Statement of Use

SYNTHESIS

Synthesis Investment Management LLC

Trademark/Service Mark Statement of Use

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1553 (Rev 09/2005)
OMB No. 0651-0054 (Exp 12/31/2020)

Trademark/Service Mark Statement of Use
(15 U.S.C. Section 1051(d))


The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER 88443911
LAW OFFICE ASSIGNED LAW OFFICE 102
EXTENSION OF USE NO
MARK SECTION
MARK http://uspto.report/TM/88443911/mark.png
LITERAL ELEMENT SYNTHESIS
STANDARD CHARACTERS YES
USPTO-GENERATED IMAGE YES
MARK STATEMENT The mark consists of standard characters, without claim to any particular font style, size or color.
OWNER SECTION (current)
NAME Synthesis Investment Management LLC
INTERNAL ADDRESS 5th floor
STREET 555 Madison Ave
CITY New York
STATE New York
ZIP/POSTAL CODE 10022
STATE/COUNTRY/REGION/JURISDICTION/U.S. TERRITORY United States
OWNER SECTION (proposed)
NAME Synthesis Investment Management LLC
INTERNAL ADDRESS 5th floor
STREET 555 Madison Ave
CITY New York
STATE New York
ZIP/POSTAL CODE 10022
STATE/COUNTRY/REGION/JURISDICTION/U.S. TERRITORY United States
EMAIL XXXX
ATTORNEY INFORMATION (current)
NAME Bradley Rothschild
ATTORNEY BAR MEMBERSHIP NUMBER NOT SPECIFIED
YEAR OF ADMISSION NOT SPECIFIED
U.S. STATE/ COMMONWEALTH/ TERRITORY NOT SPECIFIED
FIRM NAME THE LAW OFFICES OF BRADLEY S. ROTHSCHILD, LLC
INTERNAL ADDRESS 4TH FLOOR
STREET 38 HIGH AVENUE
CITY NYACK
STATE New York
POSTAL CODE 10960
COUNTRY/REGION/JURISDICTION/U.S. TERRITORY United States
PHONE 845-287-0011
FAX 845-684-0036
EMAIL brad@rothschildesq.com
ATTORNEY INFORMATION (proposed)
NAME Bradley Rothschild
ATTORNEY BAR MEMBERSHIP NUMBER XXX
YEAR OF ADMISSION XXXX
U.S. STATE/ COMMONWEALTH/ TERRITORY XX
FIRM NAME Rothschild & Associates LLC
INTERNAL ADDRESS 4TH FLOOR
STREET 38 HIGH AVENUE
CITY NYACK
STATE New York
POSTAL CODE 10960
COUNTRY/REGION/JURISDICTION/U.S. TERRITORY United States
PHONE 845-287-0011
FAX 845-684-0036
EMAIL brad@rothschildesq.com
CORRESPONDENCE INFORMATION (current)
NAME BRADLEY ROTHSCHILD
PRIMARY EMAIL ADDRESS FOR CORRESPONDENCE brad@rothschildesq.com
SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES) NOT PROVIDED
CORRESPONDENCE INFORMATION (proposed)
NAME Bradley Rothschild
PRIMARY EMAIL ADDRESS FOR CORRESPONDENCE brad@rothschildesq.com
SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES) paralegal@rothschildesq.com
GOODS AND/OR SERVICES SECTION
INTERNATIONAL CLASS 036
CURRENT IDENTIFICATION Hedge fund investment services; Investment services, namely, asset acquisition, consultation, development and management services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services
GOODS OR SERVICES KEEP ALL LISTED
FIRST USE ANYWHERE DATE 09/01/2019
FIRST USE IN COMMERCE DATE 09/01/2019
SPECIMEN FILE NAME(S)
       ORIGINAL PDF FILE SPN0-962321167-20200303160812198292_._Specimen_1.pdf
       CONVERTED PDF FILE(S)
       (1 page)
\\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0002.JPG
       ORIGINAL PDF FILE SPN0-962321167-20200303160812198292_._Synthesis_presentation_v1.pdf
       CONVERTED PDF FILE(S)
       (18 pages)
\\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0003.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0004.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0005.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0006.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0007.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0008.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0009.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0010.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0011.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0012.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0013.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0014.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0015.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0016.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0017.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0018.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0019.JPG
        \\TICRS\EXPORT18\IMAGEOUT18\884\439\88443911\xml1\SOU0020.JPG
SPECIMEN DESCRIPTION A copy of Applicant's website, as well as a presentation used by applicant for marketing purposes, which clearly shows the mark being used as a source identifier for the applied-for services
REQUEST TO DIVIDE NO
PAYMENT SECTION
NUMBER OF CLASSES IN USE 1
SUBTOTAL AMOUNT [ALLEGATION OF USE FEE] 100
TOTAL AMOUNT 100
SIGNATURE SECTION
DECLARATION SIGNATURE /Bradley S. Rothschild/
SIGNATORY'S NAME Bradley S.Rothschild
SIGNATORY'S POSITION Attorney of record, New York/New Jersey Bar Member
DATE SIGNED 03/03/2020
SIGNATORY'S PHONE NUMBER 8452870011
FILING INFORMATION
SUBMIT DATE Tue Mar 03 16:12:52 ET 2020
TEAS STAMP USPTO/SOU-XX.XXX.XXX.X-20
200303161252253016-884439
11-710dab7a1f576fdcb4a983
b689508adabc4aea79e8a4aeb
ee6eae11fdb996d5b5e-CC-12
507848-202003031608121982
92



Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
PTO Form 1553 (Rev 09/2005)
OMB No. 0651-0054 (Exp 12/31/2020)


Trademark/Service Mark Statement of Use
(15 U.S.C. Section 1051(d))


To the Commissioner for Trademarks:
MARK: SYNTHESIS(Standard Characters, see http://uspto.report/TM/88443911/mark.png)
SERIAL NUMBER: 88443911


OWNER AND/OR ENTITY INFORMATION
The owner proposes to amend the following:
Current: Synthesis Investment Management LLC, having an address of
      5th floor
      555 Madison Ave
      New York, New York 10022
      United States
Proposed: Synthesis Investment Management LLC, having an address of
      5th floor
      555 Madison Ave
      New York, New York 10022
      United States
      Phone:
      Email: XXXX

The owner is submitting the following allegation of use information:

For International Class 036:
Current identification: Hedge fund investment services; Investment services, namely, asset acquisition, consultation, development and management services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services

The mark is in use in commerce on or in connection with all of the goods/services, or to indicate membership in the collective organization listed in the application or Notice of Allowance or as subsequently modified for this specific class.

The mark was first used by the applicant, or the applicant's related company, licensee, or predecessor in interest at least as early as 09/01/2019, and first used in commerce at least as early as 09/01/2019, and is now in use in such commerce. The applicant is submitting one specimen for the class showing the mark as used in commerce on or in connection with any item in the class, consisting of a(n) A copy of Applicant's website, as well as a presentation used by applicant for marketing purposes, which clearly shows the mark being used as a source identifier for the applied-for services.

Original PDF file:
SPN0-962321167-20200303160812198292_._Specimen_1.pdf
Converted PDF file(s) (1 page)
Specimen File1
Original PDF file:
SPN0-962321167-20200303160812198292_._Synthesis_presentation_v1.pdf
Converted PDF file(s) (18 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Specimen File6
Specimen File7
Specimen File8
Specimen File9
Specimen File10
Specimen File11
Specimen File12
Specimen File13
Specimen File14
Specimen File15
Specimen File16
Specimen File17
Specimen File18


The applicant is not filing a Request to Divide with this Allegation of Use form.
The owner's/holder's current attorney information: Bradley Rothschild. Bradley Rothschild of THE LAW OFFICES OF BRADLEY S. ROTHSCHILD, LLC, is located at

      4TH FLOOR
      38 HIGH AVENUE
      NYACK, New York 10960
      United States

The phone number is 845-287-0011.

The fax number is 845-684-0036.

The email address is brad@rothschildesq.com

The owner's/holder's proposed attorney information: Bradley Rothschild. Bradley Rothschild of Rothschild & Associates LLC, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, is located at

      4TH FLOOR
      38 HIGH AVENUE
      NYACK, New York 10960
      United States

The phone number is 845-287-0011.

The fax number is 845-684-0036.

The email address is brad@rothschildesq.com

Bradley Rothschild submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.Correspondence Information (current):
      BRADLEY ROTHSCHILD
      PRIMARY EMAIL FOR CORRESPONDENCE: brad@rothschildesq.com
      SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): NOT PROVIDED
Correspondence Information (proposed):
      Bradley Rothschild
      PRIMARY EMAIL FOR CORRESPONDENCE: brad@rothschildesq.com
      SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): paralegal@rothschildesq.com

Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

A fee payment in the amount of $100 will be submitted with the form, representing payment for the allegation of use for 1 class.


Declaration


The signatory believes that the applicant is the owner of the mark sought to be registered.
For a trademark or service mark application, the mark is in use in commerce on or in connection with all the goods/services in the application or notice of allowance, or as subsequently modified.
For a collective trademark, collective service mark, collective membership mark application, the applicant is exercising legitimate control over the use of the mark in commerce by members on or in connection with all the goods/services/collective membership organization in the application or notice of allowance, or as subsequently modified.
For a certification mark application, the applicant is exercising legitimate control over the use of the mark in commerce by authorized users on or in connection with the all goods/services in the application or notice of allowance, or as subsequently modified, and the applicant is not engaged in the production or marketing of the goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant.
The specimen(s) shows the mark as used on or in connection with the goods/services/collective membership organization in commerce.
To the best of the signatory's knowledge and belief, no other persons, except, if applicable, authorized users, members, and/or concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services/collective membership organization of such other persons, to cause confusion or mistake, or to deceive.
To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.



Signature: /Bradley S. Rothschild/      Date Signed: 03/03/2020
Signatory's Name: Bradley S.Rothschild
Signatory's Position: Attorney of record, New York/New Jersey Bar Member
Signatory's Phone: 8452870011

Mailing Address:
   Rothschild & Associates LLC
   4TH FLOOR
   38 HIGH AVENUE
   NYACK, New York 10960

RAM Sale Number: 88443911
RAM Accounting Date: 03/03/2020

Serial Number: 88443911
Internet Transmission Date: Tue Mar 03 16:12:52 ET 2020
TEAS Stamp: USPTO/SOU-XX.XXX.XXX.X-20200303161252253
016-88443911-710dab7a1f576fdcb4a983b6895
08adabc4aea79e8a4aebee6eae11fdb996d5b5e-
CC-12507848-20200303160812198292



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