Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

Serial Number: 90299125

Filing Date: 11/04/2020

To the Commissioner for Trademarks:

MARK: (Stylized and/or Design, see below )
The color(s) blue and white is/are claimed as a feature of the mark. The mark consists of a blue castle design with three parapets with a white background.
The applicant, CE TM Holdings LLC, a limited liability company legally organized under the laws of Delaware, having an address of
      131 South Dearborn Street
      Chicago, Illinois 60603
      United States
      XXXX

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 036:  Financial services, namely, providing investment management services, financial portfolio management services, investment advisory services and investment brokerage services and investment of funds for others; hedge fund investment services; operation and management of hedge funds, commodity pools and other collective investment vehicles; private placement of hedge funds, private equity funds, securities and derivatives for others; financial services, namely, dealing in securities as a market maker and in trading commodities, securities, options, futures, swaps, exchanged-traded funds, treasuries, derivatives, foreign currency, equities, debt and fixed income products and other financial instruments, including on behalf of others; financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; electronic financial trading services; financial research and analysis services; financial market news, information and commentary; financial risk management

In International Class 036, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 05/01/2009, and first used in commerce at least as early as 05/01/2009, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) excerpts from Applicant's website showing mark in use with services; URL: www.citadel.com, accessed: July 16, 2020.

Original PDF file:
SPE0-241908331-2020102617 0510287116_._Class_36_Spe cimen_Citadel_Logo.pdf
Converted PDF file(s) (13 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Specimen File6
Specimen File7
Specimen File8
Specimen File9
Specimen File10
Specimen File11
Specimen File12
Specimen File13



Claim of Active Prior Registration(s)
The applicant claims ownership of active prior U.S. Registration Number(s) 2812459.

Use of the mark in another form
The mark was first used anywhere in a different form other than that sought to be registered at least as early as 08/31/1994, and in commerce at least as early as 08/31/1994.


The owner's/holder's proposed attorney information: Laura M. Franco. Other appointed attorneys are Becky Troutman, Jennifer Golinveaux, Irina Lyapis, Mary Katherine Kulback, Joseph Dimont. Laura M. Franco of Winston & Strawn LLP, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at
      101 California Street
      San Francisco, California 94111
      United States
      415-591-1000(phone)
      CitadelIPTeam@winston.com
The docket/reference number is 004586.01067.
Laura M. Franco submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

Laura M. Franco

PRIMARY EMAIL FOR CORRESPONDENCE: CitadelIPTeam@winston.com        SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): LFranco@winston.com; ILyapis@winston.com Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

A fee payment in the amount of $275 has been submitted with the application, representing payment for 1 class(es).

Declaration

Declaration Signature
The attached signature image file:
\\TICRS\EXPORT18\IMAGEOUT18\902\991\90299125\xml1\APP0016.JPG



Signatory's Name: Michael Weiner
Signatory's Position: Authorized Signatory
Payment Sale Number: 90299125
Payment Accounting Date: 11/04/2020

Serial Number: 90299125
Internet Transmission Date: Wed Nov 04 17:33:51 ET 2020
TEAS Stamp: USPTO/BAS-XX.XXX.XX.XX-20201104173351507
247-90299125-750cbb22f2dbb24f37bf0b2a17b
e41acfb58ac8b923c8134b19dfd396c8f3649ce-
DA-33513395-20201104172949024479