CAIA

Chartered Alternative Investment Analyst Association, Inc.

Application Filed: 2002-09-20
Trademark Application Details
Trademark Logo CAIA

Mark For: CAIA® trademark registration is intended to cover the category of certifying that persons in the investment industry have met certain qualifications in the field of alternative investments. [all]

Status

2023-09-18 UTC
LIVE REGISTRATION Issued and Active
The trademark application has been registered with the Office.


Research OneLook Acronym Finder
Serial Number76451397
Registration Number3059268
Mark Literal ElementsCAIA
Mark Drawing Type1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)
Mark TypeCERTIFICATION MARK
Standard Character ClaimNo
RegisterPRINCIPAL
Affidavit TextSECT 15. SECT 8 (6-YR). SECTION 8(10-YR) 20160524.
Affidavit Text1ST RENEWAL 20160524
Current LocationGENERIC WEB UPDATE 2016-05-24
Basis1(a)
Class StatusACTIVE
Primary US Classes
    Filed UseNo
    Current UseYes
    Intent To UseNo
    Filed ITUYes
    44D FiledNo
    44E CurrentNo
    66A CurrentNo
    Current BasisNo
    No BasisNo
    Attorney NameROBERT M. O'CONNELL, JR.
    Attorney Docket Number45117.6003
    Law Office AssignedL80
    Employee NameZAK, HENRY S

    Timeline

    1ST RENEWAL 20160524Renewal Date
    2002-09-20Application Filed
    2003-11-14Date of First Use
    2003-11-14Date of Use In Commerce
    2004-04-27Published
    2004-04-27Published for Opposition
    2006-02-14Trademark Registered
    2016-02-14Renewal Date
    2016-05-24Location: GENERIC WEB UPDATE
    2016-05-24Status: Live/Registered
    2016-05-24Status: The registration has been renewed.
    2019-12-06Transaction Date
    2025-02-14Maintenance Early File Date
    2026-02-17Maintenance On Time Date
    2026-08-14Maintenance Late Fee Date

    Trademark Parties (Applicants & Owners)

    Party: Chartered Alternative Investment Analyst Association, Inc.
    Address11 Amity Street Amherst, MASSACHUSETTS UNITED STATES 01002
    Legal Entity TypeNon-profit Corporation
    Legal Entity StateMASSACHUSETTS

    Documents

    Application2002-09-20
    Drawing2002-09-20
    Duplicate Application2002-09-20
    Duplicate Drawing2002-09-20
    XSearch Search Summary2003-03-08
    Offc Action Outgoing2003-05-16
    XSearch Search Summary2003-05-16
    XSearch Search Summary2003-05-16
    Offc Action Outgoing2003-05-19
    Paper Correspondence Incoming2003-11-17
    Response to Office Action2003-11-17
    File Jacket2003-12-10
    Notice of Publication2004-04-07
    Change of Address2005-04-20
    Notice of Allowance2005-05-03
    Paper Correspondence Incoming2005-11-01
    TRAM Snapshot of App at Pub for Oppostn2005-12-13
    Notice of Acceptance of Statement of Use2006-01-06
    Registration Certificate2006-02-14
    Section 7 Request2008-05-06
    Status Letter for Registration No.2008-06-13
    Fax Incoming2008-12-12
    PR-Updated Reg Certificates2009-01-20
    Teas Change of Owner Address2009-02-02
    Section 8 and 152012-02-13
    Specimen2012-02-13
    TEAS Rev, App and/or COA of Atty/Dom.Rep2012-02-13
    Notice of Acceptance Acknowledgement2012-03-29
    Courtesy E-Reminder of Sec. 8/Sec. 92015-02-14
    PR-Section 8 and 92015-09-11
    Specimen2015-09-11
    Offc Action Outgoing2016-01-14
    PR-Teas-Response to Post Reg Office Act2016-05-19
    Notice-Acceptance-Renewal2016-05-24
    Change of Address2019-12-04
    Change Address or Representation Form2021-12-22
    Change Address or Representation Form2023-02-27

    Attorney of Record

    ROBERT M. O'CONNELL, JR.
    Orrick, Herrington & Sutcliffe LLP
    IP Prosecution Department
    2050 Main Street, Suite 1100
    Irvine CA 92614-8255

    Good, Services, and Codes


    IC B . US B . G & S: Certifying that persons in the investment industry have met certain qualifications in the field of alternative investments. FIRST USE: 20031114. FIRST USE IN COMMERCE: 20031114

    International Codes:0
    U.S. Codes:B
    Type CodeType
    B00001In the statement, Column 1, lines 2-3, should be deleted, and, "ANALYST ASSOCIATION, INC., (MASSACHUSETTS NON-PROFIT CORPORATION)" should be inserted.

    Trademark Filing History

    DescriptionDateProceeding Number
    TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED2023-02-27
    TEAS CHANGE OF OWNER ADDRESS RECEIVED2023-02-27
    TEAS CHANGE OF CORRESPONDENCE RECEIVED2023-02-27
    ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED2023-02-27
    APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED2023-02-2788888
    TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED2021-12-22
    TEAS CHANGE OF OWNER ADDRESS RECEIVED2021-12-22
    TEAS CHANGE OF CORRESPONDENCE RECEIVED2021-12-22
    ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED2021-12-22
    APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED2021-12-2288888
    TEAS CHANGE OF CORRESPONDENCE RECEIVED2019-12-04
    REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)2016-05-2485321
    REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED2016-05-2485321
    NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED2016-05-24
    TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED2016-05-19
    POST REGISTRATION ACTION MAILED - SEC. 8 & 92016-01-1485321
    CASE ASSIGNED TO POST REGISTRATION PARALEGAL2016-01-1385321
    CASE ASSIGNED TO POST REGISTRATION PARALEGAL2015-10-1773373
    TEAS SECTION 8 & 9 RECEIVED2015-09-11
    COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED2015-02-14
    REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.2012-03-2975461
    NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED2012-03-29
    CASE ASSIGNED TO POST REGISTRATION PARALEGAL2012-03-2175461
    TEAS SECTION 8 & 15 RECEIVED2012-02-13
    TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED2012-02-13
    ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED2012-02-13
    TEAS CHANGE OF OWNER ADDRESS RECEIVED2009-02-02
    APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED2009-02-0288888
    CORRECTION UNDER SECTION 7 – PROCESSED2008-12-15
    FAX RECEIVED2008-12-12
    POST REGISTRATION ACTION MAILED - SEC. 72008-06-1360132
    ASSIGNED TO PARALEGAL2008-06-0960132
    TEAS SECTION 7 REQUEST RECEIVED2008-05-06
    REGISTERED-PRINCIPAL REGISTER2006-02-14
    LAW OFFICE REGISTRATION REVIEW COMPLETED2006-01-0470824
    ASSIGNED TO LIE2005-12-1670824
    ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED2005-12-12
    STATEMENT OF USE PROCESSING COMPLETE2005-11-2264657
    USE AMENDMENT FILED2005-11-0164657
    PAPER RECEIVED2005-11-01
    NOA MAILED - SOU REQUIRED FROM APPLICANT2005-05-03
    TEAS CHANGE OF CORRESPONDENCE RECEIVED2005-04-20
    EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED2004-11-24
    EXTENSION OF TIME TO OPPOSE RECEIVED2004-05-26
    PUBLISHED FOR OPPOSITION2004-04-27
    NOTICE OF PUBLICATION2004-04-07
    APPROVED FOR PUB - PRINCIPAL REGISTER2004-02-06
    CASE FILE IN TICRS2003-12-11
    PAPER RECEIVED2003-11-17
    CORRESPONDENCE RECEIVED IN LAW OFFICE2003-11-17
    NON-FINAL ACTION MAILED2003-05-19
    PREVIOUS ALLOWANCE COUNT WITHDRAWN2003-05-16
    ASSIGNED TO EXAMINER2003-05-1662126
    APPROVED FOR PUB - PRINCIPAL REGISTER2003-03-10
    ASSIGNED TO EXAMINER2003-01-2365999

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