CETERA
Cetera Financial Holdings, Inc.
Application Filed: 2012-06-15
Trademark Application Details
SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED
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| Serial Number | 85653688 |
| Registration Number | 4386541 |
| Mark Drawing Code | 4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form |
| Attorney Name | Dyan Finguerra-DuCharme |
| Attorney Docket Number | 18243.00037 |
| Law Office Assigned | L50 |
| Employee Name | TENG, SIMON |
Timeline
| 2010-03-15 | Date of First Use |
| 2012-06-15 | Application Filed |
| 2013-06-04 | Published for Opposition |
| 2013-08-20 | Trademark Registered |
| 2019-09-19 | Location: TMEG LAW OFFICE 105 |
| 2019-09-19 | Status: Live/Registered |
| 2019-09-20 | Transaction Date |
Trademark Applicants & Owners
| Owner: |  Cetera Financial Holdings, Inc. |
| Address | Suite 1200 200 N. Sepulveda Blvd. El Segundo DE 902455670 |
| Legal Entity Type | Corporation |
| Legal Entity State | DE |
Documents
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Attorney of Record
Good, Services, and Codes
| International Codes: | 35 |
| U.S. Codes: | 100,101,102 |
| International Codes: | 36 |
| U.S. Codes: | 100,101,102 |
| Type Code | Type |
|---|---|
| GS0351 | Business management services for professionals in the fields of clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors |
Trademark Filing History
| Description | Date | Event Coding |
|---|---|---|
| NEW APPLICATION ENTERED IN TRAM | 2012-06-19 | 1 NWAP I:Incoming Correspondence |
| NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM | 2012-06-25 | 2 NWOS I:Incoming Correspondence |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2012-08-21 | 3 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2012-08-21 | 4 ARAA I:Incoming Correspondence |
| ASSIGNED TO EXAMINER | 2012-09-28 | 5 DOCK D:Assigned to Examiner |
| NON-FINAL ACTION WRITTEN | 2012-10-01 | 6 CNRT R:Renewal |
| NON-FINAL ACTION E-MAILED | 2012-10-01 | 7 GNRT F:First Action |
| NOTIFICATION OF NON-FINAL ACTION E-MAILED | 2012-10-01 | 8 GNRN O:Outgoing Correspondence |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2013-02-22 | 9 TROA I:Incoming Correspondence |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2013-02-22 | 10 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2013-02-22 | 11 TEME I:Incoming Correspondence |
| NON-FINAL ACTION WRITTEN | 2013-03-15 | 12 CNRT R:Renewal |
| NON-FINAL ACTION E-MAILED | 2013-03-15 | 13 GNRT O:Outgoing Correspondence |
| NOTIFICATION OF NON-FINAL ACTION E-MAILED | 2013-03-15 | 14 GNRN O:Outgoing Correspondence |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2013-04-09 | 15 TROA I:Incoming Correspondence |
| ASSIGNED TO LIE | 2013-04-17 | 16 ALIE A:Allowance for Publication |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2013-04-26 | 17 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2013-04-26 | 18 TEME I:Incoming Correspondence |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2013-04-26 | 19 CNSA O:Outgoing Correspondence |
| LAW OFFICE PUBLICATION REVIEW COMPLETED | 2013-04-28 | 20 PREV O:Outgoing Correspondence |
| NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | 2013-05-15 | 21 NONP E:E-Mail |
| PUBLISHED FOR OPPOSITION | 2013-06-04 | 22 PUBO A:Allowance for Publication |
| OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | 2013-06-04 | 23 NPUB E:E-Mail |
| ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 2013-08-14 | 24 ASCK I:Incoming Correspondence |
| REGISTERED-PRINCIPAL REGISTER | 2013-08-20 | 25 R.PR A:Allowance for Publication |
| ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 2014-05-07 | 26 ASCK I:Incoming Correspondence |
| ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 2016-02-03 | 27 ASCK I:Incoming Correspondence |
| ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 2016-06-08 | 28 ASCK I:Incoming Correspondence |
| COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED | 2018-08-20 | 29 REM1 E:E-Mail |
| ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 2018-10-03 | 30 ASCK I:Incoming Correspondence |
| TEAS SECTION 8 & 15 RECEIVED | 2019-08-12 | 31 E815 I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2019-09-18 | 32 APRE A:Allowance for Publication |
| REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | 2019-09-19 | 33 C15A O:Outgoing Correspondence |
| NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | 2019-09-19 | 34 NA85 E:E-Mail |
| TEAS CHANGE OF OWNER ADDRESS RECEIVED | 2021-11-09 | 35 COAR I:Incoming Correspondence |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2021-11-09 | 36 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2021-11-09 | 37 ARAA I:Incoming Correspondence |
| TEAS CHANGE OF CORRESPONDENCE RECEIVED | 2021-11-09 | 38 TCCA I:Incoming Correspondence |
| APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | 2021-11-09 | 39 CHAN I:Incoming Correspondence |
| COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | 2022-08-20 | 40 REM2 E:E-Mail |
| TEAS SECTION 8 & 9 RECEIVED | 2023-08-15 | 41 E89R I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2024-02-09 | 42 APRE A:Allowance for Publication |
| REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | 2024-02-09 | 43 89AG O:Outgoing Correspondence |
| REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | 2024-02-09 | 44 RNL1 Q: |
| NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | 2024-02-09 | 45 NA89 E:E-Mail |
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