Response to Office Action

MVE

DFB TECHNOLOGY, LTD.

Response to Office Action

PTO Form 1957 (Rev 9/2005)
OMB No. 0651-0050 (Exp. 04/2009)

Response to Office Action


The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER 77007258
LAW OFFICE ASSIGNED LAW OFFICE 101
MARK SECTION (no change)
ARGUMENT(S)

The Examining Attorney has rejected registration of Applicant’s application to register the mark MVE (the “Mark” or “Mark MVE”) on grounds that the Mark merely identifies a process or system rather than identifying and distinguishing Applicant’s goods from those of others.  In addition, the Examining Attorney has rejected the specimen as unacceptable because the Mark is “buried in the text on the label”.  Applicant requests that its application be allowed registration based on the following:

I.          Mark Indicates Source of Applicant’s Goods

     As indicated below, Applicant is amending the recitation of services to clarify that the Mark will be used to identify Applicant’s goods, not a process or system sold by Applicant.  Applicant, together with its affiliates and licensees (collectively referred to herein as “HealthPoint”), is a well established pharmaceutical company that specializes in the development, manufacturing, and marketing of pharmaceutical products for the treatment of traumatized skin.  Affidavit of Facts, Para. 2.  HealthPoint sells a number of different skin care preparations but does not generally sell the process or systems for manufacturing such preparations.  Healthpoint has developed formulations of skin care preparations called “multivesicular emulsion technology”.  Affidavit of Facts, Para. 3.  Multivesicular emulsion technology essentially is a patented formulation that improves the sustained release of softening and moisturizing characteristics as well as medicaments in skin care preparations.  Affidavit of Facts, Para. 3.  Apart from its sale of skin care preparations, HealthPoint does not sell the multivesicular emulsion technology to consumers.  Affidavit of Facts, Para. 3. 

     The mark MVE is derived from the technical term “multivesicular emulsion technology.”  Affidavit of Facts, Para. 4.  Healthpoint prints the mark MVE on labels that are affixed to a number of its pharmaceutical preparations.  Affidavit of Facts, Para. 5.  The purpose of the MVE Mark is (i) to help consumers identify skin care preparations produced by Healthpoint and (ii) to suggest to consumers that skin care preparations bearing the mark MVE have sustained softening and moisturizing characteristics.  Affidavit of Facts, Para. 5.  Consequently, the Mark MVE is designed to indicate HealthPoint as the source of HealthPoint’s skin care preparations and to distinguish HealthPoint’s skin care preparations from those of others.

Moreover, HealthPoint’s use of the Mark MVE is distinguishable from the use contemplated in the three references cited by the Examining Attorney’s office action.  First, TMEP § 1301.02(e) prohibits the registration of service marks that are descriptive of a process or system that is offered under the service mark seeking registration.   In the present case, the Mark is suggestive – not descriptive - of a process or system.  More importantly, however, the Mark is used in connection with HealthPoint’s goods, not a process, system, or service.  Therefore, TMEP 1301.02(e) does not apply to the application at issue.

Second, in In re Griffen, the applicant sought registration of a mark that was not used with the goods offered by the applicant.  In re Griffin Pollution Control Corp., 517 F.2d 1356, 186 USPQ 166, 167 (C.C.P.A. 1975).  More specifically, the applicant sought registration of the word OXINITE which was descriptive of a certain mixture of gases.  Id.  The applicant’s goods consisted of selling or leasing an apparatus that generated a mixture of gases.  Id.  The applicant was denied registration, however, because the applicant “failed to show use of the mark on the goods or their containers.”  Id.  For this reason, the TTAB concluded that the word OXINITE failed to function as a trademark for the applicant’s goods.  Id.  In contrast, the Mark MVE does appear on HealthPoint’s skin care preparations and, consequently, functions as a trademark, unlike the word OXINITE in In re Griffen.  Id.

Third, in Armstrong Cork, the applicant sought registration of the term INLAID COLOR in connection with the sale of its vinyl floor covering product.  Congoleum Corp. v. Armstrong Cork Co., 218 USPQ 528, 535 (TTAB 1983).  TTAB first found that INLAID COLOR was “either merely descriptive or deceptively misdescriptive of the color characteristics of the vinyl floor covering product to which this term is applied … or of the process by which these characteristics are produced.”  Id.  Next, the TTAB found that the applicant’s use of the term INLAID COLOR had not acquired secondary meaning because the applicant’s “advertising is almost totally directed to identifying INLAID COLOR as the name of the manufacturing process by which its SOLARIUM floor covering is made, rather than as a term having significance as an indication of source.”  Id.  Accordingly, the TTAB noted that the term INLAID COLOR would not be registerable under the Trademark Act if that term served “no other purpose than that of indicating a process performed on the goods.”   Id at 535, n.13. 

In the present case, however, HealthPoint’s use of the Mark MVE is distinctive from that of Armstrong Cork for two important reasons.  First, the Mark MVE functions as a trademark on HealthPoint’s skin care preparations by being printed on the label that is affixed to those goods.  This placement of the Mark on HealthPoint’s goods allows consumers to identify HealthPoint as the source of HealthPoint’s skin care preparations and to distinguish HealthPoint’s skin care preparations from those of others. The term INLAID COLOR, in contrast, was simply used in advertising describing a process preformed on the vinyl flooring, not on a label attached to the product itself.  Second, the Mark MVE is suggestive, rather than descriptive, of the formulation used to produce the suspended release characteristics in HealthPoint’s skin care preparations.  Consequently, the Mark MVE, unlike the term INLAID COLOR, has the requisite distinctiveness under Section 2 of the Trademark Act.  For all of the above reasons, HealthPoint respectfully submits that the Mark MVE does function as a trademark to identify and distinguish HealthPoint’s goods from those of others and to indicate the source of HealthPoint’s goods.

II.        New Specimen

Applicant is supplying a new specimen that more prominently displays the Mark MVE on the label.  Applicant respectfully submits that this new specimen is acceptable.

Conclusion:

                        In light of the foregoing arguments, Applicant respectfully submits that the application is now conditioned to be registered on the Principal Register, and such is earnestly requested.  If a telephone conference may be of assistance in properly resolving any outstanding issues, the Examining Attorney is respectfully requested to contact Applicant’s undersigned attorney.

EVIDENCE SECTION
        EVIDENCE FILE NAME(S)
       ORIGINAL PDF FILE evi_21613660210-171150446_._Affidavit_of_Facts.pdf
       CONVERTED PDF FILE(S)
       (2 pages)
\\TICRS2\EXPORT15\770\072\77007258\xml1\ROA0002.JPG
        \\TICRS2\EXPORT15\770\072\77007258\xml1\ROA0003.JPG
DESCRIPTION OF EVIDENCE FILE Affidavit of Facts
GOODS AND/OR SERVICES SECTION (003)(current)
INTERNATIONAL CLASS 003
DESCRIPTION
A slow-release softening and moisturizing ingredient sold as a component part of non-medicated skin care preparations
FILING BASIS Section 1(a)
        FIRST USE ANYWHERE DATE At least as early as 06/01/2004
        FIRST USE IN COMMERCE DATE At least as early as 06/01/2004
GOODS AND/OR SERVICES SECTION (003)(proposed)
INTERNATIONAL CLASS 003
DESCRIPTION
Non-medicated skin care preparations featuring slow-release softening and moisturizing characteristics
FILING BASIS Section 1(a)
       FIRST USE ANYWHERE DATE At least as early as 06/01/2004
       FIRST USE IN COMMERCE DATE At least as early as 06/01/2004
       STATEMENT TYPE "The substitute specimen(s) was in use in commerce as of the filing date of the application."
       SPECIMEN
       FILE NAME(S)
\\TICRS2\EXPORT15\770\072 \77007258\xml1\ROA0005.JP G
       SPECIMEN DESCRIPTION Photo of the goods
FILING BASIS Section 44(e)
       FOREIGN
       REGISTRATION
       FILE NAME(S)
\\TICRS2\EXPORT15\770\072 \77007258\xml1\ROA0004.JP G
       STANDARD CHARACTERS
       OR EQUIVALENT
NO
GOODS AND/OR SERVICES SECTION (005)(current)
INTERNATIONAL CLASS 005
DESCRIPTION
A slow-release softening and moisturizing ingredient sold as a component part of medicated skin care preparations
FILING BASIS Section 1(a)
        FIRST USE ANYWHERE DATE At least as early as 06/01/2004
        FIRST USE IN COMMERCE DATE At least as early as 06/01/2004
GOODS AND/OR SERVICES SECTION (005)(proposed)
INTERNATIONAL CLASS 005
DESCRIPTION
Medicated skin care preparations featuring slow-release of medicaments
FILING BASIS Section 1(a)
       FIRST USE ANYWHERE DATE At least as early as 06/01/2004
       FIRST USE IN COMMERCE DATE At least as early as 06/01/2004
       STATEMENT TYPE "The substitute specimen(s) was in use in commerce as of the filing date of the application."
       SPECIMEN
       FILE NAME(S)
\\TICRS2\EXPORT15\770\072 \77007258\xml1\ROA0006.JP G
       SPECIMEN DESCRIPTION Photo of the goods
SIGNATURE SECTION
DECLARATION SIGNATURE /William D. Wiese/
SIGNATORY'S NAME William D. Wiese
SIGNATORY'S POSITION Attorney of record
DATE SIGNED 02/20/2008
RESPONSE SIGNATURE /William D. Wiese/
SIGNATORY'S NAME William D. Wiese
SIGNATORY'S POSITION Attorney of record
DATE SIGNED 02/20/2008
AUTHORIZED SIGNATORY YES
FILING INFORMATION SECTION
SUBMIT DATE Wed Feb 20 17:33:56 EST 2008
TEAS STAMP USPTO/ROA-XXX.XXX.XX.XXX-
20080220173356640062-7700
7258-41090f74789a1ec84db6
9306a49b7d57cd-N/A-N/A-20
080220171150446386



PTO Form 1957 (Rev 9/2005)
OMB No. 0651-0050 (Exp. 04/2009)

Response to Office Action


To the Commissioner for Trademarks:

Application serial no. 77007258 has been amended as follows:

ARGUMENT(S)
In response to the substantive refusal(s), please note the following:

The Examining Attorney has rejected registration of Applicant’s application to register the mark MVE (the “Mark” or “Mark MVE”) on grounds that the Mark merely identifies a process or system rather than identifying and distinguishing Applicant’s goods from those of others.  In addition, the Examining Attorney has rejected the specimen as unacceptable because the Mark is “buried in the text on the label”.  Applicant requests that its application be allowed registration based on the following:

I.          Mark Indicates Source of Applicant’s Goods

     As indicated below, Applicant is amending the recitation of services to clarify that the Mark will be used to identify Applicant’s goods, not a process or system sold by Applicant.  Applicant, together with its affiliates and licensees (collectively referred to herein as “HealthPoint”), is a well established pharmaceutical company that specializes in the development, manufacturing, and marketing of pharmaceutical products for the treatment of traumatized skin.  Affidavit of Facts, Para. 2.  HealthPoint sells a number of different skin care preparations but does not generally sell the process or systems for manufacturing such preparations.  Healthpoint has developed formulations of skin care preparations called “multivesicular emulsion technology”.  Affidavit of Facts, Para. 3.  Multivesicular emulsion technology essentially is a patented formulation that improves the sustained release of softening and moisturizing characteristics as well as medicaments in skin care preparations.  Affidavit of Facts, Para. 3.  Apart from its sale of skin care preparations, HealthPoint does not sell the multivesicular emulsion technology to consumers.  Affidavit of Facts, Para. 3. 

     The mark MVE is derived from the technical term “multivesicular emulsion technology.”  Affidavit of Facts, Para. 4.  Healthpoint prints the mark MVE on labels that are affixed to a number of its pharmaceutical preparations.  Affidavit of Facts, Para. 5.  The purpose of the MVE Mark is (i) to help consumers identify skin care preparations produced by Healthpoint and (ii) to suggest to consumers that skin care preparations bearing the mark MVE have sustained softening and moisturizing characteristics.  Affidavit of Facts, Para. 5.  Consequently, the Mark MVE is designed to indicate HealthPoint as the source of HealthPoint’s skin care preparations and to distinguish HealthPoint’s skin care preparations from those of others.

Moreover, HealthPoint’s use of the Mark MVE is distinguishable from the use contemplated in the three references cited by the Examining Attorney’s office action.  First, TMEP § 1301.02(e) prohibits the registration of service marks that are descriptive of a process or system that is offered under the service mark seeking registration.   In the present case, the Mark is suggestive – not descriptive - of a process or system.  More importantly, however, the Mark is used in connection with HealthPoint’s goods, not a process, system, or service.  Therefore, TMEP 1301.02(e) does not apply to the application at issue.

Second, in In re Griffen, the applicant sought registration of a mark that was not used with the goods offered by the applicant.  In re Griffin Pollution Control Corp., 517 F.2d 1356, 186 USPQ 166, 167 (C.C.P.A. 1975).  More specifically, the applicant sought registration of the word OXINITE which was descriptive of a certain mixture of gases.  Id.  The applicant’s goods consisted of selling or leasing an apparatus that generated a mixture of gases.  Id.  The applicant was denied registration, however, because the applicant “failed to show use of the mark on the goods or their containers.”  Id.  For this reason, the TTAB concluded that the word OXINITE failed to function as a trademark for the applicant’s goods.  Id.  In contrast, the Mark MVE does appear on HealthPoint’s skin care preparations and, consequently, functions as a trademark, unlike the word OXINITE in In re Griffen.  Id.

Third, in Armstrong Cork, the applicant sought registration of the term INLAID COLOR in connection with the sale of its vinyl floor covering product.  Congoleum Corp. v. Armstrong Cork Co., 218 USPQ 528, 535 (TTAB 1983).  TTAB first found that INLAID COLOR was “either merely descriptive or deceptively misdescriptive of the color characteristics of the vinyl floor covering product to which this term is applied … or of the process by which these characteristics are produced.”  Id.  Next, the TTAB found that the applicant’s use of the term INLAID COLOR had not acquired secondary meaning because the applicant’s “advertising is almost totally directed to identifying INLAID COLOR as the name of the manufacturing process by which its SOLARIUM floor covering is made, rather than as a term having significance as an indication of source.”  Id.  Accordingly, the TTAB noted that the term INLAID COLOR would not be registerable under the Trademark Act if that term served “no other purpose than that of indicating a process performed on the goods.”   Id at 535, n.13. 

In the present case, however, HealthPoint’s use of the Mark MVE is distinctive from that of Armstrong Cork for two important reasons.  First, the Mark MVE functions as a trademark on HealthPoint’s skin care preparations by being printed on the label that is affixed to those goods.  This placement of the Mark on HealthPoint’s goods allows consumers to identify HealthPoint as the source of HealthPoint’s skin care preparations and to distinguish HealthPoint’s skin care preparations from those of others. The term INLAID COLOR, in contrast, was simply used in advertising describing a process preformed on the vinyl flooring, not on a label attached to the product itself.  Second, the Mark MVE is suggestive, rather than descriptive, of the formulation used to produce the suspended release characteristics in HealthPoint’s skin care preparations.  Consequently, the Mark MVE, unlike the term INLAID COLOR, has the requisite distinctiveness under Section 2 of the Trademark Act.  For all of the above reasons, HealthPoint respectfully submits that the Mark MVE does function as a trademark to identify and distinguish HealthPoint’s goods from those of others and to indicate the source of HealthPoint’s goods.

II.        New Specimen

Applicant is supplying a new specimen that more prominently displays the Mark MVE on the label.  Applicant respectfully submits that this new specimen is acceptable.

Conclusion:

                        In light of the foregoing arguments, Applicant respectfully submits that the application is now conditioned to be registered on the Principal Register, and such is earnestly requested.  If a telephone conference may be of assistance in properly resolving any outstanding issues, the Examining Attorney is respectfully requested to contact Applicant’s undersigned attorney.



EVIDENCE
Evidence in the nature of Affidavit of Facts has been attached.
Original PDF file:
evi_21613660210-171150446_._Affidavit_of_Facts.pdf
Converted PDF file(s) (2 pages)
Evidence-1
Evidence-2

CLASSIFICATION AND LISTING OF GOODS/SERVICES
Applicant proposes to amend the following class of goods/services in the application:
Current: Class 003 for A slow-release softening and moisturizing ingredient sold as a component part of non-medicated skin care preparations
Original Filing Basis:
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 06/01/2004 and first used in commerce at least as early as 06/01/2004, and is now in use in such commerce.

Proposed: Class 003 for Non-medicated skin care preparations featuring slow-release softening and moisturizing characteristics
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 06/01/2004 and first used in commerce at least as early as 06/01/2004, and is now in use in such commerce.
Applicant hereby submits a new specimen for Class 003. The specimen(s) submitted consists of Photo of the goods.
For an application based on 1(a), Use in Commerce, "The substitute specimen(s) was in use in commerce as of the filing date of the application."
Specimen File1

Filing Basis: Section 44(e), Based on Foreign Registration: Applicant has a bona fide intention to use the mark in commerce on or in connection with the identified goods and /or services, and submits a copy of [__________ registration number __________ registered __________ with a renewal date of __________ and an expiration date of __________ ], and translation thereof, if appropriate. 15 U.S.C. Section 1126(e), as amended.
Foreign Registration-1

Applicant proposes to amend the following class of goods/services in the application:
Current: Class 005 for A slow-release softening and moisturizing ingredient sold as a component part of medicated skin care preparations
Original Filing Basis:
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 06/01/2004 and first used in commerce at least as early as 06/01/2004, and is now in use in such commerce.

Proposed: Class 005 for Medicated skin care preparations featuring slow-release of medicaments
Filing Basis: Section 1(a), Use in Commerce: The applicant is using the mark in commerce, or the applicant's related company or licensee is using the mark in commerce, on or in connection with the identified goods and/or services. 15 U.S.C. Section 1051(a), as amended. The mark was first used at least as early as 06/01/2004 and first used in commerce at least as early as 06/01/2004, and is now in use in such commerce.
Applicant hereby submits a new specimen for Class 005. The specimen(s) submitted consists of Photo of the goods.
For an application based on 1(a), Use in Commerce, "The substitute specimen(s) was in use in commerce as of the filing date of the application."
Specimen File1

SIGNATURE(S)
Declaration Signature
If the applicant is seeking registration under Section 1(b) and/or Section 44 of the Trademark Act, the applicant had a bona fide intention to use or use through the applicant's related company or licensee the mark in commerce on or in connection with the identified goods and/or services as of the filing date of the application. 37 C.F.R. Secs. 2.34(a)(2)(i); 2.34 (a)(3)(i); and 2.34(a)(4)(ii). If the applicant is seeking registration under Section 1(a) of the Trademark Act, the mark was in use in commerce on or in connection with the goods or services listed in the application as of the application filing date. 37 C.F.R. Secs. 2.34(a)(1)(i). The undersigned, being hereby warned that willful false statements and the like so made are punishable by fine or imprisonment, or both, under 18 U.S.C. §1001, and that such willful false statements may jeopardize the validity of the application or any resulting registration, declares that he/she is properly authorized to execute this application on behalf of the applicant; he/she believes the applicant to be the owner of the trademark/service mark sought to be registered, or, if the application is being filed under 15 U.S.C. §1051(b), he/she believes applicant to be entitled to use such mark in commerce; to the best of his/her knowledge and belief no other person, firm, corporation, or association has the right to use the mark in commerce, either in the identical form thereof or in such near resemblance thereto as to be likely, when used on or in connection with the goods/services of such other person, to cause confusion, or to cause mistake, or to deceive; that if the original application was submitted unsigned, that all statements in the original application and this submission made of the declaration signer's knowledge are true; and all statements in the original application and this submission made on information and belief are believed to be true.

Signature: /William D. Wiese/      Date: 02/20/2008
Signatory's Name: William D. Wiese
Signatory's Position: Attorney of record

Response Signature
Signature: /William D. Wiese/     Date: 02/20/2008
Signatory's Name: William D. Wiese
Signatory's Position: Attorney of record

The signatory has confirmed that he/she is an attorney who is a member in good standing of the bar of the highest court of a U.S. state, which includes the District of Columbia, Puerto Rico, and other federal territories and possessions; and he/she is currently the applicant's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S. attorney or a Canadian attorney/agent not currently associated with his/her company/firm previously represented the applicant in this matter: (1) the applicant has filed or is concurrently filing a signed revocation of or substitute power of attorney with the USPTO; (2) the USPTO has granted the request of the prior representative to withdraw; (3) the applicant has filed a power of attorney appointing him/her in this matter; or (4) the applicant's appointed U.S. attorney or Canadian attorney/agent has filed a power of attorney appointing him/her as an associate attorney in this matter.

        
Serial Number: 77007258
Internet Transmission Date: Wed Feb 20 17:33:56 EST 2008
TEAS Stamp: USPTO/ROA-XXX.XXX.XX.XXX-200802201733566
40062-77007258-41090f74789a1ec84db69306a
49b7d57cd-N/A-N/A-20080220171150446386


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