| Trademark Snap Shot Publication Stylesheet (Table presents the data on Publication Approval) |
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OVERVIEW |
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| SERIAL NUMBER | 78838519 | FILING DATE | 03/16/2006 |
| REG NUMBER | 0000000 | REG DATE | N/A |
| REGISTER | PRINCIPAL | MARK TYPE | SERVICE MARK |
| INTL REG # | N/A | INTL REG DATE | N/A |
| TM ATTORNEY | SCHRODY, ALLISON PAIGE |
L.O. ASSIGNED | 115 |
PUB INFORMATION |
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| RUN DATE | 03/10/2007 | ||
| PUB DATE | N/A | ||
| STATUS | 680-APPROVED FOR PUBLICATION | ||
| STATUS DATE | 03/09/2007 | ||
| LITERAL MARK ELEMENT | ARBITER | ||
| DATE ABANDONED | N/A | DATE CANCELLED | N/A |
| SECTION 2F | NO | SECTION 2F IN PART | NO |
| SECTION 8 | NO | SECTION 8 IN PART | NO |
| SECTION 15 | NO | REPUB 12C | N/A |
| RENEWAL FILED | NO | RENEWAL DATE | N/A |
| DATE AMEND REG | N/A | ||
FILING BASIS |
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| FILED BASIS | CURRENT BASIS | AMENDED BASIS | |||
| 1 (a) | NO | 1 (a) | NO | 1 (a) | NO |
| 1 (b) | YES | 1 (b) | YES | 1 (b) | NO |
| 44D | NO | 44D | NO | 44D | NO |
| 44E | NO | 44E | NO | 44E | NO |
| 66A | NO | 66A | NO | ||
| NO BASIS | NO | NO BASIS | NO | ||
MARK DATA |
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| STANDARD CHARACTER MARK | YES |
| LITERAL MARK ELEMENT | ARBITER |
| MARK DRAWING CODE | 4-STANDARD CHARACTER MARK |
| COLOR DRAWING FLAG | NO |
CURRENT OWNER INFORMATION |
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| PARTY TYPE | 10-ORIGINAL APPLICANT |
| NAME | Edward Kaplan |
| ADDRESS | 1070 Park Avenue New York, NY 10128 |
| ENTITY | 01-INDIVIDUAL |
| CITIZENSHIP | United States of America |
GOODS AND SERVICES |
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| INTERNATIONAL CLASS | 035 |
| DESCRIPTION TEXT | Financial and investment management services, namely fund management, hedge fund management, asset management, asset based financing, financial asset evaluation, brokerage services, namely securities, stocks, share options and financial derivative products, provision and dissemination of financial information, financial management services, financial analysis services, investment analysis and advice, financial portfolio management, financing services relating to the securing of funds for others, financial trust management, securities and commodities brokerage services, investment advisory services, investment management services, financial services, namely investment fund transfer services, economic financial research services, management of portfolios comprising securities, exchange services relating to the trading of futures or options, and fiduciary services, namely fiduciary representatives |
GOODS AND SERVICES CLASSIFICATION |
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| INTERNATIONAL CLASS | 035 | FIRST USE DATE | NONE | FIRST USE IN COMMERCE DATE | NONE | CLASS STATUS | 6-ACTIVE |
MISCELLANEOUS INFORMATION/STATEMENTS |
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| CHANGE IN REGISTRATION | NO |
PROSECUTION HISTORY |
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| DATE | ENT CD | ENT TYPE | DESCRIPTION | ENT NUM |
| 03/09/2007 | CNSA | P | APPROVED FOR PUB - PRINCIPAL REGISTER | 011 |
| 03/09/2007 | XAEC | I | EXAMINER'S AMENDMENT ENTERED | 010 |
| 03/09/2007 | GNEA | O | EXAMINERS AMENDMENT E-MAILED | 009 |
| 03/09/2007 | CNEA | R | EXAMINERS AMENDMENT -WRITTEN | 008 |
| 03/07/2007 | TEME | I | TEAS/EMAIL CORRESPONDENCE ENTERED | 007 |
| 03/06/2007 | CRFA | I | CORRESPONDENCE RECEIVED IN LAW OFFICE | 006 |
| 03/06/2007 | TROA | I | TEAS RESPONSE TO OFFICE ACTION RECEIVED | 005 |
| 09/13/2006 | GNRT | F | NON-FINAL ACTION E-MAILED | 004 |
| 09/13/2006 | CNRT | R | NON-FINAL ACTION WRITTEN | 003 |
| 09/01/2006 | DOCK | D | ASSIGNED TO EXAMINER | 002 |
| 03/21/2006 | NWAP | I | NEW APPLICATION ENTERED IN TRAM | 001 |
CURRENT CORRESPONDENCE INFORMATION |
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| ATTORNEY | Joshua D. Saviano |
| CORRESPONDENCE ADDRESS | JOSHUA D. SAVIANO MORRISON COHEN LLP 909 3RD AVE FL 27 NEW YORK, NY 10022-4784 |
| DOMESTIC REPRESENTATIVE | NONE |