Application

PTO Form 1478 (Rev 9/2006)

OMB No. 0651-0009 (Exp 12/31/2014)

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PTO Form 1478 (Rev 9/2006)

OMB No. 0651-0009 (Exp 12/31/2014)

Trademark/Service Mark Application, Principal Register

Serial Number: 85966693

Filing Date: 06/21/2013

To the Commissioner for Trademarks:

MARK: ICAP (stylized and/or with design, see mark)

The literal element of the mark consists of ICAP.
The applicant is not claiming color as a feature of the mark. The mark consists of The design consists of an open half sunburst consisting of these spiked quadrangles on either side of an inverted V. The letters "ICAP" are centered below the open sunburst.
The applicant, Institutional Capital LLC, a limited liability company legally organized under the laws of Delaware, having an address of
      225 West Wacker Drive, Suite 2400
      Chicago, Illinois 60606
      United States


requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

       International Class 036:  investment mangement advisory

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 07/10/2010, and first used in commerce at least as early as 07/10/2010, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods and/or services, consisting of a(n) The attached specimens show a screenshot of the ICAP website and the ICAP "Investment Review and Outlook" newsletter for 3/31/13..

Original PDF file:
SPE0-2062102733-152045823_._institutionalcapital.pdf
Converted PDF file(s) (1 page)
Specimen File1
Original PDF file:
SPE0-2062102733-152045823_._ICAP_Review_Outlook_March_2013.pdf
Converted PDF file(s) (22 pages)
Specimen File1
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The applicant claims ownership of U.S. Registration Number(s) 2101209 and 2306150.

The applicant's current Attorney Information:
      Thomas Ryan and Keisha Amey-Hambric, David Williams, Michael Jones and Jennifer Bellusci of New York Life Insurance Company

      Office of the General Counsel
      51 Madison Avenue, 10th Floor
      New York, New York 10010
      United States

The applicant's current Correspondence Information:

Thomas Ryan

New York Life Insurance Company

Office of the General Counsel       51 Madison Avenue, 10th Floor

New York, New York 10010

Thomas_Ryan@newyorklife.com;David_Williams@newyorklife.com; Kamey@newyorklife.com; Michael_Ridgway_Jones@newyorklife.com; Jennifer_Bellusci@gmail.com (authorized)

A fee payment in the amount of $325 has been submitted with the application, representing payment for 1 class(es).

Declaration

The undersigned, being hereby warned that willful false statements and the like so made are punishable by fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false statements, and the like, may jeopardize the validity of the application or any resulting registration, declares that he/she is properly authorized to execute this application on behalf of the applicant; he/she believes the applicant to be the owner of the trademark/service mark sought to be registered, or, if the application is being filed under 15 U.S.C. Section 1051(b), he/she believes applicant to be entitled to use such mark in commerce; to the best of his/her knowledge and belief no other person, firm, corporation, or association has the right to use the mark in commerce, either in the identical form thereof or in such near resemblance thereto as to be likely, when used on or in connection with the goods/services of such other person, to cause confusion, or to cause mistake, or to deceive; and that all statements made of his/her own knowledge are true; and that all statements made on information and belief are believed to be true.

Declaration Signature

Signature: Not Provided    Date: Not Provided
Signatory's Name: Paula Rogers
Signatory's Position: President
RAM Sale Number: 85966693
RAM Accounting Date: 06/24/2013

Serial Number: 85966693
Internet Transmission Date: Fri Jun 21 15:49:12 EDT 2013
TEAS Stamp: USPTO/BAS-XXX.XXX.XX.XX-2013062115491243
0214-85966693-5005e58803feb2fa730913a9ae
ac7835583292999614658bdafce8543135e78793
1-CC-13706-20130621152045823754