Trademark/Service Mark Application, Principal Register
PTO- 1478
Approved for use through 10/31/2024. OMB 0651-0009
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number
Trademark/Service Mark Application, Principal Register
The mark consists of standard characters, without claim to any particular font style, size, or color.
REGISTER
Principal
APPLICANT INFORMATION
*OWNER OF MARK
Broadridge Financial Solutions, Inc.
*MAILING ADDRESS
5 Dakota Drive, Suite 300
*CITY
Lake Success
*STATE
(Required for U.S. applicants)
New York
*COUNTRY/REGION/JURISDICTION/U.S. TERRITORY
United States
*ZIP/POSTAL CODE
(Required for U.S. and certain international addresses)
11042
*EMAIL ADDRESS
XXXX
LEGAL ENTITY INFORMATION
TYPE
limited liability company
STATE/COUNTRY/REGION/JURISDICTION/U.S. TERRITORY WHERE LEGALLY ORGANIZED
Delaware
GOODS AND/OR SERVICES AND BASIS INFORMATION
INTERNATIONAL CLASS
042
*IDENTIFICATION
Software as a service (SAAS) services featuring software for assisting wealth management professionals and financial advisors, for enabling
financial services firms to create, manage, and distribute electronic information pertaining to financial transactions and regulatory communications, and for financial asset management and
servicing
Approved for use through 10/31/2024. OMB 0651-0009
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number
Trademark/Service Mark Application, Principal Register
Serial Number:97409546
Filing Date:05/13/2022
To the Commissioner for Trademarks:
MARK: GROWTH STATION (Standard Characters, see mark)
The literal element of the mark consists of GROWTH STATION. The mark consists of standard characters, without claim to any particular font style, size, or color.
The applicant, Broadridge Financial Solutions, Inc., a limited liability company legally organized under the laws of Delaware, having an address of
5 Dakota Drive, Suite 300
Lake Success, New York 11042
United States
XXXX
requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C.
Section 1051 et seq.), as amended, for the following:
International Class 042: Software as a service (SAAS) services featuring software for assisting wealth management professionals and financial advisors, for enabling financial services firms to
create, manage, and distribute electronic information pertaining to financial transactions and regulatory communications, and for financial asset management and servicing
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
The owner's/holder's proposed attorney information: Daniel I. Schloss. Other appointed attorneys are Alan N. Sutin, Masahiro Noda. Daniel I. Schloss of Greenberg Traurig, LLP, is a member of the
XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
One Vanderbilt Avenue
New York, New York 10017
United States
212-801-2256(phone)
212-805-5571(fax)
schlossd@gtlaw.com
The docket/reference number is 104424010100.
Daniel I. Schloss submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S.
Commonwealth or territory.
The applicant's current Correspondence Information:
Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed,
and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).
A fee payment in the amount of $350 has been submitted with the application, representing payment for 1 class(es).
Declaration
Declaration Signature
Signature: /Daniel I. Schloss/ Date: 05/13/2022
Signatory's Name: Daniel I. Schloss
Signatory's Position: Attorney of record, NY bar member
Signatory's Phone Number: 212-801-2256
Signature method: Signed directly within the form
Payment Sale Number: 97409546
Payment Accounting Date: 05/13/2022
Serial Number: 97409546
Internet Transmission Date: Fri May 13 14:28:46 ET 2022
TEAS Stamp: USPTO/BAS-X.XX.XX.XX-2022051314284683017
8-97409546-820fa5f595ba3dd6cf7c4d5ce75be
55a2dc9380864916b8a0455d5e849277304e3a-D
A-28464351-20220513141039010238