U.S. patent application number 10/820581 was filed with the patent office on 2005-02-10 for methods and apparatus for cardiac valve repair.
This patent application is currently assigned to Evalve, Inc. a California corporation. Invention is credited to Deem, Mark E., Dieck, Martin S., Fann, James I-Lin, Gifford, Hanson S. III, St. Goar, Frederick G..
Application Number | 20050033446 10/820581 |
Document ID | / |
Family ID | 22436520 |
Filed Date | 2005-02-10 |
United States Patent
Application |
20050033446 |
Kind Code |
A1 |
Deem, Mark E. ; et
al. |
February 10, 2005 |
Methods and apparatus for cardiac valve repair
Abstract
The methods, devices, and systems are provided for performing
endovascular repair of atrioventricular and other cardiac valves in
the heart. Regurgitation of an atrioventricular valve, particularly
a mitral valve, can be repaired by modifying a tissue structure
selected from the valve leaflets, the valve annulus, the valve
chordae, and the papillary muscles. These structures may be
modified by suturing, stapling, snaring, or shortening, using
interventional tools which are introduced to a heart chamber.
Preferably, the tissue structures will be temporarily modified
prior to permanent modification. For example, opposed valve
leaflets may be temporarily grasped and held into position prior to
permanent attachment.
Inventors: |
Deem, Mark E.; (San
Francisco, CA) ; Gifford, Hanson S. III; (Woodside,
CA) ; Dieck, Martin S.; (Cupertino, CA) ;
Fann, James I-Lin; (Portola Valley, CA) ; St. Goar,
Frederick G.; (Menlo Park, CA) |
Correspondence
Address: |
FISH & RICHARDSON, PC
12390 EL CAMINO REAL
SAN DIEGO
CA
92130-2081
US
|
Assignee: |
Evalve, Inc. a California
corporation
Redwood City
CA
|
Family ID: |
22436520 |
Appl. No.: |
10/820581 |
Filed: |
April 7, 2004 |
Related U.S. Patent Documents
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Application
Number |
Filing Date |
Patent Number |
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10820581 |
Apr 7, 2004 |
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10635776 |
Aug 5, 2003 |
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10635776 |
Aug 5, 2003 |
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09544930 |
Apr 7, 2000 |
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6629534 |
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60128690 |
Apr 9, 1999 |
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Current U.S.
Class: |
623/23.6 |
Current CPC
Class: |
A61B 2017/0641 20130101;
A61F 2/2457 20130101; A61B 2017/0649 20130101; A61B 17/07207
20130101; A61B 18/1492 20130101; A61B 18/18 20130101; A61B
2017/00579 20130101; A61B 2017/0472 20130101; A61B 2017/0417
20130101; A61B 2017/2906 20130101; A61B 2017/2926 20130101; A61B
2017/00606 20130101; A61B 17/0487 20130101; A61B 2017/00592
20130101; A61B 2017/00867 20130101; A61B 2017/0474 20130101; A61B
2017/045 20130101; A61B 17/0644 20130101; A61B 2017/00623 20130101;
A61B 17/068 20130101; A61B 2017/0443 20130101; A61B 2017/0464
20130101; A61B 17/0625 20130101; A61B 17/29 20130101; A61B
2017/0404 20130101; A61B 2017/0409 20130101; A61B 2017/2931
20130101; A61B 2017/06171 20130101; A61B 17/1227 20130101; A61B
17/1285 20130101; A61B 17/064 20130101; A61B 17/0401 20130101; A61B
17/122 20130101; A61B 2017/061 20130101; A61B 2018/00291 20130101;
A61F 2/246 20130101; A61F 2/2445 20130101; A61B 8/10 20130101; A61B
17/0469 20130101; A61B 18/20 20130101; A61B 17/08 20130101; A61B
2017/00243 20130101; A61B 2017/00575 20130101; A61B 2017/047
20130101; A61B 2017/06057 20130101; A61B 17/00234 20130101; A61B
17/0482 20130101; A61B 2017/00783 20130101; A61B 2017/088 20130101;
A61B 17/04 20130101; A61B 2017/00588 20130101; A61B 2017/06052
20130101; A61B 17/0643 20130101; A61B 2017/0419 20130101; A61B
2017/0488 20130101; A61B 2017/0496 20130101; A61B 2017/06076
20130101 |
Class at
Publication: |
623/023.6 |
International
Class: |
A61F 002/24 |
Claims
What is claimed is:
1. A method of modifying a heart valve of a patient, comprising:
advancing a catheter through the patient's vasculature into the
heart from a vascular access point remote from the heart, the
catheter having a structure releasably coupled thereto; deploying
the structure from the catheter on or near an annulus of the heart
valve, the structure adapted to modify the annulus so as to reduce
regurgitation in the heart valve; and in combination with deploying
the structure from the catheter on or near the annulus of the heart
valve, holding leaflets of the heart valve together so as to reduce
regurgitation in the heart valve.
2. A method as in claim 1, wherein the structure comprises a ring
that at least partially surrounds the annulus.
3. A method as in claim 1, wherein modifying the annulus comprises
circumferentially shortening the annulus.
4. A method as in claim 1, wherein deploying the structure
comprises deploying the structure on an atrial side of the
annulus.
5. A method as in claim 1, wherein modifying the annulus comprises
tightening the annulus.
6. A method as defined in claim 1, wherein holding the leaflets of
the valve together comprises permanently attaching opposed points
on or along the valve leaflets together.
7. A method as defined in claim 1, wherein holding the leaflets of
the valve together comprises suturing, clipping, stapling,
riveting, gluing, or fusing opposed points on or along the valve
leaflets together.
8. A method as defined in claim 1, wherein holding the leaflets of
the valve together is accomplished by linking opposed chordae of
the valve leaflets together.
9. A method as defined in claim 8, wherein linking comprises
suturing, capturing, fusing, clipping, or gluing the opposed
chordae.
10. A method as defined in claim 1, wherein advancing the catheter
comprises advancing the catheter across an interatrial septum of
the heart.
11. A method of modifying a heart valve of a patient, comprising:
advancing a catheter through the patient's vasculature into the
heart from a vascular access point remote from the heart, the
catheter having an annuloplasty device releasably coupled thereto;
implanting the annuloplasty device from the catheter at the heart
valve to modify an annulus of the heart valve and reduce
regurgitation in the heart valve; in combination with implanting an
annuloplasty device from the catheter at the heart valve, modifying
a spatial relationship between a first valve leaflet and a second
valve leaflet of the heart valve so as to reduce regurgitation in
the heart valve.
12. A method as defined in claim 11, wherein the spatial
relationship between the first and second valve leaflets is
modified by attaching opposed points on or along the valve leaflets
together.
13. A method as defined in claim 11, wherein the spatial
relationship between the first and second valve leaflets is
modified by suturing, clipping, stapling, riveting, gluing, or
fusing opposed points on or along the valve leaflets together.
14. A method as defined in claim 11, wherein the spatial
relationship between the first and second valve leaflets is
modified by linking opposed chordae of the valve leaflets together
to cause the valve leaflets to move toward one another.
15. A method as defined in claim 14, wherein linking comprises
suturing, capturing, fusing, clipping, or gluing the opposed
chordae.
16. A method as defined in claim 11, wherein the spatial
relationship between the first and second valve leaflets is
modified by drawing opposed points of papillary muscles together to
cause the valve leaflets to move toward one another.
17. A method as in claim 11, wherein modifying the annulus
comprises circumferentially shortening the annulus.
18. A method as in claim 11, wherein the annuloplasty device is
deployed on an atrial side of the annulus.
19. A method as in claim 11, wherein modifying the annulus
comprises tightening the annulus.
20. A method as defined in claim 11, wherein advancing the catheter
comprises advancing the catheter across an interatrial septum of
the heart.
21. A method of modifying a heart valve of a patient, comprising:
effecting a geometric change in an annulus of the heart valve so as
to reduce regurgitation in the heart valve; and in combination with
effecting a geometric change in an annulus of the heart valve,
coapting leaflets of the heart valve so as to reduce regurgitation
in the heart valve.
22. A method as defined in claim 21, further comprising advancing a
catheter through the patient's vasculature into the heart from a
vascular access point remote from the heart, the catheter having an
annuloplasty device releasably coupled thereto, and wherein
effecting a geometric change in the annulus comprises implanting
the annuloplasty device from the catheter at the heart valve.
23. A method as in claim 21, wherein effecting a geometric change
in the annulus comprises circumferentially shortening the
annulus.
24. A method as in claim 22, wherein the annuloplasty device is
deployed on an atrial side of the annulus.
25. A method as in claim 21, wherein effecting a geometric change
in the annulus comprises tightening the annulus.
26. A method as defined in claim 21, wherein coapting the leaflets
comprises suturing, clipping, stapling, riveting, gluing, or fusing
opposed points on or along the valve leaflets together.
27. A method of modifying a heart valve of a patient, comprising:
advancing a catheter through the patient's vasculature into the
heart from a vascular access point remote from the heart, the
catheter having an annuloplasty device releasably coupled thereto;
implanting the annuloplasty device at the heart valve to modify an
annulus of the heart valve and reduce regurgitation in the heart
valve; in combination with implanting an annuloplasty device at the
heart valve, holding leaflets of the heart valve together at one or
more adjacent locations in a manner that reduces regurgitation in
the valve.
28. A method as in claim 27, wherein the annuloplasty device
comprises a ring that at least partially surrounds the annulus.
29. A method as in claim 27, wherein modifying the annulus
comprises circumferentially shortening the annulus.
30. A method as in claim 27, wherein deploying the annuloplasty
device comprises deploying the structure on an atrial side of the
annulus.
31. A method as in claim 27, wherein modifying the annulus
comprises tightening the annulus.
32. A method as defined in claim 27, wherein holding the leaflets
of the valve together comprises permanently attaching opposed
points on or along the valve leaflets together.
33. A method as defined in claim 27, wherein holding the leaflets
of the valve together comprises suturing, clipping, stapling,
riveting, gluing, or fusing opposed points on or along the valve
leaflets together.
34. A method as defined in claim 27, wherein holding the leaflets
of the valve together is accomplished by linking opposed chordae of
the valve leaflets together.
35. A method as defined in claim 34, wherein linking comprises
suturing, capturing, fusing, clipping, or gluing the opposed
chordae.
Description
CROSS-REFERENCES TO RELATED APPLICATIONS
[0001] This application is a continuation of U.S. patent
application Ser. No. 10/635,776, filed Aug. 5, 2003, which is a
continuation of U.S. patent application Ser. No. 09/544,930, filed
Apr. 7, 2000, now U.S. Pat. No. 6,629,534, which claimed the
benefit under 35 U.S.C. 119(e) of U.S. Provisional Patent
Application No. 60/128,690, filed on Apr. 9, 1999 under 37 CFR
1.78(a). The full disclosures of the aforementioned applications
are incorporated herein by reference.
BACKGROUND OF THE INVENTION
[0002] 1. Field of the Invention
[0003] The present invention relates generally to medical methods,
devices, and systems. In particular, the present invention relates
to methods, devices, and systems for the endovascular or minimally
invasive surgical repair of the atrioventricular valves of the
heart, particularly the mitral valve.
[0004] Mitral valve regurgitation is characterized by retrograde
flow from the left ventricle of a heart through an incompetent
mitral valve into the left atrium. During a normal cycle of heart
contraction (systole), the mitral valve acts as a check valve to
prevent flow of oxygenated blood back into the left atrium. In this
way, the oxygenated blood is pumped into the aorta through the
aortic valve. Regurgitation of the valve can significantly decrease
the pumping efficiency of the heart, placing the patient at risk of
severe, progressive heart failure.
[0005] Mitral valve regurgitation can result from a number of
different mechanical defects in the mitral valve. The valve
leaflets, the valve chordae which connect the leaflets to the
papillary muscles, or the papillary muscles themselves may be
damaged or otherwise dysfunctional. Commonly, the valve annulus may
be damaged, dilated, or weakened limiting the ability of the mitral
valve to close adequately against the high pressures of the left
ventricle.
[0006] The most common treatments for mitral valve regurgitation
rely on valve replacement or strengthening of the valve annulus by
implanting a mechanical support ring or other structure. The latter
is generally referred to as valve annuloplasty. A recent technique
for mitral valve repair which relies on suturing adjacent segments
of the opposed valve leaflets together is referred to as the
"bow-tie" or "edge-to-edge" technique. While all these techniques
can be very effective, they usually rely on open heart surgery
where the patient's chest is opened, typically via a sternotomy,
and the patient placed on cardiopulmonary bypass. The need to both
open the chest and place the patient on bypass is traumatic and has
associated morbidity.
[0007] For these reasons, it would be desirable to provide
alternative and additional methods, devices, and systems for
performing the repair of mitral and other cardiac valves,
particularly the tricuspid valve which is the other
atrioventricular valve. Such methods, devices, and systems should
preferably not require open chest access and be capable of being
performed endovascularly, i.e., using devices which are advanced to
the heart from a point in the patient's vasculature remote from the
heart. Still more preferably, the methods, devices, and systems
should not require that the heart be bypassed, although the
methods, devices, and systems should be useful with patients who
are bypassed and/or whose heart may be temporarily stopped by drugs
or other techniques. At least some of these objectives will be met
by the inventions described hereinbelow.
[0008] 2. Description of the Background Art
[0009] Minimally invasive and percutaneous techniques for coapting
and modifying mitral valve leaflets to treat mitral valve
regurgitation are described in WO 98/35638; WO 99/00059; WO
99/01377; and WO 00/03759.
[0010] Dec and Fuster (1994) N. Engl. J. Med. 331:1564-1575 and
Alvarez et al. (1996) J. Thorac. Cardiovasc. Surg. 112:238-247 are
review articles discussing the nature of and treatments for dilated
cardiomyopathy.
[0011] Maisano et al. (1998) Eur. J. Cardiothorac. Surg.
13:240-246; Fucci et al. (1995) Eur. J. Cardiothorac. Surg.
9:621-627; and Umana et al. (1998) Ann. Thorac. Surg. 66:1640-1646,
describe open surgical procedures for performing "edge-to-edge" or
"bow-tie" mitral valve repair where edges of the opposed valve
leaflets are sutured together to lessen regurgitation.
[0012] Mitral valve annuloplasty is described in the following
publications. Bach and Bolling (1996) Am. J. Cardiol. 78:966-969;
Kameda et al. (1996) Ann. Thorac. Surg. 61:1829-1832; Bach and
Bolling (1995) Am. Heart J. 129:1165-1170; and Bolling et al.
(1995) 109:676-683. Linear segmental annuloplasty for mitral valve
repair is described in Ricchi et al. (1997) Ann. Thorac. Surg.
63:1805-1806. Tricuspid valve annuloplasty is described in McCarthy
and Cosgrove (1997) Ann. Thorac. Surg. 64:267-268; Tager et al.
(1998) Am. J. Cardiol. 81:1013-1016; and Abe et al. (1989) Ann.
Thorac. Surg. 48:670-676.
[0013] Percutaneous transluminal cardiac repair procedures are
described in Park et al. (1978) Circulation 58:600-608; Uchida et
al. (1991) Am. Heart J. 121: 1221-1224; and Ali Khan et al. (1991)
Cathet. Cardiovasc. Diagn. 23:257-262.
[0014] Endovascular cardiac valve replacement is described in U.S.
Pat. Nos. 5,840,081; 5,411,552; 5,554,185; 5,332,402; 4,994,077;
and 4,056,854. See also U.S. Pat. No. 3,671,979 which describes a
catheter for temporary placement of an artificial heart valve.
[0015] Other percutaneous and endovascular cardiac repair
procedures are described in U.S. Pat. Nos. 4,917,089; 4,484,579;
and 3,874,338; and WO 91/01689.
[0016] Thoracoscopic and other minimally invasive heart valve
repair and replacement procedures are described in U.S. Pat. Nos.
5,855,614; 5,829,447; 5,823,956; 5,797,960; 5,769,812; and
5,718,725.
BRIEF SUMMARY OF THE INVENTION
[0017] The present invention provides methods, devices, and systems
for the endovascular repair of cardiac valves, particularly the
atrioventricular valves which inhibit back flow of blood from a
heart ventricle during contraction (systole), most particularly the
mitral valve between the left atrium and the left ventricle. By
"endovascular," it is meant that the procedure(s) of the present
invention are performed with interventional tools and supporting
catheters and other equipment introduced to the heart chambers from
the patient's arterial or venous vasculature remote from the heart.
The interventional tools and other equipment may be introduced
percutaneously, i.e., through an access sheath, or may be
introduced via a surgical cut down, and then advanced from the
remote access site through the vasculature until they reach the
heart. Thus, the procedures of the present invention will generally
not require penetrations made directly through the exterior heart
muscle, i.e., myocardium, although there may be some instances
where penetrations will be made interior to the heart, e.g.,
through the interatrial septum to provide for a desired access
route. While the procedures of the present invention will usually
be percutaneous and intravascular, many of the tools will find use
in minimally invasive and open surgical procedures as well. In
particular, the tools for capturing the valve leaflets prior to
attachment can find use in virtually any type of procedure for
modifying cardiac valve function.
[0018] The atrioventricular valves are located at the junctions of
the atria and their respective ventricles. The atrioventricular
valve between the right atrium and the right ventricle has three
valve leaflets (cusps) and is referred to as the tricuspid or right
atrioventricular valve. The atrioventricular valve between the left
atrium and the left ventricle is a bicuspid valve having only two
leaflets (cusps) and is generally referred to as the mitral valve.
In both cases, the valve leaflets are connected to the base of the
atrial chamber in a region referred to as the valve annulus, and
the valve leaflets extend generally downwardly from the annulus
into the associated ventricle. In this way, the valve leaflets open
during diastole when the heart atria fill with blood, allowing the
blood to pass into the ventricle. During systole, however, the
valve leaflets are pushed together and closed to prevent back flow
of blood into the atria. The lower ends of the valve leaflets are
connected through tendon-like tissue structures called the chordae,
which in turn are connected at their lower ends to the papillary
muscles. Interventions according to the present invention may be
directed at any one of the leaflets, chordae, annulus, or papillary
muscles, or combinations thereof. It will be the general purpose of
such interventions to modify the manner in which the valve leaflets
coapt or close during systole so that back flow or regurgitation is
minimized or prevented. While the procedures of the present
invention will be most useful with the atrioventricular valves, at
least some of the tools described hereinafter may be useful in the
repair of other cardiac valves, particularly the aortic valve.
[0019] The methods of the present invention will usually comprise
accessing a patient's vasculature at a location remote from the
heart, advancing an interventional tool through the vasculature to
a ventricle and/or atrium, and engaging the tool against a tissue
structure which forms or supports the atrioventricular valve. By
engaging the tool against the tissue structure, the tissue
structure is modified in a manner that reduces valve leakage or
regurgitation during ventricular systole. The tissue structure may
be any of one or more of the group consisting of the valve
leaflets, chordae, the valve annulus, and the papillary muscles.
Optionally, the interventional tool will be oriented relative to
the atrioventricular valve and/or tissue structure prior to
engaging the tool against the tissue structure. The interventional
tool may be self-orienting (e.g., pre-shaped) or may include active
mechanisms to steer, adjust, or otherwise position the tool.
Alternatively, orientation of the interventional tool may be
accomplished in whole or in part using a separate guide catheter,
where the guide catheter may be pre-shaped and/or include active
steering or other positioning means. In all cases, it will usually
be desirable to confirm the position prior to engaging the valve
leaflets or other tissue structures. Such orienting step may
comprise positioning the tool relative to a line of coaptation in
the atrioventricular valve, e.g., engaging positioning elements in
the valve commissures.
[0020] In a first aspect of the method of the present invention,
the tissue structure comprises the valve leaflets and the engaging
step comprises attaching one or more opposed points on or along the
valve leaflets together. In the case of the bicuspid mitral valve,
the attachment points may be located at or near the center of each
leaflet, creating a generally symmetric structure with two
openings, i.e., between the attachment point(s) and each of the two
commissures. Alternatively, the attachment points may be close to
each of the commissures. Both will effectively reduce the area in
which the valve can open. In the case of the tricuspid valve, any
two of the three leaflets can be partially or totally closed
together or all three may be partially closed together.
[0021] In both cases, the attachment of the valve leaflets may be
performed in a variety of ways, including suturing, clipping,
stapling, riveting, gluing, fusing, or the like. While each of
these approaches may differ significantly in the protocols and
devices used for performing them, the end result will be the same,
i.e., improved ability of the atrioventricular valve to close
against the elevated pressures within the ventricle during systole.
In order to improve apposition of the valve leaflets, it may be
preferred to attach the leaflets at a point spaced inwardly from
the free edge of the leaflet. Usually, the attachment point within
the valve leaflet will be located from 1 mm to 4 mm inward from the
free edge.
[0022] It will frequently be desirable to stabilize the
interventional tool relative to the valve leaflets and other heart
tissue structures at least some points during the interventional
procedure. In a broad sense, such stabilization is intended
primarily to couple motion of the interventional tool to the motion
of the heart so that the tool may then engage the valve leaflets or
other target tissue structures with minimum differential motion.
The stabilization may be achieved either through the interventional
tool or through a guide catheter or other platform which is used to
deliver the interventional tool. In both cases, stabilization will
usually be achieved by engaging a tissue structure of the heart,
such as the interatrial septum, the atrial wall, the valve annulus,
the valve chordae, the papillary muscles, or the like. For
antegrade approaches, immobilization of either the guide catheter,
the interventional tool, or both relative to the valve annulus or
valve commissures will be particularly effective. For retrograde
approaches, immobilization against the papillary muscles, the
chordae, or the valve leaflets themselves may be particularly
effective. Stabilization should be distinguished from valve capture
which is usually performed after the interventional tool and/or
guide catheter have been stabilized within the heart. Thus, the
methods of the present invention may comprise up to four separate
steps or phases prior to valve affixation. First, the
interventional tool and/or guide catheter may be positioned, either
actively or passively. Second, the interventional tool and/or guide
catheter may be stabilized within the heart. Next, the
interventional tool may be used to capture the valve leaflets.
Then, prior to affixation, the valve leaflets may be positioned
and, if necessary, repositioned in order to determine that a
particular coaptation and affixation are capable of inhibiting the
valve regurgitation. Finally, once adequate regurgitation
inhibition has been confirmed, the valve leaflets may be affixed in
any of the manners described below.
[0023] In a particular approach, the interventional tool may be
stabilized by mechanically fixing the shape of the tool after the
tool has been advanced to a position proximate the atrioventricular
valve. For example, the interventional tool can comprise a
plurality of linked elements which can be locked into place, e.g.,
a "goose-neck" device. Such mechanically lockable devices may be
used by themselves or in conjunction with any of the other
stabilization devices described herein.
[0024] When attaching portions of the valve leaflets together, it
will frequently be desirable to temporarily capture the valve
leaflets before implementing the final attachment step. For
example, the leaflets can be captured using forceps or other
graspers introduced as part of or separately from the
interventional tool. After capturing the valve leaflets, flow
through the valve can be observed by conventional cardiac imaging
techniques, such as trans-esophegeal echocardiography (TEE),
intracardiac echocardiography (ICE) or other ultrasonic imaging
technique, fluoroscopy, angioscopy, catheter based magnetic
resonance imaging (MRI), computed tomography (CT) and the like. By
thus observing the flow through the valves, and more importantly
whether or not back flow or regurgitation continues or has been
sufficiently inhibited, the desired attachment configuration for
the leaflets can be determined. If continued regurgitation is
observed, the valve leaflets may be repositioned and the presence
or absence of regurgitation again determined. Such repositioning
steps may be continued until a position is identified in which the
regurgitation is sufficiently inhibited. Additionally, other
considerations, such as position of the attachment within the
leaflet, stress placed on the leaflet, and other factors can be
visualized before deciding on the final attachment point(s). In a
preferred example, the valve leaflets may be coapted by a grasping
instrument which also has a fixation mechanism, such as stapling,
suturing, clipping or riveting as previously described, so that
once a desirable attachment configuration is temporarily achieved,
the final attachment can be made using the same instrument.
Grasping of the valve leaflets can be accomplished using
articulated graspers, vacuum-assisted graspers, grasping pins, or
other temporary attachment modes as described in more detail below.
After the leaflets are in the desired configuration, they may be
permanently secured together by any of the techniques described
above.
[0025] In a second aspect of the method of the present invention,
the tissue structure comprises the chordae and the engaging step
comprises linking opposed chordae together, i.e., chordae attached
to different valve leaflets. Usually, the chordae will be partially
gathered or coupled together using a suture or other loop
structure. In some instances it may be desirable to closely tie the
chordae together at one or more locations.
[0026] In a third aspect of the method of the present invention,
the tissue structure comprises the chordae and the engaging step
comprises applying energy to shorten the chordae. Particular forms
of heat energy, most particularly radiofrequency energy, have been
found to be able to modify and shrink collagen so that supporting
chordae may be tightened. By applying energy to shorten one or more
of the chordae attaching either or both (or all three in the case
of the tricuspid valve) valve leaflets, the flow through the
atrioventricular valve can be modified and regurgitation minimized.
In a preferred aspect of the present invention, the chordae will be
initially grasped or captured and manipulated to temporarily apply
tension to the valve leaflets. The effect of such temporary
shortening can then be visually assessed and, if a desired
improvement in valve performance is observed, energy can be applied
to shorten the chordae. In many cases, however, it may be
preferable to apply a clip, ring, suture loop, or other mechanical
element to permanently twist, plicate, or otherwise shorten the
chordae, as described elsewhere herein.
[0027] In a fourth aspect of the method of the present invention,
the tissue structure comprises the valve annulus and the engaging
step comprises circumferentially tightening or shortening the
annulus. In a preferred technique, the annulus will be strengthened
by positioning and attaching a supporting structure over the
annulus in a manner broadly analogous to the open surgical
placement of an annuloplasty ring. Alternatively, the annulus can
be tightened by surgical plication techniques, or in some instances
by shrinking tissue within the annulus by applying radiofrequency
energy as generally described above in connection with shortening
of the chordae.
[0028] In a fifth aspect of the method of the present invention,
the tissue structure comprises the papillary muscles and the
engaging step comprises capturing and drawing opposed points or
portions of the papillary muscles together. This approach is
similar in many respects to capture of the chordae, and will
generally comprise suturing or otherwise forming a linkage between
the opposed portions of the papillary muscles. As with the chordae,
it will generally not be desirable to fully close the papillary
muscles together, although in some instances such an approach may
also find use.
[0029] In all the aspects of the method described above, the heart
will usually remain beating while the interventional tool is
engaged against the tissue structure. When the heart is beating,
however, it may be desirable to temporarily stop valve action
during at least a portion of the procedure, particularly to
facilitate grasping of the valve leaflets when such a technique is
being employed. The valve action can be slowed temporarily by
decreasing the heart rate with intravenous infusion of a beta
blocker, such as esmolol, or can be completely stopped for a brief
time, e.g., five to ten seconds, by infusion of a drug, such as
adenosine. Alternatively, the valve action can be stopped by
temporarily raising the pressure in the associated ventricle to a
pressure above that in the atrium during diastole. While the heart
will continue to beat, the motion of the valve leaflets opening and
closing will be stopped to facilitate grasping. As a further
alternative, it will be possible to mechanically restrain the
leaflets directly or by capturing the chordae, as described in more
detail below. While such an approach may be effective for some
purposes, the difficulty in capturing the valve leaflets initially
may still be present.
[0030] While the methods of the present invention are particularly
desirable since they permit interventions to occur without stopping
the heart, they may also be used with patients undergoing
cardiopulmonary bypass. Such cardiopulmonary bypass can be achieved
by any presently available technique, including both conventional
systems and recently developed endovascular bypass systems, such as
those available from Heartport, Inc., Redwood City, Calif.
[0031] During the procedures performed while the heart is beating,
it will often be desirable to stabilize the interventional tool
against one or more cardiac structures prior to grasping the
leaflets with the interventional tool. Such stabilization will
lessen the relative motion between the tool and the structure.
Stabilization mechanisms may be separate from or integral with any
part of the system or device, including but not limited to
guidewires, guiding catheters and interventional tools. Likewise,
the stabilization mechanisms may provide one or more additional
functions in the tissue modification procedure, such as steering,
orientation assessment, grasping, coaptation, adjustment and
fixation. Therefore, many components in the system may have dual
purposes.
[0032] Coaptation may be performed by a number of methods, such as
capturing the leaflets or by releasably capturing the chordae
attached to each leaflet. An exemplary capture device will comprise
a snare, or a pair of snares, which are advanced through the
chordae to capture or entangle individual chordae. This snare or
snares may then be tightened to draw the chordae partially together
and limit valve motion, at least partially. After such coaptation
is achieved, the valve leaflets, chordae, papillary muscles, or
annulus may then be engaged and modified, e.g., the leaflets may be
attached, using a separate interventional tool, as described above
and elsewhere herein. Alternatively, it will be possible to form a
permanent link, bridge, or capture of the chordae if the temporary
coaptation appears sufficient to repair valve function. In some
instances, it may be sufficient to simply detach the snare or other
capture mechanism and leave it in place permanently. In other
instances, it will be possible to exchange the snare for a more
permanent attachment structure, such as a suture loop or metallic
coil. For example, once the snare is in place, if the valve
function is acceptably repaired, the snare may be drawn out from
the chordae through the placement catheter, where the snare pulls a
length of suture in the manner of a needle passing through tissue.
The suture can then be tied or otherwise fastened to form a
permanent capture loop for the chordae. Alternatively, a separate
attachment structure, such as a metal coil, barb, malecot, or the
like, may be advanced around the snared chordae to effect permanent
capture, where a structure will be detached and left in place.
[0033] The methods described above may be performed using either
antegrade or retrograde endovascular access through the
vasculature. The following description will describe both antegrade
and retrograde access approaches for gaining access to the mitral
valve. Mitral valve access is generally more difficult than
tricuspid valve access. In a retrograde approach, the
interventional tool, optional guiding catheter, and any other
supporting devices, will be introduced through distal arterial
vasculature and over the aortic arch and into the left ventricle
through the aortic valve. Typically, the aortic arch or via a
brachial approach will be approached through a conventional femoral
artery access route, but could also be approached through the
brachial artery, axillary artery, or a carotid artery. When
entering the left ventricle, the interventional tool will generally
be directed downwardly and away from the mitral valve structure.
Thus, the interventional tool will usually be curved or turned so
that it approaches the mitral valve from below, usually through the
chordae toward the valve annulus. For example, the interventional
tool can enter the left ventricle through the aortic valve and then
be deflected or otherwise steered to turn 90.degree. to directly
approach the mitral valve and chordae. Steering of the tool can be
accomplished by deflecting a supporting catheter using pull wires,
pre-formed curved catheters, or the like. In some instances, the
papillary muscles could be more directly accessed since they
generally lie below the aortic valve and inline with the tool as it
enters the left ventricle.
[0034] Often, it will be desirable to position the interventional
tool toward the target tissue structure using a preformed and/or
steerable guide catheter. In a retrograde approach, the guide
catheter may be placed from an access point, e.g., the femoral
artery at the patient's groin, so that it passes over the aortic
arch, through the aortic valve, and into the left ventricle where
it will form an access path to the target tissue structure. When
the tissue structure is the chordae or valve leaflets, the guide
catheter will usually have to be curved or be everted or turned
backward so that it can turn the interventional tool around.
Additionally, it may be desirable to provide for stabilization of
the distal end of the guide catheter. Stabilization may be provided
by extendible elements, wires, cages, balloons, or other structures
which engage the valve annulus, chordae or ventricular wall
portions. Alternatively, two or more stabilizing extensions may be
provided to project forwardly from the guide catheter and seat in
the valve commissures to position and hold the guide catheter in
place. Such extendible elements may also be used to stabilize
guidewires, interventional tools and other types of catheter
systems. Specific stabilization structures will be described in
more detail below.
[0035] Access for an antegrade endovascular approach will be
through the inferior vena cava or superior vena cava into the right
atrium. Such antegrade access may, in itself, be sufficient to
perform procedures on the tricuspid valve from the top of the
valve. Such procedures, however, will not be described in detail
herein. To access the mitral valve, it will be necessary to pass
from the right atrium into the left atrium, typically by passing
the tool through the interatrial septum. The interatrial septum may
be endovascularly penetrated by conventional techniques, typically
using a Brockenbrough needle, as described in the valvuloplasty
literature. Once the interatrial septum has been penetrated, the
interventional tool may be passed into the left atrium so that it
approaches the mitral valve from the top. Such an approach will
require that the access path turn downward, typically through an
angle in the range from 0.degree. to 120.degree..
[0036] The superior vena cava may be accessed through a variety of
conventional peripheral access sites, such as the internal jugular
vein, while the inferior vena cava may be accessed through the
femoral vein. Such access may be performed percutaneously or by
surgical cut down techniques.
[0037] As with the retrograde arterial approach, the antegrade
venous approach may utilize placement of a guide catheter. With the
use of a guidewire, the guide catheter will be configured to pass
from the initial access location, through either the superior vena
cava or inferior vena cava into the right atrium. The guide
catheter will then be adapted to pass through an interatrial
penetration and into the left atrium, where it will be pre-shaped
or deflected to approach the mitral valve from the top. The
guidewire, guide catheter and/or the interventional catheter which
carries the interventional tool may be steerable and may optionally
have stabilizing elements. For example, in this specific
embodiment, the guide catheter may have two or more laterally
extensible steering wires and/or a plurality of stabilizing arms
which project forwardly and seat around the valve annulus or
commissures to hold the guide catheter in place. The interventional
tool may then be deployed through the guide catheter to perform the
desired valve repair technique.
[0038] Systems according to the present invention comprise a guide
catheter configured to pass from the remote vasculature of a
patient to a position within the heart adjacent to a target
atrioventricular or other cardiac valve. The systems further
comprise an interventional catheter configured to pass through the
guide catheter and to engage the atrioventricular or other cardiac
valve and/or associated cardiac structures and an interventional
tool on the interventional catheter adapted to modify the
atrioventricular or other cardiac valve leaflets, valve annulus,
valve chordae or papillary muscles to reduce regurgitation. In
particular, the guide catheter can be configured for either an
antegrade or retrograde approach to the mitral valve, as described
above. The guide catheter may further comprise a stabilizing
element for engaging tissue within the heart to reduce relative
movement between the guide catheter and the tissue while the heart
remains beating. The structure can be any of the cages, wires, or
the like, which have previously been described in connection with
the method. Additionally, the interventional catheter may also
comprise a stabilizing element for engaging a tissue structure
within the heart to reduce relative motion between the
interventional catheter and the tissue. The stabilizing element can
also be an expansible cage, steering wires, or the like and may
include vacuum and/or surface finishes to enhancing coupling.
Specific interventional tools include suturing devices, stapling
devices, clip-applying devices, radiofrequency electrodes, surgical
adhesive applicators, annuloplasty rings, and the like.
[0039] Both the interventional tool and the guide catheter may
employ stabilizing mechanisms intended to engage a tissue structure
within the heart to reduce relative movement between the
interventional tool and/or guide catheter relative to the heart,
and in particular relative to the atrioventricular valve. The
stabilization mechanisms in both cases may be the same. Typically,
the stabilization mechanisms will be adapted to engage at least one
tissue structure selected from the group consisting of the
interatrial septum, the atrial wall, the valve annulus, the valve
commissures, the valve chordae, and the papillary muscles. For
example, the stabilizing mechanism may comprise one or more
extensible wires which are deployable radially outwardly to engage
the tissue structure, such as the valve commissures. Alternatively,
the stabilizing mechanism could comprise an expansible cage that
can be deployed to occupy all or at least a major portion of the
atrium above the atrioventricular valve. As a still further
alternative, the stabilizing mechanism could be a pair of
inflatable balloons which are spaced-apart and adapted to engage
the interatrial septum when the interventional tool and/or guide
catheter are passed therethrough.
[0040] In further specific aspects of the systems of the present
invention, the interventional tool may comprise a valve leaflet
capture device intended for temporarily holding the valve leaflets
prior to modification, e.g., affixation. For example, the valve
leaflet capture device may comprise a pair of extensible elements
which may be advanced from a distal end of the interventional tool
to engage and capture the two mitral valve leaflets or three aortic
valve leaflets. The particular capture tools may grasp the leaflets
by pinching, partially or fully penetrating or piercing, and/or
suctioning the leaflets. The tools may comprise jawed devices,
looped devices, coiled devices or pronged devices, or vacuum
devices to grasp and hold the leaflets.
[0041] The present invention further provides methods for grasping
an atrioventricular or other cardiac valve, particularly the mitral
valve, to facilitate subsequent intervention or for other purposes.
The grasping method comprises capturing chordae attached to at
least one leaflet of the valve while the heart is beating. Capture
of the chordae from beneath the valve can modify leaflet movement
and improve valve function, optionally closing portions of opposed
valve leaflets against each other. Usually, chordae attached to
valve leaflets (or possibly three valve leaflets in the case of
tricuspid valves) are captured simultaneously. For example, one or
more snares, such as helical coils, can be advanced into the
chordae to capture and immobilize portions thereof. Alternatively,
a loop element can be advanced through the valve chordae and
tightened in order to modify valve function. In some instances,
capture of the chordae can be made permanent and will be sufficient
to treat the underlying regurgitation. In other cases, capture of
the chordae will be primarily for leaflet coaptation, and the
leaflets will be affixed by a subsequent interventional step.
Preferably, the subsequent interventional step is performed while
the chordae remain captured. The chordae can then be released after
the leaflets or other tissue structures have been modified.
[0042] The present invention still further provides a chordae
capture catheter comprising a catheter body having a proximal end
and a distal end. Means are provided at or near the distal end of
the catheter body for capturing the chordae. A first exemplary
means comprises one or more coils which are extensible from the
distal end of the catheter and which engage and entangle the
chordae when they are advanced therein. A second exemplary capture
means comprises a loop element which is extensible from the distal
end of the catheter and which is pre-formed to pass through the
chordae on one or both, preferably both valve leaflets in order to
draw the chordae together and modify valve function.
[0043] A further method according to the present invention for
grasping an atrioventricular or other cardiac valve leaflets
comprises capturing two valve leaflets separately and preferably
sequentially. Such capture is effected by a leaflet capture
catheter having at least three grasping jaws or prongs. A first
valve leaflet is captured between a first pair of prongs, and
second valve leaflet is captured between a second pair of prongs.
Optionally, the two prong pairs can have a common center prong,
typically where the center prong is fixed (immobile) and the two
outer prongs pivot in order to provide a pair of adjacent jaw-type
graspers. By separately and sequentially grasping the two leaflets,
the leaflets can be held in a preferred apposition and the
improvement in valve function observed. Alternatively, the leaflets
may be grasped simultaneously. If the improvement is adequate, the
valves can be permanently affixed in a separate step. Optionally,
the leaflet capture catheter can include a device for fixing the
valves, e.g., it can carry a clip which can be applied on to the
valves as the capture catheter is withdrawn.
[0044] The present invention still further provides leaflet capture
catheters suited for performing the method just described. The
catheters comprise a catheter body having a proximal end and a
distal end. A leaflet grasper is provided at or near the distal end
of the catheter body and includes at least three prongs wherein at
least two of the three prongs are pivotable so that they may be
separately actuated to separately capture individual leaflets or
simultaneously actuated to capture the leaflets together.
Optionally, the catheters further comprise means for affixing the
valve leaflets after they have been captured, preferably comprising
a clip-applier.
[0045] The present invention further includes leaflet capture
catheters and tools which utilize a vacuum for grasping the valve
leaflets and manipulating the post leaflets into a desired
apposition. Usually, the catheter will have at least two vacuum
channels at a distal end where the channels are preferably
separately positionable and independently actuable. In that way, at
least two valve leaflets can be separately captured and positioned
while the base catheter remains stationary. The catheter may be
positioned in an antegrade or retrograde manner with the tool
entering between the valve leaflets and optionally between the
chordae. The tool and/or catheter may optionally further include
modification devices, such as suture appliers, clip appliers,
staplers, rivet appliers, adhesive applicators, heating elements
for shortening the chordae, and others of the specific
interventional tools described hereinafter. Likewise, the present
invention further includes catheters and tools which include lumens
for monitoring pressures within the chambers of the heart, and/or
infusion of radiopaque contrast solution.
BRIEF DESCRIPTION OF THE DRAWINGS
[0046] FIG. 1 is a schematic illustration of the left ventricle of
a heart showing blood flow during systole with arrows.
[0047] FIG. 2 is a schematic illustration of the left ventricle of
a heart having prolapsed leaflets in the mitral valve.
[0048] FIG. 3 is a schematic illustration of a heart in a patient
suffering from cardiomyopathy where the heart is dilated and the
leaflets do not meet.
[0049] FIG. 3A shows normal closure of the leaflets, while FIG. 3B
shows abnormal closure in the dilated heart.
[0050] FIG. 4 illustrates mitral valve regurgitation in the left
ventricle of a heart having impaired papillary muscles.
[0051] FIG. 5 is a schematic illustration showing direct attachment
of opposed valve leaflets to reduce valve regurgitation according
to the methods of the present invention.
[0052] FIG. 6 is a schematic illustration showing attachment of
valve chordae to treat valve regurgitation according to the methods
of the present invention.
[0053] FIGS. 7-8 show exemplary antegrade approaches to the mitral
valve from the venous vasculature.
[0054] FIGS. 9-10 show exemplary retrograde approaches to the
mitral valve through the aortic valve and arterial vasculature.
[0055] FIGS. 11-14 illustrate the use of adjustment wires for
steering capability.
[0056] FIGS. 15A-15D illustrate the use of pre-shaped mandrels to
steer a component or structure.
[0057] FIGS. 16-20, 21A-21C, and 22A-22B depict various orientation
assessment tools.
[0058] FIG. 23 is a schematic illustration of an interatrial septum
stabilization device.
[0059] FIG. 24 is a schematic illustration of a catheter shaft
designed to provide stabilization against a structure, such as the
interatrial septum, or for flexible adjustment and locking
stability in various positions.
[0060] FIG. 25 is a schematic illustration of an atrial
stabilization device.
[0061] FIGS. 26-29 illustrate stabilization mechanisms which
utilize coupling to the valve annulus.
[0062] FIGS. 30, and 31A-31D illustrates stabilization mechanisms
which utilize coupling with the valve commissures and/or
leaflets.
[0063] FIGS. 32A and 32B illustrate mitral valve stabilization
using snares for capturing the valve chordae.
[0064] FIGS. 33A and 33B illustrate an antegrade approach for
snaring valve chordae and optionally suturing the chordae together
to treat valve regurgitation.
[0065] FIG. 34 illustrates an antegrade approach for snaring valve
chordae to stabilize the mitral valve.
[0066] FIGS. 35 and 35A illustrate a snaring catheter particularly
intended for capturing valve chordae from a retrograde
approach.
[0067] FIGS. 36A and 36B illustrate use of the catheter FIG. 35 for
snaring valve chordae.
[0068] FIGS. 37 and 38 illustrate a catheter similar to that shown
in FIGS. 35 and 35A, except that it includes a working channel for
introducing interventional catheters and tools to treat the mitral
or other atrioventricular valve according to the methods of the
present invention.
[0069] FIGS. 39A and 39B illustrate a coil which can be implanted
within the valve chordae to stabilize the mitral valve.
[0070] FIG. 40 illustrates placement of the coil of FIGS. 39A and
39B from a retrograde approach.
[0071] FIGS. 41A-41B, 42A-42B and 43 illustrate valve leaflet
grasping devices which utilizes a pinching method.
[0072] FIGS. 44A-44D are schematic illustrations of an
atrial-ventricular valve leaflet grasping device which utilizes a
pinching method.
[0073] FIGS. 45A-45B are schematic illustrations of a grasping
device which utilizes rollers in a pinching method.
[0074] FIGS. 46A-46B are schematic illustrations of a grasping
device which utilizes a pair of opposing coils in a pinching
method.
[0075] FIGS. 47A-D illustrate a pronged valve leaflet device which
utilizes a pinching, partially penetrating or piercing method.
[0076] FIG. 48 illustrates a vacuum-assisted stabilization catheter
for use in the methods of the present invention.
[0077] FIG. 49 illustrates an embodiment of a valve suturing device
according to the present invention.
[0078] FIGS. 49A-49C illustrate an additional embodiment of a valve
suturing device according to the present invention.
[0079] FIG. 50 illustrates a further embodiment of a valve suturing
device according to the present invention.
[0080] FIG. 51 illustrates use of the catheter for capturing and
suturing opposed mitral valve leaflets.
[0081] FIG. 52 illustrates the mitral valve leaflets which have
been secured as shown in FIG. 51.
[0082] FIGS. 53 and 54 illustrate an alternative anchor which can
be used with the suturing devices of the present invention.
[0083] FIGS. 55A-55B illustrate the use of an expansible anchor in
fixation.
[0084] FIGS. 56 and 57 illustrate yet another suturing device
according to the present invention.
[0085] FIG. 58 illustrates use of the suturing device of FIGS. 56
and 57 to place sutures between valve leaflets of the mitral
valve.
[0086] FIG. 59 illustrates yet another embodiment of a suturing
device according to the present invention.
[0087] FIG. 60 illustrates use of the device of FIG. 59 and
suturing opposed mitral valve leaflets.
[0088] FIGS. 61A and 61B illustrate a stapling device which can be
used to staple opposed leaflets of an atrioventricular valve
according to the methods of the present invention.
[0089] FIGS. 62A-D are schematic illustrations of fixation
devices.
[0090] FIG. 63 illustrates an alternative two part fixation
stapling device.
[0091] FIG. 64 illustrates use of the stapling device of FIG. 63
for stapling opposed valve leaflets of a mitral valve.
[0092] FIG. 65A-65C are schematic illustrations of coiled fixation
devices.
[0093] FIG. 66 illustrates use of a self-securing anchor for
attaching opposed surfaces on the leaflets of the mitral valve.
[0094] FIGS. 66A-66B are schematic illustrations of penetrating
fixation devices.
[0095] FIGS. 67 and 68 are schematic illustrations of penetrating
fixation devices with barb-like distal ends.
[0096] FIGS. 69A-C and 70A-B are schematic illustrations of clips
used as fixation devices.
[0097] FIGS. 71, and 72A-72B are schematic illustrations of clips
involving the use of graspers in the fixation mechanism.
[0098] FIGS. 73A-73C illustrate a three-jaw clip-applier.
[0099] FIG. 74 illustrates a clip which has been applied by the
clip-applier of FIGS. 73A-73C.
[0100] FIG. 75 illustrates a device for applying radiofrequency
energy to shorten valve chordae.
[0101] FIGS. 76, and 77A-77B illustrates devices used to plicate
and shorten valve chordae.
[0102] FIG. 78 illustrates a first exemplary approach for placing
an annuloplasty ring according to the methods of the present
invention.
[0103] FIGS. 79 and 80 illustrate a second exemplary approach for
placing an annuloplasty ring according to the methods of the
present invention.
[0104] FIG. 81 illustrates a method for placing an anchored
filament about a mitral valve annulus that can be used to tighten
the annulus.
[0105] FIG. 82 illustrates a method for placing multiple sutures
about a mitral valve annulus, where the individual suture plicate
and tighten the annulus.
[0106] FIGS. 83-85 illustrate an embodiment of an atrial device for
valve tissue modification.
[0107] FIGS. 86, and 87A-87C illustrate an embodiment of an
atrial-ventricular device for valve tissue modification.
[0108] FIGS. 88-89, and FIGS. 90A-90B illustrate an embodiment of a
ventricular device for valve tissue modification.
DESCRIPTION OF THE SPECIFIC EMBODIMENTS
[0109] I. Cardiac Physiology
[0110] The left ventricle LV of a normal heart H in systole is
illustrated in FIG. 1. The left ventricle LV is contracting and
blood flows outwardly through the tricuspid (aortic) valve AV in
the direction of the arrows. Back flow of blood or "regurgitation"
through the mitral valve MV is prevented since the mitral valve is
configured as a "check valve" which prevents back flow when
pressure in the left ventricle is higher than that in the left
atrium LA. The mitral valve MV comprises a pair of leaflets having
free edges FE which meet evenly to close, as illustrated in FIG. 1.
The opposite ends of the leaflets LF are attached to the
surrounding heart structure along an annular region referred to as
the annulus AN. The free edges FE of the leaflets LF are secured to
the lower portions of the left ventricle LV through chordae
tendineae CT (referred to hereinafter as the chordae) which include
plurality of branching tendons secured over the lower surfaces of
each of the valve leaflets LF. The chordae CT in turn, are attached
to the papillary muscles PM which extend upwardly from the lower
portions of the left ventricle and interventricular septum IVS.
[0111] Referring now to FIGS. 2-4, a number of structural defects
in the heart can cause mitral valve regurgitation. Ruptured chordae
RCT, as shown in FIG. 2, can cause a valve leaflet LF2 to prolapse
since inadequate tension is transmitted to the leaflet via the
chordae. While the other leaflet LF1 maintains a normal profile,
the two valve leaflets do not properly meet and leakage from the
left ventricle LV into the left atrium LA will occur, as shown by
the arrow.
[0112] Regurgitation also occurs in the patients suffering from
cardiomyopathy where the heart is dilated and the increased size
prevents the valve leaflets LF from meeting properly, as shown in
FIG. 3. The enlargement of the heart causes the mitral annulus to
become enlarged, making it impossible for the free edges FE to meet
during systole. The free edges of the anterior and posterior
leaflets normally meet along a line of coaptation C as shown in
FIG. 3A, but a significant gap G can be left in patients suffering
from cardiomyopathy, as shown in FIG. 3B.
[0113] Mitral valve regurgitation can also occur in patients who
have suffered ischemic heart disease where the functioning of the
papillary muscles PM is impaired, as illustrated in FIG. 4. As the
left ventricle LV contracts during systole, the papillary muscles
PM do not contract sufficiently to effect proper closure. The
leaflets LF1 and LF2 then prolapse, as illustrated. Leakage again
occurs from the left ventricle LV to the left atrium LA, as shown
by the arrow.
[0114] II. Interventional Approaches
[0115] The present invention treats cardiac valve regurgitation,
particularly mitral valve regurgitation, by intervention at either
of two locations. First, as shown in FIG. 5, the valve leaflets LF
may be directly attached or coupled to each other by a structure S
or other means. Typical structures include suture, staples, clips,
pins, or other closure devices of a type commonly used in attaching
opposed tissue surfaces. Alternatively, the opposed surfaces on the
valve leaflets could be attached using adhesives, fusion energy,
including radiofrequency current, laser energy, microwave,
ultrasonic energy, or the like. A variety of specific techniques
for valve leaflet attachment will be described hereinafter.
[0116] A second and often preferred interventional point will be in
the chordae, as shown in FIG. 6. There, an attachment structure S
is shown to couple individual chordae or tendons which are attached
to each of the two leaflets LF. A variety of specific structures
can be utilized, such as snares, staples, sutures, coils, clips,
snaps, rivets, adhesives, and the like. Opposed chordae will
usually also be attached directly, optionally employing any of the
same structures listed above. Alternatively, opposed chordae may be
indirectly tied or coupled together by a structure which links or
couples their movement, but which does not physically attach
chordae from each of the valve leaflets directly together. In
addition to attaching the chordae, chordal intervention can include
shortening the chordae, e.g., by applying energy to shrink the
collagen therein, or may utilize mechanical plication devices, such
as clips, to physically shorten the chordae.
[0117] III. Access to the Mitral Valve
[0118] Access to the mitral valve or other atrioventricular valve
will preferably be accomplished through the patient's vasculature
in a "percutaneous" manner. By "percutaneous" it is meant that a
location of the vasculature remote from the heart is accessed
through the skin, typically using a surgical cut down procedure or
a minimally invasive procedure, such as using needle access
through, for example, the Seldinger technique. The ability to
percutaneously access the remote vasculature is well-known and
described in the patent and medical literature. Depending on the
point of vascular access, the approach to the mitral valve may be
"antegrade" and require entry into the left atrium by crossing the
interatrial septum. Alternatively, approach to the mitral valve can
be "retrograde" where the left ventricle is entered through the
aortic valve. Once percutaneous access is achieved, the
interventional tools and supporting catheter(s) will be advanced to
the heart intravascularly where they may be positioned adjacent the
target cardiac valve in a variety of manners, as described
elsewhere herein. While the methods will preferably be percutaneous
and intravascular, many of the tools described herein will, of
course, also be useful for performing open surgical techniques
where the heart is stopped and the heart valve accessed through the
myocardial tissue. Many of the tools will also find use in
minimally invasive procedures where access is achieved
thorascopically and where the heart will usually be stopped but in
some instances could remain beating.
[0119] A typical antegrade approach to the mitral valve is depicted
in FIGS. 7 and 8. The mitral valve MV may be accessed by an
approach from the inferior vena cava IVC or superior vena cava SVC,
through the right atrium RA, across the interatrial septum IAS and
into the left atrium LA above the mitral valve MV. As shown in FIG.
7, a catheter 10 having a needle 12 may be advanced from the
inferior vena cava IVC into the right atrium RA. Once the catheter
10 reaches the anterior side of the interatrial septum IAS, the
needle 12 may be advanced so that it penetrates through the septum
at the fossa ovalis FO or the foramen ovale into the left atrium
LA. At this point, a guidewire may be exchanged for the needle 12
and the catheter 10 withdrawn.
[0120] As shown in FIG. 8, access through the interatrial septum
IAS will usually be maintained by the placement of a guide catheter
14, typically over a guidewire 16 which has been placed as
described above. The guide catheter 14 affords subsequent access to
permit introduction of the interventional tool(s) which will be
used for performing the valve or tissue modification, as described
in more detail below.
[0121] The antegrade approach to the mitral valve, as just
described, is advantageous in a number of respects. For example,
the use of the antegrade approach will usually allow for more
precise and effective centering and stabilization of the guide
catheter and/or interventional tool. Precise positioning, of
course, facilitates accuracy in the tissue modification,
particularly affixation of the valve leaflets or chordae. The
antegrade approach also reduces the risk of damaging the
subvalvular apparatus during catheter and interventional tool
introduction and manipulation. Additionally, the antegrade approach
eliminates the risks associated with crossing the aortic valve.
This is particularly relevant to patients with prosthetic aortic
valves which cannot be crossed. When employing chordal fixation,
the tools can be placed very close to the free edge of the leaflet
since they will be removed in a direction away from the chordae
which are being fixed. Additionally, an antegrade approach allows
more direct access to the valve leaflets unimpeded by presence of
the chordae.
[0122] A typical retrograde approach to the mitral valve is
depicted in FIG. 9. Here the mitral valve MV may be accessed by an
approach from the aortic arch AA, across the aortic valve AV, and
into the left ventricle below the mitral valve MV. The aortic arch
AA may be accessed through a conventional femoral artery access
route, as well as through more direct approaches via the brachial
artery, axillary artery, or a radial or carotid artery. Such access
may be achieved with the use of a guidewire 42. Once in place, a
guide catheter 40 may be tracked over the guidewire 42. The guide
catheter 40 affords subsequent access to permit introduction of the
interventional tool(s) which will be used for performing the valve
or tissue modification, as described in more detail below.
[0123] In some instances, a retrograde arterial approach to the
mitral valve will be preferred due to its advantages. Use of the
retrograde approach will eliminate the need for a trans-septal
puncture. The retrograde approach is also more commonly used by
cardiologists and thus has the advantage of familiarity.
Additionally, the retrograde approach provides more direct access
to the chordae.
[0124] The interventional tool(s) used for performing the valve or
tissue modifications may be specifically designed for the approach
or they may be interchangeable. For example, tools may be
specifically designed for an antegrade or retrograde approach, or
they may be designed to be used with either approach. In any case,
tools may be used in any appropriate fashion to achieve a desired
result. However, for the sake of clarity, a nomenclature has been
developed to describe the common usage of such tools. Tools which
perform the modification procedure while primarily residing
primarily in the atrium are referred to as "atrial" tools. These
utilize an antegrade approach. Tools which perform the modification
procedure while primarily residing in the ventricle are referred to
as "ventricular" tools, and likewise utilize a retrograde approach.
Tools which cross over the valve to perform the modification
procedure, residing in both the atrium and the ventricle, are
referred to as "atrial-ventricular" tools, and may utilize either
an antegrade or retrograde approach.
[0125] IV. Orientation Steering
[0126] Approaching the desired valve or tissue structure for
effective treatment, as described above, requires proper
orientation of the catheters, tools and devices used throughout the
procedure. Such orientation may be accomplished by gross steering
of the device to the desired location and then refined steering of
the device components to achieve a desired result.
[0127] Gross steering may be accomplished by a number of methods.
First, a steerable guidewire may be used to introduce a guide
catheter, interventional tool and/or treatment device into the
proper position. The guide catheter may be introduced, for example,
using a surgical cut down or Seldinger access to the femoral artery
in the patient's groin. After placing a guidewire, the guide
catheter may be introduced over the guidewire to the desired
position. Alternatively, a shorter and differently shaped guide
catheter could be introduced through the other routes described
above.
[0128] Second, a guide catheter may be pre-shaped to provide a
desired orientation relative to the mitral valve. For example, as
shown in FIGS. 9 and 10, guide catheter 40 may have a pre-shaped
J-tip which is configured so that it turns toward the mitral valve
MV after it is placed over the aortic arch AA and through the
aortic valve AV. As shown in FIG. 9, the guide catheter 40 may be
configured to extend down into the left ventricle LV and to evert
so that the orientation of an interventional tool or catheter is
more closely aligned with the axis of the mitral valve MV. The
guide catheter 40 of FIG. 10 orients an interventional catheter
(not shown) in a lateral direction relative to the access of the
mitral valve MV. Each of the guide catheters 40 shown in FIGS. 9
and 10 may find use under different circumstances. For example, the
guide catheter 40 of FIG. 10 might be particularly suited for
introducing tools which modify the chordae CT, while the catheter
40 of FIG. 9 may be more useful for engaging tools against the
valve leaflets. As shown in FIG. 9, a guidewire 42 may be
positioned from the tip of the guide catheter 40 directly through
the opening of the mitral valve MV. Interventional tools can then
be directed over the guidewire 42 to form the particular procedures
described hereinafter. Likewise, the interventional tool itself may
be pre-shaped to provide a desired orientation.
[0129] Third, the guidewire, guide catheter or interventional tool
may be actively deflected, e.g., having push/pull wires which
permit selective deflection of the distal end in 1, 2, 3, or 4
directions depending on the number of pull wires, having shape
memory nitinol, or having balloons, wires, wire cages or similar
mesh structures to direct the device away from a cardiac structure
and therefore into a desired position, to name a few.
[0130] Either of the guide catheters 40 shown in FIGS. 9 or 10 may
be provided with steering capabilities. For example, two or more
adjustment wires 46 may be provided at the distal tip of the guide
catheter 40 as shown in FIG. 11. These adjustment wires may be
active or passive, and may be positioned within the valve
commissures to enhance alignment of the guide catheter with the
mitral valve MV. As shown in FIGS. 12A and 12B, the adjustment
wires 46 may be positioned in the medial commissure MVC and lateral
commissure LVC, and the guide catheter 40 may thus be moved from a
central location, as shown in FIG. 12A to a more medial position,
as shown in FIG. 12B. The catheter could of course also be moved in
the lateral direction (not shown). The ability to position the
guide catheter will be of great benefit in performing the specific
interventions and valve modifications described hereinafter. It
will be appreciated that similar steering mechanisms could be
provided on an interventional catheter introduced through the guide
catheter, and in some instances it may be most desirable to provide
the guidewire, the guide catheter, and the interventional catheter
with steering and positioning capabilities.
[0131] Steering wires 50 on a guide catheter 40 may also be
provided to engage opposed surfaces within the left ventricle LV,
as shown in FIG. 13. By providing such a steering capability, the
distal tip of the guide catheter 40 can be moved further downward
from the mitral valve. Catheter 40 of FIG. 13 would be particularly
useful in combination with an interventional catheter which itself
has steering capabilities which engage portions of the mitral
valve, such as the valve commissures as described above.
[0132] As shown in FIG. 14, the guidewire 52 may have laterally
deflectable steering elements 54 which may be positioned in, for
example, the valve commissures as described previously. This way,
the guidewire 52 may be positioned toward the medial or lateral
sides of the mitral valve MV, and an interventional catheter 56
introduced over the guidewire to a desired target structure within
or surrounding the mitral valve MV. Providing such a steerable and
positionable guidewire, it is particularly advantageous when it is
desired to position the tip of an interventional catheter 56 at a
region well below the opening of the mitral valve. That is, neither
the guide catheter nor the interventional catheter have to be
advanced fully to the opening of the mitral valve, leaving them
free to be positioned elsewhere.
[0133] In some instances, it will be desirable to introduce
interventional tools sequentially or simultaneously from both the
antegrade and retrograde directions. While it will be possible to
separately introduce guiding catheters and guidewires by the
approaches described above, in at least some instances it may be
preferable to pass a single guidewire between the vena cava and the
right atrium, crossing the interatrial septum as previously
described. The guidewire may then pass in an antegrade direction
through the aortic valve, through the ascending and descending
aorta, and then percutaneously out of the vasculature at a location
remote from the heart, such as the femoral artery.
[0134] Location of a single guidewire in this manner provides a
continuous "rail" through the heart, allowing placement of separate
devices in both an antegrade and retrograde direction.
Additionally, any interaction or cooperation between the devices is
facilitated since they will necessarily advance toward one another
in an alignment which is controlled and assured by the guidewire,
e.g., when fully advanced any two devices will necessarily meet.
Thus, one device would extend inward from the venous side of the
heart in an anterior antegrade direction to the mitral valve, and a
second device would enter through the arterial side of the heart in
a retrograde direction. The two devices would then be precisely
located relative to each other as they approach and optionally meet
at or near the mitral valve. In a particular example, a stabilizing
catheter could be introduced in a retrograde direction to approach
the chordae and underside of the mitral valve leaflets to provide
for temporary stabilization and/or leaflet coaptation, as generally
described above. A catheter carrying a fixation device could then
be advanced in an antegrade direction to approach the valve
leaflets from above. The second device could then be separately
actuated to affix the valve leaflets once the proper temporary
stabilization has been achieved with the first device.
[0135] Fourth, the guidewire, guide catheter or interventional tool
may be positioned with the use of a floating balloon. This may be
most useful for use with an antegrade approach. The distal balloon
of a balloon tipped guidewire or balloon tipped floppy catheter may
be inflated and floated antegrade through the mitral valve. If the
heart is slowly beating, blood will be flowing from the left
atrium, through the mitral valve to the left ventricle. A floating
balloon may be carried along this flow trajectory, carrying the
guidewire or catheter with it. The balloon may then be deflated and
newly placed guidewire or catheter may be utilized as desired.
[0136] Fifth, a hollow guidewire, guide catheter or interventional
or other tool may be positioned with the use of a rigid, pre-shaped
mandrel or insertable member. As shown in FIGS. 15A-D, the mandrel
600 may be comprised of wire, metal, plastic or any suitable
material that may be formed to hold a desired shape 601, such as a
bend or bump. The mandrel 600 may then be inserted into a lumen in
a flexible structure 602 to be positioned. Such a structure may be
a hollow guidewire, guide catheter, interventional tool or any
other tool or component of a structure. As the shape 601 is
advanced, the flexible structure 602 conforms to the shape 601 as
it is passed through. This may be utilized to position a structure
or component of a structure in a desired location for later steps
in the procedure.
[0137] It may be appreciated that any of the devices, systems and
methods used for gross steering may be also be applied to refined
steering of the device or device components to achieve a desired
result. In particular, it may be desired to independently or
dependently manipulate components of the interventional tools
throughout the procedure. Such steering may allow urging of the
components relative to the leaflets, annulus, atrial wall or other
specific cardiac structures. This may be achieved with any of the
devices or methods described above.
[0138] V. Orientation Assessment
[0139] Proper orientation of the systems and devices is necessary
for performing the valve or tissue modification. Both the
orientation of the devices and the components of the devices, in
relation to cardiac structures and to each other, are of concern.
Cardiac structures to which orientation is desired may include the
atrial walls, interatrial septum, valve annulus, valve leaflets,
valve commissures, valve chordae, papillary muscles and ventricle
walls, to name a few. Assessment of the orientation of the
components and devices may be achieved by a number of mechanisms
and methodologies.
[0140] First, orientation may be assessed by tactile feedback.
Introduction and manipulation of the devices and components may
allow them to contact cardiac structures or other devices. Such
contact may guide the devices into proper position and relevant
orientation. For example, it may be possible to tactilely sense the
force of the distal end of a guidewire, catheter or interventional
tool against the leaflets, commissures, annulus, chordae, papillary
muscles, ventricular walls, and/or atrial walls, to name a few. The
force may be translated along its length to its proximal end to
provide feedback to the physician or operator. Similarly, sensors
may be used to achieve a similar result. Additionally, the catheter
or tool may have a lumen to allow for pressure monitoring. This may
provide feedback throughout the procedure which may indicate the
presence and level of mitral regurgitation.
[0141] Second, orientation may be assessed by visualization of the
devices and components themselves. The components or the overall
system may be modified for enhanced echogenic and/or fluoroscopic
visibility. Echogenicity of a material in a blood medium is
dependent on the difference in acoustic impedance (product of
velocity of sound and density of the medium through which the sound
wave is traveling) between the material and blood. Therefore, a
thin polymer coating on the components or the overall system may
provide modulation of the acoustic impedance at the interface of
the component and blood, thereby improving echovisibility.
Likewise, microscopic air bubbles trapped on the surface or
embedded within the coating may also improve echovisibility.
Similarly, fluoroscopic visibility may be improved with radiopaque
coatings, radiopaque marker bands, or the like. Additionally, a
lumen within the catheter or tool may be provided to inject
radiopaque contrast solution to improve fluoroscopic visibility or
surrounding tissues. In any case, such coatings, markings and
fluids may provide visualization of the devices and components
themselves or any structures or elements used throughout the
treatment procedure. Similarly, angioscopic vision may be used to
access the orientation throughout the procedure.
[0142] Third, one or more orientation elements may be used to
assess orientation of the components and/or systems in relation to
cardiac structures, specifically the target valve. Thus,
orientation elements may be any structure or feature that provides
information as to the orientation of the component, device or
system of the present invention. The elements may be separate from
or integral with any part of the system or device. They may be
removably or fixedly mounted on the guidewire, guide catheter,
interventional tool and/or other device. Likewise, the elements may
be components or parts of components of the device which provide
one or more additional functions in the tissue modification
procedure, such as stabilization, grasping, coaptation, adjustment
or fixation. Further the elements may be atrial, ventricular or
atrial-ventricular devices such that they may or may not cross the
valve in the orientation assessment process. In addition, such
elements may be used to steer and/or orient the components and
systems prior to or simultaneous with assessment.
[0143] Orientation elements may be in the form of propellers,
wings, petals, arms, loops, and the like. One or more of these
elements may be present, typically extending radially from a
central shaft. When two elements are present, they are commonly
placed 120 to 180 degrees apart around the central shaft; more than
two elements are typically arranged in a radial pattern around the
central shaft. In the preferred embodiments, the orientation
elements are typically placed either perpendicular to the line of
coaptation or following the line of coaptation. This may provide
the most useful reference, however many other placement
orientations may be used.
[0144] Examples of orientation elements placed perpendicular to the
line of coaptation are depicted in FIGS. 16 and 17. FIG. 16 is a
short axis view of the mitral valve MV with an orientation element
612 shown having a pair of orientation structures 613 arranged 180
degrees apart around a central shaft 614. The orientation element
612 is shown perpendicular to the line of coaptation C. Such
positioning of the element 612 may indicate that the device is in
its desired orientation, specific components are in a desired
orientation, or devices or components may be oriented in relation
to the positioned element which may be more visible than other
parts of the device.
[0145] FIG. 17 is a long axis view of the mitral valve MV. Here, a
guidewire 615 with a pair of orientation propellers 616 is shown
inserted through the mitral valve MV via a retrograde approach.
Visualization of the propellers 616 may allow repositioning of the
guidewire 615 until the propellers are perpendicular to the line of
coaptation C. At this point, a guide catheter, interventional or
other tool may be tracked over the catheter in the desired
orientation. Such tracking may be facilitated with the use of a
keyed, notched, oval or similar lumen for guidance. Similarly, such
orientation propellers 616 may be mounted on a guide catheter with
a keyed lumen for guided insertion of interventional tools.
[0146] Examples of orientation elements placed along the line of
coaptation are depicted in FIGS. 18 and 19. FIG. 18 is a long axis
view of an orientation element 620 inserted into the valve opening
along the line of coaptation C. An end view shown in FIG. 19
illustrates the penetration of the element 620 through the valve
opening and the valve leaflets LF sealing against the element 620.
In addition, portions of the orientation element 620 may contact
the commissures CM at each end of the valve opening for support
and/or for reference. Using the position of the orientation element
620 as a reference, the location of a variety of cardiac
structures, particularly the valve leaflets LF, are known. In
addition, if the position of specific components of the device are
known in relation to the orientation elements 620, such relation
may be used to infer the relation of those components to the
cardiac structures. For example, if the orientation elements are
known to be perpendicular to the graspers of the present invention,
positioning of the orientation elements in the manner described
above would ensure that the graspers would be aligned perpendicular
to the line of coaptation C or in a desirable location to grasp the
valve leaflets LF.
[0147] In this example, the orientation element 620 is shown as an
inflatable bladder coaxially attached to a distal central shaft
621. Such a bladder may be comprised of a compliant or noncompliant
material, such as PET, PUR, Silicone, Chronoprene, or the like. The
bladder material itself may be echo or fluorogenic, or it may be
filled with an echo or fluorogenic liquid or suitable medium, such
as carbon dioxide or agitated saline. In its inflated state, it is
preferred that the bladder is wide or thick enough to so that the
endview of the bladder is visible in a short axis view of the
mitral valve, as shown in FIG. 19, and that the bladder is long or
high enough so that the anterior and posterior leaflets may seal
against the bladder in systole.
[0148] In addition, as shown in FIG. 20, the bladder 625 may be
supported by a frame 626. The frame 626 may be comprised of any
suitable material, such as nitinol, stainless steel, plastic or any
combination thereof, of any consistent or variable flexibility, and
any cross-sectional shape, such as round wire, hollow tube or flat
ribbon. This material may be echo or fluorogenic or treated for
such effects. In addition, the shape of the frame 626 may be of any
suitable symmetrical or nonsymmetrical geometry, including but not
limited to triangular, rectangular, circular, oblong, and single or
multi-humped. A rectangular geometry is depicted in FIG. 20. In
addition, the frame 626 may be expandable as shown in FIGS. 21A-C.
In the collapsed state, FIG. 21A, the bladder 625 and enclosed
frame 626 may be inserted through a lumen in a guide catheter or
interventional tool. When appropriately positioned, the frame 626
may be gradually expanded, FIG. 21B, to a desired geometry, FIG.
21C. It may be appreciated that the orientation element may
function without inflation of the bladder 625 or with just the
frame 625 and no bladder.
[0149] Fourth, orientation may be assessed by visualization of flow
patterns resulting from system or component position with respect
to cardiac structures. As mentioned, the heart may be slowly
beating throughout the tissue modification procedure. As the heart
beats, blood may be flowing from the left atrium, through the
mitral valve, to the left ventricle. Visualization of these flow
patterns using Color Doppler Echocardiography may allow inferences
as to how systems or components are positioned. For example, as
shown in FIG. 22A, if a thin planar structure 650 is inserted in
the valve opening with its long axis perpendicular to the line of
coaptation C, a higher level of regurgitation may result due to
blood flow through the unsealed portions 651. If the structure 650
is inserted with its long axis along the line of coaptation C, as
shown in FIG. 22B, a lower level of regurgitation may result due to
more adequate sealing of the valve leaflets LF against the
structure 650. Thus, such a structure 650 or similarly designed
device may be used as an orientation element.
[0150] VI. Stabilization
[0151] Before a valve or tissue modification or intervention is
performed, it will usually be desirable to temporarily stabilize
the interventional tool in relation to the a cardiac structure. By
"stabilization" it is meant that the interventional tool will be
somehow coupled to a cardiac structure so that any existing
relative motion between the tool and the structure is lessened.
Cardiac structures which may be utilized for coupling include the
atrial walls, interatrial septum, valve annulus, valve leaflets,
valve commissures, valve chordae, papillary muscles and ventricle
walls, to name a few. Such stabilization is performed in order to
facilitate a subsequent intervention. For example, an access
catheter may be mechanically coupled to the valve or tissue
surrounding the valve, such as the annulus or the chordae, and the
interventional tool deployed from the catheter to perform a desired
intervention, such as suturing, stapling, snaring, annuloplasty, RF
tissue modification, or the like. The stabilization will usually be
terminated after the particular valve modification is completed,
but in some instances the stabilization could be terminated and
redeployed multiple times at various points throughout the
procedure.
[0152] The stabilization mechanisms may be separate from or
integral with any part of the system or device. They may be
removably or fixedly mounted on the guidewire, guide catheter,
interventional tool and/or other device. Likewise, the elements may
be components or parts of components of the device which provide
one or more additional functions in the tissue modification
procedure, such as steering, orientation assessment, grasping,
coaptation, adjustment or fixation. Further the mechanisms may be
atrial, ventricular or atrial-ventricular devices such that they
may or may not cross the valve in the stabilization process. In
particular, such mechanisms may be used to steer and/or orient the
components and systems prior to or simultaneous with
stabilization.
[0153] In the preferred embodiments, three general categories of
stabilization mechanisms may be formed for descriptive purposes: 1)
stabilization against the atrial septum, atrial walls or ventricle
walls, 2) stabilization against the valve, and 3) stabilization
against the chordae or papillary muscles. Stabilization against the
atrial septum may be useful when approaching antegrade with atrial
or atrial-ventricular devices. As previously described, an
antegrade approach involves crossing from the right atrium RA to
the left atrium LA by penetrating the interatrial septum IAS. This
may be accomplished with a needle bearing catheter, which may then
be exchanged for an introducer, guide catheter or similar catheter.
Interventional tools may be introduced through this catheter for
tissue modification treatment. To prevent movement of the catheter
in an axial direction, a stabilization mechanism may be used to
engage and lock the catheter to the interatrial septum. A preferred
embodiment is shown in FIG. 23, which depicts a catheter shaft 660
having a distal balloon 661 and a proximal balloon 662 inflated on
opposite sides of the interarterial septum IAS. Inflation of the
balloons 661, 662 against the septum couples the shaft 660 to the
septum and stabilizes the system. It may be appreciated that a
number of components, such as disks, cages, balls, mesh, or other
structures, may be used in place of one or more of the balloons to
achieve a similar result.
[0154] Stabilization against the atrial septum may also be achieved
by forming an introducer or guide catheter which is rigid through
the interatrial septum and left atrium. Typically, such introducers
or guide catheters are flexible along their length to facilitate
introduction through the tortuous paths of the vascular system. In
an antegrade approach as described, the catheter may be inserted
through the interatrial septum with its distal end suspended in the
left atrium. In the case of a flexible catheter, movements at the
septum may not be translated linearly to the catheter tip.
Therefore, there may be relative movement between the distal end
and the portion passing through the septum. This may be reduced by
coupling the distal end to the portion passing through the septum.
In a preferred embodiment, the catheter shaft between and including
the distal end and the portion passing through the septum may be
made rigid. Referring to FIG. 24, the catheter shaft 670 may be
comprised of stacked elements 671. The elements 671 may be domed
disks or collar segments with domed ends which are mechanically
coupled by a structure 672. The structure 672 may connect the
centers of the elements 671, as shown, in a flexible manner so that
the shaft 670 may be shaped in any desired geometry suitable for
use in the tissue modification treatment. Once a desired shape is
formed, the structure 672 may be rigidified to hold the shape. Such
rigidity may allow any movement of the interatrial septum to be
translated to the distal end of the catheter shaft, thus coupling
the catheter to the movements of the heart. This may improve
stabilization of the devices and systems used in the tissue
modification treatment. It may be appreciated that a variably rigid
shaft as described may be utilized for coupling to any cardiac
feature and may be used with or as part of any device component or
device in the procedure. Thus, the feature may be utilized to lock
any device component, catheter or tool into place once it has been
manipulated into a desired shape. This may be useful in a variety
of situations in addition to those mentioned above.
[0155] Stabilization against the valve may be most useful when
approaching antegrade with atrial or atrial-ventricular devices,
however it may also be useful when approaching retrograde with
ventricular or atrial-ventricular devices. When approaching
antegrade, stabilization may be most easily achieved by coupling
one or more components of the device to the atrial walls, valve
annulus, valve leaflets, and/or valve commissures.
[0156] Coupling to the atrial walls may be accomplished by a number
of stabilization mechanisms. In each embodiment, structures such as
wires, ribbons, mesh, cages or balloons extend outwardly from the
device, contacting and applying radial force to the atrial walls.
Such contact may couple the movements of the atrium with the device
for stabilization. A preferred embodiment is shown in FIG. 25.
Here, flexible wires 680 bend out radially from the catheter shaft
681 with curved portions contacting the atrial walls AW. It may be
appreciated that any number of wire patterns or means of extending
from the shaft may be utilized, as mentioned above.
[0157] Coupling to the valve annulus may also be accomplished by a
number of stabilization mechanisms, many of which include
simultaneous coupling to other valve features, such as the leaflets
and/or commissures. In preferred embodiments, such stabilization
mechanisms may be comprised of loops, rings, wings, petals, arms,
and the like. Coupling can be enhanced by varying surface friction
and/or combining structures with vacuum. One or more of these
mechanisms may be present, typically extending radially from a
central shaft. When two elements are present, they are commonly
placed 90 to 180 degrees, preferably 120 to 180 degrees, apart
around the central shaft. More than two elements are typically
arranged in a radial pattern around the central shaft. Structure,
size, angle and arrangement may be adjustable to fit individual
patient anatomy.
[0158] Examples of such embodiments are shown in FIGS. 26-29.
Referring to FIG. 26, a guide catheter 14 may have deployable
adjustment wires 20 to serve as a stabilization mechanism. The
wires 20 are typically attached at one end to the distal tip of the
guide catheter 14 and may be advanced at their other ends so that
they selectively deploy from the guide catheter to engage the
mitral valve MV. The adjustment wires 20 may act to stabilize or
anchor the guide catheter relative to the mitral valve MV by
coupling to the valve annulus, leaflets or commissures.
[0159] Similarly, the guide catheter 14 may have any number of
stabilization elements, as illustrated in FIGS. 27-29. As shown in
FIG. 27, the stabilization elements may be comprised of a number of
petals 22 arranged around the distal tip of the catheter 14.
Similarly, the stabilization element may be a single large loop 25,
as depicted in FIG. 28. Alternatively, the interventional catheter
30 may have a plurality of stabilizing arms 34 (FIG. 29) which both
position and anchor the distal tip of the interventional catheter
30 relative to the valve annulus. Usually, at least three
stabilizing arms will be utilized, with four being illustrated,
however any number may be used. The stabilizing arms 34 may be
pre-shaped, resilient metal rods (for example, formed from nitinol
or other shape memory or superelastic alloy), ribbons, tubes,
polymers or composites thereof that may be selectively extended
from the tip of the interventional catheter 30 to engage the valve
annulus. The interventional catheter 30 of FIG. 29 is shown with a
separately extendable interventional tool 36 which performs the
desired valve or tissue modification, as described in more detail
below. Such stabilization elements may preferably engage the
annulus located about the mitral valve MV and apply forward
pressure against the annulus to maintain contact and provide axial
stabilization.
[0160] Stabilization may also be achieved by applying radial
pressure to the commissures. As shown in FIG. 30, a pair of
stabilization elements 32 may extend radially from a guide catheter
14 or interventional tool 30 to contact the commissures. The
distance between the elements 32 may be equal to or slightly
greater than the distance between the commissures to apply radial
force against the commissures. The stabilization elements 32 may be
comprised of any suitable material, such as nitinol, stainless
steel, plastic or any combination thereof, of any consistent or
variable flexibility, and any cross-sectional shape, such as round
wire, flat ribbon or hollow tube. As shown in FIGS. 31A-31D, the
shape of the stabilization element may be of any suitable
symmetrical or nonsymmetrical geometry, including but limited to
triangular (FIG. 31A), rectangular (FIG. 31B), circular, oblong,
double-humped (FIG. 31C) or single-humped (FIG. 31D). It may be
appreciated that such stabilization mechanisms may also serve in
orientation assessment, particularly as the frame 626 (FIG. 20)
previously described. Thus, they may be echo or fluorogenic or
treated for such effects. In addition, it may be appreciated that
such stabilization elements may be passive, i.e., pre-sized and
shaped to fit the patient anatomy so that they engage the valve
annulus without adjustment, or may be active so that they can be
used to steer the guide catheter as previously described.
[0161] A number of stabilization mechanisms apply both radial and
axial pressure to the valve for stabilization. For example, the
double-humped element, shown in FIG. 31C, has a superior hump 700
which may protrude into the left atrium, contacting the superior
aspect of the annulus and possibly the left atrial wall, and an
inferior hump 701 which may protrude into the left ventricle,
contacting the inferior aspect of the annulus and possibly the left
ventricle wall or chordal tissue. The superior hump 700 may apply a
downward axial force on the annulus and the inferior hump 701 may
apply an upward axial force. The waist 702 between the humps may be
dimensioned or adjustably sized to fit between the commissures and
to apply a radial force on the commissures. Similarly, a
single-humped element, shown in FIG. 31D, may provide similar
stabilization without the added support from the protruding
inferior hump. Additionally, this design may be easier to position
in the mitral valve.
[0162] The last general category of stabilization mechanisms for
descriptive purposes is stabilization against the chordae.
Stabilization against the chordae may be most useful when
approaching retrograde with ventricular or atrial-ventricular
devices. Coupling to the chordae may be useful in stabilization for
tissue modification to the valve, the chordae, the annulus or a
combination of these. When modifying the valve, the contact with
the valve structures (typically grasping of the valve leaflets) may
still be necessary. However, when modifying the chordae, additional
contact (such as grasping the chordae) may not be necessary since
the stabilization methods may include this step. Therefore,
stabilization against the chordae will be discussed in Section VIII
Grasping.
[0163] VII. Immobilization
[0164] Immobilization refers to substantially retarding or
diminishing the motion of the cardiac structures or intermittently
or temporarily stopping the cardiac cycle. This may be accomplished
with a variety of methodologies. First, drugs may be injected to
temporarily slow or stop the cardiac cycle. Such drugs may include
but are not limited to esmolol, adenosine, isofluorane and
transarrest mixture, with or without electrical pacing. Likewise,
induced atrial fibrillation may interrupt the cardiac cycle.
[0165] Mechanical immobilization of the valve can be effected in a
variety of ways. Most simply, valve action can be diminished or
stopped by raising the pressure in the associated ventricle to a
pressure above that in the atrium during diastole. For example, a
suitable liquid can be infused into the ventricle to raise the
intraventricular pressure, or the aortic valve could be temporarily
incapacitated allowing aortic regurgitation and raising the
ventricular diastolic pressure. Alternatively, interventional tools
and/or catheters carrying such tools may simply be mechanically
stabilized against the valve, valve annulus, valve commissures,
ventricular wall, atrial wall, generally as described above.
[0166] Mechanical valve immobilization will usually involve more
interaction with the valve than simple stabilization.
Immobilization will usually involve either capture and
immobilization of either or both valve leaflets (or all three valve
leaflets in the case of a tricuspid valve) or capture and
immobilization of the chordae. For example, balloons or mesh cages
may be used and placed under one or both leaflets to hold them
partially closed. By temporarily immobilizing or adjusting the
valve action, such as changing the point of coaptation, it is
possible to see if a particular modification will be sufficient to
treat the regurgitation. For example, by temporarily grasping the
valve leaflets at a particular point and holding the leaflets
together, it can be determined whether a permanent suturing,
stapling, or other affixation at that point will achieve a
sufficient reduction in regurgitation. When the heart is beating,
valve regurgitation can be examined in real time via conventional
imaging techniques, such as TEE. If the temporary valve
modification appears sufficient, it can then be made permanent
using any one of a variety of interventional techniques.
[0167] VII. Grasping
[0168] Valve or tissue modifications or interventions most commonly
require grasping a portion of the valve or tissue to be modified.
Such grasping may be useful in adjusting tissues (such as coapting
valve leaflets) for appropriate modification, checking the
positioning of the tissues for improved biological function, and
stabilizing or immobilizing the tissue for the modification
procedure. As previously described, such grasping may also be
useful to stabilize another tissue which will be modified in the
procedure, such as the grasping the chordae to stabilize the valve
for valve modification. Since the most common procedures may
involve valve modification or chordal modification, grasping of
these cardiac structures will be discussed. However, it may be
appreciated that described grasping devices, systems and methods
may apply to any cardiac or other structure.
[0169] A. Chordal Grasping
[0170] Grasping of the chordae may involve capturing and anchoring
the chordae, as illustrated in FIGS. 32-40. As shown in particular
in FIGS. 32A and 32B, a guide catheter 40 can deploy a first
capture coil 60 and a second capture coil 62 through a pair of
deployment catheters 64 and 66, respectively. The coils will be
positioned while visualizing so that the first coil 60 captures
chordae attached to a first valve leaflet LF and coil 62 captures
chordae attached to a second valve leaflet LF. The capture coils
will typically be elastic wires, preferably composed of a
superelastic material such as nitinol, which are delivered through
the deployment catheters in a straightened configuration. When they
are advanced out of the deployment catheters, the capture coils
will assume a helical or other configuration that can be advanced
into and entangle the chordae.
[0171] The coils 60 and 62 may then be brought together laterally
preferably coapt the leaflets LF together by advancing a retaining
ring 68 which is secured at the distal end of a deployment wire 70,
as illustrated in FIG. 32B. The leaflets are thus brought together
and immobilized for a subsequent intervention. Alternatively, if
immobilization via the coils 60 and 62 is sufficient in itself, it
will be possible to make the deployment permanent. It is a
particular advantage of the temporary immobilization that the valve
action can be examined via the real time imaging techniques to see
if regurgitation has been adequately addressed. If it hasn't, the
coils can be redeployed or the relative positions of the two coils
60 and 62 can be changed until an adequate pair has been
effected.
[0172] It will be appreciated that if a subsequent interventional
step is required, it can be made from either an antegrade or
retrograde approach. A variety of specific interventional
techniques are described in detail hereinbelow.
[0173] An antegrade approach for deploying a single chordae snare
74 and optionally securing a suture loop about the captured chordae
is illustrated in FIGS. 33A and 33B. A guide catheter 14 deployed
over the leaflets LF of the mitral valve MV may be deployed as
described previously. A pair of deployment catheters 76 and 78 are
advanced from the distal end of the guide catheter 14 and observed
in real time via any of the imaging techniques described
previously. The pre-shaped snare 74 is advanced out of the first
deployment catheter 76 and is advanced through both of the chordae
CT, as illustrated in FIG. 33A. A capture loop 80 is advanced from
the second deployment catheter 78 and positioned so that it lies in
the path of the pre-shaped snare 74 as it is advanced through the
chordae CT. After a capture tip 82 passes through the capture loop
80, the loop can be tightened to secure to the capture tip 82 and
draw the tip into the second deployment catheter 78. The capture
tip 82 is attached to an end of a length of suture 84 (FIG. 33B)
which runs back through a lumen in the snare 74. In this way, the
suture may be pulled into the second deployment catheter 78, while
the snare 74 is withdrawn back into the first deployment catheter
76, leaving only the suture in place grasping both the chordae. By
then tying or otherwise securing the suture together into a
permanent loop through the chordae, the coaptation of the valve
leaflets LF can be modified in a desired way. As with the previous
embodiments, a particular advantage of this approach is that the
valve coaptation can first be viewed using the real time imaging
capability to assure that valve regurgitation is adequately
addressed before making the chordae capture permanent.
[0174] An alternative technique for deploying suture to capture
chordae CT is illustrated in FIG. 34. First deployment catheter 90
(positioned through a guide catheter which is not shown) is
positioned through the opening between valve leaflets LF. A balloon
93 at the distal end of chordae snare 92 is extended through the
chordae, as described previously. The balloon 93 is inflated and
floated through the mitral valve during regurgitation. The balloon
will pass through the previously deployed capture snare 95.
Alternatively, the chordae snare 92 could be shaped so that it will
encircle the chordae and then pass outwardly through the valve
opening and into the previously deployed capture snare 95.
[0175] A chordae stabilization catheter 100 which is particularly
suited for a retrograde approach is illustrated in FIG. 35. The
catheter 100 includes a catheter body 102 having a pair of lumens
104 and 106 extending from a proximal end (not shown) to a distal
end which is illustrated in FIG. 35A. The main lumen 104 extends
fully to the distal tip of the catheter body 102 and a chordal
snare 108 is slidably received in the lumen. The snare 108 has a
loop pre-formed over its distal end so that, when extended from the
catheter 100, it will assume the shape shown in FIG. 35. The loop
has a diameter generally in the range from 3 mm to 20 mm and is
shaped so that it will evert backwardly into a secondary loop
formed by a capture snare 112. The capture snare 112 is disposed in
the secondary lumen 106 and emerges from an opening 114 space
proximally from the distal end of the catheter 100. The distal tip
of the capture snare 112 is fixed at an anchor point 116 in the
distal tip of the catheter body 102. Thus, by extending and
retracting the capture snare 112, the capture loop can be moved
between the position shown in full line and broken line.
[0176] Referring now to FIGS. 36A and 36B, use of the catheter 100
for capturing and stabilizing chordae CT will be described. The
catheter 100 is introduced in a retrograde direction (although
antegrade would also be possible), typically through a guide
catheter 40 as generally described above. Under direct (e.g.,
fluoroscopic) observation, the distal end of the catheter 100 will
be guided to a position generally within the chordae CT, as
illustrated in FIG. 36A. The chordae snare 108 will then be
extended from the distal tip so that it passes through and becomes
entangled with the chordae CT attached to both of the leaflets LF.
The distal tip of the chordal snare 108 will eventually pass
through the loop defined by the capture snare 112, also as
illustrated in FIG. 36A. The capture snare will then be tightened
to hold the distal tip of the chordae snare 108, and the chordae
snare then retracted so that the loop of the snare which passes
through the chordae will be tightened, generally as shown in FIG.
36B. Generally, the catheter 100 will not be intended for
permanently affixing the chordae CT. Instead, immobilization of the
valve leaflets LF will be intended to facilitate a subsequent
treatment step, as described hereinafter. Use of the retrograde
approach for immobilizing the chordae CT will be particularly
advantageous when used with antegrade interventions.
[0177] The catheter of FIG. 35 could, however, be modified to
facilitate performance of retrograde interventions while the
chordae are stabilized. As shown in FIG. 37, the catheter 120
includes a catheter body 122 which is generally the same as that
shown for catheter 100 in FIG. 35 (with common components being
given identical reference numbers), except that a third working
lumen 124 is provided. The working lumen 124 can be used to deliver
and position a wide variety of interventional tools for performing
at least most of the specific interventions described elsewhere in
this application. The catheter 120 will, of course, be particularly
useful for performing interventions which rely on retrograde
stabilization of the chordae CT of the type provided by the
catheter. For example, the lumen 124 may be used to position an RF
energy delivery tool for heating the chordae to cause shrinkage, as
described in more detail below. Alternatively, the working lumen
124 could be used to position a chordae stabilization coil 130,
generally as described in FIGS. 39A and 39B. The coil is typically
a helical filament having a secondary helical structure comprising,
for example, three major loops. The coil may comprise an inner
element composed of a shape memory material, such as nitinol,
inserted into an outer coil 132 made of a radiopaque material, such
as a platinum alloy. The shape memory coil 134 is formed into a
"stacked coil" configuration (with no space between adjacent
windings of the coil) and then programmed so that it will assume
the stacked coil configuration at a temperature slightly above body
temperature. The coil assembly 130 is formed by heat treating the
platinum 132 to a diameter D1 and length L1, as shown in FIG. 39A.
The shape memory coil 134 is then stretched to a near linear
configuration and inserted into the platinum coil 132, and the two
are coupled at the end. Upon heating, the shape memory coil
contracts back into its tightly stacked coil shape, compressing the
platinum coil 132, and causing the entire assembly 130 to assume a
smaller diameter D2 and length L2, as shown in FIG. 39B. The coil
130 may be delivered using a pusher catheter through the working
lumen 124 so that it deploys within and entangles the chordae CT,
as shown in FIG. 40. The pusher catheter (not shown) could be
configured similarly to embolic coil delivery catheters, such as
those described in U.S. Pat. Nos. 5,226,911; 5,234,437; 5,250,071;
5,261,916; 5,312,415; 5,350,397; and 5,690,671, the full
disclosures of which are incorporated herein by reference.
[0178] B. Valve Leaflet Grasping
[0179] Valve leaflet grasping may be accomplished using a number of
methods, most commonly the following three: 1) pinching, 2)
partially or fully penetrating or piercing, and 3) the use of
suction or vacuum. Pinching involves grasping the surface or edge
of the leaflet without penetrating the tissue. This may be
accomplished by an antegrade or retrograde approach using atrial,
ventricular or atrial-ventricular devices. It may be appreciated
that although the following embodiments are examples which are
described relative to a specific approach (antegrade or
retrograde), each device or component may be used or adapted to be
used in all approaches.
[0180] In preferred embodiments, depicted in FIGS. 41-43, pinching
of the valve leaflets LF can be achieved, for example, by using a
grasping catheter introduced in a retrograde direction to
temporarily capture the free ends of the valve leaflets LF. It may
be possible to use a simple two-jaw tool at the distal end of a
catheter to capture both opposed leaflets. Such a two-jaw tool 710
is depicted in its open position in FIG. 41A. In this position,
opposing jaws 711 may be positioned on opposite sides of the free
ends of the valve leaflets LF. In its closed position, depicted in
FIG. 41B, the leaflets may be drawn together and pinched to
immobilize the valve. Although this may be adequate, it may be
preferred to use a three-jaw capture tool as shown in FIGS. 42-43.
The catheter 140 can be delivered through a guide catheter
generally as described above. The catheter includes a tool 142 at
its distal end. Tool 142, as best shown in FIG. 42B, includes a
fixed center jaw 144 and a pair of pivotable outer jaws 146 and
148. The jaws 146 and 148 may be independently opened to a
"capture" position as shown in broken line in FIG. 42B. Actuation
of the jaws 146 and 148 may be achieved in a variety of
conventional manners, including pull wires, push wires, inflatable
balloons, heat memory alloy motors, and the like. By independently
opening and closing the capture jaws 146 and 148 against the fixed
jaw 144, the valve leaflets LF can be captured independently.
[0181] As shown in FIG. 42A, a first leaflet LF can first be
captured. The catheter 140 can then be manipulated and positioned,
typically under real time imaging, to capture the second leaflet
LF, as shown in FIG. 43. It will be appreciated that independent
capture of the leaflets greatly facilitates the procedure. Use of a
single pair of capture jaws requires that the leaflets be captured
at the instant when they are properly opposed. In the case of
prolapsed valves, such an instance may never occur. Once captured
and immobilized, as shown in FIG. 43, the valve leaflets can then
be modified in any one of a variety of ways, as described elsewhere
in the application.
[0182] Additional embodiments, depicted in FIGS. 44-46, involve
pinching of the valve leaflets LF by using a grasping catheter
introduced in an antegrade direction to temporarily capture the
surfaces or the free ends of the valve leaflets LF. Referring to
FIGS. 44A-44D, the valve leaflets LF may be pinched between a
superior loop 720 and an inferior loop 721. In a preferred
embodiment, the grasper is comprised of a nitinol flat ribbon heat
set in the shape of double loops 720, 721. The ribbon may be
mounted on a series of three coaxial shafts, an interior shaft 725,
a central shaft 726 and an exterior shaft 727. The distal end of
the ribbon may be attached to the distal end 730 of the interior
shaft 725, a midportion of the ribbon may be attached to the distal
end 731 of the central shaft 726, and the proximal end of the
ribbon may be attached to the distal end 732 of the exterior shaft
727. One or more ribbons may be mounted on the coaxial shafts; in
this example, two ribbons are shown 180 degrees apart. When
extended, as shown in FIG. 44A, the grasper may be pulled flat
against the shafts 725, 726, 727 for ease of insertion through a
guide catheter or tool and into a desired position between the
valve leaflets LF. When the central shaft 726 is retracted or the
exterior shaft 727 advanced, as shown in FIG. 44B, the superior
loops 720 may extend radially from the shafts. The superior loops
720 may rest on the superior surface of the valve leaflets LF in
the atrium, as shown in FIG. 44D. In this position, the superior
loops 720 may aid in orientation assessment, as the superior loops
may be echo or fluorogenic and may be easily visible in relation to
the cardiac structures or other devices or components. When
positioned in a desired location, the interior shaft 725 may then
be retracted, as shown in FIG. 44C, to extend the inferior loops
721 radially from the shafts. The inferior loops 721 may be in
contact with the inferior surface of the valve leaflets LF in the
ventricle. Thus, the valve leaflets LF may be pinched between the
inferior loop 721 and superior loop 720. It may also be appreciated
that the inferior loops 721 may be deployed prior to the superior
loops 720.
[0183] Referring to FIGS. 45A-45B, the valve leaflets LF may be
pinched between a superior roller 750 and an inferior roller 751.
As shown in FIG. 45A, the rollers 750, 751 may be mounted on a
shaft 755 and connected by a pull actuation wire 756. The rollers
750, 751 may be serrated or surface treated in a directional
pattern to facilitate grasping of the valve leaflets LF. To grasp a
leaflet LF, the rollers 750, 751 may be placed against the surface
or free edge of the leaflet LF. Pulling of the actuation wire 756
may rotate the superior roller 750 and inferior roller 751 toward
each other. This may draw the leaflet LF between the rollers 750,
751, as shown in FIG. 45B. Thus, the leaflets LF may be
individually grasped for treatment.
[0184] Referring to FIGS. 46A-46B, the valve leaflets LF may be
pinched between a pair of flat coils 770. In a preferred
embodiment, each coil 770 may be comprised of nitinol flat ribbon
heat set in the shape of a coil. As shown in FIG. 46A, the coils
770 may be linked together with opposing curvature by a clip 772.
Movement of the clip 772 along the coils 770 may uncurl the coils
770 to a straightened configuration. As shown in FIG. 46B, this may
also be accomplished by a catheter shaft 773 placed over the coils
770. In the straightened position, the coils 770 may be inserted
between the valve leaflets LF in an atrial-ventricular position so
that the distal ends 775 of the coils 770 are in the ventricle. As
the shaft 773 or clip 772 is retracted, the coils 770 may begin
curling radially beneath the valve leaflets LF and upwardly so that
the distal ends 775 of the coils 770 contact the inferior surface
of the valve leaflets LF. Similarly, if the coils 770 continue
curling, a portion of the flat ribbon proximal to the distal end
775 may contact the valve leaflet. In this manner, the leaflets may
be grasped for treatment. Such a grasping device may also serve as
a fixation device with the pair of coils 770 left in place, as will
be described in a later portion of the application.
[0185] A valve or tissue structure may also be grasped by
atraumatic partial or full penetration or piercing. This may be
accomplished with a variety of grasping mechanisms. Preferred
embodiments include one or more prongs extending from an
interventional tool in an arrangement to grasp a specific
structure. Specifically, three opposing prongs may extend from a
grasping sheath with distal ends configured to pinch, partially
penetrate or pierce. Such ends may be pointed or may be soft, as in
the case of rounded, urethane coated or solder coated ends.
Referring to FIG. 47A, the opposing prongs 800 may be retracted
into a grasping sheath 801 to hold the prongs 800 in a closed
configuration. It may be preferred to orient the device to a
desired position in this configuration. When the target tissue has
been located, the prongs 800 may be extended to grasp the tissue
structure, as shown in FIG. 47B. This may be accomplished by either
extending the prongs 800 axially or retracting the grasping sheath
801. The target tissue may be pinched, partially penetrated or
pierced with the prongs 800 in this configuration, or such action
may be facilitated by closing or partially closing the prongs 800
as previously depicted in FIG. 47A. Alternatively, the prongs 800
may be attached to or integral with a prong-tipped tube 802, as
shown in FIG. 47C. Such a design may be more conducive to the
insertion of tools or fixation devices for further treatment steps,
such as tissue modification. Tools or devices may be inserted
through a lumen in the prong-tipped tube 802, depicted by arrows
804, for use at or near the grasping location. Similarly, tools or
fixation devices may be inserted through a lumen in a hollow prong
806, as depicted in FIG. 47D. Here, one or more prongs 806 may be
hollow, and the remaining prongs 808 may be comprised of solid wire
or a suitable material. Tools or devices may be inserted through a
lumen in the hollow prong 806, depicted by arrows 810, for use at
or near the grasping location. Prongs, hollow or solid, may be made
from stainless steel, NiTi, plastic or other suitable material.
Additionally, they may be coated or coiled to enhance visibility.
Likewise, the geometries of the prongs may be varied to facilitate
grasping of the desired amount of tissue. And, the distal tip
sharpness and surface finish can be varied to establish the amount,
if any, of piercing.
[0186] In addition to directly engaging the valve leaflets to
effect stabilization and/or immobilization with the grasper devices
described above, the present invention may also employ a catheter
or other tool having vacuum or suction applicators to temporarily
capture the valve leaflets. As shown in FIG. 48, a catheter 812
comprises a shaft having a pair of vacuum applicator rods 813 and
814. Usually, the vacuum applicator rods 813 and 814 will comprise
separate shafts which may be axially translated relative to the
main shaft of the catheter. Further optionally, the shafts could be
articulated or otherwise manipulable so that they can be
independently positioned relative to the valve leaflets or other
tissue structures once the catheter 812 is in place. The vacuum
applicators have one or more apertures to permit contact and
adherence to tissue when the applicators are attached to external
vacuum sources. Usually, the shaft will be placed across the valve,
either in an antegrade or retrograde fashion, and the applicators
positioned to grasp and manipulate the valve leaflets. Optionally,
the catheter 812 may comprise additional stabilizing and/or
steering wires of the type previously described. For example, a
steering wire 815 (and optionally a second steering wire on the
opposite side) may be provided for engaging against the valve
commissures to permit positioning of the catheter with respect to
the valve leaflets. The vacuum applicators would further be
independently positionable to engage the valves in the desired
fashion. Using this catheter, the leaflets can be grasped and the
competency of the valve evaluated using the methods described
previously. The valve adjustment can then be effected using any of
the interventional approaches described herein. Further, it may be
appreciated that in each embodiment, timing of grasping may be
facilitated by the use of gating with the patient's EKG, pressure
waves of the cardiac cycle, audio heart sounds, electronic pressure
or contact sensors on the graspers.
[0187] VIII. Coaptation Adjustment and Evaluation
[0188] Once the valve leaflets, chordae or tissue structure is
grasped by an interventional tool, the tissue may be manipulated to
achieve a desired result, such as improvement in valve function.
Such manipulation may occur during the grasping step, or it may
require a separate step following grasping. In the case of leaflet
modification, valve leaflets may be coapted or brought together and
held in a preferred apposition. The valve function may then be
evaluated for indications of improved valve function, such as
reduced regurgitation. If further improvement is desired, the valve
leaflets may be additionally manipulated or adjusted. Adjustment
should primarily occur in a superior/inferior (up/down) motion in
order to bring the leaflets to a final positioning where
regurgitation is minimized. During adjustment, one or both leaflets
may be released and recaptured with new positioning. After the
final evaluation, the valve leaflets may be fixated in the desired
position by an appropriate fixation device. In the case of chordae
shortening or other tissue modification, similar steps may be
taken.
[0189] IX. Tissue Modifications
[0190] Repair of atrioventricular or other cardiac valves according
to the present invention is effected by modifying the valve or a
supporting tissue structure in some way to affect blood flow
through the valve during a phase of the cardiac cycle, for example
to permit blood flow through the valve during diastole when the
associated ventricle is filling with blood but which inhibits or
prevents blood regurgitation back through the valve during systole.
A number of techniques for modifying the valve closure by capturing
or grasping the chordae attached to each valve leaflet have been
described above. These techniques are often used just for valve
grasping and/or coaptation and adjustment prior to a separate valve
modification step, but they may also be made permanent to provide
the final valve modification. Other techniques for more directly
modifying the leaflets or other supporting structures of the
atrioventricular valves will be described in this section. These
techniques may be utilized either with or without the valve
grasping and/or coaptation and adjustment techniques described
above. For purposes of simplicity, however, the following methods
will generally be described without specifically illustrating such
grasping, coapting and adjustment approaches, focusing primarily on
the methods and devices involved with fixation. In addition, it may
be appreciated that although the following embodiments are examples
which are described relative to a specific approach (antegrade or
retrograde), each device or component may be used or adapted to be
used in all approaches. Further, although devices and methods are
described for fixating specific tissues, such as valve leaflets or
chordae, such devices and methods may be used for any
cardiovascular tissues and the like.
[0191] A. Fixation of Valve Leaflets
[0192] Suture can be delivered through the valve leaflets and then
tied in a manner analogous to an open surgical procedure. In one
embodiment, a suturing tool 200, shown in FIG. 49, may be
positioned at the distal end of an interventional catheter. The
interventional catheter will usually be advanced in an antegrade
direction (i.e., from above the mitral valve), either directly
through a guiding catheter or through a working lumen in a
stabilization catheter. The tool 200 carries a length of suture 202
attached to a pair of needles 204 at either end thereof. The suture
may be comprised of conventional suture material or of wire,
typically stainless steel, nitinol or other material. The needles
are held on a reciprocating shaft 206 disposed within a lumen of a
retrieval sheath 208. The tool 200 can be positioned to capture the
opposed free ends of the mitral valve leaflets LF, generally as
shown in FIG. 49. The needles can then be advanced through the
leaflets LF by drawing the shaft 206 toward the sheath 208 so that
the needles 204 penetrate the leaflet and are captured in needle
receptacles 210 formed in the sheath 208. The sheath can then be
withdrawn. A knot can be tied in the suture, and the knot then
advanced through the associated catheter to tighten over the valve
leaflets. The tool 200 can carry two, three, four, or even more
lengths of suture which may be simultaneously or sequentially
introduced into the valve leaflets in order to permit multiple
suture loops to be placed. The resulting tied suture loops will be
similar to the "bow tie" sutures placed in open surgical procedures
which have been described in the medical literature as described
above.
[0193] The need to place and draw long lengths of suture through
the valve leaflets can, however, be deleterious to the fragile
leaflet structures. Thus, alternative needle and suture devices
which rely on mechanical fasteners in relatively short suture
lengths may be preferred. In one embodiment, a hollow suturing coil
1300, shown in FIG. 49A, may be positioned at or near the distal
end of an interventional catheter. The suturing coil 1300 may be
comprised of any material of sufficient rigidity to pierce and
penetrate through valve leaflets LF, such as stainless steel,
various shape memory or superelastic materials, metal alloys and
various polymers, to name a few. The hollow suturing coil 1300 may
contain a suture 1302 comprised of conventional suture material or
of wire, typically stainless steel, nitinol or other material. The
suture 1302 may be secured at the tip 1304 of the coil 1300 with a
toggle rod 1305. After the valve leaflets LF have been grasped and
coapted, the suturing coil 1300 may be advanced in a corkscrew
fashion through the valve leaflets LF, as shown in FIG. 49A. Though
such advancement is shown from above, advancement may be made from
any direction through any number and configuration of valve leaflet
layers. When advancing, the sharpened tip 1304 of the coil 1300 may
pierce through the leaflets LF any number of times. It may be
appreciated that such corkscrew piercing may be made through the
middle portions of the leaflets such that a pierce is made at each
half-rotation, or the piercings may be made along the edges of the
leaflets such that a pierce is made at each full-rotation, to name
a few.
[0194] Once the coil 1300 has advanced to a desired location, the
toggle rod 1305 may be secured against a leaflet LF to hold the
suture 1302 in place. At this point, the coil 1300 may be removed
by retracting the coil 1300 in a reverse corkscrew fashion, as
depicted in FIG. 49B, leaving the suture 1302 behind. Since the
coil 1300 may be much larger in diameter than the thickness of the
leaflets (to aid in placement), the suture 1302 may be
loose-fitting and the valve leaflets LF insufficiently modified.
The suture 1302 may then be tightened, as shown in FIG. 49C, so
that the suture 1302 holds the leaflets LF together in a desired
configuration. This may be aided by the use of a soft-tipped
catheter 1306 which may be advanced to contact the surfaces of the
leaflets LF when tightening to prevent the leaflets LF from
prolapsing. Once the suture 1302 is sufficiently tight, a
restrictive collar 1308 may be deployed from the catheter 1306 or
another device to secure and terminate the suture 1302. Such a
restrictive collar 1308 may be comprised of any suitable material,
such as heat-shrink tubing, nitinol shape-memory or superelastic
coil or the like. Thus, this embodiment eliminates the need for
needle passers and needle receivers providing a simplified method
of valve leaflet fixation.
[0195] Alternatively, referring to FIGS. 50 and 51, a short length
of suture 220 may be positioned using a curved needle 222 which can
be extended from the distal tip 224 of an interventional catheter
225. The needle 222 is formed from an elastic material, such as a
shape memory alloy, and may be constrained in a generally
straightened configuration within the catheter 224. When extended,
as shown in FIG. 50, it assumes a curved shape so that it may be
advanced through the atrioventricular or other cardiac valve
leaflets LF, as shown in FIG. 51. A distal anchor 226 is secured to
the distal end of the suture 220 while a slideable, locking anchor
228 is placed over a portion of the suture located proximally to
the distal anchor 226 as shown in FIG. 50. The catheter 225 may be
advanced to the valve leaflets LF in a retrograde approach, as
shown in FIG. 51, using a guide catheter 40, as generally described
above. The distal end 224 of the catheter 225 is positioned
adjacent to the underside of a valve leaflet, and the needle 222
then advanced outwardly from the distal tip so that it passes
through both valve leaflets.
[0196] In order to assure that the valve leaflets are in a proper
orientation prior to needle advancement, the valve leaflets may be
coapted and observed using any of the techniques described
previously. After the needle has been advanced through the leaflets
LF, a deployment sleeve 230 is advanced to release the slideable
anchoring catheter 228 from the needle and advance it toward an
underside of the valve leaflet LF. As the anchor 228 approaches the
valve leaflet, tension on the suture 220 will pull the distal
anchor 226 from the needle. The deployment sleeve 230 can be
advanced sufficiently to draw the two anchors 226 and 228 together
on opposite sides of the valve leaflets, as seen in FIG. 52. The
suture can then be tied off or, alternatively, locked in place
using a mechanical lock 232. If the suture is comprised of a
malleable wire, as previously described, the wire may be twisted
together. In either case, the suture is then severed and the
catheter 225 withdrawn.
[0197] The anchors 226 and 228 shown in FIG. 50 are generally oval
shaped and have a length dimension which is greater than the width
of the needle used to introduce them. Thus, when pulled laterally,
they can seal against the opposed surfaces of the two valve
leaflets. In some instances, however, it will be desirable to have
anchors which are capable of expanding to a much larger dimension
to assure that they do not pull through the relatively fragile
tissue of the leaflets. An exemplary expansible anchor 240 is shown
in its collapsed configuration within a needle 242 in FIG. 53 and
its expanded configuration in FIG. 54. The anchor 240 is connected
to a length of suture 244 and could be used with a similar
slideable, expansible anchor (not shown) analogous to the
non-expansible anchor 228 of FIG. 50.
[0198] Additional expansible anchors may be seen in FIGS. 55A and
55B. In this embodiment, the anchor is comprised of an expanding
randomly oriented wire coil. The coil is made from a shape memory
nitinol wire that is annealed (heat set) in a straight
configuration and then coiled. As shown in FIG. 55A, different
sections 820, 821 of the coil may be processed to have different
properties by varying the diameter and tension in the coil along
its length. When the coil is heated to a specified level (T1), such
as with RF energy, a designated portion 821 of the coil will become
a randomly oriented mass of wire 824 with self-locking struts to
prevent disentanglement. When the coil is heated to a different
specified level (T2), a different designated portion of the coil
825 will become randomly oriented. As each portion of the coil 824,
825 expands and changes shape, a full entanglement of the coils is
allowed to occur, effectively compressing and fixing the two halves
824, 825 of each coil together. The coil may be introduced through
the valve leaflets LF with the use of a shape memory, super elastic
or heat/current activated needle introducer 826. Once the valve
leaflets LF are pierced, an anchor 824 may be activated and
deployed distally. The introducer 826 may then be retracted to the
proximal side of the second leaflet LF2 and the second anchor (not
shown) may be deployed in the same manner. The amount of tension
between the anchors 824, 825 may be affected with the shape memory
or super elastic properties of the expanding anchor. It may be
appreciated that the heat activated expanding coil may
alternatively take other forms, such as a wire mesh, for example.
Additional expansible anchors may be in the form of inflatable
chambers filled with a liquid that may optionally partially or
fully solidify.
[0199] Yet another form of detachable anchor attached to a length
of suture is illustrated in FIGS. 56 and 57. FIG. 56 is a front
view, while FIG. 57 is a side view of the same structure. A
self-penetrating anchor 260 attached to a length of suture 262 is
carried on a pair of rods 264. The rods are mounted within an open
lumen of a deployment catheter 266. The anchor 260 can pivot on a
detent structure 268 formed between the distal ends of the
deployment rods 264. The anchor has a sharpened distal tip 270
which permits the anchor to be directly penetrated through the
valve leaflet tissue when the rods are extended from the catheter
266.
[0200] Referring now to FIG. 57, the catheter 266 may be deployed
over the leaflets LF of the mitral valve MV in an antegrade
direction through a guide catheter 14 as generally described above.
The catheter 266 can be used to deliver a pair of the anchors 260
sequentially. As shown in FIG. 58, a first anchor 260a has been
deployed through a first leaflet and a second anchor 260b has just
been placed through the second leaflet. The anchors 260a and 260b
are deployed by pushing them through the leaflet tissue while the
sharpened tip 270 remains generally in a distal or forward
direction. After passing through the tissue, the anchor 260a/260b
can be turned, either by pulling back on the deployment rods 264 or
by pulling backwardly on the suture 262. The two ends of suture 262
can then either be tied or fastened using a mechanical fastener in
order to draw the opposed leaflets into proper apposition.
[0201] Referring now to FIGS. 59 and 60, a deployment catheter 290
having a needle 280 with sharpened distal tip 282 can be used to
place suture loops in individual valve leaflets. A needle 280 is
carried on a pair of actuator rods 284 with a length of suture 286
attached to the needle. The needle 280 is first passed through the
leaflet in a generally axial orientation with respect to the
catheter 290. After passing through the leaflet from a guide
catheter 14, as shown in FIG. 60, the needle is canted at an angle
from 20.degree. to 30.degree. and passed back through the leaflet
at a different position. A locking groove 288 on the needle is
captured on a bar 292 in the distal end of the catheter 290. The
needle 280 may thus be detached from the rods 284 to pull suture
286 in a loop back through the leaflet. This way, loops of suture
may be placed successively through both leaflets LF of a mitral
valve MV, as shown in FIG. 60. The suture loops may then be tied
off, connected with fasteners, fused together using RF, microwave
or ultrasound energy, or otherwise secured to close the valves
together in a desired apposition.
[0202] In addition to sutures and suture-based devices, as just
described, opposed points on the valve leaflets and/or chordae can
be attached with a variety of staples and tissue-penetrating
fasteners. The staples and other fasteners can be delivered through
guide catheters, generally as described above, and may be
positioned during or after valve grasping, coaptation and
adjustment, also as described above.
[0203] Referring now to FIGS. 61A and 61B, staple applying catheter
300 is schematically illustrated. Typically, the leaflets LF of a
mitral or other atrioventricular valve will first be accessed by
any of the techniques described above. The catheter 300 will then
be introduced in a retrograde fashion, for example, as illustrated
previously. A staple 302 is held in an open position at the distal
tip of the catheter 300 and has a generally W-shaped profile with
two recesses for receiving each of the leaflets LF, as shown in
FIG. 61A. After proper positioning is confirmed visually, the
staple 302 may be closed over the leaflets so that the tips
penetrate opposed points on each leaflet by pulling on an actuator
cord 304, as shown in FIG. 61B. The actuator cord can then be
detached and the catheter 300 withdrawn, leaving the staple 302 in
place to hold the leaflets together. Optionally, additional clips
can be placed in a like manner to further strengthen the affixation
of the leaflets. As described, the clip is a malleable clip which
undergoes plastic deformation for emplacement. Alternatively, the
clip could be formed of an elastic material, such as a shape memory
alloy, and held in its open position as shown in FIG. 61A. The clip
could then be placed by releasing it to return to its memory
(closed) configuration, as shown in FIG. 61B. Other actuation
mechanisms could also be used, such as the use of heat to induce a
shape change in a heat memory alloy staple.
[0204] In addition, two part snaps, rivets and staples may be used
to hold leaflets in place by locking together. This may be achieved
by a number of device designs. Preferred embodiments involve two
disks 850, pledgets, or the like, placed on opposite sides of
tissues or leaflets LF to be bound together, as shown in FIG. 62A.
Typically a shaft 852, pin or needle may pierce the leaflets LF and
connect the two disks 850. The disks 850 may then be snapped or
joined together by interlocking one or both disks 850 to the shaft
852 and/or portions of the shaft 852 to each other. Such a fixation
device may be introduced through a lumen of a specialized catheter
854, introducer or component of an interventional tool, as shown in
FIG. 62B. The disks 850 may be solid and/or rigid requiring
placement on each side of the tissue, or the disks 850 may be
flexible, collapsible and/or inflatable such that they may be
inserted through the tissue for placement on the other side of the
tissue. Preferred embodiments also involve two disks 855, pledgets,
or the like, which are placed between tissues or leaflets LF to be
bound together, as shown in FIG. 62C. Here, the disks 855 have
penetrating prongs 856 at each end to pierce and grasp tissue. When
the disks 855 are snapped or joined together by interlocking one or
both disks 855 to a shaft 858, shown in FIG. 62D, and/or portions
of the shaft 858 to each other, the leaflets LF may be bound
together.
[0205] An additional embodiment of a two part rivet-like stapling
mechanism is illustrated in FIG. 63. A stapling mechanism 322 at
the distal end of a catheter 320 comprises a first jaw 324 which
carries a fastener 326 and a second jaw 328 which carries a
retaining ring 330. The fastener has a collapsible cone 332 at its
distal end so that it may be forced into an aperture 334 in the
retaining ring 330. The jaws 324 and 328 are pivotally mounted
within the distal end 340 of the catheter so that they may be
opened and closed to grasp the free ends of the valve leaflets
therebetween. The closing of the jaws 324 and 328, however, does
not lock the fastener 326 into the retaining ring 330. Thus, the
valve leaflets can be temporarily grasped and the improvement in
valve regurgitation visually assessed. If the improvement is
sufficient, the fastener 332 can be driven into the tissue and
locked in the retaining ring 330. If the improvement is not
sufficient, the jaws can be repositioned on the valve leaflets one
or more additional times until an adequate or optimized
repositioning of the leaflets is obtained. The fastener 332 can be
driven into the retaining ring in a variety of ways. In the
illustrated embodiment, a cam device 342 is slidably mounted behind
an inclined surface 344 on the rear of the fastener 326. By drawing
the cam actuator 342 downwardly using draw cord 348, the rivet can
be driven through the valve leaflets and into the retaining ring
330, as illustrated in FIG. 64.
[0206] In addition to rivets, snaps, pins and the like, coils may
be used in a similar manner to fix valve leaflets in a desirable
arrangement, as shown in FIG. 65A. Coils 900 may be comprised of a
superelastic material and pre-shaped in a coil configuration for
engagement with the leaflets. The coil 900 may be advanced from an
introducer sheath 902 to deploy the coil 900 in an orientation that
will approximate the leaflets in compression. Alternatively, the
coil 900 may be comprised of a heat or current activated shape
memory material As depicted in FIG. 65B, the coil 900 may be
straightened in its initial configuration for ease of piercing and
advancing through the leaflets LF. When positioned, the material
may be activated by heat or current to assume a shape memory coil
configuration corresponding with FIG. 65A. Again, the coils may be
oriented to approximate the leaflets in compression. To achieve
maximum leaflet compression at the coaptation points, a super
elastic or shape memory coil 900 may be delivered in a manner that
places the coil in an inverted orientation across the leaflets, as
illustrated in FIG. 65C. This may be accomplished with the use of a
specialized delivery system 904. When released from the delivery
system 904, the distal end 905 of the coil produces a compressive
force as the coil attempts to achieve a non-inverted
orientation.
[0207] As a further alternative, a cinch-type fastener 360 may be
positioned in a loop through opposed valve leaflets LF, as shown in
FIG. 66. The fastener 360 could be advanced from either a
retrograde or antegrade direction, but the antegrade direction is
illustrated for convenience. A positioning catheter 362 can be
introduced through a guide catheter 14 which has been previously
positioned by any of the techniques described above. After
advancing the cinch-type fastener 360 through the leaflets, for
example by pushing a pre-shaped fastener 360 through the leaflets
so that it returns to the distal tip of the placement catheter 360,
a fastening collar 364 may then be advanced to tighten the fastener
loop 360 until the leaflets are positioned in a desired fashion.
Alternatively, the fastener 360 may be twisted to constrict the
open loop. Typically, the fastener 360 has chevrons or other
one-way surface features so that the locking column may be advanced
and will remain in place without loosening over time, or in the
case of twisting, untwisting over time. The fastener 360 is then
released and, if desired, additional fasteners positioned in a like
manner. The fastening collar 364 may alternatively be used to
secure the sutures shown previously in FIG. 49. The collar 364 may
be crimped onto the sutures 202 or locked in place by the use of a
combination of one-way surface features on the collar 364 and
sutures 202.
[0208] Further, a variety of penetrating and non-penetrating clips,
barbs, grappling hooks, and the like, may be used to fasten valve
leaflets in a desired configuration. As previously described as a
means to grasp the free ends of the valve leaflets in a pinching
manner, a pair of flat coils may also be used as a fixation device.
As previously shown and described in relation to FIG. 46A, the
coils 770 may be linked together with opposing curvature by a clip
772. When inserted as shown in FIG. 46B, the coils 770 may be
permanently joined in this orientation and may remain as a
permanent implant. Alternatively, the coils 910 may pierce the
leaflets LF to hold them in place as shown in FIGS. 66A and 66B.
During placement, the coil 910 may be inserted through a delivery
catheter 911 in a straight configuration and pierce the leaflets LF
in this form, allowing the free distal end 912 of the coil 910 to
curl after it has penetrated the leaflets LF, as shown in FIG. 66A.
The proximal end may then curl after it disengages from the
delivery catheter 911 to remain as an implant as shown in FIG.
66B.
[0209] Likewise, a variety of barb-like structures may be used in a
similar fashion to fasten valve leaflets in a desired
configuration. Referring to FIG. 67, a shaft 920 with one or
several curved barb-like distal ends 922 may be positioned so that
the distal ends partially or fully penetrate each leaflet LF to be
fixed. The shaft 920 may be a shape memory or super elastic wire.
By activating the shaft 920 with heat or current, in the case of a
shape memory material, or allowing the shaft 920 to assume its
pre-configured shape, in the case of a super elastic material,
several barbs 922 may be approximated to coapt the leaflets in the
desired position. On the other hand, several discontinuous barbs
922 may be tensioned and coapted using a crimping or coupling and
trimming system. Similarly, as shown in FIG. 68, a shaft 924 with
expanding barb-like distal ends 926 may be positioned so that the
distal ends 926 penetrate each leaflet LF to be fixed. Here,
however, the distal ends 926 may be comprised of one or more struts
927 which expand to further prevent retraction of the shaft 924.
Such expansion may be achieved by activation of the shaft 924 with
heat or current or allowing the device to assume its pre-configured
shape. In addition to end 926 expansion, the shaft 924 may be
approximated to coapt the leaflets or several discontinuous shafts
may be tensioned and coapted using a crimping or coupling and
trimming system.
[0210] In addition to fixation, clips may be used to draw leaflets
together in a suitable coaptation configuration. While temporarily
holding two or more leaflets in a desired configuration, such as
with grasping tools, a clip may be deployed to maintain the desired
position or to further manipulate the leaflets. For example, a clip
940 may be mounted on a delivery catheter or interventional tool
942, as shown in FIG. 69A. It may then be positioned in a desired
location to hold the leaflets LF, as shown in FIG. 69B. In the
deployed and activated state, depicted in FIG. 69C, the clip 940
may tend to pinch inwardly, pulling the leaflets together, as
indicated by arrows 944. This may be achieved by activation of
super elastic or shape memory material. Alternatively, referring to
FIGS. 70A and 70B, the clip 945 may pinch inwardly, indicated by
arrows 944, by manual crimping of the spine 946 or interlocking of
the piercing legs 948. When positioned appropriately between the
valve leaflets LF, as shown in FIG. 70B, the leaflets may be drawn
together by crimping the spine 946 of the clip 945 with the use of
a removable actuator 950. As the actuator 950 passes over the spine
946, the spine 946 may be plastically deformed to a new
configuration. Or, as the actuator 950 passes over the spine 946,
the proximal ends of the piercing legs 948 may become interlocked.
In either case, inward movement of the clip 945 may be controlled
by passing the actuator 950 only over portions of the spine 946 in
which such pinching is desired. Therefore, a single clip may
provide variable inward forces.
[0211] Inward forces may also be applied by components of an
interventional tool, such as a by graspers. Graspers, as previously
described, are devices which grasp and hold tissues (such as
coapting valve leaflets) for appropriate modification, such as
fixation. Thus, graspers are most likely in place while a fixation
device is deployed and positioned. Referring to FIG. 71, an
embodiment of graspers 960 is shown holding the leaflets LF on
opposite sides of a deployed clip 962. Inward force may be applied
to the clip 962 by moving or applying force to the graspers 960 in
an inward direction, as depicted by arrows. In a further
embodiment, the graspers may serve as a grasping device and as an
implantable fixation device. Referring to FIG. 72A, an embodiment
of graspers 960 is shown coapting and holding the leaflets LF
together. The graspers 960 may then be joined by a coupling device
964 and detached for implantation, as shown in FIG. 72B.
[0212] Because of the fragility of the tissue in the valve
leaflets, it will sometimes be preferred to utilize methods or
devices which do not completely pierce or penetrate the tissue. For
example, leaflets may be fused together in a desired coaptation
position by applying laser, RF, microwave or ultrasonic energy at
specified coaptation points. In addition or alternatively, external
clips which are partially penetrating or non-penetrating may be
used. A variety of deformable and elastic clips can be utilized,
and clips will usually be deployed in a retrograde fashion so that
an opening in the clip can be placed over the undersides of the
adjacent valve leaflets.
[0213] A preferred clip-applying catheter 380 in is depicted in
FIGS. 73A, 73B, and 73C. The catheter 380 has a three-jaw
clip-applying device 382 at its distal end. The three-jaw structure
allows the clip-applier to be used as a three-jaw grasping device
before final deployment of the clip. Such grasping has been
described earlier with reference to FIGS. 42A, 42B, and 43 above. A
center jaw 384 of the device has a tubular structure and allows the
catheter to be introduced over a guidewire 386, where the guidewire
may be placed through the atrioventricular valve prior to catheter
positioning. A clip 388 has a V-shaped structure and is normally
closed so that a force is required to open the distal ends of the
clip. Jaws 390 and 392 hold the clip and can open the clip by
selectively opening either jaw, with jaw 392 shown in open in
broken line in FIG. 73A. Thus, jaw 392 may be opened first to
capture a free end of a first valve leaflet. With the catheter 380
thus attached to just the first valve leaflet, the catheter can be
repositioned so that the other jaw 390 can be opened and used to
capture the second valve leaflet. After the valve leaflets are
captured and held in a proper orientation, valve improvement can be
confirmed by visual observation. If improvement is sufficient, the
clip can be detached from the catheter and left in place, as shown
in FIG. 74.
[0214] B. Shortening of the Chordae
[0215] In addition to suturing, fastening, and otherwise physically
attaching portions of the valve leaflets and/or chordae together,
valve leaflet closure can be improved by shrinking portions of
either or both of the chordae attached to the two valve leaflets.
An exemplary catheter 400 having an energy-applying coil 402 at its
distal end is shown in FIG. 75. Such energy may be in the form of
radiofrequency (RF), microwave, ultrasound, laser, heat or current.
The catheter 400 may be deployed in either an antegrade or
retrograde direction, with retrograde generally being preferred to
facilitate access to the chordae. One or more chordae CT are
captured within the coil and RF energy, for example, applied from a
conventional power supply. Application of the RF energy to the
chordae, which are composed of collagen and other normal tissue
constituents, over a length L will cause shrinkage of the tissue to
a length which is shorter than the original length L. Similarly,
such application of energy to the chordae may also be achieved with
the use of an energy applying chordal snare or similar device. By
applying such shortening of the chordae, valve conditions, such as
prolapsed valves can be effectively treated.
[0216] In addition to the use of energy for shortening chordae, the
chordae can be plicated using mechanical plication devices 420, as
illustrated in FIG. 76. Each of the devices 420 comprise a cap
piece 422 and a receptacle 424. A receptacle has a channel 426
which receives a pin 428 on the cap piece 422. There is sufficient
clearance between the pin 428 and channel 426 so that a portion of
the chordae CT can be captured and folded therein by placing the
cap into the receptacle. Each plication device 420 will thus
shorten a portion of the chordae by a predetermined amount.
Multiple devices can be used to achieve a desired overall
shortening of the chordae. The devices can be placed using jaw-type
devices and shortening can be visually observed by any of the
techniques described above. Alternatively, chordae may be
mechanically plicated with the use of suture loops. Referring to
FIG. 77A, a suture 980 may penetrate the chordae CT at a first
location 982 and then penetrate the chordae CT again at a second
location 984 forming a loop. By pulling closed the loop, as shown
in FIG. 77B, the effective length of the chordae CT is reduced. The
suture loop may then be fixed and trimmed for implantation. This
may be repeated along a chordae to form multiple individual or
continuous loops, and/or it may be repeated on along more than one
chordae. Similarly, such plication may also be achieved with the
use of a shape memory or super elastic wire coil which may
penetrate a chordae at one or more points and draw the tissue
together upon activation.
[0217] C. Annuloplasty
[0218] The intravascular approaches of the present invention,
particularly the antegrade approaches, can also be used to place
supporting rings and devices around the atrioventricular valve
annulus. Such devices can provide support which is analogous to
that provided by annuloplasty rings implanted in open surgical
procedures. In one approach, an elastic annuloplasty ring can be
delivered through the guide catheter in a collapsed fashion,
deployed to open over the annulus, and then stitched or stapled in
place using appropriate catheters.
[0219] A first exemplary annuloplasty ring 500 can be deployed
using a catheter 502 positioned through a guide catheter 14, as
generally shown in FIG. 78. The annuloplasty ring 500 is deployed
as an umbrella having spokes 504 which open the outer ring. After
deploying the ring, it may be secured in place using sutures,
staples, tissue adhesives, or other conventional techniques. The
catheter 502 may then be removed, together with the deployment
spokes 504, leaving the ring permanently in place.
[0220] Alternatively, an annuloplasty ring 520 can be delivered on
a balloon catheter 522 as shown in FIGS. 79 and 80. The ring 520
can be formed from a deformable material, and the balloon 520
inflated within the valve annulus to expand and deploy the ring, as
shown in FIG. 80. The balloon catheter may be placed directly over
a guidewire 524, but will more usually be positioned using a
combination of a guide catheter and guidewire. Once the ring 520 is
deployed, it can be sutured, stapled, glued, or otherwise affixed
around the valve annulus.
[0221] As an alternative to placement of discrete annuloplasty
rings, the valve annulus can be reinforced and tightened by placing
a plurality of anchors, such as staples 540 about the annulus of
the mitral valve, as shown in FIG. 81. A suture 542 or other
filament can then be placed through the anchors 540 and tightened
in a "purse string" fashion. The suture filament can then be tied
off to maintain the desired tightening and enforcement of the valve
annulus.
[0222] As yet a further alternative, the valve annulus can be
plicated by positioning a plurality of staples about the annulus,
as shown in FIG. 82. Here, each staple 560 plicates or shortens a
small peripheral segment of the annulus. A staple applying catheter
562 may have the same general structures described above in
connection with FIGS. 61A and 61B.
[0223] X. Device Embodiments
[0224] The following three device embodiments depict complete
device designs utilizing a variety of the specific components
described above and/or new component designs to accomplish similar
objectives.
[0225] A. Atrial Device
[0226] Referring to FIG. 83, the atrial device 1000 is comprised of
a catheter shaft 1002 having a distal end 1004 and a proximal end
1006. The catheter shaft 1002 is comprised of, among others, a
conduit 1008, a coaxial outer sheath 1010, and a central guidewire
lumen 1011. Toward the distal end 1004, a pair of stabilizers 1012
having a single-hump shape (previously illustrated in FIG. 31D) are
fixedly mounted on the outer sheath 1010 at their proximal end 1014
and fixedly attached or hinged to extenders 1016 at their distal
end 1018. The stabilizers 1012 are shown in an outwardly bowed
position, however they may be inwardly collapsed by either
extending the extenders 1016 or retracting the outer sheath 1010.
Bowing may be achieved by the reverse process.
[0227] Referring to FIG. 84, the atrial device 1000 may be used
with a typical antegrade approach to the mitral valve MV. As
previously described and depicted in FIGS. 7 and 8, such an
antegrade approach may involve penetrating the interatrial septum
IAS and maintaining such access with a guide catheter 14. The guide
catheter 14 permits introduction of the atrial device 1000 to the
left atrium LA and mitral valve MV. To allow passage of the device
1000 through the guide catheter 14, the stabilizers 1012 must be in
a collapsed position as shown. In addition, graspers, described
below, may be fully retracted to avoid damage to cardiac
structures. Thus, they are not visible in FIG. 84.
[0228] Referring to FIG. 85, the atrial device 1000 may be
stabilized against the mitral valve MV. The stabilizers 1012 may be
inserted through the mitral valve MV and may be aligned with the
line of coaptation C between the valve leaflets LF1, LF2. To
minimize mitral valve regurgitation (MVR) due to insertion of the
device 1000, the stabilizers 1012 may be located approximately 120
degrees apart. This angle may be fixed or adjustably variable. The
single-humped shape of the stabilizers 1012 may allow the inferior
portion 1030 to pass within the valve and apply radial pressure to
the commissures CM and the superior portion 1032 (or hump) to rest
upon and apply axial pressure to the commissures CM.
[0229] Referring again to FIG. 83, a pair of graspers, comprised of
grasping sheaths 1020 and three opposing prongs 1021 configured to
partially or fully penetrate or pierce, are shown extended from the
conduit 1008 in the plane bisecting the angle of the stabilizers
1012 (i.e. approaches the middle of the leaflets). This angle may
be fixed or variable. When not in use, however, the graspers may be
fully retracted within the conduit 1008. Tension from lateral
steering wires 1022 cause the graspers to deflect away from each
other and approximate the most desirable angle for grasping. Amount
of deflection may be controlled from the proximal end of the device
by the steering wires 1022. When the graspers are positioned in a
desired location as shown in FIG. 85, the prongs 1021 may be
deployed and opened by either retraction of the grasping sheath
1020 or advancement of the prongs 1021 beyond the grasping sheath
1020. Retraction of the sheath 1020 does not significantly affect
the position of the graspers, thus enabling the user to contact the
valve leaflets LF1, LF2 with the prongs 1021 housed within the
sheath 1020 and then to initiate grasping the leaflets at the
contacted location by retracting the grasping sheaths 1020. The
opposing prongs 1021 may be closed to grasp (pinch, partially
penetrate or pierce) the leaflet tissue by advancing the grasping
sheaths 1020 or retracting the prongs 1021 within the sheaths
1020.
[0230] After both leaflets have been grasped, tension in the
steering wires 1022 is released and the conduit 1008 is advanced
over the grasping sheaths 1020. Such advancement draws the sheaths
1020, and grasped leaflets, together for coaptation. After
coaptation, the mitral valve regurgitation is evaluated to
determine if the locations which are grasped are appropriate for
fixation. If the grasping points are not appropriate, the leaflets
may be released and regrasped individually or simultaneously by the
above described methods. If the grasping points are appropriate,
the preferred embodiment allows for exchange of the guidewire,
located in the guidewire lumen 1011, for a fixation device. The
fixation device may use, for example, staples, sutures, clips,
rivets, coils, fusing devices, zippers, snares, clamps, hooks,
chordal fixation or shortening devices to repair the mitral valve
regurgitation. Specifically, the fixation device may be the hollow
suturing coil 1300 shown previously in FIGS. 49A-C. As shown in
FIG. 84A, the hollow suturing coil 1300 containing suture 1302 (not
shown) may be deployed through the guidewire lumen 1011 in a coiled
configuration. The coil 1300 may expand or change shape once it is
deployed from the lumen 1011, providing the coil 1300 is comprised
of a suitable shape memory or superelastic material. Similarly, as
shown in FIG. 84B, the suturing coil 1300 may be deployed through
the guidewire lumen 1011 in a straightened configuration such that
it coils and/or expands or changes shape once it is deployed from
the lumen 1011.
[0231] The above described components may be manipulated and
controlled by a handle 1026 connected to the proximal end 1006 of
the catheter shaft 1002, as shown in FIG. 83. The handle 1026
permits independent control of the components, including but not
limited to retraction and extension of extenders 1016, deployment
of stabilizers 1012, adjustment and locking of outer sheath 1010,
translation and deflection of grasping sheaths 1020, stopping and
locking of grasping sheaths 1020 and axial sliding of the conduit
1008. In addition, the device may be readily adapted to approach
the mitral valve trans-atrially for a minimally invasive surgical
(MIS) procedure, with either beating or stopped heart.
[0232] B. Atrial-Ventricular Device
[0233] Referring to FIG. 86, the atrial-ventricular device 1100 is
comprised of a catheter shaft 1102 having a distal end 1104 and a
proximal end 1106. The catheter shaft 1102 is comprised of, among
others, a conduit 1108, a coaxial outer sheath 1110, a central
lumen 1111 through which a double-jaw grasper 1113 may be inserted,
and a central guidewire lumen 1105. Toward the distal end 1104, a
pair of stabilizers 1112 having a triangular shape (previously
illustrated in FIG. 31A) are fixedly mounted on the outer sheath
1110 at their proximal end 1114 and fixedly attached to extenders
1116 at their distal end 1118. The stabilizers 1112 are shown in an
outwardly bowed position, however they may be inwardly collapsed by
either extending the extenders 1116 or retracting the outer sheath
1110. Bowing may be achieved by the reverse process. The double-jaw
grasper 1113 is comprised of two articulating jaw arms 1120 which
may be opened and closed against the central shaft 1122 (movement
depicted by arrows) either independently or in tandem. The grasper
1113 is shown in the open position in FIG. 86. The surfaces of the
jaw arms 1120 and central shaft 1122 may be toothed, as shown, or
may have differing surface textures for varying degrees of
friction.
[0234] Referring to FIGS. 87A-C, the atrial-ventricular device 1100
may be used with a typical antegrade approach to the mitral valve
MV, as previously described and depicted in FIGS. 7 and 8. However,
the double-jaw grasper 1113 extends through the valve such that the
leaflets L1, L2 are grasped from below. Thus, the device 1100 is
termed "atrial-ventricular."
[0235] Referring to FIG. 87A, the atrial device 1100 may be
stabilized against the mitral valve MV. The stabilizers 1112 may be
positioned on the superior surface of the valve leaflets LF1, LF2
at a 90 degree angle to the line of coaptation. The grasper 1113
may be advanced in its closed position from the conduit 1108
between the leaflets LF1, LF2 until the jaw arms 1120 are fully
below the leaflets in the ventricle. At this point, the grasper
1113 may be opened and retracted so that the jaw arms 1120 engage
the inferior surface of the leaflets LF1, LF2. In this manner, the
leaflets are secured between the stabilizers 1112 and the jaw arms
1120. This action allows for leaflets of many different shapes and
orientations to be secured. Cardiomyopathic valves are often
enlarged and distorted so that they coapt irregularly. Such
irregularity creates difficulty in mechanically coapting such
valves for tissue modification. The action of the grasper 1113
overcomes much of these difficulties.
[0236] Referring to FIG. 87B, the grasper 1113 will gradually
close, drawing the leaflets LF1, LF2 together while maintaining a
secure hold on the leaflets between the jaw arms 1120 and the
stabilizers 1112. This may be accomplished by number of methods.
For example, the stabilizers 1112 may be gradually collapsed by
either extending the extenders 1116 or retracting the outer sheath
1110. As the stabilizers 1112 collapse, the jaw arms 1120 may
collapse due to spring loading to gradually close the grasper 1113.
Alternatively, the jaw arms 1120 may be actuated to close against
the central shaft 1122 applying force to the stabilizers 1112
causing them to collapse. In either case, such action allows the
stabilizers 1112 to simultaneously vertically retract and withdraw
from the leaflets as the leaflets are clamped between the jaw arms
1120 and the central shaft 1122. In this manner, the leaflets are
effectively "transferred" to the grasper 1113. Referring to FIG.
87C, once the collapsed stabilizers 1112 are completely withdrawn,
the leaflets LF1, LF2 are held in vertical opposition by the
grasper 1113 in a more natural coaptation geometry. At this point
the leaflets may be adjusted and fixated. Fixation may be achieved
with an external element or the grasper 1113 may be left in place
as a fixation device.
[0237] The above described components may be manipulated and
controlled by a handle 1126 connected to the proximal end 1106 of
the catheter shaft 1102, as shown in FIG. 86. The handle 1026
permits independent control of the components described above.
[0238] C. Ventricular Device
[0239] Referring to FIG. 88, the ventricular device 1200 is
comprised of a catheter shaft 1202 having a distal end 1204 and a
proximal end 1206. The distal end 1204 is comprised of a joining
coil 1208, an upper jaw 1210, a lower jaw 1212, an actuator 1214
and a central lumen 1216 through which a guidewire 1218 or other
wires may be inserted. The upper jaw 1210 may open and close
(depicted by arrows) against the lower jaw 1212 by action of the
actuator 1214. The upper jaw 1210 is shown in the open position.
These components may be manipulated and controlled by a handle 1226
connected to the proximal end 1206 of the catheter shaft 1202 as
shown.
[0240] Referring to FIGS. 89, the ventricular device 1200 may be
used with a typical retrograde approach to the mitral valve MV, as
previously described and depicted in FIG. 9. Here the mitral valve
MV may be accessed by an approach from the aortic arch AA across
the aortic valve AV, and into the left ventricle LV below the
mitral valve MV. Such access may be maintained with a guide
catheter 40 through which the ventricular device 1200 may be
introduced. The ventricular device 1200 may be inserted through the
guide catheter 40 with the upper jaw 1210 in the closed position.
After it exits the guide catheter 40 just below the aortic valve
AV, the device 1200 may be advanced toward the mitral valve MV. The
catheter shaft 1202 may be pre-shaped to provide favorable
curvature in positioning the distal end 1204 beneath the valve
leaflets ALF, PLF. Additionally, two mandrels with favorable shapes
may be advanced into a lumen in the catheter shaft 1202. By
changing the location of the mandrels with respect to each other
and to the catheter shaft 1202, the general curvature of the shaft
1202 may be altered in-situ.
[0241] It is desired to position the distal end 1204 of the device
1200 beneath the mitral valve leaflets ALF, PLF with the upper jaw
1210 in the open configuration. The lower jaw 1212 is to be
proximal to the anterior leaflet ALF and the upper jaw 1210 is to
be distal of the posterior leaflet PLF, as shown in FIG. 89, such
that the leaflets may be secured between the jaws 1210, 1212. To
achieve such positioning, the device 1200 may be required to flex
at an extreme angle in the region of the joining coil 1208.
Therefore, the joining coil 1208 is designed to provide such
flexibility.
[0242] To aid in positioning the device 1200, a balloon wire 1250
may be used. The balloon wire 1250 may first be inserted through
the aortic valve AV, advanced down to the apex of the ventricle and
then back upwards towards the mitral valve MV behind the posterior
leaflet PLF. Once positioned, the balloon 1252 may be inflated to
assist in holding the position stationary. A cuff wire 1260 may
then be inserted through the aortic valve AV. The cuff wire 1260
may track along the balloon wire 1250 by means of a locking ring
1262. The cuff wire 1260 may track down to the apex of the
ventricle and then back upwards toward the mitral valve MV. Once
the cuff wire 1260 is advanced to a desirable position, the locking
ring 1262 may be actuated to lock the cuff wire 1260 to the balloon
wire 1250. A typical means of actuation is by inflation of the
locking ring. 1262. The ventricular device 1200 may then be tracked
over the cuff wire 1260 to the desired position, as shown in FIG.
89. The balloon, or balloon wire 1250, may also be used to walk or
urge the posterior leaflet towards the center of the valve to
facilitate grasping.
[0243] Once positioned, the upper jaw 1210 may be closed against
the lower jaw 1212 such that the leaflets are grasped between them.
It is often desirable to adjust or manipulate the leaflets once
they are grasped. Manipulation should occur only in a
superior/inferior (up/down) motion in order to bring the leaflets
to a final position where regurgitation is minimized. The lower jaw
1212 may be fitted with a travel mechanism for extending or
retracting the jaw 1212. This would move one leaflet up or down
with respect to the other leaflet. Once the leaflets are
sufficiently adjusted, fixation may occur in any manner previously
described. In a preferred embodiment, fixation may achieved through
the lower jaw 1212, as depicted in FIGS. 90A and 90B. As shown in
FIG. 90A, a cutout 1270 may be present in the lower jaw 1212
accessing a lumen 1272 which extends through the catheter shaft
1202 and lower jaw 1212; such a lumen may also serve as the
guidewire lumen 1216. When the upper jaw 1210 is closed against the
lower jaw 1212, the valve leaflets LF may be captured between the
jaws. As shown a side-view, FIG. 90B, the captured leaflets LF may
protrude into through the cutout 1270 into the lumen 1272. A
fixation device 1274 may then be inserted through the lumen 1272
(in the direction of the arrow) and may affix the leaflets LF
together. It may be appreciated that such a method of fixation may
be used in a number of devices involving jaw-type graspers, such as
the atrial ventricular device 1100 depicted in FIG. 86.
[0244] Although the forgoing invention has been described in some
detail by way of illustration and example, for purposes of clarity
of understanding, it will be obvious that various alternatives,
modifications and equivalents may be used and the above description
should not be taken as limiting in scope of the invention which is
defined by the appended claims.
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