Application

PTO- 1478

Approved for use through 10/31/2024. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

---

PTO- 1478

Approved for use through 10/31/2024. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

Trademark/Service Mark Application, Principal Register

Serial Number: 97916355

Filing Date: 05/02/2023

To the Commissioner for Trademarks:

MARK: Fulcrum (stylized and/or with design, see mark)
The literal element of the mark consists of Fulcrum. The mark consists of the word "FULCRUM" in stylized font with the "F" fully capitalized and the remaining letters in small caps, sitting to the right of a square with a solid background and a drawing of an inverted fulcrum contained within the four sides of the square.
The applicant, Fulcrum Capital Holdings LLC, a limited liability company legally organized under the laws of Delaware, having an address of
      Suite 2550
      111 Congress Avenue, Suite 2550
      Austin, Texas 78701
      United States
      512-473-2771(phone)
      XXXX

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

For specific filing basis information for each item, you must view the display within the Input Table.
International Class 036:  Investment brokerage; Investment of funds; Investment of funds for others; Investment of funds for others in the fields of distressed, special-situation, and litigation-driven investment opportunities; Financial investment in the field of distressed, special-situation, and litigation-driven investment opportunities; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Funds investment; Holding company services performed for third parties, namely, investment management

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 09/12/2007, and first used in commerce at least as early as 09/12/2007, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) First specimen is a PDF of the Fulcrum website showing the mark used in the actual marketing and advertising of services. Second specimen is a copy of a newsletter distributed as part of marketing campaign to prospective investors showing mark used in commerce to attract potential clients..

Original PDF file:
SPE0-18879209115-20230428 033804959111_._Fulcrum_sp ecimen.pdf
Converted PDF file(s) (9 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Specimen File6
Specimen File7
Specimen File8
Specimen File9
Original PDF file:
SPE0-18879209115-20230428 033804959111_._Fulcrum_sp ecimen_2.pdf
Converted PDF file(s) (3 pages)
Specimen File1
Specimen File2
Specimen File3
Webpage URL: www.fulcruminv.com
Webpage Date of Access: 04/26/2023




For informational purposes only, applicant's website address is: fulcruminv.com

The owner's/holder's proposed attorney information: Patrick Dresslar. Patrick Dresslar of Fulcrum Capital Holdings LLC, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, is located at
      Suite 2550
      111 Congress Avenue, Suite 2550
      Austin, Texas 78701
      United States
      512-554-2714(phone)
      pdresslar@fulcruminv.com

Patrick Dresslar submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

Patrick Dresslar

PRIMARY EMAIL FOR CORRESPONDENCE: pdresslar@fulcruminv.com       SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): NOT PROVIDED Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

A fee payment in the amount of $350 has been submitted with the application, representing payment for 1 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce and was in use in commerce as of the filing date of the application on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application and was used on or in connection with the goods/services in the application as of the application filing date; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /Patrick Dresslar/   Date: 05/02/2023
Signatory's Name: Patrick Dresslar
Signatory's Position: Attorney of record, Texas Bar member
Signatory's Phone Number: 512-554-2714
Signature method: Signed directly within the form
Payment Sale Number: 97916355
Payment Accounting Date: 05/02/2023

Serial Number: 97916355
Internet Transmission Date: Tue May 02 10:50:17 ET 2023
TEAS Stamp: USPTO/BAS-XXX.XX.XXX.XXX-202305021050191
46241-97916355-8609b8f68c9cdec787fb6a9ec
a82a9703ff83c9d9d2eb783ed7d7e9499a3a3e92
-CC-50175127-20230502100855891994