BROKERCHECK
Financial Industry Regulatory Authority, Inc.
Application Filed: 2006-03-31
Trademark Application Details
REGISTERED AND RENEWED
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| Serial Number | 78851554 |
| Registration Number | 3227407 |
| Mark Drawing Code | 4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form |
| Attorney Name | Aaron D. Hendelman |
| Attorney Docket Number | 18110-TM1002 |
| Law Office Assigned | M10 |
| Employee Name | BENJAMIN, SARA NICOLE |
Timeline
| 2003-12-03 | Date of First Use |
| 2006-03-31 | Application Filed |
| 2007-01-23 | Published for Opposition |
| 2007-04-10 | Trademark Registered |
| 2017-04-10 | Renewal Date |
| 2017-05-24 | Location: GENERIC WEB UPDATE |
| 2017-05-24 | Status: Live/Registered |
| 2018-07-08 | Transaction Date |
Trademark Applicants & Owners
| Owner: |  FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| Entity Statement | NON-PROFIT CORPORATION |
| Address | 1735 K STREET, N.W. WASHINGTON DE 20006 |
| Legal Entity Type | |
| Legal Entity State | DE |
Documents
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Attorney of Record
Good, Services, and Codes
| International Codes: | 35 |
| U.S. Codes: | 100,101,102 |
| Type Code | Type |
|---|---|
| GS0351 | Providing an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees; providing information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries |
Trademark Filing History
| Description | Date | Event Coding |
|---|---|---|
| NEW APPLICATION ENTERED IN TRAM | 2006-04-06 | 1 NWAP I:Incoming Correspondence |
| NOTICE OF PSEUDO MARK MAILED | 2006-04-11 | 2 MPMK O:Outgoing Correspondence |
| ASSIGNED TO EXAMINER | 2006-09-13 | 3 DOCK D:Assigned to Examiner |
| NON-FINAL ACTION WRITTEN | 2006-09-27 | 4 CNRT R:Renewal |
| NON-FINAL ACTION E-MAILED | 2006-09-27 | 5 GNRT F:First Action |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2006-10-26 | 6 TROA I:Incoming Correspondence |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2006-10-26 | 7 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2006-10-27 | 8 TEME I:Incoming Correspondence |
| EXAMINERS AMENDMENT -WRITTEN | 2006-11-16 | 9 CNEA R:Renewal |
| EXAMINERS AMENDMENT E-MAILED | 2006-11-16 | 10 GNEA O:Outgoing Correspondence |
| EXAMINER'S AMENDMENT ENTERED | 2006-11-16 | 11 XAEC I:Incoming Correspondence |
| EXAMINER'S AMENDMENT ENTERED | 2006-11-16 | 12 XAEC I:Incoming Correspondence |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2006-11-17 | 13 CNSA O:Outgoing Correspondence |
| ASSIGNED TO LIE | 2006-12-06 | 14 ALIE A:Allowance for Publication |
| LAW OFFICE PUBLICATION REVIEW COMPLETED | 2006-12-06 | 15 PREV O:Outgoing Correspondence |
| NOTICE OF PUBLICATION | 2007-01-03 | 16 NPUB O:Outgoing Correspondence |
| PUBLISHED FOR OPPOSITION | 2007-01-23 | 17 PUBO A:Allowance for Publication |
| REGISTERED-PRINCIPAL REGISTER | 2007-04-10 | 18 R.PR A:Allowance for Publication |
| AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | 2007-08-29 | 19 ASGN I:Incoming Correspondence |
| TEAS SECTION 8 & 15 RECEIVED | 2012-10-30 | 20 E815 I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2012-11-24 | 21 APRE A:Allowance for Publication |
| REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | 2012-11-24 | 22 C15A O:Outgoing Correspondence |
| NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | 2012-11-24 | 23 NA85 E:E-Mail |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2014-01-29 | 24 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2014-01-29 | 25 ARAA I:Incoming Correspondence |
| COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | 2016-04-10 | 26 REM2 E:E-Mail |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2017-01-17 | 27 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2017-01-17 | 28 ARAA I:Incoming Correspondence |
| TEAS SECTION 8 & 9 RECEIVED | 2017-03-29 | 29 E89R I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2017-05-24 | 30 APRE A:Allowance for Publication |
| REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | 2017-05-24 | 31 89AG O:Outgoing Correspondence |
| REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | 2017-05-24 | 32 RNL1 Q: |
| NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | 2017-05-24 | 33 NA89 E:E-Mail |
Similar Marks
Mark Image Registration | Serial | Company Trademark Application Date |
|---|---|
 BROKERCHECK 86607969 4980926 Live/Registered |
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. 2015-04-23 |
 BROKERCHECK 78851554 3227407 Live/Registered |
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. 2006-03-31 |
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