United States Patent and Trademark Office (USPTO)
Office Action (Official Letter) About Applicant’s Trademark Application
U.S. Application Serial No. 88324215
Mark: ELEVATE THE EVERYDAY
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Correspondence Address: |
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Applicant: Common C Services, LLC
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Reference/Docket No. 086580-70006
Correspondence Email Address: |
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NONFINAL OFFICE ACTION
The USPTO must receive applicant’s response to this letter within six months of the issue date below or the application will be abandoned. Respond using the Trademark Electronic Application System (TEAS). A link to the appropriate TEAS response form appears at the end of this Office action.
Issue date: December 04, 2019
Summary of Issues:
Section 2(d) Refusal – Likelihood of Confusion
This Refusal Applies Only to the Goods and Services Listed Therein
Registration of the applied-for mark is refused because of a likelihood of confusion with the marks in U.S. Registration Nos. 4342716 (ELEVATE THE EVERYDAY), 4688765 (ELEVATE YOUR TASTE), 5196948 (ELEVATE YOUR SKIN), 4718231 (ELEVATE with design), 5408888 (ELEVATE THE EVERYDAY), 5686797 (ELEVATING LIFE), 5657784 (ELEVATE THE EVERYDAY), and 5695426 (ARIANA OST ELEVATING THE EVERYDAY with design). Trademark Act Section 2(d), 15 U.S.C. §1052(d); see TMEP §§1207.01 et seq. See the attached registrations.
In any likelihood of confusion determination, two key considerations are similarity of the marks and similarity or relatedness of the goods. In re Aquamar, Inc., 115 USPQ2d 1122, 1126 (TTAB 2015) (citing Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 1103, 192 USPQ 24, 29 (C.C.P.A. 1976)); In re Iolo Techs., LLC, 95 USPQ2d 1498, 1499 (TTAB 2010); see TMEP §1207.01. That is, the marks are compared in their entireties for similarities in appearance, sound, connotation, and commercial impression. In re Viterra Inc., 671 F.3d 1358, 1362, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012) (quoting In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 1361, 177 USPQ 563, 567 (C.C.P.A. 1973)); TMEP §1207.01(b)-(b)(v). Additionally, the goods are compared to determine whether they are similar or commercially related or travel in the same trade channels. See Coach Servs., Inc. v. Triumph Learning LLC, 668 F.3d 1356, 1369-71, 101 USPQ2d 1713, 1722-23 (Fed. Cir. 2012); Herbko Int’l, Inc. v. Kappa Books, Inc., 308 F.3d 1156, 1165, 64 USPQ2d 1375, 1381 (Fed. Cir. 2002); TMEP §1207.01, (a)(vi).
Comparison of Marks
Marks are compared in their entireties for similarities in appearance, sound, connotation, and commercial impression. Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 1321, 110 USPQ2d 1157, 1160 (Fed. Cir. 2014) (quoting Palm Bay Imps., Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 1371, 73 USPQ2d 1689, 1691 (Fed. Cir. 2005)); TMEP §1207.01(b)-(b)(v). “Similarity in any one of these elements may be sufficient to find the marks confusingly similar.” In re Inn at St. John’s, LLC, 126 USPQ2d 1742, 1746 (TTAB 2018) (citing In re Davia, 110 USPQ2d 1810, 1812 (TTAB 2014)); TMEP §1207.01(b).
The registered marks are ELEVATE THE EVERYDAY, ELEVATE YOUR TASTE, ELEVATE YOUR SKIN, ELEVATE with design, ELEVATING LIFE, and ARIANA OST ELEVATING THE EVERYDAY with design. Applicant’s mark is ELEVATE THE EVERYDAY. All of the marks begin identically or nearly identically, and as such, have a similar overall commercial impression.
ELEVATE THE EVERYDAY marks
In the present case, applicant’s mark is ELEVATE THE EVERYDAY and three of the registered marks are ELEVATE THE EVERYDAY. These marks are identical in appearance, sound, and meaning, “and have the potential to be used . . . in exactly the same manner.” In re i.am.symbolic, llc, 116 USPQ2d 1406, 1411 (TTAB 2015), aff’d, 866 F.3d 1315, 123 USPQ2d 1744 (Fed. Cir. 2017). Additionally, because they are identical, these marks are likely to engender the same connotation and overall commercial impression when considered in connection with applicant’s and registrant’s respective goods and services. Id.
Therefore, these marks are confusingly similar.
ELEVATE YOUR TASTE and ELEVATE YOUR SKIN
Even if potential purchasers realize the apparent differences between applicant’s and registrants’ marks, they could still reasonably assume, given the overall similarities in sound, appearance, connotation, and commercial impression in the respective marks, that applicant's goods and/or services provided under the ELEVATE THE EVERYDAY mark constitute a new or additional goods and/or service line from the same source as the goods and/or services sold under the ELEVATE YOUR TASTE or ELEVATE YOUR SKIN marks with which they are acquainted or familiar, and that applicant’s mark is merely a variation of the registrants’ marks. See, e.g., SMS, Inc. v. Byn-Mar Inc. 228 USPQ 219, 220 (TTAB 1985) (applicant’s marks ALSO ANDREA and ANDREA SPORT were “likely to evoke an association by consumers with opposer's preexisting mark [ANDREA SIMONE] for its established line of clothing.”).
ELEVATE with design
Registrant’s mark has a design element. When evaluating a composite mark consisting of words and a design, the word portion is normally accorded greater weight because it is likely to make a greater impression upon purchasers, be remembered by them, and be used by them to refer to or request the goods and/or services. In re Aquitaine Wine USA, LLC, 126 USPQ2d 1181, 1184 (TTAB 2018) (citing In re Viterra Inc., 671 F.3d 1358, 1362, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012)); TMEP §1207.01(c)(ii). Thus, although marks must be compared in their entireties, the word portion is often considered the dominant feature and is accorded greater weight in determining whether marks are confusingly similar, even where the word portion has been disclaimed. In re Viterra Inc., 671 F.3d at 1366-67, 101 USPQ2d at 1911 (citing Giant Food, Inc. v. Nation’s Foodservice, Inc., 710 F.2d 1565, 1570-71, 218 USPQ2d 390, 395 (Fed. Cir. 1983)).
ARIANA OST ELEVATING THE EVERYDAY with design
As with the above mark, it is the wording element of this mark that is dominant, for the same legal reasons cited above.
ELEVATING THE EVERYDAY is nearly identical to ELEVATE THE EVERYDAY. When comparing marks, “[t]he proper test is not a side-by-side comparison of the marks, but instead whether the marks are sufficiently similar in terms of their commercial impression such that [consumers] who encounter the marks would be likely to assume a connection between the parties.” Cai v. Diamond Hong, Inc., __ F.3d __, 127 USPQ2d 1797, 1801 (Fed. Cir. 2018) (quoting Coach Servs., Inc. v. Triumph Learning LLC, 668 F.3d 1356, 1368, 101 USPQ2d 1713, 1721 (Fed. Cir. 2012)); TMEP §1207.01(b). The proper focus is on the recollection of the average purchaser, who retains a general rather than specific impression of trademarks. In re Inn at St. John’s, LLC, 126 USPQ2d 1742, 1746 (TTAB 2018) (citing In re St. Helena Hosp., 774 F.3d 747, 750-51, 113 USPQ2d 1082, 1085 (Fed. Cir. 2014); Geigy Chem. Corp. v. Atlas Chem. Indus., Inc., 438 F.2d 1005, 1007, 169 USPQ 39, 40 (CCPA 1971)); TMEP §1207.01(b).
Here, registrant has a house mark with the motto, namely, ARIANA OST. One mark having a house mark while being otherwise confusingly similar will not obviate a likelihood of confusion under Section 2(d). See In re Fiesta Palms LLC, 85 USPQ2d 1360, 1366-67 (TTAB 2007) (finding CLUB PALMS MVP and MVP confusingly similar); In re Christian Dior, S.A., 225 USPQ 533, 534 (TTAB 1985) (finding LE CACHET DE DIOR and CACHET confusingly similar); TMEP §1207.01(b)(iii). It is likely that goods and/or services sold under these marks would be attributed to the same source. See In re Chica, Inc., 84 USPQ2d 1845, 1848-49 (TTAB 2007). Accordingly, in the present case, the marks are confusingly similar.
ELEVATING LIFE
In the case of ELEVATING LIFE and ELEVATE THE EVERYDAY, the marks begin almost identically. They also have a similar connotation, that is making “the everyday” element of life, or “life,” which is an everyday struggle, better somehow. The Court of Appeals for the Federal Circuit and the Trademark Trial and Appeal Board have recognized that marks deemed “weak” or merely descriptive are still entitled to protection under Section 2(d) against the registration by a subsequent user of a similar mark for closely related goods and/or services. TMEP §1207.01(b)(ix); see King Candy Co. v. Eunice King’s Kitchen, Inc., 496 F.2d 1400, 1401, 182 USPQ 108, 109 (C.C.P.A. 1974); In re Max Capital Grp. Ltd., 93 USPQ2d 1243, 1246 (TTAB 2010). Thus, this protection under Section 2(d) extends to marks registered on the Supplemental Register. TMEP §1207.01(b)(ix); see, e.g., In re Morinaga Nyugyo Kabushiki Kaisha, 120 USPQ2d 1738, 1743 (TTAB 2016) (citing Towers v. Advent Software, Inc., 913 F.2d 942, 946, 16 USPQ2d 1039, 1042 (Fed. Cir. 1990); In re Research & Trademark Corp., 793 F.2d 1276, 1278, 230 USPQ 49, 49 (Fed. Cir. 1986); In re Clorox Co., 578 F.2d 305, 307-08, 198 USPQ 337, 340 (C.C.P.A. 1978)).
For the above reasons, applicant’s and registrants’ marks have a similar overall commercial impression, and as such, are confusingly similar.
Comparison of Goods and Services
The goods and services of the registrants are, in whole or in pertinent part:
ELEVATE THE EVERYDAY (4342716): massage therapy services
ELEVATE YOUR TASTE (468876): electronic cigarette liquid (e-liquid) comprised of propylene glycol and electronic cigarettes
ELEVATE YOUR SKIN (5196948): non-medicated acne treatment preparations; facial cleansers, facial moisturizers, facial beauty serums
ELEVATE with design (4718231): messenger bags; duffel bags; backpacks; attaché cases; briefcase-type portfolios
ELEVATE THE EVERYDAY (5408888): alcoholic beverages, except beer; wine
ELEVATING LIFE (5686797): bed blankets
ELEVATE THE EVERYDAY (5657784): nutritional supplements; nutritional supplements in the form of bars, powders, and dietary supplemental drinks
ARIANA OST ELEVATING THE EVERYDAY with design (5695426): costume jewelry
Applicant’s goods and services in pertinent part, are, “moisturizer, cleansing creams, lotions, oils and anti-aging treatments for the face; moisturizer, cleansing creams, lotions, oils and anti-aging treatments for the body; hair shampoos and conditioners; cosmetics,” “dietary and nutritional supplements that include derivative components of the hemp plants, namely, CBD oil and hemp oil; dietary and nutritional supplements that include derivative components of the hemp plant, provided in liquid, powder and capsule form; topical creams that include derivative components of the hemp plant, namely, CBD oil and hemp oil; e-cigarette liquid for medicinal purposes; hemp-derived cannabidiol (CBD) based oils, gels, creams and ointments for transmucosal; candy, confectionery, chocolates and beverages that include hemp-derived cannabidiol (CBD); sports recovery creams and supplements; topical pain relief treatments; sleep aids,” “jewelry,” “accessory bags; scent-proof bags; tote bags,” “blankets,” “electric vaporizers for the ingestion and inhalation of cannabidiol (CBD) derived from hemp; electric vaporizers for the vaporization of cannabidiol (CBD) e-liquid derived from hemp; electric vaporizers, namely, smokeless vaporizer pipes for the ingestion and inhalation of herbal matter derived from legal sources; oral vaporizers for smokers; oral vaporizers for smoking purposes; smokeless electronic cigarettes; tobacco substitutes; tobacco substitutes including CBD derived from hemp; pipes for smoking; ashtrays; vape pens; e-cigarettes; vaping oil,” “retail store services featuring health foods, dietary supplements, nutritional supplements, herbs, vitamins, sports nutrition products, fitness products and apparel; cosmetics, body care, diagnostic exercise or aromatherapy products,” “nightclub services, cafe services, bar and lounge services,” and “consulting services in the field of health and wellness; providing information online in the field of alternative medicine.”
In this case, the application and certain registrations use broad wording to describe “blankets,” “ nutritional supplements; nutritional supplements in the form of bars, powders, and dietary supplemental drinks,” and “jewelry,” which presumably encompasses all goods of the type described, including applicant’s “dietary and nutritional supplements that include derivative components of the hemp plants, namely, CBD oil and hemp oil; dietary and nutritional supplements that include derivative components of the hemp plant, provided in liquid, powder and capsule form; hemp-derived cannabidiol (CBD) based oils, gels, creams and ointments for transmucosal; candy, confectionery, chocolates and beverages that include hemp-derived cannabidiol (CBD); sports recovery … supplements,” and registrants’ “bed blankets” and “costume jewelry.” See, e.g., In re Solid State Design Inc., 125 USPQ2d 1409, 1412-15 (TTAB 2018); Sw. Mgmt., Inc. v. Ocinomled, Ltd., 115 USPQ2d 1007, 1025 (TTAB 2015). Thus, applicant’s and registrants’ goods are in part legally identical. See, e.g., In re i.am.symbolic, llc, 127 USPQ2d 1627, 1629 (TTAB 2018) (citing Tuxedo Monopoly, Inc. v.Gen. Mills Fun Grp., Inc., 648 F.2d 1335, 1336, 209 USPQ 986, 988 (C.C.P.A. 1981); Inter IKEA Sys. B.V. v. Akea, LLC, 110 USPQ2d 1734, 1745 (TTAB 2014); Baseball Am. Inc. v. Powerplay Sports Ltd., 71 USPQ2d 1844, 1847 n.9 (TTAB 2004)).
Additionally, the goods of the parties have no restrictions as to channels of trade or classes of purchasers and are “presumed to travel in the same channels of trade to the same class of purchasers.” In re Viterra Inc., 671 F.3d 1358, 1362, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012) (quoting Hewlett-Packard Co. v. Packard Press, Inc., 281 F.3d 1261, 1268, 62 USPQ2d 1001, 1005 (Fed. Cir. 2002)). Thus, applicant’s and registrant’s goods are in part related.
However, the goods and services of the parties need not be identical or even competitive to find a likelihood of confusion. See On-line Careline Inc. v. Am. Online Inc., 229 F.3d 1080, 1086, 56 USPQ2d 1471, 1475 (Fed. Cir. 2000); Recot, Inc. v. Becton, 214 F.3d 1322, 1329, 54 USPQ2d 1894, 1898 (Fed. Cir. 2000) (“[E]ven if the goods in question are different from, and thus not related to, one another in kind, the same goods can be related in the mind of the consuming public as to the origin of the goods.”); TMEP §1207.01(a)(i).
The respective goods and services need only be “related in some manner and/or if the circumstances surrounding their marketing [be] such that they could give rise to the mistaken belief that [the goods] emanate from the same source.” Coach Servs., Inc. v. Triumph Learning LLC, 668 F.3d 1356, 1369, 101 USPQ2d 1713, 1722 (Fed. Cir. 2012) (quoting 7-Eleven Inc. v. Wechsler, 83 USPQ2d 1715, 1724 (TTAB 2007)); TMEP §1207.01(a)(i).
Massage Therapy Services
Electronic cigarette liquid (e-liquid) comprised of propylene glycol and electronic cigarettes
The attached Internet evidence, consisting of pages from Blu, Halo, and Vaporfi, establishes that the same entity commonly produces the relevant goods, namely, a broad variety of e-cigarettes and vaporizers for smoking as well as the e-liquids used within, and markets the goods under the same mark. Thus, applicant’s and registrant’s goods and/or services are considered related for likelihood of confusion purposes. See, e.g., In re Davey Prods. Pty Ltd., 92 USPQ2d 1198, 1202-04 (TTAB 2009); In re Toshiba Med. Sys. Corp., 91 USPQ2d 1266, 1268-69, 1271-72 (TTAB 2009).
Non-medicated acne treatment preparations; facial cleansers, facial moisturizers, facial beauty serums
The attached Internet evidence, consisting of pages from Mary Kay, L’Oreal, and Neutrogena, establishes that the same entity commonly produces a wide array of skincare and cosmetic products and markets those goods under the same mark. Thus, applicant’s and registrant’s goods are considered related for likelihood of confusion purposes. See, e.g., In re Davey Prods. Pty Ltd., 92 USPQ2d 1198, 1202-04 (TTAB 2009); In re Toshiba Med. Sys. Corp., 91 USPQ2d 1266, 1268-69, 1271-72 (TTAB 2009).
Messenger bags; duffel bags; backpacks; attaché cases; briefcase-type portfolios
The attached Internet evidence, consisting of pages from Swiss Gear, Samsonite, Abscent, and Skunk establishes that the same entity commonly produces wide varieties of bag types, including different varieties of smell-proof bags, and markets those goods under the same mark. Thus, applicant’s and registrant’s goods are considered related for likelihood of confusion purposes. See, e.g., In re Davey Prods. Pty Ltd., 92 USPQ2d 1198, 1202-04 (TTAB 2009); In re Toshiba Med. Sys. Corp., 91 USPQ2d 1266, 1268-69, 1271-72 (TTAB 2009).
Alcoholic beverages, except beer; wine
The attached Internet evidence, consisting of pages from 1620 Winery & Wine Bar, Enso Winery, and Stonehause, establishes that the same entity commonly provides the in-house wine at a bar or lounge and markets the goods and services under the same mark. Thus, applicant’s and registrant’s goods and services are considered related for likelihood of confusion purposes. See, e.g., In re Davey Prods. Pty Ltd., 92 USPQ2d 1198, 1202-04 (TTAB 2009); In re Toshiba Med. Sys. Corp., 91 USPQ2d 1266, 1268-69, 1271-72 (TTAB 2009).
Notably, in several instances, this evidence also shows that the retail seller of the good uses the mark to identify its retail services as well as the goods it is selling. The use of similar marks on or in connection with both products and retail-store services has been held likely to cause confusion where the evidence showed that the retail-store services featured the same type of products. See In re Detroit Athletic Co., 903 F.3d 1297, 1307, 128 USPQ2d 1047, 1051 (Fed. Cir. 2018) (holding the use of similar marks for various clothing items, including athletic uniforms, and for retail shops featuring sports team related clothing and apparel likely to cause confusion); In re House Beer, LLC, 114 USPQ2d 1073, 1078 (TTAB 2015) (holding the use of identical marks for beer and for retail store services featuring beer likely to cause confusion); In re Thomas, 79 USPQ2d 1021, 1023 (TTAB 2006) (holding the use of similar marks for jewelry and for retail-jewelry and mineral-store services likely to cause confusion); TMEP §1207.01(a)(ii).
Because applicant’s and registrant’s marks are confusingly similar and their goods are closely related, applicant’s mark must be refused due to a likelihood of confusion.
(1) Deleting the goods and services to which the refusal pertains;
(2) Filing a request to divide out the goods and services that have not been refused registration, so that the mark may proceed toward publication for opposition for those goods or services to which the refusal does not pertain. See 37 C.F.R. §2.87. See generally TMEP §§1110 et seq. (regarding the requirements for filing a request to divide). If applicant files a request to divide, then to avoid abandonment, applicant must also file a timely response to all outstanding issues in this Office action, including the refusal. 37 C.F.R. §2.87(e).; or
(3) Amending the basis for the goods and/or services identified in the refusal, if appropriate. TMEP §806.03(h). (The basis cannot be changed for applications filed under Trademark Act Section 66(a). TMEP §1904.01(a).)
Please note the following refusal.
Sections 1 and 45 Refusal – No Bona Fide Intent for Lawful Use in Commerce – FDCA Refusal
This Refusal Applies Only to the Goods and Services Therein
Registration is refused because applicant does not have a bona fide intent to lawfully use the applied-for mark in commerce. Trademark Act Sections 1 and 45, 15 U.S.C. §§1051, 1127; see TMEP §907.
This refusal issues when “(1) a violation of federal law is indicated by the application record or other evidence, such as when a court or a federal agency responsible for overseeing activity in which the applicant is involved, and which activity is relevant to its application, has issued a finding of noncompliance under the relevant statute or regulation, or (2) when the applicant’s application-relevant activities involve a per se violation of a federal law.” In re Brown, 119 USPQ2d at 1351 (citing Kellogg Co. v. New Generation Foods Inc., 6 USPQ2d 2045, 2047 (TTAB 1988); Santinine Societa v. P.A.B. Produits, 209 USPQ 958, 964 (TTAB 1981)); TMEP §907.
To qualify for federal trademark/service mark registration, the use of a mark in commerce must be lawful. Gray v. Daffy Dan’s Bargaintown, 823 F.2d 522, 526, 3 USPQ2d 1306, 1308 (Fed. Cir. 1987) (stating that “[a] valid application cannot be filed at all for registration of a mark without ‘lawful use in commerce’”); TMEP §907; see In re Stellar Int’l, Inc., 159 USPQ 48, 50-51 (TTAB 1968); Coahoma Chemical Co., Inc. v. Smith, 113 USPQ 413 (Com’r Pat. & Trademarks 1957) (concluding that “use of a mark in connection with unlawful shipments in interstate commerce is not use of a mark in commerce which the [Office] may recognize.”). Thus, the goods to which the mark will be applied must comply with all applicable federal laws. See In re Brown, 119 USPQ2d 1350, 1351 (TTAB 2016) (citing In re Midwest Tennis & Track Co., 29 USPQ2d 1386, 1386 n.2 (TTAB 1993) (noting that “[i]t is settled that the Trademark Act’s requirement of ‘use in commerce,’ means a ‘lawful use in commerce’”)); In re Pepcom Indus., Inc., 192 USPQ 400, 401 (TTAB 1976); TMEP §907.
The application identifies items or activities that involve a per se violation of federal law. See In re Brown, 119 USPQ2d at 1352. The Federal Food, Drug, and Cosmetic Act prohibits the introduction or delivery for introduction into interstate commerce of a food or beverage to which has been added a drug or a biological product for which substantial clinical investigations have been instituted and for which the existence of such investigations has been made public. 21 U.S.C. §331(ll); see also 21 U.S.C. §321(ff) (indicating that a dietary supplement is deemed to be a food within the meaning of the Federal Food, Drug and Cosmetic Act).
Cannabidiol (CBD) is an active ingredient in an FDA-approved drug, Epidiolex®, (see http://www.fda.gov/NewsEvents/Newsroom/PressAnnouncements/ucm611046.htm copy attached) and is the subject of substantial clinical investigations before it was marketed in foods or as dietary supplements. See FDA Regulation of Cannabis and Cannabis-derived Products: Questions and Answers http://www.fda.gov/NewsEvents/PublicHealthFocus/ucm421168.htm copy attached. The Drug Enforcement Administration (DEA) placed Epidiolex® on schedule V of the CSA on September 27, 2018. Nevertheless, marijuana and CBD derived from marijuana remain unlawful. No other cannabis-derived drug products have been approved by the FDA. Under the Food, Drug and Cosmetics Act (FDCA), any product intended to have a therapeutic or medical use, and any product (other than a food) that is intended to affect the structure or function of the body of humans or animals, is a drug. 21 U.S.C. § 321(g)(1).
In the present case, the application identifies the following goods and services for which applicant has alleged a bona fide intent to use in commerce: “dietary and nutritional supplements that include derivative components of the hemp plants, namely, CBD oil and hemp oil; dietary and nutritional supplements that include derivative components of the hemp plant, provided in liquid, powder and capsule form; topical creams that include derivative components of the hemp plant, namely, CBD oil and hemp oil; e-cigarette liquid for medicinal purposes; hemp-derived cannabidiol (CBD) based oils, gels, creams and ointments for transmucosal; candy, confectionery, chocolates and beverages that include hemp-derived cannabidiol (CBD)” and “retail store services featuring health foods, dietary supplements, nutritional supplements, herbs, vitamins, sports nutrition products.”
It is unlawful to introduce food or beverages containing added CBD into interstate commerce or to market CBD as, or in, dietary supplements, regardless of whether the substances are hemp-derived. See Statement from FDA Commissioner Scott Gottlieb, M.D., on signing of the Agriculture Improvement Act and the agency’s regulation of products containing cannabis and cannabis-derived compounds.
http://www.fda.gov/NewsEvents/Newsroom/PressAnnouncements/ucm628988.htm copy attached. In addition, an unapproved new drug cannot be distributed or sold in interstate commerce unless it is the subject of an FDA-approved new drug application (NDA) or abbreviated new drug application (ANDA). 21 U.S.C. §§ 331(d) and 355(a), (b), & (j); see also FDA Regulation of Cannabis and Cannabis-Derived Products: Questions and Answers http://www.fda.gov/news-events/public-health-focus/fda-regulation-cannabis-and-cannabis-derived-products-questions-and-answers copy attached.
In order for an application to have a valid basis that could properly result in a registration, the use of the mark has to be lawful. See In re Pepcom Indus., Inc., 192 USPQ 400, 401 (TTAB 1976) Because introduction of such goods into commerce was not lawful as of the filing date, applicant did not have a bona fide intent to lawfully use the applied-for mark in commerce in connection with such goods and/or the identified services. See e.g. In re JJ206, LLC, 120 USPQ2d 1568, 1569 (TTAB 2016) (“where the identified goods are illegal under the federal Controlled Substances Act (CSA), the applicant cannot use its mark in lawful commerce, and ‘it is a legal impossibility’ for the applicant to have the requisite bona fide intent to use the mark.”); see also In re Brown, 119 USPQ2d, 1351-1352; TMEP §907.
(1) Deleting the goods and services to which the refusal pertains;
(2) Filing a request to divide out the goods and services that have not been refused registration, so that the mark may proceed toward publication for opposition for those goods or services to which the refusal does not pertain. See 37 C.F.R. §2.87. See generally TMEP §§1110 et seq. (regarding the requirements for filing a request to divide). If applicant files a request to divide, then to avoid abandonment, applicant must also file a timely response to all outstanding issues in this Office action, including the refusal. 37 C.F.R. §2.87(e).; or
(3) Amending the basis for the goods and/or services identified in the refusal, if appropriate. TMEP §806.03(h). (The basis cannot be changed for applications filed under Trademark Act Section 66(a). TMEP §1904.01(a).)
Please note the following advisory.
Prior-Filed Applications
In response to this Office action, applicant may present arguments in support of registration by addressing the issue of the potential conflict between applicant’s mark and the marks in the referenced applications. Applicant’s election not to submit arguments at this time in no way limits applicant’s right to address this issue later if a refusal under Section 2(d) issues.
Request for Information
To permit proper examination of the application, applicant must submit additional information about the goods and services. See 37 C.F.R. §§2.61(b), 2.69; In re Stellar Int’l, Inc., 159 USPQ 48, 50-52 (TTAB 1968); TMEP §§814, 907. The requested information should include fact sheets, brochures, advertisements, and/or similar materials relating to the goods and services. If such materials are not available, applicant must provide a detailed factual description of the goods and services. Any information submitted in response to this requirement must clearly and accurately indicate the nature of the goods and services identified in the application.
In addition, applicant must submit a written statement indicating whether the goods identified in the application comply with the Controlled Substances Act (CSA), 21 U.S.C. §§801-971. See 37 C.F.R. §2.69; TMEP §907. The CSA prohibits, among other things, manufacturing, distributing, dispensing, or possessing certain controlled substances, including marijuana and marijuana-based preparations. 21 U.S.C. §§812, 841(a)(1), 844(a); see also 21 U.S.C. §802(16) (defining “[marijuana]”).
Finally, applicant must provide written responses to the following questions:
Failure to satisfactorily respond to a requirement for information is a ground for refusing registration. See In re Cheezwhse.com, Inc., 85 USPQ2d 1917, 1919 (TTAB 2008); In re Garden of Eatin’ Inc., 216 USPQ 355, 357 (TTAB 1982); TMEP §814.
Please note that merely stating that information about the goods and services is available on applicant’s website is an inappropriate response to the above requirement and is insufficient to make the relevant information properly of record. See In re Planalytics, Inc., 70 USPQ2d 1453, 1457-58 (TTAB 2004).
Applicant is advised that, upon consideration of the information provided by applicant in response to the above requirement, registration of the applied-for mark may be refused on the ground that the mark, as used/intended to be used in connection with the identified goods, is not lawful use in commerce. Trademark Act Sections 1 and 45, 15 U.S.C. §§1051, 1127. Use of a mark in commerce must be lawful use to be the basis for federal registration of the mark. Gray v. Daffy Dan’s Bargaintown, 823 F.2d 522, 526, 3 USPQ2d 1306, 1308 (Fed. Cir. 1987); see 15 U.S.C. §§1051, 1127; 37 C.F.R. §2.69; In re Midwest Tennis & Track Co., 29 USPQ2d 1386, 1386 n.2 (TTAB 1993); In re Stellar Int’l, Inc., 159 USPQ 48, 50-51 (TTAB 1968); TMEP §907.
Identification of Goods and Services
The identification of goods is indefinite and must be clarified because applicant must specify what the transmucosal goods are for, and that the sleep aids are supplements, rather than devices. Applicant must specify the type of journals, accessory bags, and clarify what is meant by “scent-proof bags”, specify the type of blankets, that caps are headwear, and the type of confectionary. Further, applicant must make clear what type of “programs” are being offered in Class 41, the type of lounge services, and the type or purpose of the information being provided. See 37 C.F.R. §2.32(a)(6); TMEP §1402.01.
In general, commas should be used in an identification (1) to separate a series of related items identified within a particular category of goods or services, (2) before and after “namely,” and (3) between each item in a list of goods or services following “namely” (e.g., personal care products, namely, body lotion, bar soap, shampoo). Id. Semicolons generally should be used to separate a series of distinct categories of goods or services within an international class (e.g., personal care products, namely, body lotion; deodorizers for pets; glass cleaners). Id.
An application must specify, in an explicit manner, the particular goods or services on or in connection with which the applicant uses, or has a bona fide intention to use, the mark in commerce. See 15 U.S.C. §1051(a)(2), (b)(2); 37 C.F.R. §2.32(a)(6); TMEP §1402.01. Therefore, applicant should replace “or” with “and” in the identification of goods or services, if appropriate, or rewrite the identification with the “or” deleted and the goods or services specified using definite and unambiguous language.
Applicant may adopt the following identification, if accurate:
Class 3: no changes
Class 5: Dietary and nutritional supplements that include derivative components of the hemp plants, namely, CBD oil and hemp oil; dietary and nutritional supplements that include derivative components of the hemp plant, provided in liquid, powder and capsule form; topical creams that include derivative components of the hemp plant, namely, CBD oil and hemp oil; e-cigarette liquid specially adapted for medicinal purposes; hemp-derived cannabidiol (CBD) based oils, gels, creams and ointments for transmucosal pharmaceutical preparations for the treatment of {applicant must specify the purpose of the goods, e.g., anxiety}; medicated candy, confectionery, chocolates and beverages that include hemp-derived cannabidiol (CBD); sports recovery creams and supplements; topical pain relief treatments; sleep aid supplements
Class 9: no changes
Class 14: no changes
Class 16: blank journals; silk-screen prints
Class 18: Accessory bags, namely, {applicant must specify bags, e.g., weekend bags}; tote bags; scent-proof backpacks
Class 22: canvas scent-proof storage bags
Class 24: {applicant must specify type, e.g., lap} blankets
Class 25: T-shirts, hoodies, sweatshirts, shirts, hats, caps in the nature of headwear, yoga pants, tunics, dresses
Class 28: no changes
Class 30: Candy; {applicant must specify type, e.g., chocolate} confectionery; chocolate; cookies; brownies; tea-based beverages
Class 35: Marketing services; advertising and promotion services; business consulting services; business development consulting services; business consulting services in the field of health and wellness; business consulting services for the cannabis industry; business consulting services in the field of medical marijuana; promoting public awareness of medical marijuana; retail store services featuring health foods, dietary supplements, nutritional supplements, herbs, vitamins, sports nutrition products, fitness products and apparel, cosmetics, body care, diagnostic, exercise and aromatherapy products; providing consumer information online in the field of medical marijuana and cannabis; providing consumer information online in the field of recreational marijuana and cannabis
Class 41: Educational services, namely, providing seminars and training programs in the fields of health and wellness, yoga, alternative medicine, horticulture and the cannabis industry; nightclub services; smoking lounge services
Class 43: cafe services, bar and cocktail lounge services
Class 44: Consulting services in the field of health and wellness; providing information online in the field of alternative medicine; providing health and wellness information online in the field of medical marijuana and cannabis; providing health and wellness information online in the field of recreational marijuana and cannabis.
For assistance with identifying and classifying goods and services in trademark applications, please see the USPTO’s online searchable U.S. Acceptable Identification of Goods and Services Manual. See TMEP §1402.04.
Multiple-Class Application Requirements
(1) List the goods and/or services by their international class number in consecutive numerical order, starting with the lowest numbered class.
(2) Submit a filing fee for each international class not covered by the fees already paid (view the USPTO’s current fee schedule). The application identifies goods and services that are classified in at least seventeen classes; however, applicant submitted fees sufficient for only sixteen classes. Applicant must either submit the filing fees for the classes not covered by the submitted fees or restrict the application to the number of classes covered by the fees already paid.
See 15 U.S.C. §§1051(b), 1112, 1126(e); 37 C.F.R. §§2.32(a)(6)-(7), 2.34(a)(2)-(3), 2.86(a); TMEP §§1403.01, 1403.02(c).
See an overview of the requirements for a Section 1(b) multiple-class application and how to satisfy the requirements online using the Trademark Electronic Application System (TEAS) form.
Responding to this Action
TEAS PLUS OR TEAS REDUCED FEE (TEAS RF) APPLICANTS – TO MAINTAIN LOWER FEE, ADDITIONAL REQUIREMENTS MUST BE MET, INCLUDING SUBMITTING DOCUMENTS ONLINE: Applicants who filed their application online using the lower-fee TEAS Plus or TEAS RF application form must (1) file certain documents online using TEAS, including responses to Office actions (see TMEP §§819.02(b), 820.02(b) for a complete list of these documents); (2) maintain a valid e-mail correspondence address; and (3) agree to receive correspondence from the USPTO by e-mail throughout the prosecution of the application. See 37 C.F.R. §§2.22(b), 2.23(b); TMEP §§819, 820. TEAS Plus or TEAS RF applicants who do not meet these requirements must submit an additional processing fee of $125 per class of goods and/or services. 37 C.F.R. §§2.6(a)(1)(v), 2.22(c), 2.23(c); TMEP §§819.04, 820.04. However, in certain situations, TEAS Plus or TEAS RF applicants may respond to an Office action by authorizing an examiner’s amendment by telephone or e-mail without incurring this additional fee.
How to respond. Click to file a response to this nonfinal Office action.
/Leslee A. Friedman/
Leslee A. Friedman
Trademark Examining Attorney
Office 120
leslee.friedman@uspto.gov
(571) 272 - 5278
RESPONSE GUIDANCE