NASD
Financial Industry Regulatory Authority, Inc.
Application Filed: 2007-08-16
Trademark Application Details
SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED
| Research |
OneLook
Acronym Finder
|
| Serial Number | 77257481 |
| Registration Number | 3555973 |
| Mark Drawing Code | 4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form |
| Attorney Name | Aaron D. Hendelman |
| Attorney Docket Number | 18110-TM1018 |
| Law Office Assigned | M40 |
| Employee Name | MURRAY, DAVID T |
Timeline
| 1939-00-00 | Date of First Use |
| 2007-08-16 | Application Filed |
| 2008-10-21 | Published for Opposition |
| 2009-01-06 | Trademark Registered |
| 2015-02-06 | Location: TMO LAW OFFICE 113 |
| 2015-02-06 | Status: Live/Registered |
| 2019-01-05 | Transaction Date |
Trademark Applicants & Owners
| Owner: |  Financial Industry Regulatory Authority, Inc. |
| Entity Statement | NON-PROFIT CORPORATION |
| Address | 1735 K Street, N.W. Washington DE 20006 |
| Legal Entity Type | |
| Legal Entity State | DE |
Documents
Click the blue "Refresh" button to load certificates, specimines, application, and other documents.
Attorney of Record
Good, Services, and Codes
| International Codes: | 16 |
| U.S. Codes: | 002,005,022,023,029,037,038,050 |
| International Codes: | 41 |
| U.S. Codes: | 100,101,107 |
| Type Code | Type |
|---|---|
| GS0411 | electronic publications, namely, an online nondownloadable manual featuring information concerning regulations and requirements pertaining to the securities industry |
Related Filings
| Mark | Serial Number | Relationship Number |
|---|---|---|
| NASD | 73765639 | 1555272 |
| NASD INVESTOR EDUCATION FOUNDATION | 78424094 | 3048948 |
| NASD INVESTOR EDUCATION FOUNDATION | 78424091 | 3062270 |
Trademark Filing History
| Description | Date | Event Coding |
|---|---|---|
| NEW APPLICATION ENTERED IN TRAM | 2007-08-21 | 1 NWAP I:Incoming Correspondence |
| NOTICE OF PSEUDO MARK MAILED | 2007-08-22 | 2 MPMK O:Outgoing Correspondence |
| ASSIGNED TO EXAMINER | 2007-11-05 | 3 DOCK D:Assigned to Examiner |
| NON-FINAL ACTION WRITTEN | 2007-11-07 | 4 CNRT R:Renewal |
| NON-FINAL ACTION E-MAILED | 2007-11-07 | 5 GNRT F:First Action |
| NOTIFICATION OF NON-FINAL ACTION E-MAILED | 2007-11-07 | 6 GNRN O:Outgoing Correspondence |
| ASSIGNED TO EXAMINER | 2008-02-06 | 7 DOCK D:Assigned to Examiner |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2008-05-07 | 8 TROA I:Incoming Correspondence |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2008-05-07 | 9 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2008-05-08 | 10 TEME I:Incoming Correspondence |
| FINAL REFUSAL WRITTEN | 2008-06-01 | 11 CNFR R:Renewal |
| FINAL REFUSAL E-MAILED | 2008-06-01 | 12 GNFR O:Outgoing Correspondence |
| NOTIFICATION OF FINAL REFUSAL EMAILED | 2008-06-01 | 13 GNFN O:Outgoing Correspondence |
| TEAS REQUEST FOR RECONSIDERATION RECEIVED | 2008-09-07 | 14 ERFR I:Incoming Correspondence |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2008-09-07 | 15 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2008-09-08 | 16 TEME I:Incoming Correspondence |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2008-09-09 | 17 CNSA O:Outgoing Correspondence |
| ASSIGNED TO LIE | 2008-09-16 | 18 ALIE A:Allowance for Publication |
| LAW OFFICE PUBLICATION REVIEW COMPLETED | 2008-09-16 | 19 PREV O:Outgoing Correspondence |
| NOTICE OF PUBLICATION | 2008-10-01 | 20 NPUB O:Outgoing Correspondence |
| PUBLISHED FOR OPPOSITION | 2008-10-21 | 21 PUBO A:Allowance for Publication |
| REGISTERED-PRINCIPAL REGISTER | 2009-01-06 | 22 R.PR A:Allowance for Publication |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2014-01-29 | 23 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2014-01-29 | 24 ARAA I:Incoming Correspondence |
| TEAS SECTION 8 & 15 RECEIVED | 2015-01-21 | 25 E815 I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2015-02-06 | 26 APRE A:Allowance for Publication |
| REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | 2015-02-06 | 27 C15A O:Outgoing Correspondence |
| NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | 2015-02-06 | 28 NA85 E:E-Mail |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2017-01-17 | 29 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2017-01-17 | 30 ARAA I:Incoming Correspondence |
| COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | 2018-01-06 | 31 REM2 E:E-Mail |
| TEAS SECTION 8 & 9 RECEIVED | 2019-01-04 | 32 E89R I:Incoming Correspondence |
| CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 2019-01-31 | 33 APRE A:Allowance for Publication |
| REGISTERED - PARTIAL SEC. 8 (10-YR) ACCEPTED | 2019-01-31 | 34 8PRT O:Outgoing Correspondence |
| REGISTERED - SEC. 9 GRANTED/CHECK RECORD FOR SEC. 8 | 2019-01-31 | 35 9G8P O:Outgoing Correspondence |
| REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) | 2019-01-31 | 36 RNL1 Q: |
| NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED | 2019-01-31 | 37 NAS8 E:E-Mail |
| TEAS CHANGE OF OWNER ADDRESS RECEIVED | 2024-03-14 | 38 COAR I:Incoming Correspondence |
| APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | 2024-03-14 | 39 CHAN I:Incoming Correspondence |
| TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 2024-03-14 | 40 REAP I:Incoming Correspondence |
| ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 2024-03-14 | 41 ARAA I:Incoming Correspondence |
| TEAS CHANGE OF CORRESPONDENCE RECEIVED | 2024-03-14 | 42 TCCA I:Incoming Correspondence |
Similar Marks
uspto.report is an independent third-party trademark research tool that is not affiliated, endorsed, or sponsored by the United States Patent and Trademark Office (USPTO) or any other governmental organization. The information provided by uspto.report is based on publicly available data at the time of writing and is intended for informational purposes only.
While we strive to provide accurate and up-to-date information, we do not guarantee the accuracy, completeness, reliability, or suitability of the information displayed on this site. The use of this site is at your own risk. Any reliance you place on such information is therefore strictly at your own risk.
All official trademark data, including owner information, should be verified by visiting the official USPTO website at www.uspto.gov. This site is not intended to replace professional legal advice and should not be used as a substitute for consulting with a legal professional who is knowledgeable about trademark law.
| 