FIRST TRUST
First Trust Portfolios L.P.
Application Filed: 2008-01-02
Trademark Application Details
SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED
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| Serial Number | 77362733 |
| Registration Number | 3796156 |
| Mark Drawing Code | 3000: Illustration: Drawing or design which also includes word(s)/ letter(s)/number(s) |
| Attorney Name | Ronald A DiCerbo |
| Attorney Docket Number | 34282US01 |
| Law Office Assigned | L40 |
| Employee Name | CHARLON, BARNEY LAWREN |
Timeline
| 2008-01-02 | Application Filed |
| 2008-04-01 | Date of First Use |
| 2009-12-01 | Published for Opposition |
| 2010-06-01 | Trademark Registered |
| 2016-05-31 | Location: TMEG LAW OFFICE 104 |
| 2016-05-31 | Status: Live/Registered |
| 2019-06-01 | Transaction Date |
Trademark Applicants & Owners
| Owner: |  First Trust Portfolios L.P. |
| Address | 120 E. Liberty Drive Suite 400 Wheaton IL 60187 |
| Legal Entity Type | Limited Partnership |
| Legal Entity State | IL |
Documents
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Design Search Codes
| 260902 | Plain single line squares; Squares, plain single line |
Attorney of Record
Good, Services, and Codes
| International Codes: | 36 |
| U.S. Codes: | 100,101,102 |
| Type Code | Type |
|---|---|
| CC0000 | Color is not claimed as a feature of the mark. |
Trademark Filing History
| Description | Date | Event Coding |
|---|---|---|
| NEW APPLICATION ENTERED IN TRAM | 2008-01-07 | 1 NWAP I:Incoming Correspondence |
| NOTICE OF DESIGN SEARCH CODE MAILED | 2008-01-08 | 2 MDSC O:Outgoing Correspondence |
| ASSIGNED TO EXAMINER | 2008-03-31 | 3 DOCK D:Assigned to Examiner |
| NON-FINAL ACTION WRITTEN | 2008-04-07 | 4 CNRT R:Renewal |
| NON-FINAL ACTION E-MAILED | 2008-04-07 | 5 GNRT F:First Action |
| NOTIFICATION OF NON-FINAL ACTION E-MAILED | 2008-04-07 | 6 GNRN O:Outgoing Correspondence |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2008-10-07 | 7 TROA I:Incoming Correspondence |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2008-10-07 | 8 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2008-10-08 | 9 TEME I:Incoming Correspondence |
| FINAL REFUSAL WRITTEN | 2008-10-28 | 10 CNFR R:Renewal |
| FINAL REFUSAL E-MAILED | 2008-10-28 | 11 GNFR O:Outgoing Correspondence |
| NOTIFICATION OF FINAL REFUSAL EMAILED | 2008-10-28 | 12 GNFN O:Outgoing Correspondence |
| TEAS REQUEST FOR RECONSIDERATION RECEIVED | 2009-04-28 | 13 ERFR I:Incoming Correspondence |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2009-04-28 | 14 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2009-04-28 | 15 TEME I:Incoming Correspondence |
| NON-FINAL ACTION WRITTEN | 2009-05-19 | 16 CNRT R:Renewal |
| NON-FINAL ACTION E-MAILED | 2009-05-19 | 17 GNRT O:Outgoing Correspondence |
| NOTIFICATION OF NON-FINAL ACTION E-MAILED | 2009-05-19 | 18 GNRN O:Outgoing Correspondence |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2009-06-04 | 19 TROA I:Incoming Correspondence |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2009-06-04 | 20 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2009-06-05 | 21 TEME I:Incoming Correspondence |
| SUBSEQUENT FINAL REFUSAL WRITTEN | 2009-06-26 | 22 CFRC R:Renewal |
| SUBSEQUENT FINAL EMAILED | 2009-06-26 | 23 GNSF O:Outgoing Correspondence |
| NOTIFICATION OF SUBSEQUENT FINAL EMAILED | 2009-06-26 | 24 GNS1 O:Outgoing Correspondence |
| TEAS REQUEST FOR RECONSIDERATION RECEIVED | 2009-07-15 | 25 ERFR I:Incoming Correspondence |
| ASSIGNED TO LIE | 2009-07-31 | 26 ALIE A:Allowance for Publication |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2009-07-31 | 27 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2009-07-31 | 28 TEME I:Incoming Correspondence |
| ACTION CONTINUING FINAL - COMPLETED | 2009-08-17 | 29 CNCF S: |
| ACTION DENYING REQ FOR RECON E-MAILED | 2009-08-17 | 30 GECD O:Outgoing Correspondence |
| NOTIFICATION OF ACTION DENYING REQ FOR RECON E-MAILED | 2009-08-17 | 31 GEA1 O:Outgoing Correspondence |
| TEAS REQUEST FOR RECONSIDERATION RECEIVED | 2009-09-09 | 32 ERFR I:Incoming Correspondence |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2009-09-16 | 33 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2009-09-16 | 34 TEME I:Incoming Correspondence |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2009-10-07 | 35 CNSA P: |
| PREVIOUS ALLOWANCE COUNT WITHDRAWN | 2009-10-07 | 36 ZZZX Z:Deletion |
| EXAMINERS AMENDMENT -WRITTEN | 2009-10-27 | 37 CNEA R:Renewal |
| EXAMINERS AMENDMENT E-MAILED | 2009-10-27 | 38 GNEA O:Outgoing Correspondence |
| NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | 2009-10-27 | 39 GNEN O:Outgoing Correspondence |
| EXAMINER'S AMENDMENT ENTERED | 2009-10-27 | 40 XAEC I:Incoming Correspondence |
| EXAMINER'S AMENDMENT ENTERED | 2009-10-27 | 41 XAEC I:Incoming Correspondence |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2009-10-27 | 42 CNSA P: |
| ASSIGNED TO LIE | 2009-10-28 | 43 ALIE A:Allowance for Publication |
| LAW OFFICE PUBLICATION REVIEW COMPLETED | 2009-10-28 | 44 PREV O:Outgoing Correspondence |
| PUBLISHED FOR OPPOSITION | 2009-12-01 | 45 PUBO A:Allowance for Publication |
| OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED | 2009-12-01 | 46 NPUB E:E-Mail |
| NOA MAILED - SOU REQUIRED FROM APPLICANT | 2010-02-23 | 47 NOAM O:Outgoing Correspondence |
| TEAS STATEMENT OF USE RECEIVED | 2010-03-20 | 48 EISU I:Incoming Correspondence |
| CASE ASSIGNED TO INTENT TO USE PARALEGAL | 2010-04-12 | 49 AITU A:Allowance for Publication |
| USE AMENDMENT FILED | 2010-03-20 | 50 IUAF S: |
| STATEMENT OF USE PROCESSING COMPLETE | 2010-04-12 | 51 SUPC I:Incoming Correspondence |
| ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | 2010-04-29 | 52 CNPR P: |
| LAW OFFICE REGISTRATION REVIEW COMPLETED | 2010-04-29 | 53 REGV O:Outgoing Correspondence |
| NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED | 2010-04-30 | 54 SUNA E:E-Mail |
| REGISTERED-PRINCIPAL REGISTER | 2010-06-01 | 55 R.PR A:Allowance for Publication |
| TEAS SECTION 8 & 15 RECEIVED | 2016-03-22 | 56 E815 I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2016-05-31 | 57 APRE A:Allowance for Publication |
| REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | 2016-05-31 | 58 C15A O:Outgoing Correspondence |
| NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | 2016-05-31 | 59 NA85 E:E-Mail |
| COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | 2019-06-01 | 60 REM2 E:E-Mail |
| TEAS SECTION 8 & 9 RECEIVED | 2020-02-06 | 61 E89R I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2020-04-02 | 62 APRE A:Allowance for Publication |
| REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED | 2020-04-02 | 63 89AG O:Outgoing Correspondence |
| REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | 2020-04-02 | 64 RNL1 Q: |
| NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED | 2020-04-02 | 65 NA89 E:E-Mail |
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