Application

PTO- 1478

Approved for use through 09/30/2021. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

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PTO- 1478

Approved for use through 09/30/2021. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

Trademark/Service Mark Application, Principal Register

Serial Number: 97017488

Filing Date: 09/08/2021

To the Commissioner for Trademarks:

MARK: Embed (stylized and/or with design, see mark)
The literal element of the mark consists of Embed. The applicant is not claiming color as a feature of the mark. The mark consists of a design element and the term "Embed".
The applicant, Embedded Financial Technologies Inc., a corporation of Delaware, having an address of
      1703 Main Street, Suite 200
      Vancouver, Washington 98660
      United States
      XXXX

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 009:  Downloadable software development kits (SDK); downloadable software development kits (SDK) for securities and cryptocurrency clearing and custody services, for account management and statementing, for order execution including whole and fractions of securities and cryptocurrencies, for facilitating the transfer and clearing of cash, securities and cryptocurrency transactions, for settlement and custody of cash, securities and cryptocurrencies, for tax preparation, for proxy voting and investor communications, and for related services for broker-dealers, registered investment advisors, banks, and trust companies
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.

International Class 036:  financial services, namely, securities and cryptocurrency clearing and custody services, for account management and statementing, for order execution including whole and fractions of securities and cryptocurrencies, for facilitating the transfer and clearing of cash, securities and cryptocurrency transactions, for settlement and custody of cash, securities and cryptocurrencies, for tax preparation, for proxy voting and investor communications, and for related services for broker-dealers, registered investment advisors, banks, and trust companies
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.

International Class 042:  software-as-a-service (SaaS) services featuring software for securities and cryptocurrency clearing and custody services, for account management and statementing, for order execution including whole and fractions of securities and cryptocurrencies, for facilitating the transfer and clearing of cash, securities and cryptocurrency transactions, for settlement and custody of cash, securities and cryptocurrencies, for tax preparation, for proxy voting and investor communications, and for related services for broker-dealers, registered investment advisors, banks, and trust companies
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.




The owner's/holder's proposed attorney information: Andrew A. Roppel. Other appointed attorneys are Lindsay B. Allen, Griffin Barnett, Britt L. Anderson, Craig A. Beaker, Stefan B. Blum, Jared H. Bryant, Jeremy L. Buxbaum, Katie Christensen, L. Omar Cojulun, Sabrina J. Danielson, James R. Davis, Colleen M. Ganin, Alexander J.A. Garcia, Daniel J. Glenn, Mark S. Goodrich, Lynne E. Graybeal, Monica Gutierrez, Patchen M. Haggerty, John P. Halski, Thomas L. Holt, Jason S. Howell, Julie A. Kent, Erica Klazmer, Lisa K. Koenig, Patrick J Koncel, Elizabeth A. Kristoferson, Winfield B. Martin, Alicia A. Matusheski, Vicki Y. Nee, Lisa T. Oratz, Scott J. Palmer, Seth H. Reagan, Grace Han Stanton, Malcolm C. Tyler, James L. Vana, Fabricio Vayra and Robert G. Woolston. Andrew A. Roppel of Perkins Coie LLP, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
      P.O. Box 2608
      Seattle, Washington 98111
      United States
      303-291-2300(phone)
      303-291-2400(fax)
      PCTrademarks@perkinscoie.com
The docket/reference number is 138711-4001..
Andrew A. Roppel submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

Andrew A. Roppel

PRIMARY EMAIL FOR CORRESPONDENCE: PCTrademarks@perkinscoie.com       SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): NOT PROVIDED Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

A fee payment in the amount of $1050 has been submitted with the application, representing payment for 3 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce and was in use in commerce as of the filing date of the application on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application and was used on or in connection with the goods/services in the application as of the application filing date; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /Andrew Roppel/   Date: 09/08/2021
Signatory's Name: Andrew Roppel
Signatory's Position: Attorney of Record, Colorado Bar Member
Signatory's Phone Number: 303-291-2300
Signature method: Sent to third party for signature
Payment Sale Number: 97017488
Payment Accounting Date: 09/08/2021

Serial Number: 97017488
Internet Transmission Date: Wed Sep 08 17:17:37 ET 2021
TEAS Stamp: USPTO/BAS-XX.XX.XXX.XXX-2021090817173736
1170-97017488-781b5e663aa97f359b6478102a
c2b8c558ab6f55f446de1f68b7911adc32a2bd-C
C-17363696-20210908162640304103