Application

PTO- 1478

Approved for use through 08/31/2021. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

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PTO- 1478

Approved for use through 08/31/2021. OMB 0651-0009

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

Trademark/Service Mark Application, Principal Register

Serial Number: 90897052

Filing Date: 08/23/2021

To the Commissioner for Trademarks:

MARK: GEMINI FUND SOLUTIONS (stylized and/or with design, see mark)
The literal element of the mark consists of GEMINI FUND SOLUTIONS. The applicant is not claiming color as a feature of the mark. The mark consists of a horizontal rectangle with rounded corners within which, against a dark background in the left hand side of the rectangle is a Figure 8 at a 45 degree angle with a box in the center and two horizontal lines, and against a light background in the right hand side of the rectangle is the word GEMINI above the word FUND above the word SOLUTIONS.
The applicant, Gemini IP, LLC, a limited liability company legally organized under the laws of Delaware, having an address of
      41 Madison Avenue, 31st Floor
      New York, New York 10010
      United States
      XXXX

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 036:  financial services, namely, consulting and facilitation services for third-party mutual funds, security funds, and cryptocurrency funds; trade execution, clearing, and custody services for third-party mutual funds, security funds, and cryptocurrency funds
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.




The owner's/holder's proposed attorney information: Charles R. Macedo. Other appointed attorneys are Daniel Ebenstein, Philip H. Gottfried, Neil M. Zipkin, Anthony F. Lo Cicero, Kenneth P. George, Chester Rothstein, Brian Comack, Max Vern, Holly Pekowsky, Douglas A. Miro, Benjamin Halpern, Charles P. LaPolla, Brian Amos, Richard S. Mandaro, Marc J. Jason, Matthieu Hausig, Alan Miller, Marion Metelski, Suzue Fujimori, Hajime Sakai, David P. Goldberg, Keith J. Barkaus, Michael R. Jones, Christopher Lisiewski, Albert J. Boardman, Chandler Sturm, Olivia Harris and Devin Garrity. Charles R. Macedo of Amster, Rothstein & Ebenstein LLP, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
      90 Park Avenue
      New York, New York 10016
      United States
      212-336-8000(phone)
      212-336-8001(fax)
      ptodocket@arelaw.com
The docket/reference number is 37056/344.
Charles R. Macedo submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

Charles R. Macedo

PRIMARY EMAIL FOR CORRESPONDENCE: ptodocket@arelaw.com       SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): NOT PROVIDED Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

A fee payment in the amount of $350 has been submitted with the application, representing payment for 1 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce and was in use in commerce as of the filing date of the application on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application and was used on or in connection with the goods/services in the application as of the application filing date; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /Charles R. Macedo/   Date: 08/23/2021
Signatory's Name: Charles R. Macedo
Signatory's Position: Attorney of record, New York Bar member
Signatory's Phone Number: 212-336-8000
Signature method: Signed directly within the form
Payment Sale Number: 90897052
Payment Accounting Date: 08/23/2021

Serial Number: 90897052
Internet Transmission Date: Mon Aug 23 14:26:49 ET 2021
TEAS Stamp: USPTO/BAS-XX.XXX.XXX.XXX-202108231426495
32755-90897052-781bd1ec01cce354b77128716
1b78346199502bf7e89611753127ba943e7a9df7
b4-CC-26480925-20210823140741839196