache memory, semiconductor memory devices,
magnetic media such as internal hard disks and removable disks,
magneto-optical media, and optical media such as CD-ROM disks, and
digital versatile disks (DVDs). A processor in association with
software may be used to implement a radio frequency transceiver for
use in a WTRU, UE, terminal, base station, RNC, or any host
computer.
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