Application

PTO- 1478

Approved for use through 10/31/2024. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

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PTO- 1478

Approved for use through 10/31/2024. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

Trademark/Service Mark Application, Principal Register

Serial Number: 97673777

Filing Date: 11/11/2022

To the Commissioner for Trademarks:

MARK: YS (stylized and/or with design, see mark)
The literal element of the mark consists of YS. The color(s) blue and green is/are claimed as a feature of the mark. The mark consists of the letters YS placed in a circle with curved bars in lighter and darker shades of green and blue of different lengths bordering the inner edge of the circle to signify larger and smaller pieces of a pie.
The applicant, YieldStreet Inc., a corporation of Delaware, having an address of
      300 Park Avenue, 15th Floor
      New York City, New York 10022
      United States
      000-000-0000(phone)
      XXXX

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 036:  Investment services, namely, investment of funds; investment services, namely, investment management; crowdfunding services in the nature of providing financing from money collected from individuals; financial services, namely, financing of various nontraditional assets; financial services, namely, money lending

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 10/25/2022, and first used in commerce at least as early as 10/25/2022, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Website screenshot showing the mark in use for covered services.

Original PDF file:
SPE0-3810821634-202211111 32536593021_._Specimen.pdf
Converted PDF file(s) (1 page)
Specimen File1
Webpage URL: http://www.youtube.com/c/YieldStreet
Webpage Date of Access: 11/10/2022




The owner's/holder's proposed attorney information: Allison Strickland Ricketts. Other appointed attorneys are All Other Attorneys in the Firm. Allison Strickland Ricketts of Fross Zelnick, Lehrman, Zissu, P.C., is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
      151 W 42nd St 17th Floor
      New York, New York 10036
      United States
      000-000-0000(phone)
      ricketts-docket@fzlz.com
The docket/reference number is YLDS 2223232.
Allison Strickland Ricketts submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

Allison Strickland Ricketts

PRIMARY EMAIL FOR CORRESPONDENCE: ricketts-docket@fzlz.com        SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): goldman-docket@fzlz.com Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

A fee payment in the amount of $350 has been submitted with the application, representing payment for 1 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce and was in use in commerce as of the filing date of the application on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application and was used on or in connection with the goods/services in the application as of the application filing date; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /Ivor Wolk/   Date: 11/11/2022
Signatory's Name: Ivor Wolk
Signatory's Position: General Counsel
Signatory's Phone Number: 000-000-0000
Signature method: Sent to third party for signature
Payment Sale Number: 97673777
Payment Accounting Date: 11/14/2022

Serial Number: 97673777
Internet Transmission Date: Fri Nov 11 14:57:31 ET 2022
TEAS Stamp: USPTO/BAS-XX.XXX.XXX.XX-2022111114573152
9662-97673777-8203d71ae7d863c35df732a814
e21ce973cf3549bf92130a932a381ce62db12f8-
DA-57311558-20221111132536593021