Preliminary Amendment

INVICTUS

Alphatec Spine, Inc.

Preliminary Amendment

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1966 (Rev 10/2011)
OMB No. 0651-0050 (Exp 09/20/2020)

Voluntary Amendment


The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER 88508439
MARK SECTION
MARK FILE NAME http://uspto.report/TM/88508439/mark.png
LITERAL ELEMENT INVICTUS
STANDARD CHARACTERS NO
USPTO-GENERATED IMAGE NO
GOODS AND/OR SERVICES SECTION (class added)
INTERNATIONAL CLASS 010
DESCRIPTION
Medical instruments for use in spinal surgery, namely, trocars, cannulas, inserters, mechanical levers, curettes, dilators, retractors, and bone separators; spinal implant tools and positioners, namely, screw drivers, screw bushing positioning tools, rod reduction tools, distractors, surgical grippers and measuring gauges; measuring gauges for use in placement of spinal implants; spinal implant devices made of artificial materials, namely, stabilizing cords, screws, pedicle screws, plates, and expanders; spinal fusion devices made of artificial material, namely, rods, screws, expandable screws, plates, fusion cages, and cervical plates; spinal deformity corrective devices made of artificial material, namely, rods, screws, plates, fusion cages, and inter-vertebral disc prostheses
FILING BASIS Section 1(a)
        FIRST USE ANYWHERE DATE At least as early as 06/26/2019
        FIRST USE IN COMMERCE DATE At least as early as 06/26/2019
       STATEMENT TYPE "The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing date of the application"[for an application based on Section 1(a), Use in Commerce] OR "The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce prior either to the filing of the Amendment to Allege Use or expiration of the filing deadline for filing a Statement of Use" [for an application based on Section 1(b) Intent-to-Use]. OR "The attached specimen is a true copy of the specimen that was originally submitted with the application, amendment to allege use, or statement of use" [for an illegible specimen].
       SPECIMEN FILE NAME(S)
       ORIGINAL PDF FILE SPN0-1215715610-20190731182547533691_._Invictus_Specimen.pdf
       CONVERTED PDF FILE(S)
       (34 pages)
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        \\TICRS\EXPORT17\IMAGEOUT17\885\084\88508439\xml2\PRA0030.JPG
        \\TICRS\EXPORT17\IMAGEOUT17\885\084\88508439\xml2\PRA0031.JPG
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       SPECIMEN DESCRIPTION Surgical Technique Guide
PAYMENT SECTION
TOTAL FEES DUE The filing Attorney has elected not to submit a fee payment for the class(es), believing no fee payment is required under the Trademark Rules of Practice.
SIGNATURE SECTION
DECLARATION SIGNATURE /Robert Winn/
SIGNATORY'S NAME Robert Winn
SIGNATORY'S POSITION Patent Counsel
SIGNATORY'S PHONE NUMBER 760-494-6727
DATE SIGNED 07/31/2019
RESPONSE SIGNATURE /Robert Winn/
SIGNATORY'S NAME Robert Winn
SIGNATORY'S POSITION Patent Counsel
SIGNATORY'S PHONE NUMBER 760-494-6727
DATE SIGNED 07/31/2019
AUTHORIZED SIGNATORY YES
FILING INFORMATION SECTION
SUBMIT DATE Wed Jul 31 18:35:21 EDT 2019
TEAS STAMP USPTO/PRA-XX.XXX.XXX.XX-2
0190731183521282240-88508
439-62043eeac21aa741d6ced
e6b5c1caa1ff8f768323586df
cdcb12706deeb9207683-N/A-
N/A-20190731182547533691



Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1966 (Rev 10/2011)
OMB No. 0651-0050 (Exp 09/20/2020)

Voluntary Amendment


To the Commissioner for Trademarks:

Application serial no. 88508439 INVICTUS (Stylized and/or with Design, see http://uspto.report/TM/88508439/mark.png) has been amended as follows:

CLASSIFICATION AND LISTING OF GOODS/SERVICES
Applicant hereby adds the following class of goods/services to the application:
New: Class 010 for Medical instruments for use in spinal surgery, namely, trocars, cannulas, inserters, mechanical levers, curettes, dilators, retractors, and bone separators; spinal implant tools and positioners, namely, screw drivers, screw bushing positioning tools, rod reduction tools, distractors, surgical grippers and measuring gauges; measuring gauges for use in placement of spinal implants; spinal implant devices made of artificial materials, namely, stabilizing cords, screws, pedicle screws, plates, and expanders; spinal fusion devices made of artificial material, namely, rods, screws, expandable screws, plates, fusion cages, and cervical plates; spinal deformity corrective devices made of artificial material, namely, rods, screws, plates, fusion cages, and inter-vertebral disc prostheses
Filing Basis: Section 1(a), Use in Commerce: For all applications: The mark is in use in commerce and was in use in commerce as of the application filing date. The provided specimen shows the mark in use in commerce (see specimen statement below). For a collective trademark, collective service mark, collective membership mark, or certification mark application: The applicant is exercising legitimate control over the use of the mark in commerce and was exercising legitimate control over the use of the mark in commerce as of the application filing date. For a certification mark application: The applicant is not engaged in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. The mark was first used at least as early as 06/26/2019 and first used in commerce at least as early as 06/26/2019 , and is now in use in such commerce.
Applicant hereby submits a specimen for Class 010 . The specimen(s) submitted consists of Surgical Technique Guide .
"The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing date of the application"[for an application based on Section 1(a), Use in Commerce] OR "The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce prior either to the filing of the Amendment to Allege Use or expiration of the filing deadline for filing a Statement of Use" [for an application based on Section 1(b) Intent-to-Use]. OR "The attached specimen is a true copy of the specimen that was originally submitted with the application, amendment to allege use, or statement of use" [for an illegible specimen].
Original PDF file:
SPN0-1215715610-20190731182547533691_._Invictus_Specimen.pdf
Converted PDF file(s) ( 34 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Specimen File6
Specimen File7
Specimen File8
Specimen File9
Specimen File10
Specimen File11
Specimen File12
Specimen File13
Specimen File14
Specimen File15
Specimen File16
Specimen File17
Specimen File18
Specimen File19
Specimen File20
Specimen File21
Specimen File22
Specimen File23
Specimen File24
Specimen File25
Specimen File26
Specimen File27
Specimen File28
Specimen File29
Specimen File30
Specimen File31
Specimen File32
Specimen File33
Specimen File34


I hereby elect to by-pass any fee edit for an added class(es), because I believe the original fee payment was sufficient. I understand that the examining attorney could still, upon later review, require a fee payment.
SIGNATURE(S)
Declaration Signature

DECLARATION: The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that, if the applicant submitted the application or allegation of use (AOU) unsigned, all statements in the application or AOU and this submission based on the signatory's own knowledge are true, and all statements in the application or AOU and this submission made on information and belief are believed to be true.

STATEMENTS FOR UNSIGNED SECTION 1(a) APPLICATION/AOU: If the applicant filed an unsigned application under 15 U.S.C. §1051(a) or AOU under 15 U.S.C. §1051(c), the signatory additionally believes that: the applicant is the owner of the mark sought to be registered; the mark is in use in commerce and was in use in commerce as of the filing date of the application or AOU on or in connection with the goods/services/collective membership organization in the application or AOU; the original specimen(s), if applicable, shows the mark in use in commerce as of the filing date of the application or AOU on or in connection with the goods/services/collective membership organization in the application or AOU; for a collective trademark, collective service mark, collective membership mark application, or certification mark application, the applicant is exercising legitimate control over the use of the mark in commerce and was exercising legitimate control over the use of the mark in commerce as of the filing date of the application or AOU; for a certification mark application, the applicant is not engaged in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. To the best of the signatory's knowledge and belief, no other persons, except, if applicable, authorized users, members, and/or concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services/collective membership organization of such other persons, to cause confusion or mistake, or to deceive.

STATEMENTS FOR UNSIGNED SECTION 1(b)/SECTION 44 APPLICATION AND FOR SECTION 66(a) COLLECTIVE/CERTIFICATION MARK APPLICATION: If the applicant filed an unsigned application under 15 U.S.C. §§ 1051(b), 1126(d), and/or 1126(e), or filed a collective/certification mark application under 15 U.S.C. §1141f(a), the signatory additionally believes that: for a trademark or service mark application, the applicant is entitled to use the mark in commerce on or in connection with the goods/services specified in the application; the applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date; for a collective trademark, collective service mark, collective membership mark, or certification mark application, the applicant has a bona fide intention, and is entitled, to exercise legitimate control over the use of the mark in commerce and had a bona fide intention, and was entitled, to exercise legitimate control over the use of the mark in commerce as of the application filing date; the signatory is properly authorized to execute the declaration on behalf of the applicant; for a certification mark application, the applicant will not engage in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. To the best of the signatory's knowledge and belief, no other persons, except, if applicable, authorized users, members, and/or concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services/collective membership organization of such other persons, to cause confusion or mistake, or to deceive.



Signature: /Robert Winn/      Date: 07/31/2019
Signatory's Name: Robert Winn
Signatory's Position: Patent Counsel
Signatory's Phone Number: 760-494-6727


Voluntary Amendment Signature
Signature: /Robert Winn/     Date: 07/31/2019
Signatory's Name: Robert Winn
Signatory's Position: Patent Counsel

Signatory's Phone Number: 760-494-6727

The signatory has confirmed that he/she is an attorney who is a member in good standing of the bar of the highest court of a U.S. state, which includes the District of Columbia, Puerto Rico, and other federal territories and possessions; and he/she is currently the owner's/holder's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S. attorney or a Canadian attorney/agent not currently associated with his/her company/firm previously represented the owner/holder in this matter: (1) the owner/holder has filed or is concurrently filing a signed revocation of or substitute power of attorney with the USPTO; (2) the USPTO has granted the request of the prior representative to withdraw; (3) the owner/holder has filed a power of attorney appointing him/her in this matter; or (4) the owner's/holder's appointed U.S. attorney or Canadian attorney/agent has filed a power of attorney appointing him/her as an associate attorney in this matter.

        
Serial Number: 88508439
Internet Transmission Date: Wed Jul 31 18:35:21 EDT 2019
TEAS Stamp: USPTO/PRA-XX.XXX.XXX.XX-2019073118352128
2240-88508439-62043eeac21aa741d6cede6b5c
1caa1ff8f768323586dfcdcb12706deeb9207683
-N/A-N/A-20190731182547533691


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