Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

Serial Number: 90326833

Filing Date: 11/18/2020

To the Commissioner for Trademarks:

MARK: M1 (stylized and/or with design, see mark)
The literal element of the mark consists of M1. The mark consists of a stylized letter "M", wherein the right portion of the letter comprises the number "1".
The applicant, M1 Holdings Inc., a corporation of Delaware, having an address of
      Suite 800
      200 N. LaSalle St.
      Chicago, Illinois 60661
      United States
      312-600-2883(phone)
      XXXX

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

For specific filing basis information for each item, you must view the display within the Input Table.
International Class 042:  Providing a website featuring non-downloadable software for brokerage and trading of investments, securities, stocks, bonds, capital investments, commodities, and equities; Providing a website featuring non-downloadable software for providing information in the field of finance, securities trading, investments, and securities brokerages; Providing temporary use of a non-downloadable web application for brokerage and trading of investments, securities, stocks, bonds, capital investments, commodities, and equities; Providing temporary use of a non-downloadable web application for providing information in the field of finance, securities trading, investments, and securities brokerages

In International Class 042, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 09/15/2016, and first used in commerce at least as early as 09/30/2016, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Screenshot of "http://www.m1finance.com" accessed 11/16/2020.
Specimen File1




For informational purposes only, applicant's website address is: www.m1finance.com

The owner's/holder's proposed attorney information: Peter G. Hawkins. Peter G. Hawkins of Actuate Law LLC, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, is located at
      5th Floor
      641 W. Lake Street
      Chicago, Illinois 60661
      United States
      312-579-3009(phone)
      peter.hawkins@actuatelaw.com
The docket/reference number is 0331.0004.
Peter G. Hawkins submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

Peter G. Hawkins

PRIMARY EMAIL FOR CORRESPONDENCE: peter.hawkins@actuatelaw.com        SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): stacy.baim@actuatelaw.com; johanna.aceves@actuatelaw.com Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

A fee payment in the amount of $275 has been submitted with the application, representing payment for 1 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce and was in use in commerce as of the filing date of the application on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application and was used on or in connection with the goods/services in the application as of the application filing date; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /Peter G. Hawkins/   Date: 11/18/2020
Signatory's Name: Peter G. Hawkins
Signatory's Position: Attorney of record, Illinois Bar member
Payment Sale Number: 90326833
Payment Accounting Date: 11/18/2020

Serial Number: 90326833
Internet Transmission Date: Wed Nov 18 10:44:44 ET 2020
TEAS Stamp: USPTO/BAS-XX.XXX.XX.XX-20201118104444195
714-90326833-7509822a374665546fa7d5b9b5b
dcc993bfd89c3277d1ead34d175a43ab209067d3
-CC-44421317-20201118104209307597