ALARIC

Alaric Compliance Services, LLC

Application Filed: 2007-07-19

Trademark Application Details

Status

710

Dead/Cancelled

CANCELLED - SECTION 8

Research	OneLook Acronym Finder
Serial Number	77233620
Registration Number	3408488
Mark Drawing Code	4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form
Cancellation Code	2
Law Office Assigned	L10
Employee Name	MAYES, LAURIE ANN

Timeline

2005-12-01	Date of First Use
2007-07-19	Application Filed
2008-01-22	Published for Opposition
2008-04-08	Location: PUBLICATION AND ISSUE SECTION
2008-04-08	Trademark Registered
2014-11-14	Cancelled
2014-11-14	Status: Dead/Cancelled
2018-07-08	Transaction Date

Trademark Applicants & Owners

Owner:	Alaric Compliance Services, LLC
Address	41 Madison Avenue, 30th Floor New York DE 10010
Legal Entity Type	Limited Liability Company
Legal Entity State	DE

Documents

Click the blue "Refresh" button to load certificates, specimines, application, and other documents.

Attorney of Record

ALARIC COMPLIANCE SERVICES, LLC
11th Floor
800 Third Avenue
New York NY 10022

Good, Services, and Codes

International Codes:	35
U.S. Codes:	100,101,102

Type Code	Type
GS0351	Management and business consulting services in the field of SEC and broker-dealer compliance matters for investment managers; Outsourcing in the field of regulatory compliance, namely acting as Chief Compliance Officer for SEC registered and unregistered advisors, companies and hedge funds; tracking and monitoring of investment firms' securities regulatory compliance program; Business evaluation of regulatory compliance activities and written compliance policies and procedures; Business consultation services

Type Code

Type

GS0351

Management and business consulting services in the field of SEC and broker-dealer compliance matters for investment managers; Outsourcing in the field of regulatory compliance, namely acting as Chief Compliance Officer for SEC registered and unregistered advisors, companies and hedge funds; tracking and monitoring of investment firms' securities regulatory compliance program; Business evaluation of regulatory compliance activities and written compliance policies and procedures; Business consultation services

Trademark Filing History

Description	Date	Event Coding
NEW APPLICATION ENTERED IN TRAM	2007-07-24	1 NWAP I:Incoming Correspondence
ASSIGNED TO EXAMINER	2007-10-24	2 DOCK D:Assigned to Examiner
REMOVED FROM TEAS PLUS	2007-10-24	3 RFTP Z:Deletion
NON-FINAL ACTION WRITTEN	2007-10-24	4 CNRT R:Renewal
NON-FINAL ACTION E-MAILED	2007-10-24	5 GNRT F:First Action
NOTIFICATION OF NON-FINAL ACTION E-MAILED	2007-10-24	6 GNRN O:Outgoing Correspondence
TEAS RESPONSE TO OFFICE ACTION RECEIVED	2007-11-05	7 TROA I:Incoming Correspondence
CORRESPONDENCE RECEIVED IN LAW OFFICE	2007-11-05	8 CRFA I:Incoming Correspondence
TEAS/EMAIL CORRESPONDENCE ENTERED	2007-11-05	9 TEME I:Incoming Correspondence
APPROVED FOR PUB - PRINCIPAL REGISTER	2007-11-07	10 CNSA O:Outgoing Correspondence
ASSIGNED TO LIE	2007-12-14	11 ALIE A:Allowance for Publication
LAW OFFICE PUBLICATION REVIEW COMPLETED	2007-12-14	12 PREV O:Outgoing Correspondence
NOTICE OF PUBLICATION	2008-01-02	13 NPUB O:Outgoing Correspondence
PUBLISHED FOR OPPOSITION	2008-01-22	14 PUBO A:Allowance for Publication
REGISTERED-PRINCIPAL REGISTER	2008-04-08	15 R.PR A:Allowance for Publication
TEAS CHANGE OF CORRESPONDENCE RECEIVED	2008-04-14	16 TCCA I:Incoming Correspondence
CANCELLED SEC. 8 (6-YR)	2014-11-14	17 C8.. O:Outgoing Correspondence

Similar Marks

Mark Image Registration \| Serial	Company Trademark Application Date
ALARIC 90771934 not registered Live/Pending	Talarico, Guy 2021-06-14
ALARIC 88004597 not registered Live/Pending	Alaric Capital Management, LLC 2018-06-18
ALARIC 86358583 not registered Dead/Abandoned	NCR Corporation 2014-08-06
ALARIC 77233620 3408488 Dead/Cancelled	Alaric Compliance Services, LLC 2007-07-19
ALARIC 73045124 1059330 Dead/Expired	KANEMATSU-GOSHO (U.S.A.) INC. 1975-02-25

uspto.report is an independent third-party trademark research tool that is not affiliated, endorsed, or sponsored by the United States Patent and Trademark Office (USPTO) or any other governmental organization. The information provided by uspto.report is based on publicly available data at the time of writing and is intended for informational purposes only.

While we strive to provide accurate and up-to-date information, we do not guarantee the accuracy, completeness, reliability, or suitability of the information displayed on this site. The use of this site is at your own risk. Any reliance you place on such information is therefore strictly at your own risk.

All official trademark data, including owner information, should be verified by visiting the official USPTO website at www.uspto.gov. This site is not intended to replace professional legal advice and should not be used as a substitute for consulting with a legal professional who is knowledgeable about trademark law.