PROSPECT CAPITAL CONVERTIBLE PREFERRED STOCK

Prospect Capital Investment Management, LLC

Application Filed: 2021-02-22
Trademark Application Details
Trademark Logo PROSPECT CAPITAL CONVERTIBLE PREFERRED STOCK

The mark consists of The words "PROSPECT CAPITAL" in blue text across the top of the logo. Next to the words "PROSPECT CAPITAL" is a yellow triangle. Underneath "PROSPECT CAPITAL" are the words "CONVERTIBLE PREFERRED" in green text. Next to the words "CONVERTIBLE PREFERRED" is an inverted green triangle. Underneath the words "CONVERTIBLE PREFERRED" at the bottom of the logo is a grey rectangle and the word "STOCK" in yellow text, to the right of the grey rectangle. Next to the word "STOCK" are four blue triangles. The empty space between the triangles creates an "M" in white.

Mark For: PROSPECT CAPITAL CONVERTIBLE PREFERRED STOCK® trademark registration is intended to cover the categories of electronic financial service for the purchase of savings bonds; Financial services in the nature of an investment security; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Investment management. [all]

>The color(s) blue, green, yellow, and grey. is/are claimed as a feature of the mark. The mark consists of The words "PROSPECT CAPITAL" in blue text across the top of the logo. Next to the words "PROSPECT CAPITAL" is a yellow triangle. Underneath "PROSPECT CAPITAL" are the words "CONVERTIBLE PREFERRED" in green text. Next to the words "CONVERTIBLE PREFERRED" is an inverted green triangle. Underneath the words "CONVERTIBLE PREFERRED" at the bottom of the logo is a grey rectangle and the word "STOCK" in yellow text, to the right of the grey rectangle. Next to the word "STOCK" are four blue triangles. The empty space between the triangles creates an "M" in white.

Status

2021-02-27 UTC
LIVE APPLICATION Awaiting Examination
The trademark application has been accepted by the Office (has met the minimum filing requirements) and has not yet been assigned to an examiner.


Research OneLook Acronym Finder
Serial Number90539576
Registration Number6715914
Mark Literal ElementsPROSPECT CAPITAL CONVERTIBLE PREFERRED STOCK
Mark Drawing Type-
Mark TypeSERVICE MARK
Standard Character ClaimNo
RegisterPRINCIPAL
Current LocationNEW APPLICATION PROCESSING 2021-02-25
Basis1(a)
Class StatusACTIVE
Primary US Classes
  • 100: Miscellaneous
  • 101: Advertising and Business
  • 102: Insurance and Financial
Primary International Class
  • 036 - Primary Class
  • (Insurance and financial) Insurance; financial affairs; monetary affairs; real estate affairs.
Filed UseYes
Current UseYes
Intent To UseNo
Filed ITUNo
44D FiledNo
44E CurrentNo
66A CurrentNo
Current BasisNo
No BasisNo
Attorney NamePeter T. Cavallaro

Timeline

2020-08-03Date of First Use
2020-08-03Date of Use In Commerce
2021-02-22Application Filed
2021-02-25Location: NEW APPLICATION PROCESSING
2021-02-25Status: Live/Pending
2021-02-25Status: New application will be assigned to an examining attorney approximately 3 months after filing date.
2021-02-25Transaction Date
2022-05-03Trademark Registered

Trademark Parties (Applicants & Owners)

Party: Prospect Capital Investment Management, LLC
Address10 East 40th Street, 42 Floor New York, NEW YORK UNITED STATES 10016
Legal Entity TypeLimited Liability Company
Legal Entity StateDELAWARE
Party: Prospect Capital Investment Management,LLC
Address10 East 40th Street, 42 Floor New York DE 10016
Legal Entity TypeLimited Liability Company
Legal Entity StateDE

*multiple parties listed, check assignment documents for ownership information

Documents

DrawingJPEG2021-02-22
SpecimenJPEG2021-02-22
TEAS Plus New ApplicationMULTI2021-02-22

Design Search Codes

260515Four or more triangles; Triangles
260521Triangles that are completely or partially shaded
261121Rectangles that are completely or partially shaded
270301Geometric figures forming letters, numerals or punctuation

Attorney of Record

PETER T. CAVALLARO
10 EAST 40 STREET, 42 FLOOR
NEW YORK, NY 10016


Good, Services, and Codes


IC 036. US 100 101 102. G & S: Electronic financial service for the purchase of savings bonds; Financial services in the nature of an investment security; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Investment management. FIRST USE: 20200803. FIRST USE IN COMMERCE: 20200803

International Codes:36
U.S. Codes:100,101,102
Type CodeType
CC0000The color(s) blue, green, yellow, and grey. is/are claimed as a feature of the mark.
DM0000The mark consists of the words "PROSPECT CAPITAL" in blue text across the top of the logo. Next to the words "PROSPECT CAPITAL" is a yellow triangle. Underneath "PROSPECT CAPITAL" are the words "CONVERTIBLE PREFERRED" in green text. Next to the words "CONVERTIBLE PREFERRED" is an inverted green triangle. Underneath the words "CONVERTIBLE PREFERRED" at the bottom of the logo is a grey rectangle and the word "STOCK" in yellow text, to the right of the grey rectangle. Next to the word "STOCK" are four blue triangles. The empty space between the triangles creates an "M".

Trademark Filing History

DescriptionDateProceeding Number
NEW APPLICATION ENTERED IN TRAM2021-02-25

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