CLIENTWORKS
LPL Financial LLC
Trademark Registered: 2016-12-06
Trademark Application Details
REGISTERED
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| Serial Number | 86980765 |
| Registration Number | 5097438 |
| Mark Drawing Code | 4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form |
| Attorney Name | Timothy J. Lyden |
| Attorney Docket Number | 066851.09 |
| Law Office Assigned | M20 |
| Employee Name | BELENKER, ESTHER ANN |
Timeline
| 2014-07-17 | Application Filed |
| 2015-03-03 | Published for Opposition |
| 2015-07-00 | Date of First Use |
| 2016-11-02 | Location: PUBLICATION AND ISSUE SECTION |
| 2016-12-06 | Status: Live/Registered |
| 2016-12-06 | Trademark Registered |
| 2018-07-08 | Transaction Date |
Trademark Applicants & Owners
| Owner: |  LPL Financial LLC |
| Address | 75 State Street, 22nd Floor Boston CA 02109 |
| Legal Entity Type | Limited Liability Company |
| Legal Entity State | CA |
Documents
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Attorney of Record
Good, Services, and Codes
| International Codes: | 36 |
| U.S. Codes: | 100,101,102 |
| Type Code | Type |
|---|---|
| GS0361 | Providing an Internet website portal featuring a multi-functional platform for providing online information in the fields of financial and investment services, including financial planning, investment brokerage, providing investment advice, investment management and investment compliance services, for purposes of planning, executing, managing, analyzing, tracking, organizing, supervising, surveilling and structuring investments and investment strategies |
Trademark Filing History
| Description | Date | Event Coding |
|---|---|---|
| NEW APPLICATION ENTERED IN TRAM | 2014-07-21 | 1 NWAP I:Incoming Correspondence |
| NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM | 2014-07-24 | 2 NWOS I:Incoming Correspondence |
| NOTICE OF PSEUDO MARK E-MAILED | 2014-07-25 | 3 MPMK E:E-Mail |
| ASSIGNED TO EXAMINER | 2014-10-29 | 4 DOCK D:Assigned to Examiner |
| PRIORITY ACTION WRITTEN | 2014-11-05 | 5 CPRA R:Renewal |
| PRIORITY ACTION E-MAILED | 2014-11-05 | 6 GPRA F:First Action |
| NOTIFICATION OF PRIORITY ACTION E-MAILED | 2014-11-05 | 7 GPRN O:Outgoing Correspondence |
| ASSIGNED TO LIE | 2015-01-12 | 8 ALIE A:Allowance for Publication |
| PAPER RECEIVED | 2015-01-12 | 9 MAIL I:Incoming Correspondence |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2015-01-13 | 10 CRFA I:Incoming Correspondence |
| AMENDMENT FROM APPLICANT ENTERED | 2015-01-13 | 11 ACEC I:Incoming Correspondence |
| DATA MODIFICATION COMPLETED | 2015-01-23 | 12 DMCC I:Incoming Correspondence |
| PAPER RECEIVED | 2015-01-22 | 13 MAIL I:Incoming Correspondence |
| ATTORNEY REVIEW COMPLETED | 2015-01-26 | 14 ATRV O:Outgoing Correspondence |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2015-01-26 | 15 CNSA P: |
| LAW OFFICE PUBLICATION REVIEW COMPLETED | 2015-01-26 | 16 PREV O:Outgoing Correspondence |
| NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | 2015-02-11 | 17 NONP E:E-Mail |
| PUBLISHED FOR OPPOSITION | 2015-03-03 | 18 PUBO A:Allowance for Publication |
| OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | 2015-03-03 | 19 NPUB E:E-Mail |
| NOA E-MAILED - SOU REQUIRED FROM APPLICANT | 2015-04-28 | 20 NOAM E:E-Mail |
| TEAS EXTENSION RECEIVED | 2015-10-07 | 21 EEXT I:Incoming Correspondence |
| CASE ASSIGNED TO INTENT TO USE PARALEGAL | 2015-10-14 | 22 AITU A:Allowance for Publication |
| EXTENSION 1 FILED | 2015-10-07 | 23 EXT1 S: |
| EXTENSION 1 GRANTED | 2015-10-14 | 24 EX1G S: |
| NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | 2015-10-15 | 25 EXRA E:E-Mail |
| TEAS EXTENSION RECEIVED | 2016-04-22 | 26 EEXT I:Incoming Correspondence |
| CASE ASSIGNED TO INTENT TO USE PARALEGAL | 2016-05-27 | 27 AITU A:Allowance for Publication |
| EXTENSION 2 FILED | 2016-04-22 | 28 EXT2 S: |
| EXTENSION 2 GRANTED | 2016-05-28 | 29 EX2G S: |
| NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | 2016-05-31 | 30 EXRA E:E-Mail |
| TEAS STATEMENT OF USE RECEIVED | 2016-10-21 | 31 EISU I:Incoming Correspondence |
| TEAS REQUEST TO DIVIDE RECEIVED | 2016-10-21 | 32 ERTD I:Incoming Correspondence |
| CASE ASSIGNED TO INTENT TO USE PARALEGAL | 2016-10-28 | 33 AITU A:Allowance for Publication |
| DIVISIONAL REQUEST RECEIVED | 2016-10-21 | 34 DRRR I:Incoming Correspondence |
| DIVISIONAL PROCESSING COMPLETE | 2016-11-02 | 35 DPCC D:Assigned to Examiner |
| USE AMENDMENT FILED | 2016-10-21 | 36 IUAF S: |
| STATEMENT OF USE PROCESSING COMPLETE | 2016-11-02 | 37 SUPC I:Incoming Correspondence |
| ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | 2016-11-02 | 38 CNPR P: |
| NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED | 2016-11-03 | 39 SUNA E:E-Mail |
| NOTICE OF PSEUDO MARK E-MAILED | 2016-11-03 | 40 MPMK E:E-Mail |
| REGISTERED-PRINCIPAL REGISTER | 2016-12-06 | 41 R.PR A:Allowance for Publication |
| TEAS CHANGE OF OWNER ADDRESS RECEIVED | 2021-06-23 | 42 COAR I:Incoming Correspondence |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2021-06-23 | 43 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2021-06-23 | 44 ARAA I:Incoming Correspondence |
| TEAS CHANGE OF CORRESPONDENCE RECEIVED | 2021-06-23 | 45 TCCA I:Incoming Correspondence |
| APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | 2021-06-23 | 46 CHAN I:Incoming Correspondence |
| COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED | 2021-12-06 | 47 REM1 E:E-Mail |
| TEAS SECTION 8 & 15 RECEIVED | 2022-06-28 | 48 E815 I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2023-01-14 | 49 APRE A:Allowance for Publication |
| REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | 2023-01-21 | 50 C15A O:Outgoing Correspondence |
| NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | 2023-01-21 | 51 NA85 E:E-Mail |
| TEAS CHANGE OF OWNER ADDRESS RECEIVED | 2023-06-14 | 52 COAR I:Incoming Correspondence |
| APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | 2023-06-14 | 53 CHAN I:Incoming Correspondence |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2023-06-14 | 54 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2023-06-14 | 55 ARAA I:Incoming Correspondence |
| TEAS CHANGE OF CORRESPONDENCE RECEIVED | 2023-06-14 | 56 TCCA I:Incoming Correspondence |
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