TEAS Plus New Application

PTO- 1478

Approved for use through 10/31/2024. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

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PTO- 1478

Approved for use through 10/31/2024. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

Trademark/Service Mark Application, Principal Register

TEAS Plus Application

Serial Number: 97156367

Filing Date: 12/04/2021

To the Commissioner for Trademarks:

MARK: UP (stylized and/or with design, see mark)
The literal element of the mark consists of UP. The color(s) purple and white is/are claimed as a feature of the mark. The mark consists of stylized wording "up" in white color with purple background.
The applicant, RKSV Securities India Private Limited, a limited liability company legally organized under the laws of India, having an address of
      647 Winston Avenue
      San Marino, California 91108
      United States
      949-419-5462(phone)
      XXXX
Domiciled at: XXXX

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

For specific filing basis information for each item, you must view the display within the Input Table.
International Class 009:  Downloadable computer application software for mobile phones, tablet computers, laptop computers, and desktop computers, namely, software for allowing online trading of stocks, bonds, mutual funds and options, and providing charts, analytical tools, financial data, and financial news; Downloadable computer software platforms for allowing online trading of stocks, bonds, mutual funds and options, and providing charts, analytical tools, financial data, and financial news; Downloadable mobile applications for allowing online trading of stocks, bonds, mutual funds and options, and providing charts, analytical tools, financial data, and financial news; Downloadable tablet applications for allowing online trading of stocks, bonds, mutual funds and options, and providing charts, analytical tools, financial data, and financial news

Use in Commerce: The applicant is using the mark in commerce on or in connection with the identified goods/services. The applicant attaches, or will later submit, one specimen as a JPG/PDF image file showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, regardless of whether the mark itself is in the standard character format or is a stylized or design mark. The specimen image file may be in color, and the image must be in color if color is being claimed as a feature of the mark.

In International Class 009, the mark was first used by the applicant or the applicant's related company or licensee predecessor in interest at least as early as 09/01/2019, and first used in commerce at least as early as 09/01/2019, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) webpage printout of downloadable mobile software application.

Original PDF file:
SPE0-17211764164-20211204 174125083859_._Upstox_Spe cimen.pdf
Converted PDF file(s) (5 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5

Webpage URL: None Provided
Webpage Date of Access: None Provided

For specific filing basis information for each item, you must view the display within the Input Table.
International Class 036:  Financial services in the nature of an investment security; Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, conducting a securities and derivatives exchange; Financial services, namely, conducting an online exchange of interest rate products via the internet and intranet systems; Financial services, namely, investment fund transfer and transaction services; Financial services, namely, proprietary trading in commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; Financial services, namely, providing for the exchange of foreign currency, commodities, financial derivatives, interest rate products, and equities via the internet and intranet systems; Financial services, namely, providing information in the fields of foreign currency, commodities, financial derivatives, interest rate products, and equities via the internet and intranet systems; Financial services, namely, providing on-line stored value accounts in an electronic environment; Financial services, namely, the trading of financial instruments, securities, shares, options and other derivative products; Financial analysis and research services; Financial information services provided on-line from a computer database or a global computer network, namely, providing information in the field of financial classification of companies and securities; Financial research and equity research brokerage services; Financial research and information services; Financial securities exchange services; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others

Use in Commerce: The applicant is using the mark in commerce on or in connection with the identified goods/services. The applicant attaches, or will later submit, one specimen as a JPG/PDF image file showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, regardless of whether the mark itself is in the standard character format or is a stylized or design mark. The specimen image file may be in color, and the image must be in color if color is being claimed as a feature of the mark.

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee predecessor in interest at least as early as 09/01/2019, and first used in commerce at least as early as 09/01/2019, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) webpage printout of downloadable mobile software application.

Original PDF file:
SPE0-1-17211764164-202112 04174125083859_._Upstox_S pecimen.pdf
Converted PDF file(s) (5 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5

Webpage URL: None Provided
Webpage Date of Access: None Provided




The owner's/holder's proposed attorney information: James Woo Ahn. James Woo Ahn of AHN IP LAW, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, is located at
      12100 Wilshire Blvd., Suite 807
      Los Angeles, California 90025
      United States
      424-326-3171(phone)
      310-943-2216(fax)
      james@ahniplaw.com
The docket/reference number is 0010T0002US1.
James Woo Ahn submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

James Woo Ahn

PRIMARY EMAIL FOR CORRESPONDENCE: james@ahniplaw.com        SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): james.woo.ahn@gmail.com Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

A fee payment in the amount of $500 has been submitted with the application, representing payment for 2 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce and was in use in commerce as of the filing date of the application on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application and was used on or in connection with the goods/services in the application as of the application filing date; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /James Ahn/   Date: 12/04/2021
Signatory's Name: James Ahn
Signatory's Position: Attorney of Record
Signatory's Phone Number: 424-326-3171
Signature method: Signed directly within the form
Payment Sale Number: 97156367
Payment Accounting Date: 12/06/2021

Serial Number: 97156367
Internet Transmission Date: Sat Dec 04 18:07:26 ET 2021
TEAS Stamp: USPTO/FTK-XXX.XXX.XX.XXX-202112041807264
32861-97156367-781b4dc5c7bf98ab9845385af
3d542eef59fb650aaf7422d0809a2d102e46ce7-
CC-07250959-20211204174125083859