Offc Action Outgoing

ID

Mastercard International Incorporated

U.S. Trademark Application Serial No. 88783067 - ID - 5019313972-4

To: Mastercard International Incorporated (tmdocket@leasonellis.com)
Subject: U.S. Trademark Application Serial No. 88783067 - ID - 5019313972-4
Sent: August 25, 2021 03:07:12 PM
Sent As: ecom124@uspto.gov
Attachments: Attachment - 1
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United States Patent and Trademark Office (USPTO)

Office Action (Official Letter) About Applicant’s Trademark Application

 

U.S. Application Serial No. 88783067

 

Mark:  ID

 

 

 

 

Correspondence Address: 

Lauren Beth Emerson

Leason Ellis LLP

One Barker Avenue, 5th Floor

White Plains NY 10601

 

 

 

Applicant:  Mastercard International Incorporated

 

 

 

Reference/Docket No. 5019313972-4

 

Correspondence Email Address: 

 tmdocket@leasonellis.com

 

 

 

NONFINAL OFFICE ACTION

 

The USPTO must receive applicant’s response to this letter within six months of the issue date below or the application will be abandoned.  Respond using the Trademark Electronic Application System (TEAS).  A link to the appropriate TEAS response form appears at the end of this Office action. 

 

Issue date:  August 25, 2021

 

INTRODUCTION

 

On 4/21/2020, the trademark examining attorney issued an Office action with the following issues:

  • Potential Section 2(d) refusal
  • Section 2(d) refusal
  • Identification of services requirement
  • Color claim and mark description requirement

 

On 10/21/2020, the applicant filed a timely response:

  • Arguing that the Section 2(d) refusal should be withdrawn
  • Providing an amended identification of goods and/or services
  • Providing a color claim and mark description statement

 

On 11/12/2020, the examining attorney issued a Notice of Suspension:

  • Pending receipt of the foreign registration certificate
  • Pending disposition of the earlier-filed application
  • Finding the color claim and mark description requirement satisfied
  • Maintaining the continuing the identification requirement
  • Maintaining and continuing the Section 2(d) refusal

 

On 6/7/2021, the examining attorney issued a Suspension Inquiry

  • Pending receipt of the foreign registration certificate
  • Withdrawing the potential Section 2(d) refusal
  • Maintaining and continuing the identification of goods requirement
  • Finding the color claim and mark description requirement satisfied
  • Maintaining and continuing the Section 2(d) refusal

 

On 7/19/2021, the applicant filed a Response to Suspension Inquiry finding electing not to proceed to registration under Section 44(e).

 

Having considered the applicant’s response and upon further review, the examining attorney:

  • Amends the Section 2(d) refusal with respect to U.S. Registration Nos. 4910272, 2818611, and 2868198
  • Finds the Section 2(d) refusal has been overcome with U.S. Registration No. 4173861, and  5372242
  • Finds the identification of services requirement has been satisfied

 

THIS PARTIAL REFUSAL APPLIES ONLY TO THE SERVICES SPECIFIED THEREIN

 

SUBSTANTIVE REFUSAL

Section 2(d) Refusal – Likelihood of Confusion

Registration of the applied-for mark is refused because of a likelihood of confusion with the marks in U.S. Registration Nos. 4910272, 2818611, and 2868198 with respect to the following:

 

  • Class 042:  Digital signature authentication services for authentication of others, namely, data encryption and data integrity assurance services; providing for others encrypted and digitally signed and authenticated data, namely, authentication, issuance and validation of digital certificates in the field of document authentication; digital certificate verification, authentication, issuance, and management; computer and Internet related services, namely, providing on-line electronic databases via a global computer network in the field of identity authentication and verification services using biometric hardware and software technology for e-commerce transactions management and banking; electronic monitoring of personally identifying information to detect identity theft via the internet; consulting services relating to encryption of payment card numbers and related data; creation and implementation of procedures and practices for issuance and management of digital certificates; computer related services, namely, managed computer network and Internet security services, namely, public key infrastructure (PKI) verification, authentication, distribution and management, digital certificate issuance, verification and management, and enterprise software integration; authentication services, namely, providing user and identity authentication services using biometric software and hardware technology for e-commerce transactions; providing authentication of identity, namely, providing user authentication services using biometric hardware and software technology for e-commerce transactions

 

Trademark Act Section 2(d), 15 U.S.C. §1052(d); see TMEP §§1207.01 et seq.  See the enclosed registrations.

 

The applicant has applied to register ID with design for:

  • Class 042:  Data encryption and decryption of financial information; digital signature authentication services for authentication of others, namely, data encryption and data integrity assurance services; providing for others encrypted and digitally signed and authenticated data, namely, authentication, issuance and validation of digital certificates in the field of document authentication; digital certificate verification, authentication, issuance, and management; computer and Internet related services, namely, providing on-line electronic databases via a global computer network in the field of identity authentication and verification services using biometric hardware and software technology for e-commerce transactions management and banking; electronic monitoring of personally identifying information to detect identity theft via the internet; consulting services relating to encryption of payment card numbers and related data; creation and implementation of procedures and practices for issuance and management of digital certificates; computer related services, namely, managed computer network and Internet security services, namely, public key infrastructure (PKI) verification, authentication, distribution and management, digital certificate issuance, verification and management, and enterprise software integration; authentication services, namely, providing user and identity authentication services using biometric software and hardware technology for e-commerce transactions; providing authentication of identity, namely, providing user authentication services using biometric hardware and software technology for e-commerce transactions

 

The registered marks are: 

  • ID with design for:
    • Class 038:  Providing electronic transmission of personal data via global and local computer networks.
    • Class 042:  Computer services, namely, application service provider (ASP) featuring application programming interface (API) software for allowing data retrieval, upload, access and management for purposes of authentication of personal identification information.
    • Class 045:  Identification verification services, namely, providing authentication of personal identification information via secure storage and transmitting such information via the Internet.   
  • ID for:
    • Class 042:  DESIGN, ANALYSIS, AND INTEGRATION OF COMPUTER SYSTEMS AND HARD-WIRED AND WIRELESS COMPUTER NETWORKS FOR OTHERS; CONSULTING SERVICES IN THE FIELD IMPLEMENTATION COMPUTER SYSTEMS AND HARD-WIRED AND WIRELESS COMPUTER NETWORKS FOR OTHERS; TECHNICAL SUPPORT SERVICES, NAMELY, TROUBLESHOOTING OF COMPUTER HARDWARE AND SOFTWARE PROBLEMS; COMPUTER SYSTEMS ANALYSIS FOR MAXIMIZING THE EFFICIENCY, SPEED AND THROUGHPUT OF COMPUTER SYSTEMS, HARD-WIRED AND WIRELESS COMPUTER NETWORKS; COMPUTER PROJECT MANAGEMENT SERVICES; HOSTING THE WEBSITES OF OTHERS; COMPUTER PROGRAMMING OF INTERNET AND INTRANET APPLICATIONS FOR OTHERS; AND DESIGNING WEBSITES FOR OTHERS.
  • ID with design for:
    • Class 042: DESIGN, ANALYSIS, AND INTEGRATION OF COMPUTER SYSTEMS AND HARD-WIRED AND WIRELESS COMPUTER NETWORKS FOR OTHERS; CONSULTING SERVICES IN THE FIELD OF IMPLEMENTATION COMPUTER SYSTEMS AND HARD-WIRED AND WIRELESS COMPUTER NETWORKS FOR OTHERS; TECHNICAL SUPPORT SERVICES, NAMELY, TROUBLESHOOTING OF COMPUTER HARDWARE AND SOFTWARE PROBLEMS; COMPUTER SYSTEMS ANALYSIS FOR MAXIMIZING THE EFFICIENCY, SPEED AND THROUGHPUT OF COMPUTER SYSTEMS, HARD-WIRED AND WIRELESS COMPUTER NETWORKS; COMPUTER PROJECT MANAGEMENT SERVICES; HOSTING THE WEBSITES OF OTHERS; COMPUTER PROGRAMMING OF INTERNET AND INTRANET APPLICATIONS FOR OTHERS; AND DESIGNING WEBSITES FOR OTHERS. 

 

Trademark Act Section 2(d) bars registration of an applied-for mark that so resembles a registered mark that it is likely that a potential consumer would be confused or mistaken or deceived as to the source of the goods and/or services of the applicant and registrant.  See 15 U.S.C. §1052(d).  The court in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (C.C.P.A. 1973) listed the principal factors to be considered when determining whether there is a likelihood of confusion under Section 2(d).  See TMEP §1207.01.  However, not all of the factors are necessarily relevant or of equal weight, and any one factor may be dominant in a given case, depending upon the evidence of record.  In re Majestic Distilling Co., 315 F.3d 1311, 1315, 65 USPQ2d 1201, 1204 (Fed. Cir. 2003); see In re E. I. du Pont, 476 F.2d at 1361-62, 177 USPQ at 567.

 

Taking into account the relevant du Pont factors, a likelihood of confusion determination in this case involves a two-part analysis.  See In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 1361-62, 177 USPQ 563, 567 (C.C.P.A. 1973); In re 1st USA Realty Prof’ls Inc., 84 USPQ2d 1581, 1584 (TTAB 2007); see also In re Dixie Rests. Inc., 105 F.3d 1405, 1406-07, 41 USPQ2d 1531, 1533 (Fed. Cir. 1997).  The marks are compared for similarities in their appearance, sound, connotation and commercial impression.  TMEP §§1207.01, 1207.01(b).  The goods and/or services are compared to determine whether they are similar or commercially related or travel in the same trade channels.  See Herbko Int’l, Inc. v. Kappa Books, Inc., 308 F.3d 1156, 1164-65, 64 USPQ2d 1375, 1380 (Fed. Cir. 2002); Han Beauty, Inc. v. Alberto-Culver Co., 236 F.3d 1333, 1336, 57 USPQ2d 1557, 1559 (Fed. Cir. 2001); TMEP §§1207.01, 1207.01(a)(vi).

 

Comparison of the Marks

 

In a likelihood of confusion determination, the marks are compared for similarities in their appearance, sound, meaning or connotation and commercial impression.  In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 1361, 177 USPQ 563, 567 (C.C.P.A. 1973); TMEP §1207.01(b).  Similarity in any one of these elements may be sufficient to find a likelihood of confusion.  In re White Swan Ltd., 8 USPQ2d 1534, 1535 (TTAB 1988); In re Lamson Oil Co., 6 USPQ2d 1041, 1043 (TTAB 1987); see TMEP §1207.01(b).

 

In the present case, applicant’s mark ID with design is similar to the registered marks in sound, appearance, and connotation.  The marks are similar in sound and connotation since the marks merely consist of two letters – “I” and “D” to form the term “ID.”  The marks are essentially phonetic equivalents and thus sound similar.  Similarity in sound alone may be sufficient to support a finding that the compared marks are confusingly similar.  In re 1st USA Realty Prof’ls, Inc., 84 USPQ2d 1581, 1586 (TTAB 2007) (citing Krim-Ko Corp. v. Coca-Cola Bottling Co., 390 F.2d 728, 732, 156 USPQ 523, 526 (C.C.P.A. 1968)); TMEP §1207.01(b)(iv). 

 

Next, although the applicant’s and registrant’s marks in U.S. Registration Nos. 2868198 and  4910272 contain design elements, consumers are likely to place greater weight on the word portion of the marks.  When evaluating a composite mark consisting of words and a design, the word portion is normally accorded greater weight because it is likely to make a greater impression upon purchasers, be remembered by them, and be used by them to refer to or request the goods and/or services.  In re Aquitaine Wine USA, LLC, 126 USPQ2d 1181, 1184 (TTAB 2018) (citing In re Viterra Inc., 671 F.3d 1358, 1362, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012)); TMEP §1207.01(c)(ii).  Thus, although marks must be compared in their entireties, the word portion is often considered the dominant feature and is accorded greater weight in determining whether marks are confusingly similar, even where the word portion has been disclaimed.  In re Viterra Inc., 671 F.3d at 1366-67, 101 USPQ2d at 1911 (citing Giant Food, Inc. v. Nation’s Foodservice, Inc., 710 F.2d 1565, 1570-71, 218 USPQ2d 390, 395 (Fed. Cir. 1983)).

 

Finally, the registered mark in U.S. Registration No. 2818611 is in standard character.  A mark in typed or standard characters may be displayed in any lettering style; the rights reside in the wording or other literal element and not in any particular display or rendition.  See In re Viterra Inc., 671 F.3d 1358, 1363, 101 USPQ2d 1905, 1909 (Fed. Cir. 2012); In re Mighty Leaf Tea, 601 F.3d 1342, 1348, 94 USPQ2d 1257, 1260 (Fed. Cir. 2010); 37 C.F.R. §2.52(a); TMEP §1207.01(c)(iii).  Thus, a mark presented in stylized characters and/or with a design element generally will not avoid likelihood of confusion with a mark in typed or standard characters because the word portion could be presented in the same manner of display.  See, e.g., In re Viterra Inc., 671 F.3d at 1363, 101 USPQ2d at 1909; Squirtco v. Tomy Corp., 697 F.2d 1038, 1041, 216 USPQ 937, 939 (Fed. Cir. 1983) (stating that “the argument concerning a difference in type style is not viable where one party asserts rights in no particular display”).

 

Comparison of Services

 

The compared goods and/or services need not be identical or even competitive to find a likelihood of confusion.  See On-line Careline Inc. v. Am. Online Inc., 229 F.3d 1080, 1086, 56 USPQ2d 1471, 1475 (Fed. Cir. 2000); Recot, Inc. v. Becton, 214 F.3d 1322, 1329, 54 USPQ2d 1894, 1898 (Fed. Cir. 2000); TMEP §1207.01(a)(i).  They need only be “related in some manner and/or if the circumstances surrounding their marketing are such that they could give rise to the mistaken belief that [the goods and/or services] emanate from the same source.”  Coach Servs., Inc. v. Triumph Learning LLC, 668 F.3d 1356, 1369, 101 USPQ2d 1713, 1722 (Fed. Cir. 2012) (quoting 7-Eleven Inc. v. Wechsler, 83 USPQ2d 1715, 1724 (TTAB 2007)); TMEP §1207.01(a)(i).

 

In the present case, applicant’s “digital signature authentication services for authentication of others, namely, data encryption and data integrity assurance services; providing for others encrypted and digitally signed and authenticated data, namely, authentication, issuance and validation of digital certificates in the field of document authentication; digital certificate verification, authentication, issuance, and management; computer and Internet related services, namely, providing on-line electronic databases via a global computer network in the field of identity authentication and verification services using biometric hardware and software technology for e-commerce transactions management and banking; electronic monitoring of personally identifying information to detect identity theft via the internet; consulting services relating to encryption of payment card numbers and related data; creation and implementation of procedures and practices for issuance and management of digital certificates; computer related services, namely, managed computer network and Internet security services, namely, public key infrastructure (PKI) verification, authentication, distribution and management, digital certificate issuance, verification and management, and enterprise software integration; authentication services, namely, providing user and identity authentication services using biometric software and hardware technology for e-commerce transactions; providing authentication of identity, namely, providing user authentication services using biometric hardware and software technology for e-commerce transactions” are related to registrantsIdentification verification services, namely, providing authentication of personal identification information via secure storage and transmitting such information via the Internet” and “DESIGN, ANALYSIS, AND INTEGRATION OF COMPUTER SYSTEMS AND HARD-WIRED AND WIRELESS COMPUTER NETWORKS FOR OTHERS” because the services are the type encountered by consumers seeking data authentication, verification, encryption, decryption or integration services.  First, the applicant’s “enterprise software integration” services are broad enough to include the registrant’s “DESIGN, ANALYSIS, AND INTEGRATION OF COMPUTER SYSTEMS AND HARD-WIRED AND WIRELESS COMPUTER NETWORKS FOR OTHERS” as identified in U.S. Registration No. 2818611 and 2868198.  Next, registrant’s “Identification verification services, namely, providing authentication of personal identification information via secure storage and transmitting such information via the Internet” is broad enough to include the various authentication and verification services as identified by the applicant. 

 

Accordingly, the goods and/or services would be sold to the same class of purchasers and encountered under circumstances leading one to mistakenly believe the goods and/or services originate from the same source. 

 

Since the marks are similar and the goods and/or services are related, there is a likelihood of confusion as to the source of the applicant’s goods and/or services.  Therefore, applicant’s mark is not entitled to registration.

 

Partial Refusal Response Options

 

The stated refusal refers to the following goods and/or services and does not bar registration for the other goods and/or services: 

 

  • Class 042:  Digital signature authentication services for authentication of others, namely, data encryption and data integrity assurance services; providing for others encrypted and digitally signed and authenticated data, namely, authentication, issuance and validation of digital certificates in the field of document authentication; digital certificate verification, authentication, issuance, and management; computer and Internet related services, namely, providing on-line electronic databases via a global computer network in the field of identity authentication and verification services using biometric hardware and software technology for e-commerce transactions management and banking; electronic monitoring of personally identifying information to detect identity theft via the internet; consulting services relating to encryption of payment card numbers and related data; creation and implementation of procedures and practices for issuance and management of digital certificates; computer related services, namely, managed computer network and Internet security services, namely, public key infrastructure (PKI) verification, authentication, distribution and management, digital certificate issuance, verification and management, and enterprise software integration; authentication services, namely, providing user and identity authentication services using biometric software and hardware technology for e-commerce transactions; providing authentication of identity, namely, providing user authentication services using biometric hardware and software technology for e-commerce transactions

 

Applicant may respond to the stated refusal by submitting evidence and arguments against the refusal.  In addition, applicant may respond by doing one of the following:

 

(1)  Deleting the goods and/or services to which the refusal pertains;

 

(2)  Filing a Request to Divide Application form (form #3) to divide out the goods and/or services that have not been refused registration, so that the mark may proceed toward publication for opposition or registration for those goods or services to which the refusal does not pertain.  See 37 C.F.R. §2.87.  See generally TMEP §§1110 et seq. (regarding the requirements for filing a request to divide).  If applicant files a request to divide, then to avoid abandonment, applicant must also file a timely response to all outstanding issues in this Office action, including the refusal.  37 C.F.R. §2.87(e).; or

 

(3)  Amending the basis for the goods and/or services identified in the refusal, if appropriate.  TMEP §806.03(h).  (The basis cannot be changed for applications filed under Trademark Act Section 66(a).  TMEP §1904.01(a).)

 

Request to Divide Information

 

In response to a refusal or requirement that pertains only to certain classes, goods, and/or services, an applicant may file a request to divide the application (form # 3) into two or more separate applications so that any acceptable classes, goods, and/or services may be transferred to the divided out application(s) and proceed toward registration.  See 37 C.F.R. §2.87; TMEP §1110 et seq.  Any outstanding deadline in effect at the time the application is divided will generally apply to each new divided out application.  See 37 C.F.R. §2.87(e); TMEP §1110.05 (see list of exceptions).

 

There is a fee for each new application created.  See 37 C.F.R. §§2.6(a)(19)(ii), 2.87(b); TMEP §1110.04.  And if dividing out some, but not all, of the goods or services within a class, an additional application filing fee will be required for each new separate application created by the division.  37 C.F.R. §§2.6(a)(1)(i)-(iii), 2.87(b); TMEP §1110.02. 

 

Abandonment Advisory

 

If applicant does not respond to this Office action within the six-month period for response, the following services will be deleted from the application: 

 

  • Class 042:  Digital signature authentication services for authentication of others, namely, data encryption and data integrity assurance services; providing for others encrypted and digitally signed and authenticated data, namely, authentication, issuance and validation of digital certificates in the field of document authentication; digital certificate verification, authentication, issuance, and management; computer and Internet related services, namely, providing on-line electronic databases via a global computer network in the field of identity authentication and verification services using biometric hardware and software technology for e-commerce transactions management and banking; electronic monitoring of personally identifying information to detect identity theft via the internet; consulting services relating to encryption of payment card numbers and related data; creation and implementation of procedures and practices for issuance and management of digital certificates; computer related services, namely, managed computer network and Internet security services, namely, public key infrastructure (PKI) verification, authentication, distribution and management, digital certificate issuance, verification and management, and enterprise software integration; authentication services, namely, providing user and identity authentication services using biometric software and hardware technology for e-commerce transactions; providing authentication of identity, namely, providing user authentication services using biometric hardware and software technology for e-commerce transactions

 

The application will then proceed with the following services only: 

 

  • Class 042:  Data encryption and decryption of financial information

 

See 37 C.F.R. §2.65(a)-(a)(1); TMEP §718.02(a).

 

RESPONSE GUIDELINES

 

Applicant should include the following information on all correspondence with the Office:  (1) the name and law office number of the trademark examining attorney, (2) the serial number and filing date of the application, (3) the date of issuance of this Office action, (4) applicant’s name, address, telephone number and e-mail address (if applicable), and (5) the mark.  37 C.F.R. §2.194(b)(1); TMEP §302.03(a).

 

Please call or email the assigned trademark examining attorney with questions about this Office action.  Although an examining attorney cannot provide legal advice, the examining attorney can provide additional explanation about the refusal(s) and/or requirement(s) in this Office action.  See TMEP §§705.02, 709.06. 

 

The USPTO does not accept emails as responses to Office actions; however, emails can be used for informal communications and are included in the application record.  See 37 C.F.R. §§2.62(c), 2.191; TMEP §§304.01-.02, 709.04-.05. 

 

How to respond.  Click to file a response to this nonfinal Office action.    

 

/mvaghani/

Mayur Vaghani

Trademark Examining Attorney

Law Office 124

Phone: (571) 272-1615

mayur.vaghani@uspto.gov

 

 

RESPONSE GUIDANCE

  • Missing the response deadline to this letter will cause the application to abandon.  A response or notice of appeal must be received by the USPTO before midnight Eastern Time of the last day of the response period.  TEAS and ESTTA maintenance or unforeseen circumstances could affect an applicant’s ability to timely respond.  

 

 

 

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U.S. Trademark Application Serial No. 88783067 - ID - 5019313972-4

To: Mastercard International Incorporated (tmdocket@leasonellis.com)
Subject: U.S. Trademark Application Serial No. 88783067 - ID - 5019313972-4
Sent: August 25, 2021 03:07:16 PM
Sent As: ecom124@uspto.gov
Attachments:

United States Patent and Trademark Office (USPTO)

 

USPTO OFFICIAL NOTICE

 

Office Action (Official Letter) has issued

on August 25, 2021 for

U.S. Trademark Application Serial No. 88783067

 

Your trademark application has been reviewed by a trademark examining attorney.  As part of that review, the assigned attorney has issued an official letter that you must respond to by the specified deadline or your application will be abandoned.  Please follow the steps below.

 

(1)  Read the official letter.

 

(2)  Direct questions about the contents of the Office action to the assigned attorney below. 

 

 

/mvaghani/

Mayur Vaghani

Trademark Examining Attorney

Law Office 124

Phone: (571) 272-1615

mayur.vaghani@uspto.gov

 

Direct questions about navigating USPTO electronic forms, the USPTO website, the application process, the status of your application, and/or whether there are outstanding deadlines or documents related to your file to the Trademark Assistance Center (TAC).

 

(3)  Respond within 6 months (or earlier, if required in the Office action) from August 25, 2021, using the Trademark Electronic Application System (TEAS).  The response must be received by the USPTO before midnight Eastern Time of the last day of the response period.  See the Office action for more information about how to respond

 

 

 

GENERAL GUIDANCE

·       Check the status of your application periodically in the Trademark Status & Document Retrieval (TSDR) database to avoid missing critical deadlines.

 

·       Update your correspondence email address, if needed, to ensure you receive important USPTO notices about your application.

 

·       Beware of misleading notices sent by private companies about your application.  Private companies not associated with the USPTO use public information available in trademark registrations to mail and email trademark-related offers and notices – most of which require fees.  All official USPTO correspondence will only be emailed from the domain “@uspto.gov.”

 

 

 


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