Application

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1478 (Rev 09/2006)

OMB No. 0651-0009 (Exp 02/28/2021)

Trademark/Service Mark Application, Principal Register

Serial Number: 90152375

Filing Date: 09/01/2020

To the Commissioner for Trademarks:

MARK: ALUME (Standard Characters, see mark)
The literal element of the mark consists of ALUME. The mark consists of standard characters, without claim to any particular font style, size, or color.
The applicant, ALUME BIOSCIENCES, INC., a corporation of Delaware, having an address of
      3210 Merryfield Row
      San Diego, California 92121
      United States
      858-366-5058(phone)
      XXXX

requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following:

International Class 005:  Pharmaceutical preparations employing targeting peptide conjugates for use in visualizing nerves during surgical or medical procedures; Pharmaceutical preparations for use in surgical procedures, namely, to help avoid nerve damage or to facilitate targeted nerve ablation; Pharmaceutical preparations, namely target-specific peptide conjugates, for use in surgical and medical procedures; Pharmaceutical preparations for fluorescence image-guided surgery; Pharmaceutical preparations for illuminating, labeling, tagging, or targeting nerves; Pharmaceutical preparations for illuminating nerves or other structures during a surgical or medical procedure; Peptide conjugate preparations for image-guided surgery; Peptide conjugate preparations for systemic administration to guide surgical or medical procedures; Nerve-targeting peptides for use in surgical and medical procedures; Peptide conjugates, namely peptides linked to a cargo molecule comprising a fluorescent moiety, drug, or photosensitizing agent; Peptide conjugates for illuminating, labeling, tagging, or targeting nerves; Pharmaceutical preparations for therapeutic or diagnostic use in surgical or medical procedures.

In International Class 005, the mark was first used by the applicant or the applicant's related company or licensee or predecessor in interest at least as early as 06/05/2020, and first used in commerce at least as early as 06/05/2020, and is now in use in such commerce. The applicant is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods/services, consisting of a(n) First page of protocol (instructions) showing mark and pharmaceutical product for use in in clinical studies..

Original PDF file:
SPE0-76176124199-20200901 015823433238_._ALUME_Clas s_005_Specimen_Protocol_F irst_Page_Redacted.pdf
Converted PDF file(s) (1 page)
Specimen File1


Claim of Active Prior Registration(s)
The applicant claims ownership of active prior U.S. Registration Number(s) 5817583.


For informational purposes only, applicant's website address is: http://alumebiosciences.com/

The owner's/holder's proposed attorney information: James DeZazzo. James DeZazzo, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, is located at
      624 Willowspring Drive S
      Encinitas, California 92024
      United States
      734-834-4855(phone)
      dezazzo@gmail.com
The docket/reference number is ALUME_005.
James DeZazzo submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.

The applicant's current Correspondence Information:

James DeZazzo

PRIMARY EMAIL FOR CORRESPONDENCE: dezazzo@gmail.com       SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): NOT PROVIDED Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the applicant owner/holder and the applicant owner's/holder's attorney, if appointed, and that all official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).

A fee payment in the amount of $275 has been submitted with the application, representing payment for 1 class(es).

Declaration

	Basis: If the applicant is filing the application based on use in commerce under 15 U.S.C. § 1051(a): The signatory believes that the applicant is the owner of the trademark/service mark sought to be registered; The mark is in use in commerce and was in use in commerce as of the filing date of the application on or in connection with the goods/services in the application; The specimen(s) shows the mark as used on or in connection with the goods/services in the application and was used on or in connection with the goods/services in the application as of the application filing date; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate. And/Or If the applicant is filing the application based on an intent to use the mark in commerce under 15 U.S.C. § 1051(b), § 1126(d), and/or § 1126(e): The signatory believes that the applicant is entitled to use the mark in commerce; The applicant has a bona fide intention to use the mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date on or in connection with the goods/services in the application; and To the best of the signatory's knowledge and belief, the facts recited in the application are accurate.
	To the best of the signatory's knowledge and belief, no other persons, except, if applicable, concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services of such other persons, to cause confusion or mistake, or to deceive.
	To the best of the signatory's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, the allegations and other factual contentions made above have evidentiary support.
	The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that all statements made of his/her own knowledge are true and all statements made on information and belief are believed to be true.

Declaration Signature

Signature: /James DeZazzo/   Date: 09/01/2020
Signatory's Name: James DeZazzo
Signatory's Position: IP Counsel
Payment Sale Number: 90152375
Payment Accounting Date: 09/01/2020

Serial Number: 90152375
Internet Transmission Date: Tue Sep 01 18:59:34 ET 2020
TEAS Stamp: USPTO/BAS-XX.XXX.XXX.XXX-202009011859340
05299-90152375-750e9be20b0f93bfdc543f2e9
882bce8041abf363f86cde6463f5f87976473ff1
34-CC-59321094-20200901185531483708