Application

PTO- 1478

Approved for use through 10/31/2024. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

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PTO- 1478

Approved for use through 10/31/2024. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

Trademark/Service Mark Application, Principal Register

Serial Number: 97227367

Filing Date: 01/19/2022

To the Commissioner for Trademarks:

MARK: FENICS DIRECT (Standard Characters, see mark)
The literal element of the mark consists of FENICS DIRECT. The mark consists of standard characters, without claim to any particular font style, size, or color.
The applicant, Fenics Software, Inc., a corporation of Delaware, having an address of
      55 Water Street
      New York, New York 10041
      United States
      XXXX

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 036:  Financial analysis; financial securities exchange services; financial exchange of crypto assets; financial services, namely, electronic transfer of crypto assets; securities brokerage services; financial services, namely, transacting and trading of financial instruments; financial services, namely, providing for the exchange of foreign currency, commodities, financial derivatives, interest rate products, and equities via the internet and intranet systems; financial services, namely, aggregation of financial data being compiling data for financial purposes; electronic financial trading services; provision of financial information; providing financial information, namely, information in the fields of foreign exchange transactions, financial derivatives, futures, commodities, securities, currencies, financial instruments, brokerage, trading, investments, financial markets, and financial pricing data in the nature of financial instrument price information being financial information; financial trade execution, allocation, confirmation, clearing and settlement services.
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.



The owner's/holder's proposed attorney information: Olga Egorova. Other appointed attorneys are Michael Brinton. Olga Egorova, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
      Innovation Division
      110 East 59th Street 7th Floor
      New York, New York 10022
      United States
      oegorova@cantor.com

Olga Egorova submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

Olga Egorova

PRIMARY EMAIL FOR CORRESPONDENCE: oegorova@cantor.com        SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): tmadmin@kilpatricktownsend.com; KILewis@kilpatricktownsend.com; mbrinton@cantor.com ; Lilah.Orengo@cantor.com Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

A fee payment in the amount of $350 has been submitted with the application, representing payment for 1 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce and was in use in commerce as of the filing date of the application on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application and was used on or in connection with the goods/services in the application as of the application filing date; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /OE/   Date: 01/19/2022
Signatory's Name: Olga Egorova
Signatory's Position: Managing Director, Chief Technology and IP Counsel, Duly Authorized Officer
Signatory's Phone Number: 212-829-7063
Signature method: Sent to third party for signature
Payment Sale Number: 97227367
Payment Accounting Date: 01/19/2022

Serial Number: 97227367
Internet Transmission Date: Wed Jan 19 15:26:54 ET 2022
TEAS Stamp: USPTO/BAS-XXX.XXX.X.X-202201191526545379
55-97227367-810e5282cba81ec1adf94fbb41d3
de992e0cc6df528877b3e3eab2a709859f65-DA-
26543961-20220118155359383909