SMARTWORKS
Cetera Financial Group, Inc.
Application Filed: 2009-10-07
Trademark Application Details
SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED
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| Serial Number | 77843508 |
| Registration Number | 3912040 |
| Mark Drawing Code | 4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form |
| Attorney Name | Dyan Finguerra-DuCharme |
| Attorney Docket Number | 18243.00013 |
| Law Office Assigned | L90 |
| Employee Name | SOBRAL, CHRISTINA |
Timeline
| 2009-10-07 | Application Filed |
| 2010-09-21 | Published for Opposition |
| 2010-10-00 | Date of First Use |
| 2011-01-25 | Trademark Registered |
| 2016-04-02 | Location: TMEG LAW OFFICE 109 |
| 2016-04-02 | Status: Live/Registered |
| 2018-10-03 | Transaction Date |
Trademark Applicants & Owners
| Owner: |  CETERA FINANCIAL GROUP, INC. |
| Address | 200 N. SEPULVEDA BLVD., SUITE 1200 EL SEGUNDO DE 90245 |
| Legal Entity Type | Corporation |
| Legal Entity State | DE |
Documents
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Attorney of Record
Good, Services, and Codes
| International Codes: | 35 |
| U.S. Codes: | 100,101,102 |
| International Codes: | 36 |
| U.S. Codes: | 100,101,102 |
| Type Code | Type |
|---|---|
| GS0351 | Providing online marketing information for others in the fields of financial products and broker-dealer news and events |
Trademark Filing History
| Description | Date | Event Coding |
|---|---|---|
| NEW APPLICATION ENTERED IN TRAM | 2009-10-10 | 1 NWAP I:Incoming Correspondence |
| NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM | 2009-10-15 | 2 NWOS I:Incoming Correspondence |
| ASSIGNED TO EXAMINER | 2010-01-07 | 3 DOCK D:Assigned to Examiner |
| NON-FINAL ACTION WRITTEN | 2010-01-07 | 4 CNRT R:Renewal |
| NON-FINAL ACTION E-MAILED | 2010-01-07 | 5 GNRT F:First Action |
| NOTIFICATION OF NON-FINAL ACTION E-MAILED | 2010-01-07 | 6 GNRN O:Outgoing Correspondence |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2010-07-07 | 7 TROA I:Incoming Correspondence |
| TEAS CHANGE OF CORRESPONDENCE RECEIVED | 2010-07-07 | 8 TCCA I:Incoming Correspondence |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2010-07-06 | 9 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2010-07-06 | 10 ARAA I:Incoming Correspondence |
| AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | 2010-07-14 | 11 ASGN I:Incoming Correspondence |
| ASSIGNED TO LIE | 2010-07-19 | 12 ALIE A:Allowance for Publication |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2010-07-21 | 13 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2010-07-21 | 14 TEME I:Incoming Correspondence |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2010-08-12 | 15 CNSA P: |
| LAW OFFICE PUBLICATION REVIEW COMPLETED | 2010-08-14 | 16 PREV O:Outgoing Correspondence |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2010-09-09 | 17 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2010-09-09 | 18 ARAA I:Incoming Correspondence |
| PUBLISHED FOR OPPOSITION | 2010-09-21 | 19 PUBO A:Allowance for Publication |
| OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | 2010-09-21 | 20 NPUB E:E-Mail |
| NOA E-MAILED - SOU REQUIRED FROM APPLICANT | 2010-11-16 | 21 NOAM E:E-Mail |
| TEAS STATEMENT OF USE RECEIVED | 2010-11-23 | 22 EISU I:Incoming Correspondence |
| CASE ASSIGNED TO INTENT TO USE PARALEGAL | 2010-12-13 | 23 AITU A:Allowance for Publication |
| USE AMENDMENT FILED | 2010-11-23 | 24 IUAF S: |
| STATEMENT OF USE PROCESSING COMPLETE | 2010-12-13 | 25 SUPC I:Incoming Correspondence |
| ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | 2010-12-14 | 26 CNPR P: |
| LAW OFFICE REGISTRATION REVIEW COMPLETED | 2010-12-18 | 27 REGV O:Outgoing Correspondence |
| NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED | 2010-12-21 | 28 SUNA E:E-Mail |
| REGISTERED-PRINCIPAL REGISTER | 2011-01-25 | 29 R.PR A:Allowance for Publication |
| AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | 2012-07-04 | 30 ASGN I:Incoming Correspondence |
| ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 2013-08-14 | 31 ASCK I:Incoming Correspondence |
| ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 2014-05-07 | 32 ASCK I:Incoming Correspondence |
| ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 2016-02-03 | 33 ASCK I:Incoming Correspondence |
| TEAS SECTION 8 & 15 RECEIVED | 2016-02-05 | 34 E815 I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2016-04-02 | 35 APRE A:Allowance for Publication |
| REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | 2016-04-02 | 36 C15A O:Outgoing Correspondence |
| NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | 2016-04-02 | 37 NA85 E:E-Mail |
| ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 2016-06-08 | 38 ASCK I:Incoming Correspondence |
| ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY | 2018-10-03 | 39 ASCK I:Incoming Correspondence |
| COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | 2020-01-25 | 40 REM2 E:E-Mail |
| TEAS SECTION 8 & 9 RECEIVED | 2020-10-05 | 41 E89R I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2020-12-18 | 42 APRE A:Allowance for Publication |
| REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | 2020-12-18 | 43 89AG O:Outgoing Correspondence |
| REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | 2020-12-18 | 44 RNL1 Q: |
| NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | 2020-12-18 | 45 NA89 E:E-Mail |
| TEAS CHANGE OF OWNER ADDRESS RECEIVED | 2021-11-09 | 46 COAR I:Incoming Correspondence |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2021-11-09 | 47 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2021-11-09 | 48 ARAA I:Incoming Correspondence |
| TEAS CHANGE OF CORRESPONDENCE RECEIVED | 2021-11-09 | 49 TCCA I:Incoming Correspondence |
| APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | 2021-11-09 | 50 CHAN I:Incoming Correspondence |
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