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Serial Number | 86294246 |
Mark Drawing Code | 4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form |
Attorney Name | Susan E. Hollander |
Law Office Assigned | M60 |
Employee Name | ROACH, APRIL K |
2014-05-28 | Application Filed |
2014-08-05 | Published for Opposition |
2015-10-05 | Location: INTENT TO USE SECTION |
2016-05-02 | Abandon |
2016-05-02 | Status: Dead/Abandoned |
2018-07-08 | Transaction Date |
Owner: | ![]() |
Address | 1655 Grant Street, 10th Floor Concord CA 94520 |
Legal Entity Type | Corporation |
Legal Entity State | CA |
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International Codes: | 36 |
U.S. Codes: | 100,101,102 |
Type Code | Type |
---|---|
GS0361 | Financial services, namely, investment counseling and portfolio management; financial and investment services, namely, investment advisory, consultation, and management services; financial planning services; wealth management; fund management, namely, management of mutual funds; financial asset management; alternative investment management; strategic investment management and investment consultation services in all asset classes, including fixed-income products, equities, alternative investments, and commodities; financial risk management consultation; custodial services in the nature of financial trust operations; investment management services and investment of funds and assets of others, capital investment services, and financial transaction services, namely, securities trading for others, investment fund transfer and transaction services, and assisting others with the completion of financial transactions for securities and investment fund transfer and transaction services; trust and estate planning and management services; brokerage services, namely, acting as broker and dealer of equity and debt securities; investment management and financial advisory services for retirement plans and 401k plans; financial planning strategy services; financial advisory and consultancy services, namely, the creation of personalized strategies to achieve financial goals and financial independence; providing information and advice to align personal financial strategies and planning with life goals; implementing and monitoring financial planning strategies to achieve life goals |
Description | Date | Event Coding |
---|---|---|
NEW APPLICATION ENTERED IN TRAM | 2014-05-31 | 1 NWAP I:Incoming Correspondence |
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM | 2014-06-12 | 2 NWOS I:Incoming Correspondence |
ASSIGNED TO EXAMINER | 2014-06-28 | 3 DOCK D:Assigned to Examiner |
APPROVED FOR PUB - PRINCIPAL REGISTER | 2014-06-28 | 4 CNSA P: |
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | 2014-07-16 | 5 NONP E:E-Mail |
PUBLISHED FOR OPPOSITION | 2014-08-05 | 6 PUBO A:Allowance for Publication |
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | 2014-08-05 | 7 NPUB E:E-Mail |
NOA E-MAILED - SOU REQUIRED FROM APPLICANT | 2014-09-30 | 8 NOAM E:E-Mail |
TEAS EXTENSION RECEIVED | 2015-03-25 | 9 EEXT I:Incoming Correspondence |
EXTENSION 1 FILED | 2015-03-25 | 10 EXT1 S: |
EXTENSION 1 GRANTED | 2015-03-25 | 11 EX1G S: |
NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | 2015-03-27 | 12 EXRA E:E-Mail |
TEAS EXTENSION RECEIVED | 2015-09-30 | 13 EEXT I:Incoming Correspondence |
CASE ASSIGNED TO INTENT TO USE PARALEGAL | 2015-10-05 | 14 AITU A:Allowance for Publication |
EXTENSION 2 FILED | 2015-09-30 | 15 EXT2 S: |
EXTENSION 2 GRANTED | 2015-10-05 | 16 EX2G S: |
NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED | 2015-10-06 | 17 EXRA E:E-Mail |
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2016-03-08 | 18 REAP I:Incoming Correspondence |
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2016-03-08 | 19 ARAA I:Incoming Correspondence |
ABANDONMENT - NO USE STATEMENT FILED | 2016-05-02 | 20 ABN6 S: |
ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILED | 2016-05-02 | 21 MAB6 O:Outgoing Correspondence |
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