U.S. patent application number 09/734144 was filed with the patent office on 2001-05-24 for field activated security articles including polymer dispersed liquid crystals, and including micro-encapsulated field affected materials.
Invention is credited to Lawandy, Nabil M..
Application Number | 20010001569 09/734144 |
Document ID | / |
Family ID | 26763612 |
Filed Date | 2001-05-24 |
United States Patent
Application |
20010001569 |
Kind Code |
A1 |
Lawandy, Nabil M. |
May 24, 2001 |
Field activated security articles including polymer dispersed
liquid crystals, and including micro-encapsulated field affected
materials
Abstract
In a first aspect this invention provides a security article
comprising an electrically actuated optical switch comprised of a
liquid crystal material. In one embodiment the liquid crystal
material is disposed in a layer of polymer dispersed liquid crystal
material. In a second embodiment the liquid crystal material is
microencapsulated with an orientable dye. In a second aspect this
invention provides a document or currency that comprises a paper
matrix that includes at least one security article, i.e. a security
thread. In a third aspect this invention provides a device for
verifying an authenticity of a document or currency of a type that
includes at least one security article, i.e. at least one security
thread. The at least one security thread includes the liquid
crystal material having a visual characteristic that is switched
between two states as a function of a presence or absence of an
electric field between first and second electrodes. In one
embodiment the device for verifying the authenticity of the
document or the currency includes an external pump source for
generating a stimulated emission the at least one security article
disposed within the document or currency. In one embodiment the
external pump source includes a pulsed Nd:YLF laser, a frequency
doubling KTP crystal and a device to provide stimulated Raman
scattering.
Inventors: |
Lawandy, Nabil M.; (North
Kingston, RI) |
Correspondence
Address: |
HARRY F. SMITH, ESQ.
OHLANDT, GREELEY, RUGGIERO & PERLE, L.L.P.
10th FLOOR
ONE LANDMARK SQUARE
STAMFORD
CT
06901-2682
US
|
Family ID: |
26763612 |
Appl. No.: |
09/734144 |
Filed: |
December 11, 2000 |
Related U.S. Patent Documents
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Application
Number |
Filing Date |
Patent Number |
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09734144 |
Dec 11, 2000 |
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09102786 |
Jun 23, 1998 |
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09102786 |
Jun 23, 1998 |
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08800590 |
Feb 18, 1997 |
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60080508 |
Apr 2, 1998 |
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Current U.S.
Class: |
349/193 ;
349/86 |
Current CPC
Class: |
G06K 19/06 20130101;
Y10S 283/901 20130101 |
Class at
Publication: |
349/193 ;
349/86 |
International
Class: |
G02F 001/13; G02F
001/1333 |
Claims
What is claimed is:
1. A security thread, comprising an electrically actuated optical
switch comprised of a layer of polymer dispersed liquid crystal
(PDLC) material, wherein said polymer is comprised of an ink.
2. A security thread as set forth in claim 1, wherein said
electrically actuated optical switch is responsive to an applied
electric field for varying a visual characteristic of said security
thread.
3. A security thread as set forth in claim 1, wherein said
electrically actuated optical switch is responsive to an applied
electric field for varying a visual characteristic of an indicia
formed with said ink.
4. A document or currency, comprising a paper matrix that includes
at least one security thread, said at least one security thread
being comprised of at least one layer of electrically actuated
polymer dispersed liquid crystal material, wherein said polymer is
comprised of an ink.
5. A device for verifying an authenticity of a document or currency
of a type that includes at least one security thread, comprising
first and second electrodes and an excitation source coupled to
said electrodes, said first and second electrodes being spaced
apart for accommodating therebetween said document or currency, at
least one of said electrodes being transparent, said at least one
security thread being comprised of at least one layer of polymer
dispersed liquid crystal material having a visual characteristic
that is switched between two states as a function of a presence or
absence of an electric field between said first and second
electrodes, wherein said polymer is comprised of an ink.
6. A security thread, comprising an electrically actuated optical
switch comprised of a patterned layer of polymer dispersed liquid
crystal material, wherein said polymer is comprised of an ink.
7. A security article, comprising a plurality of micro-capsules
which include liquid crystal material and an orientable dye.
8. A security article as set forth in claim 7, wherein each of said
plurality of micro-capsules is comprised of a capsule of diameter
in a range of about two to hundreds of micrometers.
9. A document or currency, comprising a matrix that includes at
least one security article, said at least one security article
being comprised of a plurality of micro-capsules that contain
electrically actuated, liquid crystal material.
10. A document or currency as set forth in claim 9, wherein said at
least one security article is comprised of a security thread that
includes said plurality of micro-capsules.
11. A document or currency as set forth in claim 9, wherein said at
least one security article is comprised of a security ink disposed
on or within said matrix, said security ink comprising said
plurality of micro-capsules.
12. A security object, comprising a plurality of micro-capsules
each containing liquid crystal material and at least one orientable
dye for enhancing a contrast between on and off states of said
liquid crystal material.
13. A security article, comprising at least one layer that contains
an optical gain medium and a plurality of micro-capsules that
contain an electrically actuated optical switch comprised of liquid
crystal material.
14. A security article as set forth in claim 13, wherein when
excited said optical gain medium emits a laser-like emission of one
of a desired color or a desired wavelength.
15. A security article, comprising at least one layer comprised of
a plurality of micro-capsules that contain liquid crystal material
and a material for generating a stimulated emission, in response to
an optical pump, and electrically activated scattering sites for
scattering said stimulated emission.
16. A method of forming a security article comprising the steps of:
combining a liquid crystal material and an orientable dye; and
micro-encapsulating the liquid crystal material and the orientable
dye to form the security article.
17. A method of forming a security article as set forth in claim
16, further comprising the step of drying the micro-capsules to
obtain a powder.
18. A method of forming a security article as set forth in claim
17, wherein the powder is intermixed with a security ink disposed
on or within a matrix.
19. A method of forming a document or currency comprising the steps
of: combining a liquid crystal material and an orientable dye;
micro-encapsulating the liquid crystal material and the orientable
dye; drying the micro-capsules to obtain a powder; and intermixing
the powder with a security object disposed on or within a matrix of
the document or currency.
20. An optical source for exciting a security article that contains
an optical gain medium, said optical source comprising: a laser
having an output providing light having a first wavelength; a
frequency doubler that is optically coupled to said laser output
for converting a portion of said light to frequency doubled light,
said frequency doubler having an output providing frequency doubled
light having a second wavelength; coupled to said output of said
frequency doubler, means for shifting said frequency doubled light
to light having a longer wavelength than said second wavelength;
and means for conveying said light having said longer wavelength to
a region of interest which contains at least one security article
disposed therein.
21. An optical source as set forth in claim 20, wherein said laser
is comprised of one of a Nd:YLF laser and a Nd:YAG laser.
22. An optical source as set forth in claim 20, wherein said light
having said first wavelength is comprised of light having one of a
1.053 micrometer wavelength and a 1.06 micrometer wavelength.
23. An optical source as set forth in claim 20, wherein said
frequency doubled light having said second wavelength is comprised
of light having one of a 526.5 nm wavelength and a 532 nm
wavelength.
24. An optical source as set forth in claim 20, wherein said
shifting means is comprised of means for performing stimulated
Raman scattering.
25. A security article, comprising one of thin micron scale fibers,
planchets and particles which include a substrate and containing
gain media, wherein said security article produces a laser-like
emission when excited by an external source.
26. A security article as set forth in claim 25, wherein when said
laser-like emission is comprised of specific narrow band
wavelengths used to authenticate a document which contains said
security article disposed therein.
Description
CROSS-REFERENCE TO A RELATED APPLICATION
[0001] This patent application is a continuation-in-part of U.S.
patent application Ser. No.: 08/800,590, filed Feb. 18, 1997,
entitled "Field Activated Security Thread Including Polymer
Dispersed Liquid Crystal", by Nabil M. Lawandy, the disclosure of
which is incorporated by reference herein in its entirety. Priority
is herewith claimed under 35 U.S.C. .sctn.119(e) from Provisional
patent application Ser. No. 60/080,508, filed Apr. 2, 1998,
entitled "A Security Thread Containing Particles or Fibers Which
Produce A Laser Like Emission", by Nabil M. Lawandy. The disclosure
of this Provisional Patent Application is incorporated by reference
herein in its entirety.
FIELD OF THE INVENTION
[0002] This invention relates generally to document and currency
authentication and, in particular, to security articles used in
documents and currency.
BACKGROUND OF THE INVENTION
[0003] In a publication entitled "Preparation and characterization
of polymer dispersed liquid crystal films using photosensitive
polymers", Die Angewandte Mackromolekulare Chemie 231 (1995)
109-121 (Nr. 4051), J.-H. Liu, M.-Z. Chen and Y.-F. Wang report on
the preparation of polymer dispersed liquid crystal (PDLC) films
using a photosensitive technique.
[0004] As is reported by these authors, a light scattering state in
an a.c. electric field off state depends on optical heterogeneities
such as a spatial distortion of nematic directions and/or
mismatching in refractive indices of the compounds. The light
scattering and light switching properties of the composite films
are decisively influenced by the phase separation structure of the
composite films. The size of a liquid crystal domain (channel) can
be controlled on the basis of the solvent evaporation rate or the
curing rate during the separation of the composite film.
[0005] The authors employed commercial liquid crystals ZLI-2444,
2452, 2459, and BDH-E7 without further treatment. For the polymer
matrix the authors used hydrophilic monomers of 2-hydroxythyl
methacrylate (HEMA) and acrylic acid (Aa), hydrophobic monomers of
methyl methacrylate (MMA) and styrene (St) that were purified by
distillation in vacuo under nitrogen. 2-Methoxy-2phenylacetophenome
(benzoin methyl ether, BME) was used without purification. The
hydrophilic monomers were found to be suitable for the PDLC system.
UV radiation was employed to photopolymerize the mixture, and it
was found that sufficient UV irradiation was needed to complete the
phase separation of the liquid crystals in the polymer matrix.
[0006] It is also known in the art to include isotropic dyes in an
epoxy resin and liquid crystal when making optical shutters. The
dye concentration can be adjusted to maximize the per cent
transmission through the film between the on and off states. High
contrast, colored displays have been made using an isotropic dye
containing PDLC films and complementary colored backgrounds.
Reference in this regard can be made to a publication entitled
"Polymer Dispersed Liquid Crystals Incorporating Isotropic Dyes",
SPIE Proceedings, 1080 (1989), J. L. West et al., and to a
publication entitled "Characterization of polymer dispersed
liquid-crystal shutters by ultraviolet/visible and Infrared
absorption spectroscopy", J. Appl. Phys. 70(7), Oct. 1, 1991, pgs.
3785-3790, J. L. West et al.
[0007] In U.S. Pat. No. 5,448,582, issued Sep. 5, 1995, entitled
"Optical Sources Having a Strongly Scattering Gain Medium Providing
Laser-Like Action", the inventor disclosed a multi-phase gain
medium including an emission phase (such as dye molecules) and a
scattering phase (such as TiO.sub.2). A third, matrix phase may
also be provided in some embodiments. Suitable materials for the
matrix phase include solvents and polymers. The material is shown
to provide a laser-like spectral linewidth collapse above a certain
pump pulse energy. FIGS. 9a and 9b illustrate a display system
embodiment having, in one embodiment, a liquid crystal display
(LCD) array that is positioned adjacent to a surface of a pixel
plane comprised of pixels or sub-pixels of the inventive gain
medium. The LCD array is arranged so as to be selectively energized
for passing the emission from the pixels through to an observer.
The pixels operate so as to be substantially non-saturable and to
output electromagnetic radiation within a narrow band of
wavelengths.
[0008] It is well known in the art to use security articles, for
example, security threads in paper to hinder a non-authorized
production of the paper or to authenticate already manufactured
paper and/or a document or currency printed on the paper. Reference
in this regard can be had to the following U.S. Pat. Nos.:
5,486,022, "Security Threads Having At Least Two Security Detection
Features and Security Papers Employing Same", by T. T. Crane;
4,534,398, "Security Paper", by T. T. Crane; and 4,437,935, "Method
and Apparatus for Providing Security Features in Paper", by F. G.
Crane, Jr.
OBJECTS AND ADVANTAGES OF THE INVENTION
[0009] It is a first object and advantage of this invention to
provide an improved security article for inclusion within documents
and currency.
[0010] It is another object and advantage of this invention to
provide an improved machine-readable security article for inclusion
within documents and currency.
[0011] It is a further object and advantage of this invention to
provide an improved security thread having a polymer dispersed
liquid crystal material layer that is responsive to an applied
electric field for varying a visual characteristic of the security
thread.
[0012] It is a still further object and advantage of this invention
to provide a security thread that includes a polymer dispersed
liquid crystal material layer that includes an ink, such as a
polymer-based ink, a solvent-based ink, or a water-based ink,
wherein the security thread is responsive to an applied electric
field for varying a visual characteristic of the security
thread.
[0013] It is another object and advantage of this invention to
provide an improved security article having microencapsulated
liquid crystal material that is responsive to an applied electric
field for varying a visual characteristic of the security
article.
[0014] It is still another object and advantage of this invention
to provide a security article that includes microencapsulated
liquid crystal material having at least one orientable dye, such as
a dichroic or an isotropic dye, wherein the security article is
capable of laser-like action when excited by a source, and wherein
the laser-like action can be switched on and off by switching an
electric field on or off.
[0015] It is still another object and advantage of this invention
to provide a security article that is capable of laser-like action
when excited by an essentially solid-state optical source, and
wherein the laser-like action can be switched on and off by
switching an electric field on or off.
[0016] Further objects and advantages of this invention will become
more apparent from a consideration of the drawings and ensuing
description.
SUMMARY OF THE INVENTION
[0017] The foregoing and other problems are overcome and the
objects and advantages of the invention are realized by the
embodiments of this invention.
[0018] In a first aspect this invention provides a security
article, i.e. a security thread, comprising an electrically
actuated optical switch comprised of a liquid crystal (LC)
material. In one embodiment, the LC material is disposed in a layer
of polymer dispersed liquid crystal material. In another
embodiment, the security thread comprises a plurality of
micro-capsules which include the LC material and an orientable
dye.
[0019] In a second aspect this invention provides a document or
currency that comprises a paper matrix that includes at least one
security article, the at least one security article being comprised
of at least one layer of electrically actuated liquid crystal
material. The electrically actuated liquid crystal material being
responsive to an applied electric field for varying a visual
characteristic of the security article. In one embodiment a
security thread comprises a plurality of micro-capsules that
contain the electrically actuated LC material.
[0020] In a third aspect this invention provides a device for
verifying an authenticity of a document or currency of a type that
includes at least one security thread. The device includes first
and second electrodes and an excitation source coupled to the
electrodes. The first and second electrodes are spaced apart for
accommodating therebetween the document or currency, and at least
one of the electrodes is transparent. The at least one security
thread includes at least one layer of polymer dispersed liquid
crystal material having a visual characteristic that is switched
between two states as a function of a presence or absence of an
electric field between the first and second electrodes.
[0021] In a preferred embodiment of this invention polymer
dispersed liquid crystal material is used in combination with one
of a polymer-based ink, a solvent-based ink, or a water-based ink.
In the polymer-based ink embodiment the polymeric material of the
selected ink is the polymer in which the LC material is
dispersed.
[0022] In accordance with a further embodiment of this invention a
security article has a plurality of micro-capsules including liquid
crystal material and at least one orientable dye, such as a
dichroic or an isotropic dye, wherein the security article is
capable of laser-like action when excited by a source, and wherein
the laser-like action can be switched on and off by switching an
electric field on or off.
[0023] In a further embodiment of this invention there is disclosed
a security article that includes a plurality of micro-capsules that
contains liquid crystal material and a material for generating a
stimulated emission, in response to an optical pump, and scattering
sites for scattering the stimulated emission. In this embodiment
the liquid crystal material function as the scattering sites,
either alone or in combination with additional scattering sites.
When the security article is placed between first and second
electrodes for establishing an electric field through the security
article, a spectrally and temporally collapsed laser-like emission
can be turned on or off by the presence or absence, respectively,
of an electric field between the associated pair of electrodes.
BRIEF DESCRIPTION OF THE DRAWINGS
[0024] The above set forth and other features of the invention are
made more apparent in the ensuing Detailed Description of the
Invention when read in conjunction with the attached Drawings,
wherein:
[0025] FIGS. 1A and 1B are each a cross-sectional view, not to
scale, showing a security thread and the operation of liquid
crystal materials without and with, respectively, an applied
electric field;
[0026] FIGS. 2A and 2B are each a top view of the security thread
of FIGS. 1A and 1B, and illustrate a visual appearance of the
security thread for a field off and a field on case,
respectively;
[0027] FIG. 2C is a top view of a security thread having patterned
liquid crystal material;
[0028] FIG. 2D is a top view of a security thread having bar code
patterned liquid crystal material;
[0029] FIGS. 3A and 3B are each a cross-sectional view of a paper
matrix, and illustrate the use of the security thread in a buried
and in a windowed configuration, respectively, within the paper
matrix;
[0030] FIG. 4 is a simplified block diagram of an essentially
solid-state optical source in accordance with the present
invention;
[0031] FIG. 5A is a cross-sectional view, not to scale, showing a
security thread and micro-encapsulated liquid crystal materials;
and
[0032] FIG. 5B is an exploded view of a micro-capsule which
includes liquid crystal material and an orientable absorber
dye.
[0033] Identically labelled elements appearing in different ones of
the above described figures refer to the same elements but may not
be referenced in the description for all figures.
DETAILED DESCRIPTION OF THE INVENTION
[0034] The disclosure of the above-referenced U.S. Pat. No.
5,448,582, issued Sep. 5, 1995, entitled "Optical Sources Having a
Strongly Scattering Gain Medium Providing Laser-Like Action", by
Nabil M. Lawandy is incorporated by reference herein in its
entirety. Also incorporated by reference herein in its entirety is
the disclosure of U.S. Pat. No. 5,434,878, issued Jul. 18, 1995,
entitled "Optical Gain Medium Having Doped Nanocrystals of
Semiconductors and also Optical Scatterers", by Nabil M.
Lawandy.
[0035] Reference is made to FIGS. 1A and 1B for illustrating an
improved security article, such as a security thread 1 in
accordance with this invention, as well as a device for activating
the security thread 1. The security thread 1 is a multilayered
structure that includes liquid crystal (LC) material, i.e. LC
domains 10a, disposed on outer layers 10 and 12. Inner layers are
comprised of a polyester or any suitable flexible thread-like
material layer 14 and a thin metal layer 16, such as, for example,
a layer of aluminum foil. The outer layers 10 and 12 are comprised
of a suitable matrix material, for example, a polymer matrix having
an exemplary thickness of about 5 micrometers. The layers 10 and 12
can be fabricated in accordance with, by example, the procedure
disclosed in the above-mentioned journal article by J.-H. Liu et
al.
[0036] In one embodiment of the present invention, the LC domains
10a disposed on the outer layers 10 and 12 are disposed within a
polymer dispersed liquid crystal (PDLC) material. In another
embodiment of the present invention, illustrated in FIGS. 5A and
5B, the LC domains 10a and an orientable absorber dye 10b are
micro-encapsulated to form, for example, a powder. The powder
containing micro-capsules 13 is used to make security articles,
such as the security thread 1. The powder may also be intermixed
with a matrix material suitable for providing the desired document
or currency. The suitable matrix material may be, for example, an
ink, a paper, a textile, or a polymeric material matrix.
[0037] The micro-encapsulation of the LC domains 10a and the dye
10b can be accomplished in accordance with, by example, procedures
disclosed in U.S. Pat. No.: 3,956,172, issued May 11, 1976,
entitled "Process for Hardening Microcapsules containing
Hydrophobic Oil Droplets", by Saeki et al., U.S. Pat. No.:
4,808,408, issued Feb. 28, 1989, entitled "Microcapsules prepared
by Coacervation", by Baker et al., U.S. Pat. No.: 5,053,277, issued
Oct. 1, 1991, entitled "Microcapsules and their Production", by
Vassiliades, U.S. Pat. No.: 5,397,624, issued Mar. 14, 1995,
entitled "Pressure-sensitive Copying Paper", by Moyaerts et al. In
accordance with the present invention, the micro-capsules 13 are of
a diameter in the range of about two micrometers to some hundreds
of micrometers.
[0038] Thus, according to the micro-encapsulation technique taught
by Baker et al. (U.S. Pat. No.: 4,808,408) a core ingredient of the
LC domains 10a and the orientable absorber dye 10b is
micro-encapsulated by, for example, (1) mixing a coacervation
adjuvant with the core ingredient, (2) emulsifying the mixture in
an aqueous solution of an ionizable colloid, (3) combining, while
agitating, the emulsion of step (2) with an aqueous solution of a
second ionizable colloid of opposite electrical charge to that of
the first colloid, (4) cooling the mixture to cause gelation of
capsule walls, (5) adding a water soluble wax derivative to
stabilize the gelled capsules and to prevent agglomeration, and (6)
hardening the capsule walls. When the above steps are completed the
micro-capsules 13 are dried to form the powder which is intermixed
with the suitable matrix material to provide the desired document
or currency.
[0039] In the present invention, a first mixture is formed which
contains the PDLC and the LC domains 10a disposed therein. The
first mixture is used to coat on the layers 14 and 16, and is then
dried or cured, depending on the liquid polymer. Alternatively, the
micro-capsulated LC domains 10a and the orientable absorber dye 10b
are added to a liquid polymer to form a second mixture. The second
mixture, like the first mixture, can be used to coat on the layers
14 and 16, and then dried or cured, as appropriate.
[0040] During the drying or curing process the LC domains 10a of
either the first or the second mixture form within the surrounding
polymer matrix, which is the desired result. The dried or cured
polymer matrix may also function as a protective coating for the
layers 14 and 16 of the security thread 1. In one embodiment of
this invention the polymer matrix can be a transparent varnish or
some other suitable coating material selected to adhere to the
layers 14 and 16.
[0041] It is within the scope of this invention to vary the
configuration of the security article. That is, it is within the
scope of this invention for the security article to be of any
suitable form that can be disposed within the desired document or
currency. For example, a security article or object may be
configured as the security thread 1, shown in FIG. 1A and 1B, or a
security disk or planchet.
[0042] As discussed above, security articles, such as the security
thread 1, that are used in documents or currency are typically
comprised of a polyester material coated with an extender material
(e.g., a water or a solvent-based polymer coating). In some cases,
two polyester sheets are sandwiched together with another polymeric
material disposed in between them. This sandwiched configuration is
then coated with the extender material before being incorporated
into the document or currency. The extender and/or the sandwiched
layers can be doped with phosphers or fluorescing materials to
provide a public security feature activated by a UV lamp.
[0043] In addition to the phosphor or fluorescing materials, the
security thread may also contain particles or fibers which produce
a laser-like emission. For example, thin micron scale fibers,
planchets or particles comprised of a substrate and containing gain
media may be incorporated within the security thread 1. These
fibers may have diameters of, for example, about 1-10 micrometers
and lengths of the order of a millimeter. If added to the security
thread in a dilute manner, their appearance as well as their
possible fluorescence can be hidden. The hidden fibers can then be
excited by an external source, for example, a laser, in order to
emit specific narrow band wavelengths, or combinations of
wavelengths to authenticate or identify the secure documents or
banknotes.
[0044] It is also within the scope of this invention to selectively
cure the security object, i.e. the security thread 1, with UV light
or some other mechanism, such as a thermal process, so as to
pattern one or both of the layers or films 10 and 12. By example,
and referring to FIG. 2C, a striped pattern can be formed by
applying UV light through a suitable mask. In this case the LC
domains 10a, e.g., the LC domains disposed in the PDLC or the LC
domains 10a micro-encapsulated with the orientable absorber dye
10b, are formed only in the irradiated regions. This selective
forming of the LC domains 10a results in a visually distinctive
appearance when compared to a security article or object, i.e. the
security thread 1, wherein the entire layer 10 and 12 contains the
LC domains 10a.
[0045] The resulting security article, i.e. the security thread 1,
is then placed into a matrix material such as, for example, a paper
matrix 11, that can be printed on to provide the desired document
or currency. In order to activate the security article or object,
i.e. the security thread 1, it is necessary to apply an electric
field. In this case the paper matrix 11 containing the security
article or object is placed between opposed electrodes 18 and 20
(as shown in FIGS. 1A & 1B) that define a viewing area that
encompasses all or a portion of the paper, document or currency
within which the security thread 1 is disposed. The paper, document
or currency may include a plurality of such security articles or
objects, i.e. security threads 1, arranged in random or
predetermined ways. At least one of the electrodes 18 and 20 is
comprised of a transparent material such as indium-tin-oxide (ITO)
or a thin, transparent film of a metal such as, for example, gold.
The electrodes 18 and 20 may also be provided on surfaces of
transparent electrode substrates (such as glass), which are then
arranged so as to place the electrodes 18 and 20 adjacent to the
opposing major surfaces of the paper matrix 11 containing the
security thread 1.
[0046] Coupled to the electrodes 18 and 20 is a suitable electrical
excitation source 22 (shown as a battery) that is connected to the
electrode 18 through a switch SW. A suitable potential for the
source is in the range of, for example, 1V to 2V per micrometer. In
FIG. 1A the switch SW is shown as being open, while in FIG. 1B the
switch SW is shown as being closed. The switch SW being closed
establishes an electric field through the intervening portion of
the polymer matrix that contains the LC domains 10a, e.g., the LC
domains disposed in the PDLC or the LC domains micro-encapsulated
with the orientable absorber dye. This causes the LC molecules
within the LC domains 10a to align with the electrical field (as
shown in the enlarged view of FIG. 1B) in a known manner. By
contrast, the LC molecules in the LC domains 10a within a portion
of the polymer matrix that is not subjected to an electric field
remain in a random orientation, as shown in FIG. 1A.
[0047] When the LC molecules within the LC domains 10a are aligned,
the composite index of refraction of the LC domains 10a more nearly
matches that of the surrounding polymer matrix. As a result, the
optical absorption of the layers 10 and 12 is reduced, rendering
the underlying layer or layers 14 and 16 visible. By contrast, the
random orientation of the LC molecules provides a composite index
of refraction which is not matched with the index of the
surrounding polymer matrix. As a result, the LC domains 10a
functions to absorb incident light and to prevent the light from
reaching and/or reflecting from the underlying layer 14 or 16.
[0048] In this invention the properties of aligned and non-aligned
LC molecules are employed to provide a security article or object
capable of assuming two distinct visual characteristics. Referring
to FIG. 2A, in a first visual characteristic the LC molecules are
not aligned, and the visual characteristic of the security article,
e.g., security thread 1, may be that of an essentially opaque,
featureless substrate. Referring to FIG. 2B, in a second visual
characteristic the LC molecules are aligned by the electric field
applied by transparent electrodes 18 and 20 in cooperation with
excitation source 22, and the visual characteristic of the security
thread 1 is determined by the underlying layer or layers 14 and 16.
That is, when the LC molecules of the LC domains 10a are aligned by
the electric field caused by closing the switch (SW) of FIG. 1B,
the LC domains 10a become substantially transparent. Assuming that
one or both of the underlying layers 14 and 16 has a distinct
visual characteristic, such as being colored, or patterned, and/or
printed with an indicia (such as in FIG. 2B), then the security
thread 1 takes on the visual characteristic of the one or more of
the underlying layers 14 and 16. Alternatively, a document or
currency may include an ink which contains the LC domains 10a. The
LC domains 10a may be, for example, initially opaque, that when
excited by the excitation source 22 become transparent to expose a
visual characteristic of an underlying layer, such as shown in FIG.
2B.
[0049] FIG. 2C illustrates an embodiment of the above-mentioned
selectively cured security article. In this embodiment the security
article contains regions 1a without the LC domains 10a, and regions
1b with the LC domains 10a. Only in the regions 1b containing the
LC domains 10a does the presence of the electric field result in
the underlying layer becoming visible. The underlying layer may be
colored and/or may include an indicia that becomes visible only in
the regions 1b.
[0050] FIG. 2D illustrates a further embodiment of the invention,
wherein all or a portion of the layers 10 and/or 12 are patterned
in accordance with a bar code. For currency, the bar code can
encode, for example, the denomination, serial number, and/or any
other desired information. When the regions containing the LC
domains 10a are activated by the electric field, an underlying
portion of the layer 14 or 16 is made visible, which may be colored
black or some other color selected to provide a high contrast
ratio.
[0051] It can be realized that the outer layers 10 and 12 of a
security article, such as a security thread 1, function as an
electrically actuated optical switch. When off, the layers
containing the LC domains 10a prevent an observer from seeing the
underlying layers 14 and 16, while when on these layers become
visible.
[0052] In other embodiments of this invention one or more dyes or
phosphors can be added to the polymer material that comprises the
layers 10 and 12. By example, one or more isotropic or dichroic
dyes can be added to the polymer matrix and LC domains 10a disposed
within the PDLC. After formation within the PDLC the dye or dyes
become oriented or aligned with the bulk alignment of the LC
molecules in the presence of the electric field. When so oriented
the optical absorption of the dye or dyes is significantly reduced,
resulting in a considerable contrast enhancement between the on and
off states of the LC domains 10a disposed within the PDLC. Any of
the dyes listed in the above-referenced West et al. publications
can be employed for this purpose.
[0053] In still other embodiments of this invention, shown in FIGS.
5A and 5B, the orientable absorber dye 10b that is
micro-encapsulated with the LC domains 10a is, for example, the one
or more isotropic or dichroic dyes discussed above. After formation
of the micro-capsules 13, the dye 10b or dyes become oriented or
aligned with the bulk alignment of the LC molecules in the presence
of the electric field. As described above, when so oriented the
optical absorption of the dye 10b or dyes is significantly reduced,
resulting in a considerable contrast enhancement between the on and
off states of the LC domains 10a within the micro-capsules 13.
[0054] In a still further embodiment of this invention the LC
domains 10a can be added to the polymeric material of the layer 14,
and not to the layers 10 and 12. In this case the layers 10 and 12
may be eliminated, or can be retained for providing a protective
coating for the layers 14 and 16.
[0055] It is also within the scope of this invention to provide a
field activated security ink wherein a suitable ink type, such as
an Intaglio printed solvent-based ink, a water-based ink, or a
polymer-based ink, is combined with the PDLC material. When
activated, the visual effect is a total or partial disappearance of
an indicia formed with the ink-containing PDLC, and/or a visual
contrast in a security thread containing the field activated
security ink. The visual characteristic of a security article which
incorporates the field activated security ink is substantially
similar to the visual characteristics of the security thread 1
discussed above with reference to FIGS. 2A and 2B.
[0056] In this regard, all inks consist of a binder and a solvent
to dissolve a pigment and make the ink printable. By example,
newspaper ink includes mineral oil and carbon black. In this case
the mineral oil serves as both the solvent and the binder. Examples
of polymer-based inks include heat or UV-curable inks. In these
systems the binder is the polymer which is activated by heat or
light. This serves to remove the solvent and to cause the polymer
to cross-link, making it adhere to a substrate.
[0057] In accordance with an aspect of this invention, the
polymeric material of a polymer-based ink is the polymer in which
the LC domains 10a are distributed.
[0058] FIGS. 3A and 3B illustrate the use of the security article,
e.g., a security thread 1 in a buried configuration (as also shown
in FIGS. 1A and 1B), and in a windowed configuration, respectively,
within the paper matrix 11.
[0059] It can be appreciated that the use of the security thread 1
provides both a public security feature and a machine readable
security feature that can be readily verified using a low cost and
simple reading apparatus. By example, in FIGS. 1A and 1B there is
shown a lamp 21a and an optical detector 21b which are arranged for
sensing a difference in light transmission and/or reflection due to
the activation of the LC material. For example, the metal layer 16,
if used, may have openings or apertures that permit light from the
lamp 21a to pass through to the photodetector 21b.
[0060] Furthermore, the use of the security thread 1 can be coupled
with additional security features. By example, and referring again
to FIGS. 2B and 2C, the foil layer 16 could be printed with a
holographic pattern that is only visible when an electric field of
a suitable magnitude is applied across the paper matrix 11. In this
case a document or currency containing the security thread 1 would
be verified as being authentic only when an applied electric field
renders an expected holographic pattern visible to an observer.
[0061] It is also within the scope of this invention to elicit a
laser-like emission from the security thread 1 by modifying one or
both of the layers 10 and 12 during fabrication to include a gain
medium of a type disclosed in the above-referenced U.S. Pat. No.
5,448,582. By example, the layers 10 and/or 12 include dye
molecules and may optionally contain scattering particles or sites.
The dye molecules are selected to provide a desired color or
emission wavelength. An exemplary dye molecule concentration is in
the range of about 5 millimoles to about 10 millimoles. The
scattering particles, which may be TiO.sub.2 or alumina, are
optionally employed to provide some degree of scattering, but not
an amount sufficient to provide a laser-like emission from the
layers 10 and/or 12. When the switch SW of FIG. 1B is closed it
establishes the electric field through the intervening portion of
the layers 10 and 12. This causes the LC molecules within the LC
domains 10a to align with the electrical field in a known manner.
As was noted above, when the LC molecules within the LC domains 10a
are aligned, the composite index of refraction of the LC domains
10a more nearly matches that of the surrounding polymer matrix. In
contrast, the random orientation of the LC molecules (as occurs
when the switch SW is open, as in FIG. 1A) provides a composite
index of refraction which is not matched with the index of the
surrounding polymer matrix. As a result, each such LC domain 10a
functions as a scattering site which, in combination with the dye
molecules, provides a laser-like emission from the layers 10 and or
12 when excited by an external pump source, such as, for example, a
laser (shown as a laser 24 in FIGS. 1A and 1B). The presence of the
laser-like emission having a specified narrow bandwidth can be
detected by a suitable optical detector 26 that is fitted with a
narrow passband filter (F) 28.
[0062] Additional scattering sites may be provided so as to "bias"
the material of the layers 10 and 12 below the point required to
support the laser-like emission. In this case the additional
scattering provided by the LC domains 10a having LC molecules in
the random orientation as in FIG. 1A is sufficient to exceed the
threshold required to support the laser-like emission, whereas the
reduction in scattering caused by the aligned LC domains 10a of
FIG. 1B is not sufficient to support the laser-like emission.
[0063] In this embodiment of the invention these properties of
aligned and non-aligned LC molecules are employed to provide a high
brightness and high contrast security article. It can thus be
appreciated that the teaching of this invention provides an
electrically actuated lasing security article having a large
contrast between the on and off states.
[0064] In a further embodiment of this invention shown in FIG. 4,
an external pump source 30 (shown in FIGS. 1A and 1B as the laser
24) includes a pulsed Nd:YLF laser 32, i.e., Yttrium Lithium
Fluoride (YLiF.sup.4) in a Nd.sup.3+ laser host material. The
Nd:YLF laser 32 operates, for example, at 1.053 .mu.m or 1.06
.mu.m, and may have a 5-300 nanosecond pulse width and a 10-30 KHz
pulse repetition rate. The output of the Nd:YLF laser 32 is
frequency doubled, such as with, for example, a KTP crystal 34, or
an equivalent frequency doubler.
[0065] A 526.5 nm, or a 532 nm, output of the KTP crystal 34 is
then shifted by stimulated Raman scattering or an equivalent
technique with a Ba(NO.sub.3).sub.2 (or equivalent) crystal 36 to
nominally 638 nm (i.e., 638 nm.+-.0.1 nm), or any other suitable
Stokes wavelength. In one embodiment the Raman shifting is
accomplished in a multi-pass configuration (i.e., three passes
through the Ba(NO.sub.3).sub.2, or equivalent crystal 36). Thus,
mirrors 38a and 38b are provided to establish a suitable multi-pass
optical path. It is also within the scope of this invention to
accomplish the Raman shifting in a resonant cavity configuration,
as shown more particularly in FIG. 3 of copending U.S. patent
application Ser.: 08/788,208, filed Jan. 27, 1997, entitled "Solid
State Source For Generating Intense Light For Photodynamic Therapy
And Photomedicine", by Nabil M. Lawandy, the disclosure of which is
incorporated by reference herein in its entirety.
[0066] Optionally, the 638 nm light (capable of producing a fluence
of the order of 1 mJ/cm.sup.2) is directed into an optical fiber,
catheter, or any suitable device 40 for delivering the 638 nm light
to a region of interest. By example, the device 40 may be an
optical fiber for directing the 638 nm light to excite the LC
domains 10a of the security article to emit the laser-like
emissions.
[0067] In greater detail, the Ba(NO.sub.3).sub.2 crystal 36
(nominally about 1-5 cm in length) is employed to Raman shift the
output of the solid state laser 32 to the required wavelengths
suitable to elicit a laser-like emission from the security thread
1. In one embodiment of the invention, a multi-pass configuration
is used which allows for the generation of the desired wavelength
or wavelengths (e.g., 638 nm) by several Stokes Raman conversions.
As was noted previously, a resonant cavity configuration can also
be employed. In the resonant cavity configuration the crystal 36 is
disposed between mirrors which define a resonant cavity around the
crystal 36. A first mirror is, for example, a dichroic mirror that
is transmissive to the input frequency doubled light, and is
reflective to the Stokes lines of interest (e.g., lines 1-3 for the
638 nm embodiment and lines 1-4 for the 675 nm embodiment). A
second mirror is, for example, partially transmissive to the Stokes
line (e.g., third or fourth) that is the desired wavelength. The
resonant cavity configuration is discussed in greater detail within
the disclosure of the above-identified copending U.S. patent
application Ser. No.: 08/788,208.
[0068] A specific case is the illustrated use of the Nd:YLF laser
32 which is frequency doubled to 526.5 nm as a pump source (FIG.
4). A three pass geometry is used to create the third Stokes line
at 638 nm, with conversion efficiencies exceeding 25%. However,
other configurations can be used, such as cavities or multi-pass
White cells, to produce the desired wavelengths. These
modifications are well within the capabilities of those skilled in
the art, when guided by the teachings of this invention.
[0069] Referring again to FIGS. 1A and 1B, and in a still further
embodiment of this invention, the dye molecules may be replaced by
semiconductor nanocrystals selected for their emission
wavelength(s) (e.g., GaN for blue, ZnSe for green, CdSe for red) .
In this case the semiconductor nanocrystals may also function as
scattering sites for the stimulated emission in combination with
the LC domains 10a. In a still further embodiment of this invention
the polymer matrix of the layers 10 and 12 may itself provide the
stimulated emission, such as a polymer matrix comprised of, by
example, PPV, MEHPPV, BuEH-PPV, BEH-PPV, HEH-PF, or CN-PPP.
[0070] In the various embodiments of the invention described above
the outer layers 10 and 12 may have a thickness of, by example,
5-10 micrometers. An electric potential in the range of
approximately 15-50 volts is sufficient to align the LC molecules
within the LC domains 10a.
[0071] Although described above in the context of specific
materials, thicknesses, potentials, dimensions and the like, it
should be appreciated that the teaching of this invention is not
intended to be limited to only these disclosed exemplary
embodiments and values. Neither is the teaching of this invention
intended to be limited to only the specific electric field
generating technique and apparatus described above.
[0072] As such, while the invention has been particularly shown and
described with respect to preferred embodiments thereof, it will be
understood by those skilled in the art that changes in form and
details may be made therein without departing from the scope and
spirit of the invention.
* * * * *