Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2018)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2018)

Trademark/Service Mark Application, Principal Register

Serial Number: 87022040

Filing Date: 05/02/2016

To the Commissioner for Trademarks:

MARK: HOLOCENE (Standard Characters, see mark)
The literal element of the mark consists of HOLOCENE.
The mark consists of standard characters, without claim to any particular font, style, size, or color.

The applicant, Holocene Advisors, LP, a limited partnership legally organized under the laws of Delaware, comprising of Its general partner is Holocene GP, LLC, a Delaware limited liability company, having an address of
      110 E. 25th Street
      New York, New York 10010
      United States

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

       International Class 036:  Financial services, namely, investment management services, investment advisory services and asset management services
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.


The applicant's current Attorney Information:
      Scott Kareff and John Garces, Bryan Sterba and Robert Kiesel of Schulte Roth & Zabel LLP
      25th Floor
      919 Third Avenue
      New York, New York 10022
      United States
      212-756-2132(phone)
      212-593-5955(fax)
      scott.kareff@srz.com (authorized)
The attorney docket/reference number is 041687-0005.

The applicant's current Correspondence Information:

Scott Kareff

Schulte Roth & Zabel LLP

25th Floor       919 Third Avenue

New York, New York 10022

212-756-2132(phone)

212-593-5955(fax)

scott.kareff@srz.com (authorized)

A fee payment in the amount of $325 has been submitted with the application, representing payment for 1 class(es).

Declaration

The signatory believes that: if the applicant is filing the application under 15 U.S.C. § 1051(a), the applicant is the owner of the trademark/service mark sought to be registered; the applicant is using the mark in commerce on or in connection with the goods/services in the application; the specimen(s) shows the mark as used on or in connection with the goods/services in the application; and/or if the applicant filed an application under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e), the applicant is entitled to use the mark in commerce; the applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the goods/services in the application. The signatory believes that to the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive. The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /Brandon Haley/   Date: 05/02/2016
Signatory's Name: Brandon Haley
Signatory's Position: CEO
RAM Sale Number: 87022040
RAM Accounting Date: 05/03/2016

Serial Number: 87022040
Internet Transmission Date: Mon May 02 18:45:02 EDT 2016
TEAS Stamp: USPTO/BAS-XX.XXX.XXX.XX-2016050218450271
9030-87022040-5507015d9bab8c7ebd22fa5f34
18fcb57d76a21d2337ef7d96287238d561d23b20
-DA-20031-20160429154159298622