U.S. patent application number 11/251385 was filed with the patent office on 2006-07-20 for computer-aided probability base calling for arrays of nucleic acid probes on chips.
This patent application is currently assigned to Affymetrix, INC.. Invention is credited to Robert J. Lipshutz, Michael G. Walker.
Application Number | 20060161355 11/251385 |
Document ID | / |
Family ID | 24106593 |
Filed Date | 2006-07-20 |
United States Patent
Application |
20060161355 |
Kind Code |
A1 |
Lipshutz; Robert J. ; et
al. |
July 20, 2006 |
Computer-aided probability base calling for arrays of nucleic acid
probes on chips
Abstract
A computer system for analyzing nucleic acid sequences is
provided The computer system is used to calculate probabilities for
determining unknown bases by analyzing the fluorescence intensities
of hybridized nucleic acid probes on biological chips Additionally,
information from multiple experiments is utilized to improve the
accuracy of calling unknown bases
Inventors: |
Lipshutz; Robert J.; (Palo
Alto, CA) ; Walker; Michael G.; (Sunnyvale,
CA) |
Correspondence
Address: |
TOWNSEND AND TOWNSEND AND CREW LLP
TWO EMBARCADERO CENTER
8TH FLOOR
SAN FRANCISCO
CA
94111-3834
US
|
Assignee: |
Affymetrix, INC.
Santa Clara
CA
|
Family ID: |
24106593 |
Appl. No.: |
11/251385 |
Filed: |
October 14, 2005 |
Related U.S. Patent Documents
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Application
Number |
Filing Date |
Patent Number |
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10405962 |
Apr 1, 2003 |
6957149 |
|
|
11251385 |
Oct 14, 2005 |
|
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|
09814144 |
Mar 20, 2001 |
6546340 |
|
|
10405962 |
Apr 1, 2003 |
|
|
|
09483190 |
Jan 14, 2000 |
6228593 |
|
|
09814144 |
Mar 20, 2001 |
|
|
|
08948896 |
Oct 10, 1997 |
6066454 |
|
|
09483190 |
Jan 14, 2000 |
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08528656 |
Sep 14, 1995 |
5733729 |
|
|
08948896 |
Oct 10, 1997 |
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Current U.S.
Class: |
702/20 |
Current CPC
Class: |
C12Q 1/6837 20130101;
G16B 25/00 20190201; Y10S 435/973 20130101; C12Q 1/68 20130101 |
Class at
Publication: |
702/020 |
International
Class: |
G06F 19/00 20060101
G06F019/00 |
Goverment Interests
GOVERNMENT RIGHTS NOTICE
[0002] Portions of the material in this specification arose under
the cooperative agreement 70NANB5H1031 between Affymetrix, Inc and
the Department of Commerce through the National Institute of.
Standards and Technology.
Claims
1. In a computer system, a method of calling an unknown base in a
sample nucleic acid sequence, the method comprising the steps of:
inputting a plurality of hybridization probe intensities, each of
the probe intensities corresponding to a nucleic acid probe; for
each of the plurality of probe intensities, determining a
probability that the corresponding nucleic acid probe best
hybridizes with the sample nucleic acid sequence and calling the
unknown base according to the nucleic acid probe with the highest
associated probability.
2-29. (canceled)
Description
[0001] This application is a continuation of U.S. patent
application Ser. No. 10/405,962, filed Apr. 1, 2003; which is
continuation of U.S. patent application Ser. No. 09/814,144, filed
Mar. 20, 2001, now U.S. Pat. No. 6,456,340; which is a continuation
of U.S. Ser. No. 09/483,190, filed Jan. 14, 2000, now U.S. Pat. No.
6,228,593; which is a continuation of U.S. Ser. No. 08/948,896,
filed Oct. 10, 1997, now U.S. Pat. No. 6,066,454; which is a
continuation of U.S. patent application Ser. No. 08/528,656, filed
Sep. 14, 1995, now U.S. Pat. No. 5,733,729. All these patents and
applications are incorporated herewith by reference for all
purposes.
COPYRIGHT NOTICE
[0003] A portion of the disclosure of this patent document contains
material which is subject to copyright protection The copyright
owner has no objection to the xeroxographic reproduction by anyone
of the patent document or the patent disclosure in exactly the form
it appears in the Patent and Trademark Office patent file or
records, but otherwise reserves all copyright rights whatsoever
SOFTWARE APPENDIX
[0004] A Software Appendix comprising twenty one (21) sheets is
included herewith
BACKGROUND OF THE INVENTION
[0005] The present invention relates to the field of computer
systems More specifically, the present invention relates to
computer systems for evaluating and comparing biological
sequences
[0006] Devices and computer systems for forming and using arrays of
materials on a substrate are known For example, PCT application
WO92/10588, incorporated herein by reference for all purposes,
describes techniques for sequencing or sequence checking nucleic
acids and other materials Arrays for performing these operations
may be formed in arrays according to the methods of, for example,
the pioneering techniques disclosed in U.S. Pat. No. 5,143,854 and
U.S. patent application Ser. No. 08/249,188, both incorporated
herein by reference for all purposes
[0007] According to one aspect of the techniques described therein,
an array of nucleic acid probes is fabricated at known locations on
a chip or substrate. A fluorescently labeled nucleic acid is then
brought into contact with the chip and a scanner generates an image
file (also called a cell file) indicating the locations where the
labeled nucleic acids bound to the chip Based upon the image file
and identities of the probes at specific locations, it becomes
possible to extract information such as the monomer sequence of DNA
or RNA. Such systems have been used to form, for example, arrays of
DNA that may be used to study and detect mutations relevant to
cystic fibrosis, the P53 gene (relevant to certain cancers), HIV,
and other genetic characteristics.
[0008] Innovative computer-aided techniques for base calling are
disclosed in U.S. patent application Ser. No. 08/327,525, which is
incorporated by reference for all purposes However, improved
computer systems and methods are still needed to evaluate, analyze,
and process the vast amount of information now used and made
available by these pioneering technologies
SUMMARY OF THE INVENTION
[0009] An improved computer-aided system for calling unknown bases
in sample nucleic acid sequences from multiple nucleic acid probe
intensities is disclosed The present invention is able to call
bases with extremely high accuracy (up to 98 5%) At the same time,
confidence information may be provided that indicates the
likelihood that the base has been called correctly. The methods of
the present invention are robust and uniformly optimal regardless
of the experimental conditions
[0010] According to one aspect of the invention, a computer system
is used to identify an unknown base in a sample nucleic acid
sequence by the steps of inputting a plurality of hybridization
probe intensities, each of the probe intensities corresponding to a
nucleic acid probe, for each of the plurality of probe intensities,
determining a probability that the corresponding nucleic acid probe
best hybridizes with the sample nucleic acid sequence, and calling
the unknown base according to the nucleic acid probe with the
highest associated probability.
[0011] According to another aspect of the invention, an unknown
base in a sample nucleic acid sequence is called by a base call
with the highest probability of correctly calling the unknown base
The unknown base in the sample nucleic acid sequence is identified
by the steps of: inputting multiple base calls for the unknown
base, each of the base calls having an associated probability which
represents a confidence that the unknown base is called correctly,
selecting a base call that has a highest associated probability,
and calling the unknown base according to the selected base call
The multiple base calls are typically produced from multiple
experiments The multiple experiments may be performed on the same
chip utilizing different parameters (e g, nucleic acid probe
length)
[0012] According to yet another aspect of the invention, an unknown
base in a sample nucleic acid sequence is called according to
multiple base calls that collectively have the highest probability
of correctly calling the unknown base. The unknown base in the
sample nucleic acid sequence is identified by the steps of
inputting multiple probabilities for each possible base for the
unknown base, each of the probabilities representing a probability
that the unknown base is an associated base, producing a product of
probabilities for each possible base, each product being associated
with a possible base, and calling the unknown base according to a
base associated with a highest product The multiple base calls are
typically produced from multiple experiments The multiple
experiments may be performed on the same chip utilizing different
parameters (e g, nucleic acid probe length).
[0013] According to another aspect of the invention, both strands
of a DNA molecule are analyzed to increase the accuracy of
identifying an unknown base in a sample nucleic acid sequence by
the steps of inputting a first base call for the unknown base, the
first base call determined from a first nucleic acid probe that is
equivalent to a portion or the sample nucleic acid sequence
including the unknown base, inputting a second base call for the
unknown base, the second base call determined from a second nucleic
acid probe that is complementary to a portion of the sample nucleic
acid sequence including the unknown base; selecting one of the
first or second nucleic acid probes that has a base at an
interrogation position which has a high probability or producing
correct base calls; and calling the unknown base according to the
selected one of the first or second nucleic acid probes
[0014] A further understanding of the nature and advantages of the
inventions herein may be realized by reference to the remaining
portions or the specification and the attached drawings.
BRIEF DESCRIPTION OF THE DRAWINGS
[0015] FIG. 1 illustrates an example of a computer system used to
execute the software of the present invention;
[0016] FIG. 2 shows a system block diagram of a typical computer
system used to execute the software of the present invention,
[0017] FIG. 3 illustrates an overall system for forming and
analyzing arrays of biological materials such as DNA or RNA;
[0018] FIG. 4 is an illustration of the software for the overall
system,
[0019] FIG. 5 illustrates the global layout of a chip formed in the
overall system,
[0020] FIG. 6 illustrates conceptually the binding of probes on
chips;
[0021] FIG. 7 illustrates probes arranged in lanes on a chip (SEQ
ID NO:1);
[0022] FIG. 8 illustrates a hybridization pattern of a target on a
chip with a reference sequence as in FIG. 7;
[0023] FIG. 9 illustrates the high level flow of the probability
base calling method, and
[0024] FIG. 10 illustrates the flow of the maximum probability
method;
[0025] FIG. 11 illustrates the flow of the product of probabilities
method, and
[0026] FIG. 12 illustrates the flow of the wild-type base
preference method.
DESCRIPTION OF THE PREFERRED EMBODIMENT
CONTENTS
[0027] I. General
[0028] II. Probability Base Calling Method
[0029] Ill. Maximum Probability Method
[0030] IV. Product of Probabilities Method
[0031] V. Wild-Type Base Preference Method
[0032] VI. Software Appendix
I. General
[0033] In the description that follows, the present invention will
be described in reference to a Sun Workstation in a UNIX
environment The present invention, however, i not limited to any
particular hardware or operating system environment Instead, those
skilled in the art will find that the systems and methods of the
present invention may be advantageously applied to a variety of
systems, including IBM personal computers running MS-DOS or
Microsoft Windows Therefore, the following description of specific
systems are for purposes of illustration and not limitation
[0034] FIG. 1 illustrates an example of a computer system used to
execute the software of the present invention. FIG. 1 shows a
computer system 1 which includes a monitor 3, screen 5, cabinet 7,
keyboard 9, and mouse 11 Mouse 11 may have one or more buttons such
as mouse buttons 13 Cabinet 7 houses a floppy disk drive 14 and a
hard drive (not shown) that may be utilized to store and retrieve
software programs incorporating the present invention Although a
floppy disk 15 is shown as the removable media, other removable
tangible media including CD-ROM and tape may be utilized Cabinet 7
also houses familiar computer components (not shown) such as a
processor, memory, and the like
[0035] FIG. 2 shows a system block diagram of computer system 1
used to execute the software of the present invention As in FIG. 1,
computer system 1 includes monitor 3 and keyboard 9 Computer system
1 further includes subsystems such as a central processor 52,
system memory 54, I/O controller 56, display adapter 58, serial
port 62, disk 64, network interface 66, and speaker 68 Other
computer systems suitable for use with the present invention may
include additional or fewer subsystems For example, another
computer system could include more than one processor 52 (i.e., a
multi-processor system) or memory cache
[0036] Arrows such as 70 represent the system bus architecture of
computer system 1 However, these arrows are illustrative of any
interconnection scheme serving to link the subsystems. For example,
speaker 68 could be connected to the other subsystems through a
port or have an internal direct connection to central processor 52
computer system 1 shown in FIG. 2 is but an example of a computer
system suitable for user with the present invention Other
configurations or subsystems suitable for use with the present
invention will be readily apparent to one of ordinary skill in the
art
[0037] The VLSIPS.TM. technology provides methods of making very
large arrays of oligonucleotide probes on very small chips. See
U.S. Pat. No. 5,143,854 and PCT patent publication Nos. WO 90/15070
and 92/10092, each of which is incorporated by reference for all
purposes The oligonucleotide probes on the "DNA chip" are used to
detect complementary nucleic acid sequences in a sample nucleic
acid of interest (the "target" nucleic acid).
[0038] The present invention provides methods of analyzing
hybridization intensity files for a chip containing hybridized
nucleic acid probes In a representative embodiment, the files
represent fluorescence data from a biological array, but the files
may also represent other data such as radioactive intensity data
Therefore, the present invention is not limited to analyzing
fluorescent measurements of hybridizations but may be readily
utilized to analyze other measurements of hybridization
[0039] For purposes of illustration, the present invention in
described as being part of a computer system that designs a chip
mask, synthesizes the probes on the chip, labels the nucleic acids,
and scans the hybridized nucleic acid probes. Such a system is
fully described in U.S. patent application Ser. No. 08/249,188
which has been incorporated by reference for all purposes. However,
the present invention may be used separately from the overall
system for analyzing data generated by such systems
[0040] FIG. 3 illustrates a computerized system for forming and
analyzing arrays of biological materials such as RNA or DNA A
computer 100 is used to design arrays of biological polymers such
as RNA or DNA The computer 100 may be, for example, an
appropriately programmed Sun Workstation or personal computer or
workstation, such as an IBM PC equivalent, including appropriate
memory and a CPU as shown in FIGS. 1 and 2. The computer system 100
obtains inputs from a user regarding characteristics of a gene of
interest, and other inputs regarding the desired features of the
array optionally, the computer system may obtain information
regarding a specific genetic sequence of interest from an external
or internal database 102 such as GenBank The output of the computer
system 100 is a set of chip design computer files 104 in the form
of, for example, a switch matrix, as described in PCT application
WO 92/10092, and other associated computer files.
[0041] The chip design files are provided to a system 106 that
designs the lithographic masks used in the fabrication of arrays of
molecules such as DNA The system or process 106 may include the
hardware necessary to manufacture masks 110 and also the necessary
computer hardware and software 108 necessary to lay the mask
patterns out on the mask in an efficient manner As with the other
features in FIG. 1, such equipment may or may not be located at the
same physical site, but is shown together for ease of illustration
In FIG. 1 The system 106 generates masks 110 or other synthesis
patterns such as chrome-on-glass masks for use in the fabrication
of polymer arrays
[0042] The masks 110, as well as selected information relating to
the design of the chips from system 100, are used in a synthesis
system 112 Synthesis system 112 includes the necessary hardware and
software used to fabricate arrays of polymers on a substrate or
chip 114 For example, synthesizer 112 includes a light source 116
and a chemical flow cell 118 on which the substrate or chip 114 is
placed Mask 110 is placed between the light source and the
substrate/chip, and the two are translated relative to each other
at appropriate times for deprotection of selected regions of the
chip Selected chemical reagents are directed through flow cell 118
for coupling to deprotected regions, as well as for washing and
other operations All operations are preferably directed by an
appropriately programmed computer 119, which may or may not be the
same computer as the computer(s) used in mask design and mask
making.
[0043] The substrates fabricated by synthesis system 112 are
optionally diced into smaller chips and exposed to marked receptors
The receptors may or may not be complementary to one or more of the
molecules on the substrate. The receptors are marked with a label
such as a fluorescein label (indicated by an asterisk in FIG. 1)
and placed in scanning system 120. Scanning system 120 again
operates under the direction of an appropriately programmed digital
computer 122, which also may or may not be the same computer as the
computers used in synthesis, mask making, and mask design The
scanner 120 includes a detection device 124 such as a confocal
microscope or CCD (charge-coupled device) that is used to detect
the location where labeled receptor (*) has bound to the substrate.
The output of scanner 120 is an image file(s) 124 indicating, in
the case of fluorescein labeled receptor, the fluorescence
intensity (photon counts or other related measurements, such as
voltage) as a function of position on the substrate Since higher
photon counts will be observed where the labeled receptor has bound
more strongly to the array of polymers, and since the monomer
sequence of the polymers on the substrate is known as a function of
position, it becomes possible to determine the sequence(s) of
polymer(s) on the substrate that are complementary to the
receptor
[0044] The image file 124 is provided as input to an analysis
system 126 that incorporates the visualization and analysis methods
of the present invention Again, the analysis system may be any one
of a wide variety of computer system(s), but in a preferred
embodiment the analysis system is based on a Sun Workstation or
equivalent The present invention provides various methods of
analyzing the chip design files and the image files, providing
appropriate output 128. The present invention may further be used
to identify specific mutations in a receptor such as DNA or
RNA.
[0045] FIG. 4 provides a simplified illustration of the overall
software system used in the operation of one embodiment of the
invention. As shown in FIG. 4, the system first identifies the
genetic sequencers) or targets that would be of interest in a
particular analysis at step 202 The sequences of interest may, for
example, be normal or mutant portions of a gene, genes that
identify heredity, or provide forensic information Sequence
selection may be provided via manual input of text files or may be
from external sources such as GenBank At step 204 the system
evaluates the gene to determine or assist the user in determining
which probes would be desirable on the chip, and provides an
appropriate "layout" on the chip for the probes The chip usually
includes probes that are complementary to a reference nucleic acid
sequence which has a known sequence A wild-type probe is a probe
that will ideally hybridize with the reference sequence and thus a
wild-type gene (also called the chip wild-type) would ideally
hybridize with wild-type probes on the chip The target sequence is
substantially similar to the reference sequence exccpt for the
presence of mutations, insertions, deletions, and the like. The
layout implements desired characteristics such as arrangement on
the chip that permits "reading" of genetic sequence and/or
minimization of edge effects, ease of synthesis, and the like
[0046] FIG. 5 illustrates the global layout of a chip chip 114 is
composed of multiple units where each unit may contain different
tilings for the chip wild-type sequence Unit 1 is shown in greater
detail and shows that each unit is composed of multiple cells which
are areas on the chip that may contain probes conceptually, each
unit is composed of multiple sets of related cells. As used herein,
the term cell refers to a region on a substrate that contains many
copies of a molecule or molecules of interest Each unit is composed
of multiple cells that may be placed in rows (or "lanes") and
columns In one embodiment, a set of five related cells includes the
following a wild-type cell 220, "mutation" cells 222, and a "blank"
cell 224. Cell 220 contains a wild-type probe that is the
complement of a portion of the wild-type sequence Cells 222 contain
"mutation" probes for the wild-type sequence For example, if the
wild-type probe is 3'-ACGT, the probes 3'-ACAT, 3'-ACCT, 3'-ACGT,
and 3'-ACTT may be the "mutation" probes Cell 224 is the "blank"
cell because it contains no probes (also called the "blank" probe)
As the blank cell contains no probes, labeled receptors should not
bind to the chip in this area Thus, the blank cell provides an area
that can be used to measure the background intensity.
[0047] Again referring to FIG. 4, at step 206 the masks for the
synthesis are designed At step 208 the software utilizes the mask
design and layout information to make the DNA or other polymer
chips. This software 208 will control, among other things, relative
translation of a substrate and the mask, the flow of desired
reagents through a flow cell, the synthesis temperature of the flow
cell, and other parameters. At step 210, another piece of software
is used in scanning a chip thus synthesized and exposed to a
labeled receptor The software controls the scanning of the chip,
and stores the data thus obtained in a file that may later be
utilized to extract sequence information
[0048] At step 212 a computer system according to the present
invention utilizes the layout information and the fluorescence
information to evaluate the hybridized nucleic acid probes on the
chip Among the important pieces of information obtained from DNA
chips are the identification of mutant receptors and determination
of genetic'sequence of a particular receptor
[0049] FIG. 6 illustrates the binding of a particular target DNA to
an array of DNA probes 114. As shown in this simple example, the
following probes are formed in the array (only one probe is shown
for the wild-type probe) TABLE-US-00001 3'-AGAACGT AGACCGT AGAGCGT
AGATCGT
As shown, the set of probes differ by only one base so the probes
are designed to determine the identity of the base at that location
in the nucleic acid sequence
[0050] When a fluorescein-labeled (or other marked) target with the
sequence 5'-TCTTGCA is exposed to the array, it is complementary
only to the probe 3'-AGAACGT, and fluorescein will be primarily
found on the surface of the chip where 3'-AGAACGT is located Thus,
for each set of probes that differ by only one base, the image file
will contain four fluorescence intensities, one for each probe Each
fluorescence intensity can therefore be associated with the base of
each probe that is different from the other probes Additionally,
the image file will contain a "blank" cell which can be used as the
fluorescence intensity of the background By analyzing the five
fluorescence intensities associated with a specific base location,
it becomes possible to extract sequence information from such
arrays using the methods of the invention disclosed herein
[0051] FIG. 7 illustrates probes arranged in lanes on a chip A
reference sequence is shown with five interrogation positions
marked with number subscripts. An interrogation position is a base
position in the reference sequence where the target sequence may
contain a mutation or otherwise differ from the reference sequence
The chip may contain five probe cells that correspond to each
interrogation position Each probe cell contains a set of probes
that have a common base at the interrogation position. For example,
at the first interrogation position, I.sub.1, the reference
sequence has a base T. The wild-type probe for this interrogation
position is 3'-TGAC where the base A in the probe is complementary
to the base at the interrogation position in the reference
sequence.
[0052] Similarly, there are four "mutant" probe cells for the first
interrogation position, I.sub.1. The four mutant probes are
3'-TGAC, 3'-TGCC, 3'-TGGC, and 3'-TGTC Each of the four mutant
probes vary by a single base at the interrogation position As
shown, the wild-type and mutant probes are arranged in lanes on the
chip One of the mutant probes (in this case 3'-TGAC) is identical
to the wild-type probe and therefore does not evidence a mutation
However, the redundancy gives a visual indication of mutations as
will be seen in FIG. 8
[0053] Still referring to FIG. 7, the chip contains wild-type and
mutant probes for each of the other interrogation positions
I.sub.2-I.sub.5 In each case, the wild-type probe is equivalent to
one of the mutant probes
[0054] FIG. 8 illustrates a hybridization pattern of a target on a
chip with a reference sequence as in FIG. 7. The reference sequence
is shown along the top of the chip for comparison The chip includes
a WT-lane (wild-type), an A-lane, a C-lane, a G-lane, and a T-lane
(or U) Each lane is a row of cells containing probes The cells in
the WT-lane contain probes that are complementary to the reference
sequence The cells in the A-, C-, G-, and T-lanes contain probes
that are complementary to the reference sequence except that the
named base is at the interrogation position
[0055] In one embodiment, the hybridization of probes in a cell is
determined by the fluorescent intensity (e g, photon counts) of the
cell resulting from the binding of marked target sequences. The
fluorescent intensity may vary greatly among cells For simplicity,
FIG. 8 shows a high degree of hybridization by a cell containing a
darkened area. The WT-lane allows a simple visual indication that
there is a mutation at interrogation position I.sub.4 because the
wild-type cell is not dark at that position The cell in the C-lane
is darkened which indicates that the mutation is from T.fwdarw.G
(mutant probe cells are complementary so the C-cell indicates a G
mutation)
[0056] In practice, the fluorescent intensities of cells near an
interrogation position having a mutation are relatively dark
creating "dark regions" around a mutation. The lower fluorescent
intensities result because the cells at interrogation positions
near a mutation do not contain probes that are perfectly
complementary to the target sequence, thus, the hybridization of
these probes with the target sequence is lower. For example, the
relative intensity of the cells at interrogation positions I.sub.3
and I.sub.5 may be relatively low because none of the probes
therein are complementary to the target sequence Although the lower
fluorescent intensities reduce the resolution of the data, the
methods of the present invention provide highly accurate base
calling within the dark regions around a mutation and are able to
identify other mutations within these regions
[0057] The present invention calls bases by assigning the bases the
following codes TABLE-US-00002 Code Group Meaning A A Adenine C C
Cytosine G G Guanine T T(U) Thymine (Uracil) M A or C aMino R A or
G puRine W A or T(U) Weak interaction (2 H bonds) Y C or T(U)
pYrimidine S C or G Strong interaction (3 H bonds) K G or T(U) Keto
V A, C or G not T(U) H A, C or T(U) not G D A, G or T(U) not C B C,
G or T(U) not A N A, C, G, or T(U) Insufficient intensity to call X
A, C, G, or T(U) Insufficient discrimination to call
Most of the codes conform to the IUPAC standard. However, code N
has been redefined and code X has been added II. Probability Base
Calling Method
[0058] The probability base calling method is a method of calling
bases in a sample nucleic acid sequence which provides extremely
high accuracy At the same time, confidence information is provided
that indicates the likelihood that the base has been called
correctly The probability base calling method is robust and
uniformly optimal regardless of the experimental conditions
[0059] For simplicity, the probability base calling method will be
described as being used to identify one unknown base in a sample
nucleic acid sequence. In practice, the method is typically used to
identify many or all the bases in a nucleic acid sequence or
sequences
[0060] In a preferred embodiment, the unknown base will be
identified by evaluation of up to four mutation probes For example,
suppose a gene of interest has the DNA sequence of 5'-AGAACCTGC-3'
with a possible mutation at the underlined base position Suppose
that 5-mer probes are to be synthesized for the chip. A
representative wild-type probe of 5'-TTGGA is complementary to the
region of the sequence around the possible mutation The "mutation"
probes will be the same as the wild-type probe except for a
different base at the third position as follows 3'-TTAGA, 3'-TTCGA,
3'-TTGGA, and 3'-TTTGA
[0061] If the fluorescently marked sample sequence is exposed to
the above four mutation probes, the intensity should be highest for
the probe that binds most strongly to the sample sequence
Therefore, if the probe 3'-TTTGA shows the highest intensity, the
unknown base in the sample will generally be called an A mutation
because the probes are complementary to the sample sequence
Although calling bases according to the highest intensity probe is
satisfactory in some instances, the accuracy may be affected by
many experimental conditions
[0062] FIG. 9 shows the high level flow of the probability base
calling method At step 302, the system retrieves the intensities
for probes at an interrogation position Although not necessary, the
background intensity (e g, from the blank cell) may be subtracted
from each of the observed intensities. If a DNA sequence is being
called, the system may loop through the flowchart for each base
position to be called in the sequence For simplicity, FIG. 9 shows
the method of calling a base at a single interrogation position in
the sample sequence
[0063] As discussed earlier, each cell on the chip defines an area
which contains a set of identical probes After the chip has been
exposed to a fluorescein-labeled (or other marked) sample sequence,
intensity readings are taken Intensity readings are taken over the
surface of the cell resulting in multiple intensity readings for
each cell The system calculates the mean and standard deviation for
the intensities measured for each cell at step 304 As each cell is
associated with a probe type, the term "probe intensity" will
generally refer to the mean of intensities associated with the
probe Although the mean is utilized in the preferred embodiment,
other statistical analysis could be used including an average
[0064] At step 306, the system calculates the probability that each
base (e g, A, C, G, or T(U)) is at the interrogation position If we
assume that the base associated with the probe having the highest
probe intensity (i e, best hybridizes with the sample sequence) is
the correct call, the probability that the unknown base is a
certain base is equal to the following Prob(X)=Prob(I.sub.X>max
(I.sub.Y)).sub.Y+X (1 ) where X and Y are A, C, G, or T(U), I is
the probe intensity associated with the subscripted base, and max
represents the maximum of the probe intensities Thus, the
probability that a base at an interrogation position is base A is
the probability that the probe intensity associated with base A (i
e has A's complement T) is greater than the highest probe intensity
associated with C, G, and T
[0065] The probability that the probe intensity associated with
base A is greater than the highest probe intensity associated with
the other bases is approximated by the following. Prob .function. (
I X > max .function. ( I Y ) ) Prob .function. ( I X > I Y )
Y + X Z = A , C , G , T .times. Prob .function. ( I Z > I Y ) Y
+ Z ( 2 ) ##EQU1## where X, Y and Z are A, C, G, or T(U) and II
represents the product of the probabilities that I.sub.X is greater
than each of the other possible bases Thus, the probability that a
base at an interrogation position is base A is proportional to the
product of the probabilities that the probe intensity associated
with base A is greater than the probe intensities associated with
C, G, and T In a preferred embodiment, the system normalizes the
probabilities so that the sum of the probabilities equals 1 As
shown above, the system accomplishes this by dividing each
probability by the sum of the probabilities associated with the
different bases.
[0066] According to the present invention, the probability that a
probe intensity associated with a base is greater than the probe
intensity associated with another base is as follows, Prob
.function. ( I X > I Y ) .PHI. ( I X - I Y .sigma. X 2 - .sigma.
Y 2 ) Y + X ( 3 ) ##EQU2## where X and Y are A, C, G, or T(U) and a
represents the standard deviation (.alpha..sup.2 being the
variance) of the intensities measured for the cell associated with
the subscripted base The .PHI. function is as follows .PHI.
.function. ( X ) = .intg. - .infin. X .times. 1 2 .times. .times.
.pi. .times. e - y 2 2 .times. .times. d y ( 4 ) ##EQU3## which
represents the density equation of standard normal distribution and
may be determined by many number of methods known to those skilled
the art
[0067] Utilizing these equations, the system calculates the
probability that the base at the interrogation position is A, the
probability that the base at the interrogation position is C, the
probability that the base at the interrogation position is G, the
probability that the base at the interrogation position is T(U) In
a preferred embodiment, probabilities are normalized so that the
sum of these probabilities equals 1.
[0068] At step 308, the system determines if the highest
probability associated with a base is greater than a probability
threshold In one embodiment, the value for the probability
threshold is 0.8 (for probabilities that have been normalized). The
probability threshold is a user defined value that determines the
threshold that a probability should cross before the base is
called. If the probabilities are normalized so that their sum is
equal to 1, the probability threshold will be in the range of 0 25
to 1 0 The use of a probability threshold is not necessary but
allows the user to select the confidence of the resulting base
calls It should be noted that a probability threshold of 0 25
corresponds to calling the base associated with the highest
probability (i e, no threshold)
[0069] If the highest probability is greater than the probability
threshold, the system calls the base as the base associated with
the highest probability at step 310 Thus, if the probes in the
C-lane cell had the highest probability and the probability is
greater than the probability threshold, the system would call the
base at the interrogation position a C since the probes are
complementary to the sample sequence At step 312, the confidence (i
e, the likelihood that the base is called correctly) is set equal
to the highest probability
[0070] At step 314, the system creates a sum of probabilities by
adding the highest probability to the next highest probability The
sum represents the probability that the base is either of the bases
associated with the two highest probabilities The system then
determines if the sum is greater than the probability threshold at
step 316 If the sum is greater than the probability threshold, the
system calls the base as an ambiguity code representing the bases
that are associated with two highest probabilities Thus, if the
probabilities associated with bases A and C the two highest
probabilities and their sum is greater than the probability
threshold, the system would call the base at the interrogation
position an M (meaning A or C) Since the probes are complementary
to the sample sequence, the probabilities associated with bases A
and C are the probabilities of the probes in the T- and G-lane
cells, respectively At step 320, the confidence is set equal to the
sum of the probabilities that exceed the probability threshold
[0071] If the sum is not greater than the probability threshold,
the system adds the next highest probability to the sum of
probabilities at 314 and the sum is compared to the probability
threshold at step 316 When the sum is greater than the probability
threshold, the system calls the base as an ambiguity code
representing all the bases that are associated with probabilities
included in the sum As before, the confidence is set equal to the
sum of the probabilities that exceed the probability threshold
[0072] As an example of the probability base calling method,
suppose a known nucleic acid sequence 5'-ACTGTACCG is to be called
After the sequence is labeled and exposed to a DNA chip, an image
file is generated that has the fluorescent intensities (e g, photon
counts) associated with each cell on the chip The mean and standard
deviation are calculated and are as follows for each interrogation
position TABLE-US-00003 IntPos Mean A Mean C Mean G Mean T 1 176 8
65.9 73 4 51 7 2 57 9 119 2 60 5 56 5 3 53 9 60 2 54 8 81.3 4 55 1
53.9 76 0 56 0 5 50 8 52.3 53 1 59 0 6 54.4 53 0 52 6 51.2 7 50 9
51 8 52 5 51 6 8 52 1 53 2 53 4 50.7 9 51 1 50 9 51 1 50 8
[0073] TABLE-US-00004 IntPos StDev A StDev C StDev G StDev T 1 18 2
8 3 11 4 5 0 2 8 1 18 1 10 5 6 3 3 6 8 9 2 5 8 16.6 4 5 6 6 7 12 6
8 0 5 5.4 5 0 5 7 8 8 6 5 8 5.5 5 7 4.7 7 6 1 5 8 6 4 5 9 8 5 1 5 6
5 5 6 1 9 6.1 6 1 5 9 6.2
The mean and standard deviations above represent the complements to
the chip cell. For example, the mean and standard deviation for A
were determined from the intensities associated with the cell that
contained probes having the base T at the interrogation
position
[0074] These means and standard deviations were utilized to produce
the following probabilities according to the equations set forth
above TABLE-US-00005 IntPos Prob A Prob C Prob G Prob T 1 1 0 5
2e-7 0 2 2 3e-4 1 9 2e-4 8 9e-5 3 0 01 0 077 0 013 0 9 4 0 019 0
013 0 93 0.033 5 0.056 0 11 0 16 0 68 6 0 42 0 25 0 22 0 11 7 0 18
0 26 0 33 0.24 8 0 21 0 32 0 35 0 12 9 0 26 0 24 0 26 0 23
The probabilities have been normalized so that the sum of the
probabilities associated with the bases at each interrogation
position equals 1
[0075] If the bases are called according to the highest probability
(also equal to a threshold of 0 25 in this case), the bases would
be called as follows with the associated confidence TABLE-US-00006
IntPos BaseCall Confid 1 A 1 2 C 1 3 T 0 9 4 G 0 93 5 T 0 68 6 A 0
42 7 G 0 33 8 G 0 35 9 G 0 26
[0076] As the sample nucleic acid was known to be 5'-ACTGTAGGG, the
sequence was correctly called by the base probability method
Importantly, the confidence values indicate the likelihood that
each base call is correct
[0077] If the bases are called with a probability threshold of 0.5,
the bases would be called as follows TABLE-US-00007 IntPos Basecall
Confid 1 A 1 2 C 1 3 T 0 9 4 G 0.93 5 T 0 68 6 M 0.67 7 S 0 59 8 S
0 67 9 R 0 52
where the ambiguity codes X=A or C, S=C or G and R=A or G according
to the IUPAC codes As shown, all the confidence values are above
50% for each base call.
[0078] Advantages of the probability base calling method include
that it is extremely accurate in calling bases of sample nucleic
acid sequences and provides a confidence value of the accuracy of
the base call The method is robust and uniformly optimal regardless
of experimental conditions Additionally, the probability base
calling method is capable of accurately calling bases and
identifying mutations near other mutations
III Maximum Probability Method
[0079] The present invention provides a maximum probability method
of increasing the accuracy of base calling by analyzing multiple
experiments preformed on a DNA or RNA molecule. The multiple
experiments may be repetitions of the same experiment or may vary
by the number of probes on the chip, wash (or salt) concentration,
tiling method, and the like. Additionally, the multiple experiments
may include experiments preformed on the sense and anti-sense
strands of the sample nucleic acid sequence Although in a preferred
embodiment, this method is performed in conjunction with
probability base calling, the method may be readily used with other
base calling methods including those disclosed in U.S. patent
application Ser. No. 08/327,525
[0080] FIG. 10 shows the flow of the maximum probability method The
method will be described as sequencing a sample nucleic acid
sequence At step 352, base calling is performed on data from
multiple experiments on the sample nucleic acid sequence
[0081] The system identifies an interrogation position in the
sample nucleic acid sequence at step 354 The system then identifies
the base that was called with the highest probability among the
multiple experiments In a preferred embodiment, the highest
probability is determined by the probability base calling method In
other embodiments, for example, the base that had the highest
associated intensity may be identified At step 356, the system
calls the base at the interrogation position as the base with the
highest probability The probability also represents the confidence
that the base has been called correctly.
[0082] At step 358, the system determines if base calling should be
performed on another interrogation position If so, the system
proceeds to step 354 to retrieve the next interrogation
position
[0083] As an example, six known nucleic acid sequence clones of HIV
DNA were labeled and exposed to the HIV41S chip available from
Affymetrix, Inc, Santa Clara, Calif. The multiple experiments for
each HIV clone included sequencing the sense and anti-sense strands
of the HIV clone The following shows the percentage error of
probability base calling for the sense and anti-sense strands of
the HIV clones: TABLE-US-00008 HIV Clone Sense Anti-sense MaxProb 4
mut 18 3 08 1 83 1 73 HXB 2 02 1 44 1 35 NY5 2 31 1 44 1.63 NY5-215
2 60 1 15 1 25 NY5-5mut 2 88 1 54 1 44 pPol19 3 17 2 98 1 83
Average 2 68 1 73 1 54
[0084] As shown, the probability base calling method had a 3 08
percent error for sequencing the bases of the 4 mut 18 sense strand
The probability base calling method had a 1.83 percent error for
sequencing the bases of the 4 mut 18 anti-sense strand However, if
the maximum probability method is utilized, the error percentage
drops to 1 73 More significantly, the table above shows that the
average of the error percentages reveals that the maximum
probability method provides a 1 54 percent error--which translates
to a 98 46 percent correct base calling This percentage is a
significant improvement over present day chip sequencing
methods.
[0085] The maximum probability method provides a significant
improvement in base calling correctness by advantageously combining
the results from multiple experiments Although the method has been
described as sequencing a sample nucleic acid sequence, the method
may be utilized to sequence genes or call individual bases
IV. Product of Probabilities Method
[0086] The present invention provides a product of probabilities
method of increasing the accuracy of base calling by analyzing
multiple experiments preformed on a DNA or RNA molecule The
multiple experiments may be repetitions of the same experiment or
may vary by the number of probes on the chip, wash for salt)
concentration, tiling method, and the like Additionally, the
multiple experiments may include experiments preformed on the sense
and anti-sense strands or the sample nucleic acid sequence Although
in a preferred embodiment, this method is performed in conjunction
with probability base calling, the method may be readily used with
other base calling methods including those disclosed in U.S. patent
application Ser. No. 08/327,525
[0087] FIG. 11 shows the flow of the product of probabilities
method The method will be described as sequencing a sample nucleic
acid sequence. At step 402, base calling is performed on data from
multiple experiments on the sample nucleic acid sequence
[0088] The system identifies an interrogation position in the
sample nucleic acid sequence at step 404 The system then multiplies
the probabilities associated with each base among the experiments
to produce a product at step 406 For example, the system identifies
the probability that the base at the interrogatory position is base
A from each experiment. The system multiplies each of these
percentages to produce a product of probabilities for A. The system
similarly produces a product of probabilities for C, G and T
Optionally, the system then normalizes each of the product of
probabilities by dividing each by the sum of the products of
probabilities for A, C, G, and T In this way, the sum of the
resulting products of probabilities will equal 1
[0089] In a preferred embodiment, the highest probability is
determined by the probability base calling method In other
embodiments, for example, the base that had the highest associated
intensity may be identified. At step 408, the system calls the base
at the interrogation position as the base with the highest product
of probabilities.
[0090] At step 410, the system determines if base calling should be
performed on another interrogation position If go, the system
proceeds to step 404 to retrieve the next interrogation
position
[0091] The product of probabilities method provides a significant
improvement in base calling correctness by advantageously combining
the results from multiple experiments Although the method has be
described as sequencing a sample nucleic acid sequence, the method
may be utilized to sequence genes or call individual bases
V Wild-Type Base Preference Method
[0092] The present invention provides methods of increasing the
accuracy of base calling by analyzing both strands of a DNA (or
complementary strands of RNA) molecule and calling the base
according to the chip wild-type base. The accuracy is improved
because some bases are correctly identified more often depending on
the wild-type base on the chip By analyzing both strands of the DNA
molecule, the base calling method can better utilize this
information to improve the accuracy of base calling In a preferred
embodiment, this method is performed in conjunction with
probability base calling but others may be utilized
[0093] A molecule of DNA is composed of two complementary strands
of deoxyribonucleotides (bases) Before the sequence of the DNA is
evaluated, the DNA molecule is cleaved into its two complementary
strands One strand is then cloned to produce enough nucleic acid
sequences to be labeled and sequenced (called) according to the
methods disclosed herein For identification purposes, this strand
of DNA will be called the "sense" strand.
[0094] According to the present invention, the other strand, the
"anti-sense" strand, is also cloned, labeled, and sequenced Through
analysis of known nucleic acid sequences, it has been determined
that when the wild-type base at the interrogation position on the
chip is A or G, the resulting base call is correct a higher
percentage of the time. Conversely, it has been determined that
when the wild-type base at the interrogation position on the chip
is C or T, the resulting base call is incorrect a higher percentage
of the time. For example, when the wild-type base at the
interrogation position on the chip as T, the resulting base call is
incorrect (i.e, the base is miscalled) up to three times more often
than the other chip wild-type bases
[0095] It is believed that some of the inaccuracy may be caused by
the fluorescein label which is bound to the base thymine in some
embodiments Additionally, some of the inaccuracy may be caused by
the fact that both C and T are pyrimidines Whatever the cause, this
information is utilized to increase the accuracy of base calling
methods.
[0096] As the sense and anti-sense nucleic acid strands are
complementary, the base calling method should indicate
complementary bases for the two strands For example, if the sense
strand has a base A at an interrogation position, the V base
calling method should indicate the base is A However, the
anti-sense strand will have a base T at a corresponding
interrogation position, so the base calling method should indicate
the base is T
[0097] FIG. 12 illustrates the flow of the wild-type base
preference method At step 452, base calling is performed on the
sense strand to call a base at an interrogation position in the
sense strand Base calling is performed on the anti-sense strand to
call the base at the interrogation position in the sense strand at
step 454 The'sense and anti-sense strands may be analyzed
separately or concurrently.
[0098] The system identifies an interrogation position in the
sample nucleic acid sequence at step 456. At step 458, the system
calls the base at the interrogation position according to the
strand that has a chip wild-type base A or G at the interrogation
position Thus, if the anti-sense strand chip wild-type at the
interrogation position is G, the base is called according to the
anti-sense strand
[0099] As an example, assume the base call utilizing the sense
strand calls the base at the interrogation position is an A Assume
also the base call utilizing the anti-sense strand calls the base
at the interrogatory position a C (which translates to a G for the
sense strand as the sense and anti-sense strands are
complementary). If the chip wild-type base for the sense strand is
A (which means the chip wild-type base for the anti-sense strand is
T), the system calls the base an A according to the base call that
utilizes the sense strand because the chip wild-type associated
with the sense strand is an A or G.
[0100] At step 460, the system determines if base calling should be
performed on another interrogation position If so, the system
proceeds to step 456 to retrieve the next interrogation
position
[0101] Although the wild-type base preference method has been
described as giving a higher priority to A and G as the chip
wild-type, other bases may be preferred in other embodiments
Accordingly, the method is not limited to preference of any
specific chip wild-type bases.
VI. Software Appendix
[0102] The Software appendix (copyright Affymetrix, Inc) provide
C++ source code for implementing the present invention The source
code is written for a Sun Workstation
[0103] The above description is illustrative and not restrictive
Many variations or the invention will become apparent to those of
skill in the art upon review of this disclosure Merely by way of
example, while the invention is illustrated with particular
reference to the evaluation of DNA (natural or unnatural), the
methods can be used in the analysis from chips with other materials
synthesized thereon, such as RNA The scope of the invention should,
therefore, be determined rot with reference to the above
description, but instead should be determined With reference to the
appended claims along with their full scope of equivalents
Sequence CWU 1
1
1 1 16 DNA Artificial Artificial sequence created for illustrative
purposes 1 actgttagct aattgg 16
* * * * *