FINRA
Financial Industry Regulatory Authority, Inc.
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| Serial Number | 77226437 |
| Mark Drawing Code | 4000: Illustration: Drawing with word(s)/letter(s)/number(s) in Block form |
| Attorney Name | Carla B. Oakley |
| Attorney Docket Number | 060514.2290 |
| Law Office Assigned | L70 |
| Employee Name | HOFFMAN, DAVID AARON |
Timeline
| 2007-07-10 | Application Filed |
| 2008-04-22 | Published for Opposition |
| 2009-02-02 | Location: DIVISIONAL UNIT |
| 2010-02-15 | Abandon |
| 2010-02-15 | Status: Dead/Abandoned |
| 2018-07-08 | Transaction Date |
Trademark Applicants & Owners
| Owner: |  FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. |
| Entity Statement | NON-PROFIT CORPORATION |
| Address | 1735 K STREET, N.W. WASHINGTON DE 20006 |
| Legal Entity Type | |
| Legal Entity State | DE |
Documents
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Attorney of Record
Good, Services, and Codes
| International Codes: | 42 |
| U.S. Codes: | 100,101 |
| Type Code | Type |
|---|---|
| GS0421 | Providing software development services for databases of information in the field of securities regulation, markets, compliance, financial investments in securities, securities firms, broker/dealers, investment advisors and mortgage industry professionals, and rules to govern securities trading activities; providing advice regarding the use of technology to enforce securities market regulations and rules |
Trademark Filing History
| Description | Date | Event Coding |
|---|---|---|
| NEW APPLICATION ENTERED IN TRAM | 2007-07-13 | 1 NWAP I:Incoming Correspondence |
| ASSIGNED TO EXAMINER | 2007-07-19 | 2 DOCK D:Assigned to Examiner |
| PRIORITY ACTION WRITTEN | 2007-08-02 | 3 CPRA R:Renewal |
| PRIORITY ACTION E-MAILED | 2007-08-02 | 4 GPRA F:First Action |
| NOTIFICATION OF PRIORITY ACTION E-MAILED | 2007-08-02 | 5 GPRN O:Outgoing Correspondence |
| AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | 2007-08-29 | 6 ASGN I:Incoming Correspondence |
| TEAS RESPONSE TO OFFICE ACTION RECEIVED | 2008-01-28 | 7 TROA I:Incoming Correspondence |
| CORRESPONDENCE RECEIVED IN LAW OFFICE | 2008-01-28 | 8 CRFA I:Incoming Correspondence |
| TEAS/EMAIL CORRESPONDENCE ENTERED | 2008-01-28 | 9 TEME I:Incoming Correspondence |
| EXAMINERS AMENDMENT -WRITTEN | 2008-02-27 | 10 CNEA R:Renewal |
| EXAMINERS AMENDMENT E-MAILED | 2008-02-27 | 11 GNEA O:Outgoing Correspondence |
| NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | 2008-02-27 | 12 GNEN O:Outgoing Correspondence |
| EXAMINER'S AMENDMENT ENTERED | 2008-02-27 | 13 XAEC I:Incoming Correspondence |
| APPROVED FOR PUB - PRINCIPAL REGISTER | 2008-02-27 | 14 CNSA P: |
| ASSIGNED TO LIE | 2008-03-17 | 15 ALIE A:Allowance for Publication |
| LAW OFFICE PUBLICATION REVIEW COMPLETED | 2008-03-17 | 16 PREV O:Outgoing Correspondence |
| NOTICE OF PUBLICATION | 2008-04-02 | 17 NPUB O:Outgoing Correspondence |
| PUBLISHED FOR OPPOSITION | 2008-04-22 | 18 PUBO A:Allowance for Publication |
| NOA MAILED - SOU REQUIRED FROM APPLICANT | 2008-07-15 | 19 NOAM O:Outgoing Correspondence |
| TEAS EXTENSION RECEIVED | 2009-01-13 | 20 EEXT I:Incoming Correspondence |
| TEAS REQUEST TO DIVIDE RECEIVED | 2009-01-13 | 21 ERTD I:Incoming Correspondence |
| CASE ASSIGNED TO INTENT TO USE PARALEGAL | 2009-02-02 | 22 AITU A:Allowance for Publication |
| DIVISIONAL REQUEST RECEIVED | 2009-01-13 | 23 DRRR I:Incoming Correspondence |
| DIVISIONAL PROCESSING COMPLETE | 2009-02-02 | 24 DPCC D:Assigned to Examiner |
| EXTENSION 1 FILED | 2009-01-13 | 25 EXT1 S: |
| EXTENSION 1 GRANTED | 2009-02-02 | 26 EX1G S: |
| TEAS EXTENSION RECEIVED | 2009-07-14 | 27 EEXT I:Incoming Correspondence |
| EXTENSION 2 FILED | 2009-07-14 | 28 EXT2 S: |
| EXTENSION 2 GRANTED | 2009-07-20 | 29 EX2G S: |
| ASSIGNED TO EXAMINER | 2010-01-05 | 30 DOCK D:Assigned to Examiner |
| ABANDONMENT - NO USE STATEMENT FILED | 2010-02-15 | 31 ABN6 S: |
| ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILED | 2010-02-16 | 32 MAB6 O:Outgoing Correspondence |
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