XMA
Cetera Financial Holdings, Inc.
Application Filed: 2011-09-28
Trademark Application Details
SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED
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| Serial Number | 85433961 |
| Registration Number | 4195933 |
| Mark Drawing Code | 4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form |
| Attorney Name | Dyan Finguerra-DuCharme |
| Attorney Docket Number | 18243.00037 |
| Law Office Assigned | L10 |
| Employee Name | CLARK, ROBERT C |
Timeline
| 2011-09-28 | Application Filed |
| 2011-12-00 | Date of First Use |
| 2012-02-14 | Published for Opposition |
| 2012-08-21 | Trademark Registered |
| 2018-08-11 | Location: TMEG LAW OFFICE 101 |
| 2018-08-11 | Status: Live/Registered |
| 2018-10-03 | Transaction Date |
Trademark Applicants & Owners
| Owner: |  Cetera Financial Holdings, Inc. |
| Address | Suite 1200 200 N. Sepulveda Blvd. El Segundo DE 90245 |
| Legal Entity Type | Corporation |
| Legal Entity State | DE |
Documents
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Attorney of Record
Good, Services, and Codes
| International Codes: | 36 |
| U.S. Codes: | 100,101,102 |
| Type Code | Type |
|---|---|
| GS0361 | Financial services, namely, investment management and investment research |
Trademark Filing History
| Description | Date | Event Coding |
|---|---|---|
| NEW APPLICATION ENTERED IN TRAM | 2011-10-01 | 1 NWAP I:Incoming Correspondence |
| NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM | 2011-10-03 | 2 NWOS I:Incoming Correspondence |
| ASSIGNED TO EXAMINER | 2011-11-29 | 3 DOCK D:Assigned to Examiner |
| NON-FINAL ACTION WRITTEN | 2011-11-30 | 4 CNRT R:Renewal |
| NON-FINAL ACTION E-MAILED | 2011-11-30 | 5 GNRT F:First Action |
| NOTIFICATION OF NON-FINAL ACTION E-MAILED | 2011-11-30 | 6 GNRN O:Outgoing Correspondence |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2011-12-07 | 7 TROA I:Incoming Correspondence |
| ASSIGNED TO LIE | 2011-12-14 | 8 ALIE A:Allowance for Publication |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2011-12-22 | 9 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2011-12-22 | 10 TEME I:Incoming Correspondence |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2012-01-09 | 11 CNSA P: |
| LAW OFFICE PUBLICATION REVIEW COMPLETED | 2012-01-09 | 12 PREV O:Outgoing Correspondence |
| NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED | 2012-01-25 | 13 NONP E:E-Mail |
| PUBLISHED FOR OPPOSITION | 2012-02-14 | 14 PUBO A:Allowance for Publication |
| OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | 2012-02-14 | 15 NPUB E:E-Mail |
| NOA E-MAILED - SOU REQUIRED FROM APPLICANT | 2012-04-10 | 16 NOAM E:E-Mail |
| TEAS STATEMENT OF USE RECEIVED | 2012-06-19 | 17 EISU I:Incoming Correspondence |
| CASE ASSIGNED TO INTENT TO USE PARALEGAL | 2012-07-16 | 18 AITU A:Allowance for Publication |
| USE AMENDMENT FILED | 2012-06-19 | 19 IUAF S: |
| STATEMENT OF USE PROCESSING COMPLETE | 2012-07-16 | 20 SUPC I:Incoming Correspondence |
| ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | 2012-07-17 | 21 CNPR P: |
| LAW OFFICE REGISTRATION REVIEW COMPLETED | 2012-07-17 | 22 REGV O:Outgoing Correspondence |
| NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED | 2012-07-18 | 23 SUNA E:E-Mail |
| REGISTERED-PRINCIPAL REGISTER | 2012-08-21 | 24 R.PR A:Allowance for Publication |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2012-08-21 | 25 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2012-08-21 | 26 ARAA I:Incoming Correspondence |
| ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 2013-08-14 | 27 ASCK I:Incoming Correspondence |
| ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 2014-05-07 | 28 ASCK I:Incoming Correspondence |
| ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 2016-02-03 | 29 ASCK I:Incoming Correspondence |
| ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 2016-06-08 | 30 ASCK I:Incoming Correspondence |
| COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED | 2017-08-21 | 31 REM1 E:E-Mail |
| TEAS SECTION 8 & 15 RECEIVED | 2018-08-06 | 32 E815 I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2018-08-11 | 33 APRE A:Allowance for Publication |
| REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | 2018-08-11 | 34 C15A O:Outgoing Correspondence |
| NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | 2018-08-11 | 35 NA85 E:E-Mail |
| ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 2018-10-03 | 36 ASCK I:Incoming Correspondence |
| COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | 2021-08-21 | 37 REM2 E:E-Mail |
| TEAS CHANGE OF OWNER ADDRESS RECEIVED | 2021-11-09 | 38 COAR I:Incoming Correspondence |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2021-11-09 | 39 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2021-11-09 | 40 ARAA I:Incoming Correspondence |
| TEAS CHANGE OF CORRESPONDENCE RECEIVED | 2021-11-09 | 41 TCCA I:Incoming Correspondence |
| APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | 2021-11-09 | 42 CHAN I:Incoming Correspondence |
| TEAS SECTION 8 & 9 RECEIVED | 2022-08-16 | 43 E89R I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2023-03-06 | 44 APRE A:Allowance for Publication |
| REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | 2023-03-06 | 45 89AG O:Outgoing Correspondence |
| REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | 2023-03-06 | 46 RNL1 Q: |
| NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | 2023-03-06 | 47 NA89 E:E-Mail |
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