Trademark/Service Mark Application, Principal Register
PTO- 1478
Approved for use through 10/31/2024. OMB 0651-0009
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number
Trademark/Service Mark Application, Principal Register
The mark consists of standard characters, without claim to any particular font style, size, or color.
REGISTER
Principal
APPLICANT INFORMATION
*OWNER OF MARK
Live Oak Banking Company
*MAILING ADDRESS
1741 Tiburon Drive
*CITY
Wilmington
*STATE
(Required for U.S. applicants)
North Carolina
*COUNTRY/REGION/JURISDICTION/U.S. TERRITORY
United States
*ZIP/POSTAL CODE
(Required for U.S. and certain international addresses)
28403
*EMAIL ADDRESS
XXXX
LEGAL ENTITY INFORMATION
TYPE
corporation
STATE/COUNTRY/REGION/JURISDICTION/U.S. TERRITORY OF INCORPORATION
North Carolina
GOODS AND/OR SERVICES AND BASIS INFORMATION
INTERNATIONAL CLASS
035
*IDENTIFICATION
Compilation of business data, namely, compiling indexes of business information all relating to business, business performance and
sustainability, business and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Electronic collection of data for business purposes in the field of
business, business performance and sustainability, business and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Providing business information via an
online database; Provision of business data, namely, the collection, transcription, compilation and systemization of data; Providing by electronic means information relating to business, business
performance and sustainability, business and market trends, market performance and sustainability, and business entrepreneurship; Systemization of data relating to business, business performance and
sustainability, business and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Provision of market studies; Business services, namely, business research
services related to industry financial information and business and market performance and sustainability; Business marketing consulting services, namely, market overview and attractiveness studies,
customer research and analysis, survey creation, execution and analysis, concept testing, bench-marking/best practices studies, competitor studies, industry research; Business management services,
namely, providing operational reviews for the loan and mortgage industry; Providing information in the field of economics; Provision of business consultancy information and services; Providing an
internet website portal featuring information in the field of business, business performance and sustainability, business and market trends, market performance and sustainability, and business
entrepreneurship; Promotional advertising of products and services of third parties through sponsoring arrangements and license agreements for events, performances, and productions relating to dance,
theater, music, performing arts, arts, culture, and comedy;
FILING BASIS
SECTION 1(b)
INTERNATIONAL CLASS
036
*IDENTIFICATION
Financing loans for businesses; Banking services; Brokerage of shares and other securities; Trustee services; Investment management services;
Capital investment services; Trustee and investment management services for funeral homes and cemeteries; Wealth management services; Financial advisory and consultancy services, namely, consulting
for financial planners, financial advisors and financial asset managers; Financial research and information services; Financial information services provided by electronic means, namely, via a web
site and mobile application; Financial information services, namely, providing information relating to business, business performance and sustainability, business and market trends, market
performance and sustainability, banking, finance, and entrepreneurship; Providing financial Information relating to financial investment advisory, security brokerage services, financial evaluations,
banking, insurance, investment services, banking conduct relating to economic outlook, economic position and credit outlook as related to small business, and financial market conduct, relating to
economic outlook, economic position and credit outlook as related to small business, and banking performance and sustainability, business performance and sustainability, and market performance and
sustainability, including the provision of such services online from a computer database or the internet; Financial information services relating to the financial performance, financial liquidity and
financial reporting of banks and businesses and the grading of such banks and businesses according to such data, including the provision of such services online from a computer database or the
internet; Providing information in the field of financial planning, investment management and wealth management to financial planners, financial advisors and financial asset managers to assist those
individuals in making financial and investment decisions; Investment advice and brokerage services in the field of securities and annuities; Financial and investment services, namely, asset and
investment acquisition and development, consultation and advisory services; Investment management and advisory services, all provided to financial planners, financial advisors and financial asset
managers; Financial services, namely, wealth management services provided to financial planners, financial advisors and financial asset managers to assist those individuals in making financial
decisions; Lease financing for commercial equipment, namely, providing lease financing for office machine equipment, office furniture, IT equipment, computer software; Equipment financing services;
Equipment financing services, namely, industry equipment for use in the brewery, distillery, farming, and solar industries; Insurance information services; Insurance information services for small
businesses; Providing insurance agent referrals; Financial sponsorship of events, performances, and productions relating to dance, theater, music, performing arts, arts, culture, and comedy;
Financial sponsorship of a pavilion, namely, providing facilities for concerts, conventions, exhibitions, and other entertainment events; Financial sponsorship of performing arts venues and
events;
FILING BASIS
SECTION 1(b)
INTERNATIONAL CLASS
038
*IDENTIFICATION
Providing virtual facilities and message boards for real-time interaction among computer users on the topics of banking, finance, and
financial loans, transactions, information and analysis, business, business development and on topics of general interest; Providing on-line access to electronic web-based audio and video chat and
shared web browsing for the purpose of providing channels of real-time communications between computer users; Providing electronic message alerts, mobile application notifications, and text messages
via the internet notifying individuals of any activity and changes regarding consumer financial transactions; Telecommunications services, namely, providing email notifications and alerts, text
notifications and alerts, and phone call notifications; Receipt and/or delivery of messages, documents and other data by electronic transmission; Receipt and/or delivery of messages, documents and
other data via the Internet; Provision of electronic communication links; Providing on-line access to electronic financial services;
FILING BASIS
SECTION 1(b)
INTERNATIONAL CLASS
042
*IDENTIFICATION
Application service provider featuring application programming interface (API) software for allowing data retrieval, upload, access and
management in the field of finance; Application service provider featuring software for facilitating financial transactions, retrieving, uploading, accessing, and managing financial information data,
and transmitting, quantifying, and accessing financial analysis; Application service provider featuring application programming interface (API) software for allowing online payments, loan and credit
management, personal financial management, financial analysis, and for providing customer service; Providing a website featuring non-downloadable software for originating and continuous real-time
monitoring of commercial loan transactions accessible via electronic and wireless devices; Providing temporary use of online non-downloadable software for web-based audio and video chat and shared
web browsing for the purpose of providing channels of real-time communications between computer users; Providing on-line, non-downloadable, interactive software for managing investments for use in
the financial field by investment advisors; Providing temporary use of online non-downloadable software and applications for use in budgeting, managing money, recording and tracking financial
transactions, configuring and receiving alert messages regarding account balances and transactions, managing and facilitating financial transactions, accessing personal financial information, bill
payment and electronic payment applications, database management, facilitating financial transactions, managing investments in the field of personal finance, investments and accounting, for use in
accessing bank and deposit accounts, for use in accessing credit card accounts, for accessing personal financial information in the fields of financial planning and management, for accessing personal
financial information regarding investments, for accessing personal financial information regarding retirement planning and related applications, and for accessing personal financial information
regarding tax planning and tax-related applications; Providing temporary use of non-downloadable computer software and applications for performing queries and transactions, and for storing,
modifying, transmitting and receiving information and data in the fields of personal finance, accounting, banking, bill payment, financial planning, retirement planning, investments, and tax
planning, all via computer and communication networks;
FILING BASIS
SECTION 1(b)
INTERNATIONAL CLASS
041
*IDENTIFICATION
Providing online non-downloadable publications in the nature of articles, blogs, reports, and studies in the field of business, business
performance and sustainability, business and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Entertainment services, namely, providing a web site
featuring audio and video events in the nature of audio and video presentations featuring speakers and information in the field of business, business performance and sustainability, business and
market trends, market performance and sustainability, banking, finance, and entrepreneurship; Providing educational services in the nature of conducting programs in the field of business, business
performance and sustainability, business and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Providing entertainment services in the nature of web based
non-downloadable educational speaker videos, conferences, seminars, and continuing programs in the field of business, business performance and sustainability, business and market trends, market
performance and sustainability, banking, finance, and entrepreneurship; Education services in the nature of seminars and courses of instruction in the field of business, business management,
marketing and finance to owners of businesses and professional practices; Providing pavilions for entertainment services, namely, lectures, concerts, theater productions, dance performances, public
speaking events, and visual, literary and performing arts presentations; providing pavilions for performing arts events; Providing entertainment venues for performing arts, lectures, concerts, and
theater productions, dance performances, public speaking events, and visual, literary and performing arts presentations; Provision of performing arts theater facilities; providing facilities for
entertainment events, namely, music concerts and comedy shows;
FILING BASIS
SECTION 1(b)
INTERNATIONAL CLASS
009
*IDENTIFICATION
downloadable mobile applications for banking and financial management; downloadable computer software for assessing, analyzing, monitoring,
processing, managing, planning, reporting and for the sharing of financial research and information for use in the fields of personal banking, private banking, commercial banking, finance, fund
management, investment management, wealth management, risk management, portfolio management, and loan management; downloadable computer software, namely, an electronic financial platform that
accommodates multiple types of payment and debt transactions on a mobile device;
FILING BASIS
SECTION 1(b)
ADDITIONAL STATEMENTS SECTION
ACTIVE PRIOR REGISTRATION(S)
The applicant claims ownership of active prior U.S. Registration Number(s) 4986385, 5722640, 2318652, and others.
ATTORNEY INFORMATION
NAME
Devon E. White
ATTORNEY DOCKET NUMBER
024918.0083
ATTORNEY BAR MEMBERSHIP NUMBER
XXX
YEAR OF ADMISSION
XXXX
U.S. STATE/ COMMONWEALTH/ TERRITORY
XX
STREET
4101 Lake Boone Trail Suite 300
CITY
Raleigh
STATE
North Carolina
COUNTRY/REGION/JURISDICTION/U.S. TERRITORY
United States
ZIP/POSTAL CODE
27607
PHONE
919-781-4000
FAX
919-781-4865
EMAIL ADDRESS
ip@wyrick.com
OTHER APPOINTED ATTORNEY
John M. Fuscoe; J. Christopher Lynch
CORRESPONDENCE INFORMATION
NAME
Devon E. White
PRIMARY EMAIL ADDRESS FOR CORRESPONDENCE
ip@wyrick.com
SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES)
NOT PROVIDED
FEE INFORMATION
APPLICATION FILING OPTION
TEAS Standard
NUMBER OF CLASSES
6
APPLICATION FOR REGISTRATION PER CLASS
350
*TOTAL FEES DUE
2100
*TOTAL FEES PAID
2100
SIGNATURE INFORMATION
SIGNATURE
/dew/
SIGNATORY'S NAME
Devon E. White
SIGNATORY'S POSITION
Attorney of Record, NC Bar Member
SIGNATORY'S PHONE NUMBER
919-882-7143
DATE SIGNED
05/24/2022
SIGNATURE METHOD
Sent to third party for signature
PTO- 1478
Approved for use through 10/31/2024. OMB 0651-0009
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number
Trademark/Service Mark Application, Principal Register
Serial Number:97425883
Filing Date:05/24/2022
To the Commissioner for Trademarks:
MARK: LIVE OAK (Standard Characters, see mark)
The literal element of the mark consists of LIVE OAK. The mark consists of standard characters, without claim to any particular font style, size, or color.
The applicant, Live Oak Banking Company, a corporation of North Carolina, having an address of
1741 Tiburon Drive
Wilmington, North Carolina 28403
United States
XXXX
requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C.
Section 1051 et seq.), as amended, for the following:
International Class 035: Compilation of business data, namely, compiling indexes of business information all relating to business, business performance and sustainability, business and market
trends, market performance and sustainability, banking, finance, and entrepreneurship; Electronic collection of data for business purposes in the field of business, business performance and
sustainability, business and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Providing business information via an online database; Provision of business
data, namely, the collection, transcription, compilation and systemization of data; Providing by electronic means information relating to business, business performance and sustainability, business
and market trends, market performance and sustainability, and business entrepreneurship; Systemization of data relating to business, business performance and sustainability, business and market
trends, market performance and sustainability, banking, finance, and entrepreneurship; Provision of market studies; Business services, namely, business research services related to industry financial
information and business and market performance and sustainability; Business marketing consulting services, namely, market overview and attractiveness studies, customer research and analysis, survey
creation, execution and analysis, concept testing, bench-marking/best practices studies, competitor studies, industry research; Business management services, namely, providing operational reviews for
the loan and mortgage industry; Providing information in the field of economics; Provision of business consultancy information and services; Providing an internet website portal featuring information
in the field of business, business performance and sustainability, business and market trends, market performance and sustainability, and business entrepreneurship; Promotional advertising of
products and services of third parties through sponsoring arrangements and license agreements for events, performances, and productions relating to dance, theater, music, performing arts, arts,
culture, and comedy;
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
International Class 036: Financing loans for businesses; Banking services; Brokerage of shares and other securities; Trustee services; Investment management services; Capital investment
services; Trustee and investment management services for funeral homes and cemeteries; Wealth management services; Financial advisory and consultancy services, namely, consulting for financial
planners, financial advisors and financial asset managers; Financial research and information services; Financial information services provided by electronic means, namely, via a web site and mobile
application; Financial information services, namely, providing information relating to business, business performance and sustainability, business and market trends, market performance and
sustainability, banking, finance, and entrepreneurship; Providing financial Information relating to financial investment advisory, security brokerage services, financial evaluations, banking,
insurance, investment services, banking conduct relating to economic outlook, economic position and credit outlook as related to small business, and financial market conduct, relating to economic
outlook, economic position and credit outlook as related to small business, and banking performance and sustainability, business performance and sustainability, and market performance and
sustainability, including the provision of such services online from a computer database or the internet; Financial information services relating to the financial performance, financial liquidity and
financial reporting of banks and businesses and the grading of such banks and businesses according to such data, including the provision of such services online from a computer database or the
internet; Providing information in the field of financial planning, investment management and wealth management to financial planners, financial advisors and financial asset managers to assist those
individuals in making financial and investment decisions; Investment advice and brokerage services in the field of securities and annuities; Financial and investment services, namely, asset and
investment acquisition and development, consultation and advisory services; Investment management and advisory services, all provided to financial planners, financial advisors and financial asset
managers; Financial services, namely, wealth management services provided to financial planners, financial advisors and financial asset managers to assist those individuals in making financial
decisions; Lease financing for commercial equipment, namely, providing lease financing for office machine equipment, office furniture, IT equipment, computer software; Equipment financing services;
Equipment financing services, namely, industry equipment for use in the brewery, distillery, farming, and solar industries; Insurance information services; Insurance information services for small
businesses; Providing insurance agent referrals; Financial sponsorship of events, performances, and productions relating to dance, theater, music, performing arts, arts, culture, and comedy;
Financial sponsorship of a pavilion, namely, providing facilities for concerts, conventions, exhibitions, and other entertainment events; Financial sponsorship of performing arts venues and
events;
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
International Class 038: Providing virtual facilities and message boards for real-time interaction among computer users on the topics of banking, finance, and financial loans, transactions,
information and analysis, business, business development and on topics of general interest; Providing on-line access to electronic web-based audio and video chat and shared web browsing for the
purpose of providing channels of real-time communications between computer users; Providing electronic message alerts, mobile application notifications, and text messages via the internet notifying
individuals of any activity and changes regarding consumer financial transactions; Telecommunications services, namely, providing email notifications and alerts, text notifications and alerts, and
phone call notifications; Receipt and/or delivery of messages, documents and other data by electronic transmission; Receipt and/or delivery of messages, documents and other data via the Internet;
Provision of electronic communication links; Providing on-line access to electronic financial services;
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
International Class 042: Application service provider featuring application programming interface (API) software for allowing data retrieval, upload, access and management in the field of
finance; Application service provider featuring software for facilitating financial transactions, retrieving, uploading, accessing, and managing financial information data, and transmitting,
quantifying, and accessing financial analysis; Application service provider featuring application programming interface (API) software for allowing online payments, loan and credit management,
personal financial management, financial analysis, and for providing customer service; Providing a website featuring non-downloadable software for originating and continuous real-time monitoring of
commercial loan transactions accessible via electronic and wireless devices; Providing temporary use of online non-downloadable software for web-based audio and video chat and shared web browsing for
the purpose of providing channels of real-time communications between computer users; Providing on-line, non-downloadable, interactive software for managing investments for use in the financial field
by investment advisors; Providing temporary use of online non-downloadable software and applications for use in budgeting, managing money, recording and tracking financial transactions, configuring
and receiving alert messages regarding account balances and transactions, managing and facilitating financial transactions, accessing personal financial information, bill payment and electronic
payment applications, database management, facilitating financial transactions, managing investments in the field of personal finance, investments and accounting, for use in accessing bank and
deposit accounts, for use in accessing credit card accounts, for accessing personal financial information in the fields of financial planning and management, for accessing personal financial
information regarding investments, for accessing personal financial information regarding retirement planning and related applications, and for accessing personal financial information regarding tax
planning and tax-related applications; Providing temporary use of non-downloadable computer software and applications for performing queries and transactions, and for storing, modifying, transmitting
and receiving information and data in the fields of personal finance, accounting, banking, bill payment, financial planning, retirement planning, investments, and tax planning, all via computer and
communication networks;
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
International Class 041: Providing online non-downloadable publications in the nature of articles, blogs, reports, and studies in the field of business, business performance and sustainability,
business and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Entertainment services, namely, providing a web site featuring audio and video events in the
nature of audio and video presentations featuring speakers and information in the field of business, business performance and sustainability, business and market trends, market performance and
sustainability, banking, finance, and entrepreneurship; Providing educational services in the nature of conducting programs in the field of business, business performance and sustainability, business
and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Providing entertainment services in the nature of web based non-downloadable educational speaker
videos, conferences, seminars, and continuing programs in the field of business, business performance and sustainability, business and market trends, market performance and sustainability, banking,
finance, and entrepreneurship; Education services in the nature of seminars and courses of instruction in the field of business, business management, marketing and finance to owners of businesses and
professional practices; Providing pavilions for entertainment services, namely, lectures, concerts, theater productions, dance performances, public speaking events, and visual, literary and
performing arts presentations; providing pavilions for performing arts events; Providing entertainment venues for performing arts, lectures, concerts, and theater productions, dance performances,
public speaking events, and visual, literary and performing arts presentations; Provision of performing arts theater facilities; providing facilities for entertainment events, namely, music concerts
and comedy shows;
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
International Class 009: downloadable mobile applications for banking and financial management; downloadable computer software for assessing, analyzing, monitoring, processing, managing,
planning, reporting and for the sharing of financial research and information for use in the fields of personal banking, private banking, commercial banking, finance, fund management, investment
management, wealth management, risk management, portfolio management, and loan management; downloadable computer software, namely, an electronic financial platform that accommodates multiple types of
payment and debt transactions on a mobile device;
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
Claim of Active Prior Registration(s)
The applicant claims ownership of active prior U.S. Registration Number(s) 4986385, 5722640, 2318652, and others.
The owner's/holder's proposed attorney information: Devon E. White. Other appointed attorneys are John M. Fuscoe; J. Christopher Lynch. Devon E. White, is a member of the XX bar, admitted to the
bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
4101 Lake Boone Trail Suite 300
Raleigh, North Carolina 27607
United States
919-781-4000(phone)
919-781-4865(fax)
ip@wyrick.com
The docket/reference number is 024918.0083.
Devon E. White submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S.
Commonwealth or territory.
The applicant's current Correspondence Information:
Devon E. White
PRIMARY EMAIL FOR CORRESPONDENCE: ip@wyrick.com SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): NOT PROVIDED
Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed,
and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).
A fee payment in the amount of $2100 has been submitted with the application, representing payment for 6 class(es).
Declaration
Declaration Signature
Signature: /dew/ Date: 05/24/2022
Signatory's Name: Devon E. White
Signatory's Position: Attorney of Record, NC Bar Member
Signatory's Phone Number: 919-882-7143
Signature method: Sent to third party for signature
Payment Sale Number: 97425883
Payment Accounting Date: 05/24/2022
Serial Number: 97425883
Internet Transmission Date: Tue May 24 13:40:08 ET 2022
TEAS Stamp: USPTO/BAS-XX.XX.XX.X-2022052413400828046
7-97425883-820dd83be966fbe18692cad2fd52d
1554879510bfeb15362d899b96dcc48765-CC-40
062634-20220524132336097037