Application

PTO- 1478

Approved for use through 10/31/2024. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

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PTO- 1478

Approved for use through 10/31/2024. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

Trademark/Service Mark Application, Principal Register

Serial Number: 97535016

Filing Date: 08/04/2022

To the Commissioner for Trademarks:

MARK: WhaleFin (stylized and/or with design, see mark)
The literal element of the mark consists of WhaleFin. The applicant is not claiming color as a feature of the mark. The mark consists of the stylized wording "WhaleFin" with a whale design to the left of the wording.
The applicant, Amber AI Limited, a limited company (ltd.) legally organized under the laws of Hong Kong, having an address of
      705 Tai Tung Building,
      8 Fleming Road,
      Wanchai, Hong Kong, 999077
      China
      XXXX

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 009:  Electronic security token in the nature of a fob-like device used by an authorized user of a computer system to facilitate authentication; Cryptocurrency hardware wallets; Downloadable computer software for use in electronically trading, storing, sending, receiving, accepting and transmitting digital currency, and managing digital currency payment and exchange transactions; Downloadable computer software for processing electronic payments and for transferring funds to and from others; Downloadable computer software application with authentication functions for virtual currency exchange in decentralized settlement networks; Downloadable computer software for conducting electronic commerce using auto-executive digital contracts; Downloadable computer software for cryptocurrency blockchain for peer-to-peer sharing of financial data; Downloadable computer software for decentralized ledger-type platforms that facilitate online transactions and payment processing; Downloadable software of mobile applications providing users a platform for using, accepting cryptocurrency financial services; Downloadable software of mobile application provide users a platform for using, accepting cryptocurrency financial services; Downloadable interactive multimedia computer game programs; Downloadable computer software for use as a cryptographic wallet for storing, exchanging, transferring, managing, and receiving digital assets and personal data

In International Class 009, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 12/13/2021, and first used in commerce at least as early as 12/13/2021, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Pictures showing use of the mark on downloadable computer software application with authentication functions for virtual currency exchange in decentralized settlement networks..

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SPE0-27128197240-20220803 032416402537_._09-APP_1.PDF
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SPE0-27128197240-20220803 032416402537_._09-_Downlo ad_Apps_on_Google_Play.pdf
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SPE0-27128197240-20220803 032416402537_._09-_Downlo ad_for_Android___APKfun.c om.pdf
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Webpage URL: http://play.google.com/store/apps/details?id=io.ambergroup.amber&hl=en_US&gl=US
Webpage Date of Access: 07/25/2022
Webpage URL: http://apkfun.com/Amber-Group.html
Webpage Date of Access: 07/25/2022

International Class 035:  Advertising service relating to cryptocurrency, digital tokens, and virtual currency; Business management assistance in the field of cryptocurrency; Providing business information in relation to cryptocurrencies or digital currencies; Sales promotion of cryptocurrency, digital tokens, and virtual currency for others; Provision online marketplaces for buyers and sellers of cryptocurrency, digital tokens, and virtual currency; Updating and maintenance of data in computer databases; Professional business consultancy; Providing business information via a website; Providing commercial information and advice for consumers in the choice of products and services; Provision of an online marketplace for buyers and sellers of goods and services; Sales promotion for others; Providing user rankings for commercial or advertising purposes

In International Class 035, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 12/13/2021, and first used in commerce at least as early as 12/13/2021, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Pictures showing use of the mark on advertising service relating to cryptocurrency, digital tokens, and virtual currency; business management assistance in the field of cryptocurrency; sales promotion of cryptocurrency, digital tokens, and virtual currency for others; sales promotion for others..

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SPE0-27128197240-20220803 032416402537_._ting_to_cr yptocurrency__digital_tok ens__and_virtual_currency.pdf
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SPE0-27128197240-20220803 032416402537_._ess_manage ment_assistance_in_the_fi eld_of_cryptocurrency__2_.pdf
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SPE0-27128197240-20220803 032416402537_._usiness_ma nagement_assistance_in_th e_field_of_cryptocurrency.pdf
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SPE0-27128197240-20220803 032416402537_._ocurrency_ _digital_tokens__and_virt ual_currency_for_others_2.pdf
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SPE0-27128197240-20220803 032416402537_._ptocurrenc y__digital_tokens__and_vi rtual_currency_for_others.pdf
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SPE0-1-27128197240-202208 03032416402537_._ting_to_ cryptocurrency__digital_t okens__and_virtual_curren cy.pdf
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Webpage URL: http://www.whalefin.com/web/referral?client_language=en-US&key=6
Webpage Date of Access: 07/22/2022
Webpage URL: http://www.whalefin.com/web/apiLand?client_language=en-US
Webpage Date of Access: 07/25/2022
Webpage URL: http://support.whalefin.com/hc/en-us/articles/4403359645977-WhaleFin-Earn-Product-Introduction
Webpage Date of Access: 07/22/2022
Webpage URL: http://www.whalefin.com/web/ambassador?client_language=en-US&key=6
Webpage Date of Access: 07/22/2022
Webpage URL: http://whalefin.medium.com/whalefin-exclusive-nft-airdrop-801c3c580db7
Webpage Date of Access: 07/29/2022

International Class 036:  Capital investment; Financing services; Financial consultancy; Electronic funds transfer; Providing financial information; Digital currency exchange services; Providing a website featuring information in the field of administration services for trading of digital tokens and digital currencies, issuance of hot wallets with offline private keys; Provision of exchange network and services for certification authority and processing of electronic transfer of digital tokens and digital currencies using decentralized distributed ledgers; Provision of decentralized stored value facility and transaction digital record storage services; Financial services, namely, facilitating the deposit, holding, and withdrawal of electronic funds; Providing digital token futures exchange services for trading digital tokens; Financing services, namely a digital currency or digital token, incorporating cryptographic protocols, used to operate and build applications and blockchains on a decentralized computer platform and as a method of payment for goods and services; Processing of electronic wallet payments; Financial services relating to cryptocurrency, digital currencies and virtual currencies, namely, trading, financial brokerage services for trading, savings account services, lending and borrowing; Financial custody services in the field of digital assets, namely, maintaining possession of digital assets for others for financial management purposes; Financial services, namely, digital currency lending services; Financial services of structured products trading, namely, trading and trading services relating to cryptocurrency, derivatives, digital tokens, and other securities in cryptocurrency markets

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 12/13/2021, and first used in commerce at least as early as 12/13/2021, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Pictures showing use of the mark on capital investment; financing services; processing of electronic wallet payments; providing digital token futures exchange services for trading digital tokens; providing financial information; digital currency exchange services..

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SPE0-27128197240-20220803 032416402537_._36-_Capita l_investment.pdf
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SPE0-27128197240-20220803 032416402537_._36-_Financ ing_services.pdf
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SPE0-27128197240-20220803 032416402537_._36-_Proces sing_of_electronic_wallet _payments.pdf
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SPE0-27128197240-20220803 032416402537_._l_token_fu tures_exchange_services_f or_trading_digital_tokens.pdf
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SPE0-27128197240-20220803 032416402537_._ncial_info rmation__65307__Digital_c urrency_exchange_services.pdf
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Webpage URL: http://www.whalefin.com/web/aboutus?client_language=en-US&key=6
Webpage Date of Access: 07/22/2022
Webpage URL: http://pro.whalefin.com/loan
Webpage Date of Access: 07/22/2022
Webpage URL: http://www.whalefin.com/web/compliance?client_language=en-US&key=6
Webpage Date of Access: 07/22/2022
Webpage URL: http://pro.whalefin.com/earn
Webpage Date of Access: 07/22/2022
Webpage URL: http://pro.whalefin.com/invest/main
Webpage Date of Access: 07/22/2022
Webpage URL: http://pro.whalefin.com/trade/swap
Webpage Date of Access: 07/22/2022
Webpage URL: http://pro.whalefin.com/trade
Webpage Date of Access: 07/22/2022
Webpage URL: http://pro.whalefin.com/trade/spot
Webpage Date of Access: 07/22/2022
Webpage URL: http://pro.whalefin.com/trade/margin
Webpage Date of Access: 07/22/2022

International Class 042:  Software as a service (SAAS) services, namely, software for the exchange of cryptocurrency; Platform as a service (PAAS) featuring computer software platforms for allowing online peer-to-peer currency financial services, namely, for trading, lending, financing, and exchange of currency, digital currency, virtual currency, valuable tokens, and digital tokens; Providing temporary use of on-line non-downloadable software for processing electronic payments; Providing on-line non-downloadable computer software for use as a cryptocurrency wallet; Provision of temporary use of non-downloadable online software for use in the purchase, sale, and shipment of digital currency, and payment management and exchange transactions in digital currencies; Software as a service (saas) services, namely, hosting software for use by others for use in the exchange of cryptocurrency; Software as a service (SAAS) services featuring software for the exchange of cryptocurrency; Design and development of computer software; Design and development of computer game software; Design and development of software in the field of mobile applications; Data encryption and decoding services; Providing user authentication services using blockchain-based software technology for digital tokens transactions

In International Class 042, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 12/13/2021, and first used in commerce at least as early as 12/13/2021, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) Pictures showing use of the mark on platform as a service (PAAS); providing user authentication services using blockchain-based software technology for digital tokens transactions..
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SPE0-27128197240-20220803 032416402537_._42_-Platfo rm_as_a_service__PAAS_.pdf
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SPE0-27128197240-20220803 032416402537_._in-based_s oftware_technology_for_di gital_tokens_transactions.pdf
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Webpage URL: http://pro.whalefin.com/apidoc/
Webpage Date of Access: 07/22/2022
Webpage URL: http://pro.whalefin.com/register?platformType=ambergroup
Webpage Date of Access: 07/22/2022
Webpage URL: http://pro.whalefin.com/register
Webpage Date of Access: 07/22/2022
Webpage URL: http://www.whalefin.com/web/compliance?client_language=en-US&key=6
Webpage Date of Access: 07/22/2022



Significance of wording, letter(s), or numeral(s)
The wording "WhaleFin" and the design as a whole appearing in the mark has no significance nor is it a term of art in the relevant trade or industry or as used in connection with the goods/services listed in the application, or any geographical significance.

Significance of wording, letter(s), or numeral(s)
The word(s) "WhaleFin" and the design as a whole has no meaning in a foreign language.


The owner's/holder's proposed attorney information: Yue (Robert) Xu. Yue (Robert) Xu of Apex Attorneys at Law, LLP, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, is located at
      160 Alamo Plaza #942
      Alamo, California 94507
      United States
      408-647-5296(phone)
      408-458-2551(fax)
      trademark@apex-attorneys.com
The docket/reference number is 220147WHAL-U.
Yue (Robert) Xu submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

Yue (Robert) Xu

PRIMARY EMAIL FOR CORRESPONDENCE: trademark@apex-attorneys.com        SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): apex.attorneys@aol.com; trademark.aaal@gmail.com Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

A fee payment in the amount of $1400 has been submitted with the application, representing payment for 4 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce and was in use in commerce as of the filing date of the application on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application and was used on or in connection with the goods/services in the application as of the application filing date; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /YUE XU r/   Date: 08/04/2022
Signatory's Name: Yue (Robert) Xu
Signatory's Position: Attorney of record, California bar member
Signatory's Phone Number: 408-647-5296
Signature method: Sent to third party for signature
Payment Sale Number: 97535016
Payment Accounting Date: 08/04/2022

Serial Number: 97535016
Internet Transmission Date: Thu Aug 04 15:19:27 ET 2022
TEAS Stamp: USPTO/BAS-XX.XXX.XXX.X-20220804151927553
592-97535016-820b539732597a1e89a725e6804
aea3b9583e99a2e60f0192637fe36363ecfd0bb-
CC-19263222-20220803183017714960