Trademark/Service Mark Application, Principal Register
PTO- 1478
Approved for use through 04/30/2021. OMB 0651-0009
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number
Trademark/Service Mark Application, Principal Register
The mark consists of standard characters, without claim to any particular font style, size, or color.
REGISTER
Principal
APPLICANT INFORMATION
*OWNER OF MARK
Gradient Investments, LLC
*MAILING ADDRESS
4105 Lexington Avenue
*CITY
Arden Hills
*STATE
(Required for U.S. applicants)
Minnesota
*COUNTRY/REGION/JURISDICTION/U.S. TERRITORY
United States
*ZIP/POSTAL CODE
(Required for U.S. and certain international addresses)
55126
*EMAIL ADDRESS
XXXX
LEGAL ENTITY INFORMATION
TYPE
limited liability company
STATE/COUNTRY/REGION/JURISDICTION/U.S. TERRITORY WHERE LEGALLY ORGANIZED
Delaware
GOODS AND/OR SERVICES AND BASIS INFORMATION
INTERNATIONAL CLASS
036
*IDENTIFICATION
Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, and money
management services
FILING BASIS
SECTION 1(b)
ATTORNEY INFORMATION
NAME
Z. Peter Sawicki
ATTORNEY DOCKET NUMBER
G091.6004US1
ATTORNEY BAR MEMBERSHIP NUMBER
XXX
YEAR OF ADMISSION
XXXX
U.S. STATE/ COMMONWEALTH/ TERRITORY
XX
FIRM NAME
WESTMAN, CHAMPLIN & KOEHLER, P.A.
STREET
121 South Eighth Street, Suite 1100
CITY
Minneapolis
STATE
Minnesota
COUNTRY/REGION/JURISDICTION/U.S. TERRITORY
United States
ZIP/POSTAL CODE
55402
PHONE
612-334-3222
FAX
6123343312
EMAIL ADDRESS
psawicki@wck.com
OTHER APPOINTED ATTORNEY
Alan G. Rego; Amanda M. Prose; Austen P. Zuege; Brian D. Kaul; Daniel J. Polglaze; David D. Brush; Hallie A. Finucane; James L. Young; John
D. Veldhuis-Kroeze; Judson K. Champlin; Leanne T. Farrell; Mai-Tram D. Lauer; Pamela J. Jeppson; Peter J. Ims; Steven M. Koehler; Theodore M. Magee
CORRESPONDENCE INFORMATION
NAME
Z. Peter Sawicki
PRIMARY EMAIL ADDRESS FOR CORRESPONDENCE
psawicki@wck.com
SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES)
mneumann@wck.com; arameshk@wck.com
FEE INFORMATION
APPLICATION FILING OPTION
TEAS Standard
NUMBER OF CLASSES
1
APPLICATION FOR REGISTRATION PER CLASS
350
*TOTAL FEES DUE
350
*TOTAL FEES PAID
350
SIGNATURE INFORMATION
SIGNATURE
/Z. Peter Sawicki/
SIGNATORY'S NAME
Z. Peter Sawicki
SIGNATORY'S POSITION
Attorney of Record, Minnesota Bar member
SIGNATORY'S PHONE NUMBER
612-334-3222
DATE SIGNED
05/05/2021
SIGNATURE METHOD
Sent to third party for signature
PTO- 1478
Approved for use through 04/30/2021. OMB 0651-0009
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number
Trademark/Service Mark Application, Principal Register
Serial Number:90691895
Filing Date:05/05/2021
To the Commissioner for Trademarks:
MARK: PARAMETER INCOME SERIES (Standard Characters, see mark)
The literal element of the mark consists of PARAMETER INCOME SERIES. The mark consists of standard characters, without claim to any particular font style, size, or color.
The applicant, Gradient Investments, LLC, a limited liability company legally organized under the laws of Delaware, having an address of
4105 Lexington Avenue
Arden Hills, Minnesota 55126
United States
XXXX
requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C.
Section 1051 et seq.), as amended, for the following:
International Class 036: Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, and money management services
Intent to Use: The applicant has a bona fide intention, and is entitled, to use the mark in commerce on or in connection with the identified goods/services.
The owner's/holder's proposed attorney information: Z. Peter Sawicki. Other appointed attorneys are Alan G. Rego; Amanda M. Prose; Austen P. Zuege; Brian D. Kaul; Daniel J. Polglaze; David D. Brush;
Hallie A. Finucane; James L. Young; John D. Veldhuis-Kroeze; Judson K. Champlin; Leanne T. Farrell; Mai-Tram D. Lauer; Pamela J. Jeppson; Peter J. Ims; Steven M. Koehler; Theodore M. Magee. Z.
Peter Sawicki of WESTMAN, CHAMPLIN & KOEHLER, P.A., is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
121 South Eighth Street, Suite 1100
Minneapolis, Minnesota 55402
United States
612-334-3222(phone)
6123343312(fax)
psawicki@wck.com
The docket/reference number is G091.6004US1.
Z. Peter Sawicki submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S.
Commonwealth or territory.
The applicant's current Correspondence Information:
Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed,
and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).
A fee payment in the amount of $350 has been submitted with the application, representing payment for 1 class(es).
Declaration
Declaration Signature
Signature: /Z. Peter Sawicki/ Date: 05/05/2021
Signatory's Name: Z. Peter Sawicki
Signatory's Position: Attorney of Record, Minnesota Bar member
Signatory's Phone Number: 612-334-3222
Signature method: Sent to third party for signature
Payment Sale Number: 90691895
Payment Accounting Date: 05/05/2021
Serial Number: 90691895
Internet Transmission Date: Wed May 05 16:16:05 ET 2021
TEAS Stamp: USPTO/BAS-XX.XXX.XX.XXX-2021050516160540
5227-90691895-780e8bad42ba48ead963bc7d0d
462471ee3cc41b94a9c927268e4a1b90c5eab5e3
-CC-16033028-20210505134753298444