Research |
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Serial Number | 98127780 |
Mark Drawing Code | 4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form |
Attorney Name | Robert T. Maldonado |
Attorney Docket Number | A10902002700 |
2023-08-11 | Application Filed |
2023-09-11 | Location: NEW APPLICATION PROCESSING |
2023-09-11 | Status: Live/Pending |
2023-09-11 | Transaction Date |
Owner: | ![]() |
Address | 6201 15th Avenue Brooklyn NY 11219 |
Legal Entity Type | Limited Liability Company |
Legal Entity State | NY |
![]() | 2023-08-11 | |
![]() | 2023-08-11 |
International Codes: | 36 |
U.S. Codes: | 100,101,102 |
Type Code | Type |
---|---|
GS0361 | Financial services, namely, providing information regarding transfer agent and stock administration matters to shareholders of client corporations; Business consulting and advisory services in the field of corporate governance, equity compensation solutions, information agency, employee retention strategies, employee stock purchase plans, and stock plan administration; business management consulting and business administration services concerning corporate governance, equity compensation solutions, information agency, employee retention strategies, employee stock purchase plans, and stock plan administration; financial record-keeping for regulatory compliance purposes and consulting in conjunction therewith; data processing services; document reproduction; financial advice and consultancy services; investment advisory services; fund investment consultation; financial consulting services; investment management; regulatory compliance and case management consulting services in the fields of corporate governance, equity compensation solutions, information agency, employee retention strategies, employee stock purchase plans, and stock plan administration; providing online, non-downloadable software for tracking information, managing data, and generating reports in the field of equity compensation solutions, employee retention strategies, employee stock purchase plans, stock plan administration, corporate ownership, financials, and transactions |
Description | Date | Event Coding |
---|---|---|
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | 2023-09-11 | 1 NWOS I:Incoming Correspondence |
ASSIGNED TO EXAMINER | 2024-04-12 | 2 DOCK D:Assigned to Examiner |
NON-FINAL ACTION WRITTEN | 2024-04-19 | 3 CNRT R:Renewal |
NON-FINAL ACTION E-MAILED | 2024-04-19 | 4 GNRT F:First Action |
NOTIFICATION OF NON-FINAL ACTION E-MAILED | 2024-04-19 | 5 GNRN O:Outgoing Correspondence |
TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2024-06-06 | 6 TROA I:Incoming Correspondence |
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