Application

PTO- 1478

Approved for use through 10/31/2024. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

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PTO- 1478

Approved for use through 10/31/2024. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

Trademark/Service Mark Application, Principal Register

Serial Number: 97425883

Filing Date: 05/24/2022

To the Commissioner for Trademarks:

MARK: LIVE OAK (Standard Characters, see mark)
The literal element of the mark consists of LIVE OAK. The mark consists of standard characters, without claim to any particular font style, size, or color.
The applicant, Live Oak Banking Company, a corporation of North Carolina, having an address of
      1741 Tiburon Drive
      Wilmington, North Carolina 28403
      United States
      XXXX

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 035:  Compilation of business data, namely, compiling indexes of business information all relating to business, business performance and sustainability, business and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Electronic collection of data for business purposes in the field of business, business performance and sustainability, business and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Providing business information via an online database; Provision of business data, namely, the collection, transcription, compilation and systemization of data; Providing by electronic means information relating to business, business performance and sustainability, business and market trends, market performance and sustainability, and business entrepreneurship; Systemization of data relating to business, business performance and sustainability, business and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Provision of market studies; Business services, namely, business research services related to industry financial information and business and market performance and sustainability; Business marketing consulting services, namely, market overview and attractiveness studies, customer research and analysis, survey creation, execution and analysis, concept testing, bench-marking/best practices studies, competitor studies, industry research; Business management services, namely, providing operational reviews for the loan and mortgage industry; Providing information in the field of economics; Provision of business consultancy information and services; Providing an internet website portal featuring information in the field of business, business performance and sustainability, business and market trends, market performance and sustainability, and business entrepreneurship; Promotional advertising of products and services of third parties through sponsoring arrangements and license agreements for events, performances, and productions relating to dance, theater, music, performing arts, arts, culture, and comedy;
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.

International Class 036:  Financing loans for businesses; Banking services; Brokerage of shares and other securities; Trustee services; Investment management services; Capital investment services; Trustee and investment management services for funeral homes and cemeteries; Wealth management services; Financial advisory and consultancy services, namely, consulting for financial planners, financial advisors and financial asset managers; Financial research and information services; Financial information services provided by electronic means, namely, via a web site and mobile application; Financial information services, namely, providing information relating to business, business performance and sustainability, business and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Providing financial Information relating to financial investment advisory, security brokerage services, financial evaluations, banking, insurance, investment services, banking conduct relating to economic outlook, economic position and credit outlook as related to small business, and financial market conduct, relating to economic outlook, economic position and credit outlook as related to small business, and banking performance and sustainability, business performance and sustainability, and market performance and sustainability, including the provision of such services online from a computer database or the internet; Financial information services relating to the financial performance, financial liquidity and financial reporting of banks and businesses and the grading of such banks and businesses according to such data, including the provision of such services online from a computer database or the internet; Providing information in the field of financial planning, investment management and wealth management to financial planners, financial advisors and financial asset managers to assist those individuals in making financial and investment decisions; Investment advice and brokerage services in the field of securities and annuities; Financial and investment services, namely, asset and investment acquisition and development, consultation and advisory services; Investment management and advisory services, all provided to financial planners, financial advisors and financial asset managers; Financial services, namely, wealth management services provided to financial planners, financial advisors and financial asset managers to assist those individuals in making financial decisions; Lease financing for commercial equipment, namely, providing lease financing for office machine equipment, office furniture, IT equipment, computer software; Equipment financing services; Equipment financing services, namely, industry equipment for use in the brewery, distillery, farming, and solar industries; Insurance information services; Insurance information services for small businesses; Providing insurance agent referrals; Financial sponsorship of events, performances, and productions relating to dance, theater, music, performing arts, arts, culture, and comedy; Financial sponsorship of a pavilion, namely, providing facilities for concerts, conventions, exhibitions, and other entertainment events; Financial sponsorship of performing arts venues and events;
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.

International Class 038:  Providing virtual facilities and message boards for real-time interaction among computer users on the topics of banking, finance, and financial loans, transactions, information and analysis, business, business development and on topics of general interest; Providing on-line access to electronic web-based audio and video chat and shared web browsing for the purpose of providing channels of real-time communications between computer users; Providing electronic message alerts, mobile application notifications, and text messages via the internet notifying individuals of any activity and changes regarding consumer financial transactions; Telecommunications services, namely, providing email notifications and alerts, text notifications and alerts, and phone call notifications; Receipt and/or delivery of messages, documents and other data by electronic transmission; Receipt and/or delivery of messages, documents and other data via the Internet; Provision of electronic communication links; Providing on-line access to electronic financial services;
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.

International Class 042:  Application service provider featuring application programming interface (API) software for allowing data retrieval, upload, access and management in the field of finance; Application service provider featuring software for facilitating financial transactions, retrieving, uploading, accessing, and managing financial information data, and transmitting, quantifying, and accessing financial analysis; Application service provider featuring application programming interface (API) software for allowing online payments, loan and credit management, personal financial management, financial analysis, and for providing customer service; Providing a website featuring non-downloadable software for originating and continuous real-time monitoring of commercial loan transactions accessible via electronic and wireless devices; Providing temporary use of online non-downloadable software for web-based audio and video chat and shared web browsing for the purpose of providing channels of real-time communications between computer users; Providing on-line, non-downloadable, interactive software for managing investments for use in the financial field by investment advisors; Providing temporary use of online non-downloadable software and applications for use in budgeting, managing money, recording and tracking financial transactions, configuring and receiving alert messages regarding account balances and transactions, managing and facilitating financial transactions, accessing personal financial information, bill payment and electronic payment applications, database management, facilitating financial transactions, managing investments in the field of personal finance, investments and accounting, for use in accessing bank and deposit accounts, for use in accessing credit card accounts, for accessing personal financial information in the fields of financial planning and management, for accessing personal financial information regarding investments, for accessing personal financial information regarding retirement planning and related applications, and for accessing personal financial information regarding tax planning and tax-related applications; Providing temporary use of non-downloadable computer software and applications for performing queries and transactions, and for storing, modifying, transmitting and receiving information and data in the fields of personal finance, accounting, banking, bill payment, financial planning, retirement planning, investments, and tax planning, all via computer and communication networks;
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.

International Class 041:  Providing online non-downloadable publications in the nature of articles, blogs, reports, and studies in the field of business, business performance and sustainability, business and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Entertainment services, namely, providing a web site featuring audio and video events in the nature of audio and video presentations featuring speakers and information in the field of business, business performance and sustainability, business and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Providing educational services in the nature of conducting programs in the field of business, business performance and sustainability, business and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Providing entertainment services in the nature of web based non-downloadable educational speaker videos, conferences, seminars, and continuing programs in the field of business, business performance and sustainability, business and market trends, market performance and sustainability, banking, finance, and entrepreneurship; Education services in the nature of seminars and courses of instruction in the field of business, business management, marketing and finance to owners of businesses and professional practices; Providing pavilions for entertainment services, namely, lectures, concerts, theater productions, dance performances, public speaking events, and visual, literary and performing arts presentations; providing pavilions for performing arts events; Providing entertainment venues for performing arts, lectures, concerts, and theater productions, dance performances, public speaking events, and visual, literary and performing arts presentations; Provision of performing arts theater facilities; providing facilities for entertainment events, namely, music concerts and comedy shows;
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.

International Class 009:  downloadable mobile applications for banking and financial management; downloadable computer software for assessing, analyzing, monitoring, processing, managing, planning, reporting and for the sharing of financial research and information for use in the fields of personal banking, private banking, commercial banking, finance, fund management, investment management, wealth management, risk management, portfolio management, and loan management; downloadable computer software, namely, an electronic financial platform that accommodates multiple types of payment and debt transactions on a mobile device;
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.


Claim of Active Prior Registration(s)
The applicant claims ownership of active prior U.S. Registration Number(s) 4986385, 5722640, 2318652, and others.


The owner's/holder's proposed attorney information: Devon E. White. Other appointed attorneys are John M. Fuscoe; J. Christopher Lynch. Devon E. White, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
      4101 Lake Boone Trail Suite 300
      Raleigh, North Carolina 27607
      United States
      919-781-4000(phone)
      919-781-4865(fax)
      ip@wyrick.com
The docket/reference number is 024918.0083.
Devon E. White submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

Devon E. White

PRIMARY EMAIL FOR CORRESPONDENCE: ip@wyrick.com       SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): NOT PROVIDED Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

A fee payment in the amount of $2100 has been submitted with the application, representing payment for 6 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce and was in use in commerce as of the filing date of the application on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application and was used on or in connection with the goods/services in the application as of the application filing date; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /dew/   Date: 05/24/2022
Signatory's Name: Devon E. White
Signatory's Position: Attorney of Record, NC Bar Member
Signatory's Phone Number: 919-882-7143
Signature method: Sent to third party for signature
Payment Sale Number: 97425883
Payment Accounting Date: 05/24/2022

Serial Number: 97425883
Internet Transmission Date: Tue May 24 13:40:08 ET 2022
TEAS Stamp: USPTO/BAS-XX.XX.XX.X-2022052413400828046
7-97425883-820dd83be966fbe18692cad2fd52d
1554879510bfeb15362d899b96dcc48765-CC-40
062634-20220524132336097037