Application

SURVEYOR

CE TM Holdings LLC

Trademark/Service Mark Application, Principal Register

PTO- 1478
Approved for use through 05/31/2021. OMB 0651-0009
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number

Trademark/Service Mark Application, Principal Register

Serial Number: 90752338
Filing Date: 06/03/2021

The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER 90752338
MARK INFORMATION
*MARK \\TICRS\EXPORT18\IMAGEOUT 18\907\523\90752338\xml1 \ APP0002.JPG
SPECIAL FORM YES
USPTO-GENERATED IMAGE NO
LITERAL ELEMENT SURVEYOR
COLOR MARK NO
*DESCRIPTION OF THE MARK
(and Color Location, if applicable)
The mark consists of the word SURVEYOR between two horizonal lines spanning the length of the word.
PIXEL COUNT ACCEPTABLE NO
PIXEL COUNT 646 x 207
REGISTER Principal
APPLICANT INFORMATION
*OWNER OF MARK CE TM Holdings LLC
*MAILING ADDRESS 131 South Dearborn Street
*CITY Chicago
*STATE
(Required for U.S. applicants)
Illinois
*COUNTRY/REGION/JURISDICTION/U.S. TERRITORY United States
*ZIP/POSTAL CODE
(Required for U.S. and certain international addresses)
60603
*EMAIL ADDRESS XXXX
LEGAL ENTITY INFORMATION
TYPE limited liability company
STATE/COUNTRY/REGION/JURISDICTION/U.S. TERRITORY WHERE LEGALLY ORGANIZED Delaware
GOODS AND/OR SERVICES AND BASIS INFORMATION
INTERNATIONAL CLASS 036 
*IDENTIFICATION Financial services, namely, providing investment management services, financial portfolio management services, investment advisory services and investment brokerage services and investment of funds for others; hedge fund investment services; operation and management of hedge funds, commodity pools and other collective investment vehicles; private placement of hedge funds, private equity funds, securities and derivatives for others; financial research and analysis services; financial market news, information and commentary; financial risk management
FILING BASIS SECTION 1(a)
       FIRST USE ANYWHERE DATE At least as early as 10/20/2009
       FIRST USE IN COMMERCE DATE At least as early as 10/20/2009
       SPECIMEN FILE NAME(S)
       ORIGINAL PDF FILE SPE0-241908331-2021052515 2137815998_._Specimen_SUR VEYOR.pdf
       CONVERTED PDF FILE(S)
       (5 pages)
\\TICRS\EXPORT18\IMAGEOUT 18\907\523\90752338\xml1\ APP0003.JPG
        \\TICRS\EXPORT18\IMAGEOUT 18\907\523\90752338\xml1\ APP0004.JPG
        \\TICRS\EXPORT18\IMAGEOUT 18\907\523\90752338\xml1\ APP0005.JPG
        \\TICRS\EXPORT18\IMAGEOUT 18\907\523\90752338\xml1\ APP0006.JPG
        \\TICRS\EXPORT18\IMAGEOUT 18\907\523\90752338\xml1\ APP0007.JPG
       SPECIMEN DESCRIPTION excerpts from Applicant's website showing mark in use with services in application
        WEBPAGE URL http://www.citadel.com/investment-strategies/surveyor-capital/
        WEBPAGE DATE OF ACCESS 05/25/2021
        WEBPAGE URL http://www.citadel.com/investment-strategies/
        WEBPAGE DATE OF ACCESS 05/25/2021
ADDITIONAL STATEMENTS SECTION
ACTIVE PRIOR REGISTRATION(S) The applicant claims ownership of active prior U.S. Registration Number(s) 3884085.
ATTORNEY INFORMATION
NAME Laura M. Franco
ATTORNEY DOCKET NUMBER 008946.01072
ATTORNEY BAR MEMBERSHIP NUMBER XXX
YEAR OF ADMISSION XXXX
U.S. STATE/ COMMONWEALTH/ TERRITORY XX
FIRM NAME Winston & Strawn LLP
STREET 101 California Street
CITY San Francisco
STATE California
COUNTRY/REGION/JURISDICTION/U.S. TERRITORY United States
ZIP/POSTAL CODE 94111
PHONE 415-591-1000
EMAIL ADDRESS CitadelIPTeam@winston.com
OTHER APPOINTED ATTORNEY Becky Troutman, Jennifer Golinveaux, Irina Lyapis, Mary Katherine Kulback, Joseph Dimont
CORRESPONDENCE INFORMATION
NAME Laura M. Franco
PRIMARY EMAIL ADDRESS FOR CORRESPONDENCE CitadelIPTeam@winston.com
SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES) LFranco@winston.com; ILyapis@winston.com
FEE INFORMATION
APPLICATION FILING OPTION TEAS Standard
NUMBER OF CLASSES 1
APPLICATION FOR REGISTRATION PER CLASS 350
*TOTAL FEES DUE 350
*TOTAL FEES PAID 350
SIGNATURE INFORMATION
       ORIGINAL PDF FILE hw_241908331-140712582_._ Declaration_Trademark_Ser vice_Mark_Application__SU RVEYOR_.pdf
       CONVERTED PDF FILE(S)
       (1 page)
\\TICRS\EXPORT18\IMAGEOUT 18\907\523\90752338\xml1\ APP0008.JPG
SIGNATORY'S NAME Michael Weiner
SIGNATORY'S POSITION Authorized Signatory
SIGNATURE METHOD Handwritten



PTO- 1478
Approved for use through 05/31/2021. OMB 0651-0009
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number


Trademark/Service Mark Application, Principal Register

Serial Number: 90752338
Filing Date: 06/03/2021

To the Commissioner for Trademarks:

MARK: SURVEYOR (stylized and/or with design, see below )

The literal element of the mark consists of SURVEYOR. The applicant is not claiming color as a feature of the mark. The mark consists of the word SURVEYOR between two horizonal lines spanning the length of the word.
The applicant, CE TM Holdings LLC, a limited liability company legally organized under the laws of Delaware, having an address of
      131 South Dearborn Street
      Chicago, Illinois 60603
      United States
      XXXX

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 036:  Financial services, namely, providing investment management services, financial portfolio management services, investment advisory services and investment brokerage services and investment of funds for others; hedge fund investment services; operation and management of hedge funds, commodity pools and other collective investment vehicles; private placement of hedge funds, private equity funds, securities and derivatives for others; financial research and analysis services; financial market news, information and commentary; financial risk management

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 10/20/2009, and first used in commerce at least as early as 10/20/2009, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) excerpts from Applicant's website showing mark in use with services in application.

Original PDF file:
SPE0-241908331-2021052515 2137815998_._Specimen_SUR VEYOR.pdf
Converted PDF file(s) (5 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Webpage URL: http://www.citadel.com/investment-strategies/surveyor-capital/
Webpage Date of Access: 05/25/2021
Webpage URL: http://www.citadel.com/investment-strategies/
Webpage Date of Access: 05/25/2021



Claim of Active Prior Registration(s)
The applicant claims ownership of active prior U.S. Registration Number(s) 3884085.


The owner's/holder's proposed attorney information: Laura M. Franco. Other appointed attorneys are Becky Troutman, Jennifer Golinveaux, Irina Lyapis, Mary Katherine Kulback, Joseph Dimont. Laura M. Franco of Winston & Strawn LLP, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
      101 California Street
      San Francisco, California 94111
      United States
      415-591-1000(phone)
      CitadelIPTeam@winston.com
The docket/reference number is 008946.01072.
Laura M. Franco submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:
      Laura M. Franco
       PRIMARY EMAIL FOR CORRESPONDENCE: CitadelIPTeam@winston.com
       SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): LFranco@winston.com; ILyapis@winston.com


Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).
A fee payment in the amount of $350 has been submitted with the application, representing payment for 1 class(es).

Declaration

Declaration Signature
The attached signature image file:
\\TICRS\EXPORT18\IMAGEOUT18\907\523\90752338\xml1\APP0008.JPG



Signatory's Name: Michael Weiner
Signatory's Position: Authorized Signatory
Signatory's Phone Number: Not Provided
Signature method: Handwritten
Payment Sale Number: 90752338
Payment Accounting Date: 06/03/2021

Serial Number: 90752338
Internet Transmission Date: Thu Jun 03 14:12:10 ET 2021
TEAS Stamp: USPTO/BAS-XX.XXX.XX.XX-20210603141210987
508-90752338-780b83f6422a5146578c155d18f
daf11e0766dedba92be7c1e424d86f32adfd-DA-
12104352-20210603140712582486

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