Trademark/Service Mark Application, Principal Register
Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1478 (Rev 09/2006)
OMB No. 0651-0009 (Exp 02/28/2021)
Trademark/Service Mark Application, Principal Register
The mark consists of standard characters, without claim to any particular font style, size, or color.
REGISTER
Principal
APPLICANT INFORMATION
*OWNER OF MARK
Ziegler Capital Management, LLC
*STREET
70 West Madison Street, Suite 2400
*CITY
Chicago
*STATE
(Required for U.S. applicants)
Illinois
*COUNTRY
United States
*ZIP/POSTAL CODE
(Required for U.S. and certain international addresses)
60602
LEGAL ENTITY INFORMATION
TYPE
limited liability company
STATE/COUNTRY WHERE LEGALLY ORGANIZED
Wisconsin
GOODS AND/OR SERVICES AND BASIS INFORMATION
INTERNATIONAL CLASS
036
*IDENTIFICATION
Financial investment services, namely, financial management of investments; investment portfolio construction, namely, financial portfolio
management; investment risk control, namely, financial risk management; financial risk management; fund investment consultation, investment consultation, investment advice, funds investment,
financial analysis and consultation; financial analysis and consultation, namely, providing macroeconomic financial analysis strategy advice; financial analysis and consultation based on a cost
control model; cost control, namely, cost containment in the field of fund investment and investment portfolio construction; mutual fund investment; mutual fund brokerage; mutual fund distribution;
mutual fund investment consultation, advice and analysis; providing information on the topics of mutual funds and mutual fund investment, fund investment consultation, investment consultation,
investment advice, funds investment, financial analysis and consultation via a global computer network
Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1478 (Rev 09/2006)
OMB No. 0651-0009 (Exp 02/28/2021)
Trademark/Service Mark Application, Principal Register
Serial Number:88480414
Filing Date:06/19/2019
To the Commissioner for Trademarks:
MARK: ZCM (Standard Characters, see mark)
The literal element of the mark consists of ZCM.
The mark consists of standard characters, without claim to any particular font style, size, or color.
The applicant, Ziegler Capital Management, LLC, a limited liability company legally organized under the laws of Wisconsin, having an address of
70 West Madison Street, Suite 2400
Chicago, Illinois 60602
United States
requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C.
Section 1051 et seq.), as amended, for the following:
International Class 036: Financial investment services, namely, financial management of investments; investment portfolio construction, namely, financial
portfolio management; investment risk control, namely, financial risk management; financial risk management; fund investment consultation, investment consultation, investment advice, funds
investment, financial analysis and consultation; financial analysis and consultation, namely, providing macroeconomic financial analysis strategy advice; financial analysis and consultation based on
a cost control model; cost control, namely, cost containment in the field of fund investment and investment portfolio construction; mutual fund investment; mutual fund brokerage; mutual fund
distribution; mutual fund investment consultation, advice and analysis; providing information on the topics of mutual funds and mutual fund investment, fund investment consultation, investment
consultation, investment advice, funds investment, financial analysis and consultation via a global computer network
In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 00/00/1991, and first used in
commerce at least as early as 00/00/1991, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any
item in the class of listed goods/services, consisting of a(n) screenshots showing use of the mark in connection with the services..
The applicant's current Attorney Information:
Luna M. Samman of Arent Fox LLP 1717 K St., NW
Washington, District of Columbia 20006
United States
202-857-6000(phone)
202-857-6395(fax)
tmdocket@arentfox.com (authorized)
The attorney docket/reference number is 039128.00002.
The applicant's current Correspondence Information:
Luna M. Samman
Arent Fox LLP
1717 K St., NW
Washington, District of Columbia 20006
202-857-6000(phone)
202-857-6395(fax)
tmdocket@arentfox.com;luna.samman@arentfox.com; johanna.mansilla@arentfox.com (authorized) E-mail Authorization: I authorize the USPTO to send e-mail correspondence concerning the application to the applicant, the applicant's attorney, or the applicant's domestic representative at
the e-mail address provided in this application. I understand that a valid e-mail address must be maintained and that the applicant or the applicant's attorney must file the relevant subsequent
application-related submissions via the Trademark Electronic Application System (TEAS). Failure to do so will result in the loss of TEAS Reduced Fee status and a requirement to submit an additional
processing fee of $125 per international class of goods/services.
A fee payment in the amount of $275 has been submitted with the application, representing payment for 1 class(es).
Declaration
Declaration Signature
Signature: /christopher mclean/ Date: 06/19/2019
Signatory's Name: Christopher McLean
Signatory's Position: Vice President
Payment Sale Number: 88480414
Payment Accounting Date: 06/20/2019
Serial Number: 88480414
Internet Transmission Date: Wed Jun 19 17:20:38 EDT 2019
TEAS Stamp: USPTO/BAS-XXX.X.XX.XX-201906191720381235
13-88480414-62098921f40d09c7eb235a8d3bb3
822fb756a8ba0b03970bdc099e8cd2d3cf3f75f-
CC-3934-20190618180327139883