| Trademark Snap Shot Amendment & Mail Processing Stylesheet (Table presents the data on Amendment & Mail Processing Complete) |
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OVERVIEW |
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| SERIAL NUMBER | 76703582 | FILING DATE | 06/30/2010 |
| REG NUMBER | 0000000 | REG DATE | N/A |
| REGISTER | PRINCIPAL | MARK TYPE | SERVICE MARK |
| INTL REG # | N/A | INTL REG DATE | N/A |
| TM ATTORNEY | STEIN, JAMES W |
L.O. ASSIGNED | 107 |
PUB INFORMATION |
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| RUN DATE | 11/24/2010 | ||
| PUB DATE | N/A | ||
| STATUS | 680-APPROVED FOR PUBLICATION | ||
| STATUS DATE | 11/23/2010 | ||
| LITERAL MARK ELEMENT | |||
| DATE ABANDONED | N/A | DATE CANCELLED | N/A |
| SECTION 2F | NO | SECTION 2F IN PART | NO |
| SECTION 8 | NO | SECTION 8 IN PART | NO |
| SECTION 15 | NO | REPUB 12C | N/A |
| RENEWAL FILED | NO | RENEWAL DATE | N/A |
| DATE AMEND REG | N/A | ||
FILING BASIS |
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| FILED BASIS | CURRENT BASIS | AMENDED BASIS | |||
| 1 (a) | NO | 1 (a) | NO | 1 (a) | NO |
| 1 (b) | YES | 1 (b) | YES | 1 (b) | NO |
| 44D | NO | 44D | NO | 44D | NO |
| 44E | NO | 44E | NO | 44E | NO |
| 66A | NO | 66A | NO | ||
| NO BASIS | NO | NO BASIS | NO | ||
MARK DATA |
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| STANDARD CHARACTER MARK | NO |
| LITERAL MARK ELEMENT | |
| MARK DRAWING CODE | 2-AN ILLUSTRATION DRAWING WITHOUT ANY WORD(S)/LETTER(S)/NUMBER(S) |
| COLOR DRAWING FLAG | NO |
CURRENT OWNER INFORMATION |
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| PARTY TYPE | 10-ORIGINAL APPLICANT |
| NAME | Efficient Capital Management, LLC |
| ADDRESS | 300 East Fifth Avenue, Suite 220 Naperville, IL 60563 |
| ENTITY | 16-LTD LIAB CO |
| CITIZENSHIP | Delaware |
GOODS AND SERVICES |
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| INTERNATIONAL CLASS | 036 |
| DESCRIPTION TEXT | FUNDS INVESTMENT AND FINANCIAL PORTFOLIO MANAGEMENT |
GOODS AND SERVICES CLASSIFICATION |
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| INTERNATIONAL CLASS | 036 | FIRST USE DATE | NONE | FIRST USE IN COMMERCE DATE | NONE | CLASS STATUS | 6-ACTIVE |
MISCELLANEOUS INFORMATION/STATEMENTS |
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| CHANGE IN REGISTRATION | NO |
| COLORS CLAIMED STATEMENT | Color is not claimed as a feature of the mark. |
| DESCRIPTION OF MARK | The mark consists of a horizon representative of a time horizon which dissects a return bar chart into above the line and below the line outcomes. |
PROSECUTION HISTORY |
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| DATE | ENT CD | ENT TYPE | DESCRIPTION | ENT NUM |
| 11/23/2010 | CNSA | P | APPROVED FOR PUB - PRINCIPAL REGISTER | 010 |
| 11/23/2010 | ACEC | I | AMENDMENT FROM APPLICANT ENTERED | 009 |
| 11/23/2010 | CRFA | I | CORRESPONDENCE RECEIVED IN LAW OFFICE | 008 |
| 11/19/2010 | ALIE | A | ASSIGNED TO LIE | 007 |
| 11/05/2010 | I | PAPER RECEIVED | 006 | |
| 10/12/2010 | CNRT | F | NON-FINAL ACTION MAILED | 005 |
| 10/11/2010 | CNRT | R | NON-FINAL ACTION WRITTEN | 004 |
| 10/11/2010 | DOCK | D | ASSIGNED TO EXAMINER | 003 |
| 07/06/2010 | MAFR | O | APPLICATION FILING RECEIPT MAILED | 002 |
| 07/02/2010 | NWOS | I | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM | 001 |
CURRENT CORRESPONDENCE INFORMATION |
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| ATTORNEY | Talivaldis Cepuritis |
| CORRESPONDENCE ADDRESS | TALIVALDIS CEPURITIS OLSON & CEPURITIS, LTD. 20 N WACKER DR FL 36 CHICAGO, IL 60606-3103 |
| DOMESTIC REPRESENTATIVE | NONE |