Trademark/Service Mark Application, Principal Register
PTO- 1478
Approved for use through 08/31/2021. OMB 0651-0009
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number
Trademark/Service Mark Application, Principal Register
*DESCRIPTION OF THE MARK
(and Color Location, if applicable)
The mark consists of a horizontal rectangle with rounded corners within which, against a dark background in the left hand side of the rectangle is a
Figure 8 at a 45 degree angle with a box in the center and two horizontal lines, and against a light background in the right hand side of the rectangle is the word GEMINI above the word FUND above
the word SOLUTIONS.
PIXEL COUNT ACCEPTABLE
NO
PIXEL COUNT
2448 x 3168
REGISTER
Principal
APPLICANT INFORMATION
*OWNER OF MARK
Gemini IP, LLC
*MAILING ADDRESS
41 Madison Avenue, 31st Floor
*CITY
New York
*STATE
(Required for U.S. applicants)
New York
*COUNTRY/REGION/JURISDICTION/U.S. TERRITORY
United States
*ZIP/POSTAL CODE
(Required for U.S. and certain international addresses)
10010
*EMAIL ADDRESS
XXXX
LEGAL ENTITY INFORMATION
TYPE
limited liability company
STATE/COUNTRY/REGION/JURISDICTION/U.S. TERRITORY WHERE LEGALLY ORGANIZED
Delaware
GOODS AND/OR SERVICES AND BASIS INFORMATION
INTERNATIONAL CLASS
036
*IDENTIFICATION
financial services, namely, consulting and facilitation services for third-party mutual funds, security funds, and cryptocurrency funds; trade
execution, clearing, and custody services for third-party mutual funds, security funds, and cryptocurrency funds
FILING BASIS
SECTION 1(b)
ATTORNEY INFORMATION
NAME
Charles R. Macedo
ATTORNEY DOCKET NUMBER
37056/344
ATTORNEY BAR MEMBERSHIP NUMBER
XXX
YEAR OF ADMISSION
XXXX
U.S. STATE/ COMMONWEALTH/ TERRITORY
XX
FIRM NAME
Amster, Rothstein & Ebenstein LLP
STREET
90 Park Avenue
CITY
New York
STATE
New York
COUNTRY/REGION/JURISDICTION/U.S. TERRITORY
United States
ZIP/POSTAL CODE
10016
PHONE
212-336-8000
FAX
212-336-8001
EMAIL ADDRESS
ptodocket@arelaw.com
OTHER APPOINTED ATTORNEY
Daniel Ebenstein, Philip H. Gottfried, Neil M. Zipkin, Anthony F. Lo Cicero, Kenneth P. George, Chester Rothstein, Brian Comack, Max Vern,
Holly Pekowsky, Douglas A. Miro, Benjamin Halpern, Charles P. LaPolla, Brian Amos, Richard S. Mandaro, Marc J. Jason, Matthieu Hausig, Alan Miller, Marion Metelski, Suzue Fujimori, Hajime Sakai,
David P. Goldberg, Keith J. Barkaus, Michael R. Jones, Christopher Lisiewski, Albert J. Boardman, Chandler Sturm, Olivia Harris and Devin Garrity
CORRESPONDENCE INFORMATION
NAME
Charles R. Macedo
PRIMARY EMAIL ADDRESS FOR CORRESPONDENCE
ptodocket@arelaw.com
SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES)
NOT PROVIDED
FEE INFORMATION
APPLICATION FILING OPTION
TEAS Standard
NUMBER OF CLASSES
1
APPLICATION FOR REGISTRATION PER CLASS
350
*TOTAL FEES DUE
350
*TOTAL FEES PAID
350
SIGNATURE INFORMATION
SIGNATURE
/Charles R. Macedo/
SIGNATORY'S NAME
Charles R. Macedo
SIGNATORY'S POSITION
Attorney of record, New York Bar member
SIGNATORY'S PHONE NUMBER
212-336-8000
DATE SIGNED
08/23/2021
SIGNATURE METHOD
Signed directly within the form
PTO- 1478
Approved for use through 08/31/2021. OMB 0651-0009
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number
Trademark/Service Mark Application, Principal Register
Serial Number:90897052
Filing Date:08/23/2021
To the Commissioner for Trademarks:
MARK: GEMINI FUND SOLUTIONS (stylized and/or with design, see mark)
The literal element of the mark consists of GEMINI FUND SOLUTIONS. The applicant is not claiming color as a feature of the mark. The mark consists of a horizontal rectangle with rounded corners
within which, against a dark background in the left hand side of the rectangle is a Figure 8 at a 45 degree angle with a box in the center and two horizontal lines, and against a light background in
the right hand side of the rectangle is the word GEMINI above the word FUND above the word SOLUTIONS.
The applicant, Gemini IP, LLC, a limited liability company legally organized under the laws of Delaware, having an address of
41 Madison Avenue, 31st Floor
New York, New York 10010
United States
XXXX
requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C.
Section 1051 et seq.), as amended, for the following:
International Class 036: financial services, namely, consulting and facilitation services for third-party mutual funds, security funds, and cryptocurrency funds; trade execution, clearing, and
custody services for third-party mutual funds, security funds, and cryptocurrency funds
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
The owner's/holder's proposed attorney information: Charles R. Macedo. Other appointed attorneys are Daniel Ebenstein, Philip H. Gottfried, Neil M. Zipkin, Anthony F. Lo Cicero, Kenneth P. George,
Chester Rothstein, Brian Comack, Max Vern, Holly Pekowsky, Douglas A. Miro, Benjamin Halpern, Charles P. LaPolla, Brian Amos, Richard S. Mandaro, Marc J. Jason, Matthieu Hausig, Alan Miller, Marion
Metelski, Suzue Fujimori, Hajime Sakai, David P. Goldberg, Keith J. Barkaus, Michael R. Jones, Christopher Lisiewski, Albert J. Boardman, Chandler Sturm, Olivia Harris and Devin Garrity. Charles
R. Macedo of Amster, Rothstein & Ebenstein LLP, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
90 Park Avenue
New York, New York 10016
United States
212-336-8000(phone)
212-336-8001(fax)
ptodocket@arelaw.com
The docket/reference number is 37056/344.
Charles R. Macedo submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S.
Commonwealth or territory.
The applicant's current Correspondence Information:
Charles R. Macedo
PRIMARY EMAIL FOR CORRESPONDENCE: ptodocket@arelaw.com SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): NOT PROVIDED
Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed,
and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).
A fee payment in the amount of $350 has been submitted with the application, representing payment for 1 class(es).
Declaration
Declaration Signature
Signature: /Charles R. Macedo/ Date: 08/23/2021
Signatory's Name: Charles R. Macedo
Signatory's Position: Attorney of record, New York Bar member
Signatory's Phone Number: 212-336-8000
Signature method: Signed directly within the form
Payment Sale Number: 90897052
Payment Accounting Date: 08/23/2021
Serial Number: 90897052
Internet Transmission Date: Mon Aug 23 14:26:49 ET 2021
TEAS Stamp: USPTO/BAS-XX.XXX.XXX.XXX-202108231426495
32755-90897052-781bd1ec01cce354b77128716
1b78346199502bf7e89611753127ba943e7a9df7
b4-CC-26480925-20210823140741839196