PTO- 1957 |
Approved for use through 11/30/2023. OMB 0651-0050 |
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number |
Response to Office Action
The table below presents the data as entered.
Input Field
|
Entered
|
SERIAL NUMBER |
90089504 |
LAW OFFICE ASSIGNED |
LAW OFFICE 106 |
MARK SECTION |
MARK |
mark |
LITERAL ELEMENT |
QUEST |
STANDARD CHARACTERS |
YES |
USPTO-GENERATED IMAGE |
YES |
MARK STATEMENT |
The mark consists of standard characters, without claim to any particular font style, size or color. |
EVIDENCE SECTION |
DESCRIPTION OF EVIDENCE FILE |
In response to the Examiner's inquiry, Applicant is amending its services herewith to reflect the fact that it is an "outsourcing service
provider" as the USPTO now defines that term. For the Examiner's reference, the language in the original Application was used in Applicant's existing registrations prior to the change in the manner
that the USPTO defined and categorized "outsourcing services" vs. "outsourcing service providers". Applicant's substitute specimens submitted herewith are evidence that show that Applicant is an
outsourcing service provider. More specifically, "Quest is a third-party outsourcing quality assurance company engaged or contracted by the mortgage company, bank, saving and loan or credit union to
conduct quality assurance services . . .available Quest services provide quality control and state/federal regulatory compliance outsourcing programs with timely turnaround and reporting, servicing
audits and branch audits, operational reviews and improvement programs, policy development, due diligence programs, and advisory consulting in various areas." Accordingly, as Applicant has now
clarified its identification of services to reflect the nature of its services, Applicant respectfully requests the Application be passed to publication. |
GOODS AND/OR SERVICES SECTION (035)(class deleted) |
GOODS AND/OR SERVICES SECTION (036) (current) |
INTERNATIONAL CLASS |
036 |
DESCRIPTION |
MORTGAGE BANKING CONSULTING SERVICES |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 00/00/1998 |
FIRST USE IN COMMERCE DATE |
At least as early as 00/00/1998 |
GOODS AND/OR SERVICES SECTION (036) (proposed) |
INTERNATIONAL CLASS |
036 |
TRACKED TEXT DESCRIPTION |
MORTGAGE BANKING CONSULTING SERVICES; DUE DILIGENCE SERVICES PROVIDED TO
BUSINESSES, NAMELY, FINANCIAL DUE DILIGENCE SERVICES RELATING TO THE EVALUATION OF REAL ESTATE TRANSACTIONS AND MORTGAGE LOAN DOCUMENTATION FOR THE PURPOSE OF LOAN PORTFOLIO EVALUATION AND
REVIEW; OUTSOURCING SERVICE PROVIDER IN THE FIELD OF FINANCIAL DUE DILIGENCE AND LOAN PROCESSING AND ADMINISTRATION PROVIDED TO THE FINANCIAL SERVICE
INDUSTRY |
FINAL DESCRIPTION |
MORTGAGE BANKING CONSULTING SERVICES; DUE DILIGENCE SERVICES PROVIDED TO BUSINESSES, NAMELY, FINANCIAL DUE DILIGENCE SERVICES RELATING
TO THE EVALUATION OF REAL ESTATE TRANSACTIONS AND MORTGAGE LOAN DOCUMENTATION FOR THE PURPOSE OF LOAN PORTFOLIO EVALUATION AND REVIEW; OUTSOURCING SERVICE PROVIDER IN THE FIELD OF FINANCIAL DUE
DILIGENCE AND LOAN PROCESSING AND ADMINISTRATION PROVIDED TO THE FINANCIAL SERVICE INDUSTRY |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 00/00/1998 |
FIRST USE IN COMMERCE DATE |
At least as early as 00/00/1998 |
STATEMENT TYPE |
"The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing
date of the application"[for an application based on Section 1(a), Use in Commerce] OR "The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in
commerce prior either to the filing of the Amendment to Allege Use or expiration of the filing deadline for filing a Statement of Use" [for an application based on Section 1(b)
Intent-to-Use]. OR "The attached specimen is a true copy of the specimen that was originally submitted with the application, amendment to allege use, or statement of use" [for an
illegible specimen]. |
SPECIMEN FILE NAME(S) |
ORIGINAL PDF FILE |
SPU1-3898140130-202104130 91423638861_._Class_36_Sp
ecimen.pdf |
CONVERTED PDF FILE(S)
(12 pages) |
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0002.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0003.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0004.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0005.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0006.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0007.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0008.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0009.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0010.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0011.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0012.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0013.JPG |
SPECIMEN DESCRIPTION |
Webpages showing the applied for services. |
WEBPAGE URL |
None Provided |
WEBPAGE DATE OF ACCESS |
None Provided |
GOODS AND/OR SERVICES SECTION (042) (current) |
INTERNATIONAL CLASS |
042 |
DESCRIPTION |
COMPLIANCE AUDITING SERVICE, namely, ASSURING COMPLIANCE WITH STATE AND FEDERAL REGULATIONS IN THE FINANCIAL SERVICE INDUSTRY |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 00/00/1998 |
FIRST USE IN COMMERCE DATE |
At least as early as 00/00/1998 |
GOODS AND/OR SERVICES SECTION (042) (proposed) |
INTERNATIONAL CLASS |
042 |
TRACKED TEXT DESCRIPTION |
COMPLIANCE AUDITING SERVICE, namely, ASSURING COMPLIANCE WITH STATE AND FEDERAL REGULATIONS IN THE
FINANCIAL SERVICE INDUSTRY; OUTSOURCING SERVICE PROVIDER IN THE FIELD OF QUALITY CONTROL PROVIDED TO THE FINANCIAL SERVICE INDUSTRY |
FINAL DESCRIPTION |
OUTSOURCING SERVICE PROVIDER IN THE FIELD OF QUALITY CONTROL PROVIDED TO THE FINANCIAL SERVICE INDUSTRY |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 00/00/1998 |
FIRST USE IN COMMERCE DATE |
At least as early as 00/00/1998 |
STATEMENT TYPE |
"The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing
date of the application"[for an application based on Section 1(a), Use in Commerce] OR "The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in
commerce prior either to the filing of the Amendment to Allege Use or expiration of the filing deadline for filing a Statement of Use" [for an application based on Section 1(b)
Intent-to-Use]. OR "The attached specimen is a true copy of the specimen that was originally submitted with the application, amendment to allege use, or statement of use" [for an
illegible specimen]. |
SPECIMEN FILE NAME(S) |
ORIGINAL PDF FILE |
SPU2-3898140130-202104130 91423638861_._Class_42_Sp
ecimen.pdf |
CONVERTED PDF FILE(S)
(12 pages) |
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0014.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0015.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0016.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0017.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0018.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0019.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0020.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0021.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0022.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0023.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0024.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0025.JPG |
SPECIMEN DESCRIPTION |
Webpages showing the applied for services. |
WEBPAGE URL |
None Provided |
WEBPAGE DATE OF ACCESS |
None Provided |
GOODS AND/OR SERVICES SECTION (041)(class added) |
INTERNATIONAL CLASS |
041 |
DESCRIPTION |
OUTSOURCING SERVICE PROVIDER IN THE FIELD OF EMPLOYMENT TRAINING PROVIDED TO THE FINANCIAL SERVICE INDUSTRY |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 00/00/1998 |
FIRST USE IN COMMERCE DATE |
At least as early as 00/00/1998 |
STATEMENT TYPE |
"The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing
date of the application"[for an application based on Section 1(a), Use in Commerce] OR "The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in
commerce prior either to the filing of the Amendment to Allege Use or expiration of the filing deadline for filing a Statement of Use" [for an application based on Section 1(b)
Intent-to-Use]. OR "The attached specimen is a true copy of the specimen that was originally submitted with the application, amendment to allege use, or statement of use" [for an
illegible specimen]. |
SPECIMEN FILE NAME(S) |
ORIGINAL PDF FILE |
SPN0-3898140130-202104130 91423638861_._Class_41_Sp
ecimen.pdf |
CONVERTED PDF FILE(S)
(2 pages) |
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0026.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0027.JPG |
SPECIMEN DESCRIPTION |
Webpages showing the applied for services. |
WEBPAGE URL |
None Provided |
WEBPAGE DATE OF ACCESS |
None Provided |
GOODS AND/OR SERVICES SECTION (045)(class added) |
INTERNATIONAL CLASS |
045 |
DESCRIPTION |
REGULATORY COMPLIANCE AUDITING SERVICES, NAMELY, ASSURING COMPLIANCE WITH STATE AND FEDERAL REGULATIONS IN THE FINANCIAL SERVICE
INDUSTRY; OUTSOURCING SERVICE PROVIDER IN THE FIELD OF INTERNAL LEGAL POLICY DEVELOPMENT PROVIDED TO THE FINANCIAL SERVICE INDUSTRY |
FILING BASIS |
Section 1(a) |
FIRST USE ANYWHERE DATE |
At least as early as 00/00/1998 |
FIRST USE IN COMMERCE DATE |
At least as early as 00/00/1998 |
STATEMENT TYPE |
"The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing
date of the application"[for an application based on Section 1(a), Use in Commerce] OR "The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in
commerce prior either to the filing of the Amendment to Allege Use or expiration of the filing deadline for filing a Statement of Use" [for an application based on Section 1(b)
Intent-to-Use]. OR "The attached specimen is a true copy of the specimen that was originally submitted with the application, amendment to allege use, or statement of use" [for an
illegible specimen]. |
SPECIMEN FILE NAME(S) |
ORIGINAL PDF FILE |
SPN1-3898140130-202104130 91423638861_._Class_45_Sp
ecimen.pdf |
CONVERTED PDF FILE(S)
(3 pages) |
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0028.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0029.JPG |
|
\\TICRS\EXPORT18\IMAGEOUT 18\900\895\90089504\xml6\ ROA0030.JPG |
SPECIMEN DESCRIPTION |
Webpages showing the applied for services. |
WEBPAGE URL |
None Provided |
WEBPAGE DATE OF ACCESS |
None Provided |
CORRESPONDENCE INFORMATION (current) |
NAME |
MARK J. LISS |
PRIMARY EMAIL ADDRESS FOR CORRESPONDENCE |
trademark@leydig.com |
SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES) |
jquetsch@leydig.com |
DOCKET/REFERENCE NUMBER |
750415 |
CORRESPONDENCE INFORMATION (proposed) |
NAME |
Mark J. Liss |
PRIMARY EMAIL ADDRESS FOR CORRESPONDENCE |
trademark@leydig.com |
SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES) |
jquetsch@leydig.com; jcarrafiello@leydig.com; mliss@leydig.com |
DOCKET/REFERENCE NUMBER |
750415 |
PAYMENT SECTION |
APPLICATION FOR REGISTRATION PER CLASS |
350 |
NUMBER OF CLASSES |
2 |
TOTAL FEES DUE |
700 |
SIGNATURE SECTION |
DECLARATION SIGNATURE |
/Mark J. Liss/ |
SIGNATORY'S NAME |
Mark J. Liss |
SIGNATORY'S POSITION |
Attorney of Record, Illinois Bar member in good standing |
DATE SIGNED |
04/15/2021 |
SIGNATURE METHOD |
Signed directly within the form |
RESPONSE SIGNATURE |
/Mark J. Liss/ |
SIGNATORY'S NAME |
Mark J. Liss |
SIGNATORY'S POSITION |
Attorney of Record, Illinois bar member in good standing |
DATE SIGNED |
04/15/2021 |
ROLE OF AUTHORIZED SIGNATORY |
Authorized U.S.-Licensed Attorney |
SIGNATURE METHOD |
Signed directly within the form |
FILING INFORMATION SECTION |
SUBMIT DATE |
Thu Apr 15 16:02:38 ET 2021 |
TEAS STAMP |
USPTO/ROA-XX.XX.XXX.XXX-2
0210415160238466633-90089
504-770fe2a9f3329285d7aa4
9a2d87ed23eb3fbf905795997
6d4634cb6fb797996b-DA-023
61608-2021041515563814620
0 |
PTO- 1957 |
Approved for use through 11/30/2023. OMB 0651-0050 |
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number |
Response to Office Action
To the Commissioner for Trademarks:
Application serial no.
90089504 QUEST(Standard Characters, see http://uspto.report/TM/90089504/mark.png) has been amended as follows:
EVIDENCE
Evidence has been attached: In response to the Examiner's inquiry, Applicant is amending its services herewith to reflect the fact that it is an "outsourcing service provider" as the USPTO now
defines that term. For the Examiner's reference, the language in the original Application was used in Applicant's existing registrations prior to the change in the manner that the USPTO defined and
categorized "outsourcing services" vs. "outsourcing service providers". Applicant's substitute specimens submitted herewith are evidence that show that Applicant is an outsourcing service provider.
More specifically, "Quest is a third-party outsourcing quality assurance company engaged or contracted by the mortgage company, bank, saving and loan or credit union to conduct quality assurance
services . . .available Quest services provide quality control and state/federal regulatory compliance outsourcing programs with timely turnaround and reporting, servicing audits and branch audits,
operational reviews and improvement programs, policy development, due diligence programs, and advisory consulting in various areas." Accordingly, as Applicant has now clarified its identification of
services to reflect the nature of its services, Applicant respectfully requests the Application be passed to publication.
CLASSIFICATION AND LISTING OF GOODS/SERVICES
Applicant hereby deletes the following class of goods/services from the application.
Class 035 for DUE DILIGENCE SERVICES PROVIDED TO BUSINESSES FOR THE PURPOSE OF LOAN PORTFOLIO EVALUATION AND REVIEW; OUTSOURCING SERVICES IN THE FIELD OF QUALITY CONTROL, DUE DILIGENCE, POLICY
DEVELOPMENT, EMPLOYEE TRAINING, LOAN PROCESSING AND ADMINISTRATION ALL PROVIDED TO THE FINANCIAL SERVICE INDUSTRY
Applicant proposes to amend the following:
Current:
Class 036 for MORTGAGE BANKING CONSULTING SERVICES
Filing Basis: Section 1(a), Use in Commerce: For all applications: The mark is in use in commerce and was in use in commerce as of the application filing date. The provided
specimen shows the mark in use in commerce (see specimen statement below).
For a collective trademark, collective service mark, collective membership mark, or certification mark
application: The applicant is exercising legitimate control over the use of the mark in commerce and was exercising legitimate control over the use of the mark in commerce as of the
application filing date.
For a certification mark application: The applicant is not engaged in the production or marketing of the goods/services to which the mark is applied, except to
advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. The mark was first used at least as early as 00/00/1998
and first used in commerce at least as early as 00/00/1998 , and is now in use in such commerce.
Proposed:
Tracked Text Description: MORTGAGE BANKING CONSULTING SERVICES;
DUE DILIGENCE SERVICES PROVIDED TO BUSINESSES, NAMELY, FINANCIAL DUE
DILIGENCE SERVICES RELATING TO THE EVALUATION OF REAL ESTATE TRANSACTIONS AND MORTGAGE LOAN DOCUMENTATION FOR THE PURPOSE OF LOAN PORTFOLIO EVALUATION AND REVIEW;
OUTSOURCING SERVICE PROVIDER IN THE FIELD OF FINANCIAL DUE DILIGENCE AND LOAN PROCESSING AND ADMINISTRATION PROVIDED TO THE FINANCIAL SERVICE INDUSTRYClass 036 for MORTGAGE BANKING
CONSULTING SERVICES; DUE DILIGENCE SERVICES PROVIDED TO BUSINESSES, NAMELY, FINANCIAL DUE DILIGENCE SERVICES RELATING TO THE EVALUATION OF REAL ESTATE TRANSACTIONS AND MORTGAGE LOAN DOCUMENTATION FOR
THE PURPOSE OF LOAN PORTFOLIO EVALUATION AND REVIEW; OUTSOURCING SERVICE PROVIDER IN THE FIELD OF FINANCIAL DUE DILIGENCE AND LOAN PROCESSING AND ADMINISTRATION PROVIDED TO THE FINANCIAL SERVICE
INDUSTRY
Filing Basis: Section 1(a), Use in Commerce:For all applications: The mark is in use in commerce and was in use in commerce as of the application filing date. The provided
specimen shows the mark in use in commerce (see specimen statement below).
For a collective trademark, collective service mark, collective membership mark, or certification mark
application: The applicant is exercising legitimate control over the use of the mark in commerce and was exercising legitimate control over the use of the mark in commerce as of the
application filing date.
For a certification mark application: The applicant is not engaged in the production or marketing of the goods/services to which the mark is applied, except to
advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. The mark was first used at least as early as 00/00/1998
and first used in commerce at least as early as 00/00/1998 , and is now in use in such commerce.
Applicant hereby submits one(or more) specimen(s) for Class 036. The specimen(s) submitted consists of Webpages showing the applied for services..
"
The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing date of the application"[for an application based
on Section 1(a), Use in Commerce] OR "
The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce prior either to the filing of the Amendment to
Allege Use or expiration of the filing deadline for filing a Statement of Use"
[for an application based on Section 1(b) Intent-to-Use].
OR "The attached specimen is a true copy
of the specimen that was originally submitted with the application, amendment to allege use, or statement of use" [for an illegible specimen].
Original PDF file:
SPU1-3898140130-202104130 91423638861_._Class_36_Sp
ecimen.pdf
Converted PDF file(s) ( 12 pages)
Specimen File1Specimen File2Specimen File3Specimen File4Specimen File5Specimen File6Specimen File7Specimen File8Specimen File9Specimen File10Specimen
File11Specimen File12
Webpage URL: None Provided
Webpage Date of Access: None Provided
Applicant proposes to amend the following:
Current:
Class 042 for COMPLIANCE AUDITING SERVICE, namely, ASSURING COMPLIANCE WITH STATE AND FEDERAL REGULATIONS IN THE FINANCIAL SERVICE INDUSTRY
Filing Basis: Section 1(a), Use in Commerce: For all applications: The mark is in use in commerce and was in use in commerce as of the application filing date. The provided
specimen shows the mark in use in commerce (see specimen statement below).
For a collective trademark, collective service mark, collective membership mark, or certification mark
application: The applicant is exercising legitimate control over the use of the mark in commerce and was exercising legitimate control over the use of the mark in commerce as of the
application filing date.
For a certification mark application: The applicant is not engaged in the production or marketing of the goods/services to which the mark is applied, except to
advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. The mark was first used at least as early as 00/00/1998
and first used in commerce at least as early as 00/00/1998 , and is now in use in such commerce.
Proposed:
Tracked Text Description: COMPLIANCE AUDITING SERVICE, namely, ASSURING COMPLIANCE WITH STATE AND FEDERAL REGULATIONS IN THE FINANCIAL SERVICE INDUSTRY;
OUTSOURCING SERVICE PROVIDER IN THE FIELD OF QUALITY CONTROL PROVIDED TO THE FINANCIAL SERVICE INDUSTRYClass 042 for OUTSOURCING SERVICE PROVIDER IN THE FIELD OF
QUALITY CONTROL PROVIDED TO THE FINANCIAL SERVICE INDUSTRY
Filing Basis: Section 1(a), Use in Commerce:For all applications: The mark is in use in commerce and was in use in commerce as of the application filing date. The provided
specimen shows the mark in use in commerce (see specimen statement below).
For a collective trademark, collective service mark, collective membership mark, or certification mark
application: The applicant is exercising legitimate control over the use of the mark in commerce and was exercising legitimate control over the use of the mark in commerce as of the
application filing date.
For a certification mark application: The applicant is not engaged in the production or marketing of the goods/services to which the mark is applied, except to
advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. The mark was first used at least as early as 00/00/1998
and first used in commerce at least as early as 00/00/1998 , and is now in use in such commerce.
Applicant hereby submits one(or more) specimen(s) for Class 042. The specimen(s) submitted consists of Webpages showing the applied for services..
"
The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing date of the application"[for an application based
on Section 1(a), Use in Commerce] OR "
The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce prior either to the filing of the Amendment to
Allege Use or expiration of the filing deadline for filing a Statement of Use"
[for an application based on Section 1(b) Intent-to-Use].
OR "The attached specimen is a true copy
of the specimen that was originally submitted with the application, amendment to allege use, or statement of use" [for an illegible specimen].
Original PDF file:
SPU2-3898140130-202104130 91423638861_._Class_42_Sp
ecimen.pdf
Converted PDF file(s) ( 12 pages)
Specimen File1Specimen File2Specimen File3Specimen File4Specimen File5Specimen File6Specimen File7Specimen File8Specimen File9Specimen File10Specimen
File11Specimen File12
Webpage URL: None Provided
Webpage Date of Access: None Provided
Applicant hereby adds the following class of goods/services to the application:
New: Class 041 for OUTSOURCING SERVICE PROVIDER IN THE FIELD OF EMPLOYMENT TRAINING PROVIDED TO THE FINANCIAL SERVICE INDUSTRY
Filing Basis: Section 1(a), Use in Commerce: For all applications: The mark is in use in commerce and was in use in commerce as of the application filing date. The provided
specimen shows the mark in use in commerce (see specimen statement below).
For a collective trademark, collective service mark, collective membership mark, or certification mark
application: The applicant is exercising legitimate control over the use of the mark in commerce and was exercising legitimate control over the use of the mark in commerce as of the
application filing date.
For a certification mark application: The applicant is not engaged in the production or marketing of the goods/services to which the mark is applied, except to
advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. The mark was first used at least as early as 00/00/1998
and first used in commerce at least as early as 00/00/1998 , and is now in use in such commerce.
Applicant hereby submits a specimen for Class 041 . The specimen(s) submitted consists of Webpages showing the applied for services. .
"
The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing date of the application"[for an application based
on Section 1(a), Use in Commerce] OR "
The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce prior either to the filing of the Amendment to
Allege Use or expiration of the filing deadline for filing a Statement of Use"
[for an application based on Section 1(b) Intent-to-Use].
OR "The attached specimen is a true copy
of the specimen that was originally submitted with the application, amendment to allege use, or statement of use" [for an illegible specimen].
Original PDF file:
SPN0-3898140130-202104130 91423638861_._Class_41_Sp
ecimen.pdf
Converted PDF file(s) ( 2 pages)
Specimen File1Specimen File2
Webpage URL: None Provided
Webpage Date of Access: None Provided
Applicant hereby adds the following class of goods/services to the application:
New: Class 045 for REGULATORY COMPLIANCE AUDITING SERVICES, NAMELY, ASSURING COMPLIANCE WITH STATE AND FEDERAL REGULATIONS IN THE FINANCIAL SERVICE INDUSTRY; OUTSOURCING SERVICE PROVIDER IN
THE FIELD OF INTERNAL LEGAL POLICY DEVELOPMENT PROVIDED TO THE FINANCIAL SERVICE INDUSTRY
Filing Basis: Section 1(a), Use in Commerce: For all applications: The mark is in use in commerce and was in use in commerce as of the application filing date. The provided
specimen shows the mark in use in commerce (see specimen statement below).
For a collective trademark, collective service mark, collective membership mark, or certification mark
application: The applicant is exercising legitimate control over the use of the mark in commerce and was exercising legitimate control over the use of the mark in commerce as of the
application filing date.
For a certification mark application: The applicant is not engaged in the production or marketing of the goods/services to which the mark is applied, except to
advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. The mark was first used at least as early as 00/00/1998
and first used in commerce at least as early as 00/00/1998 , and is now in use in such commerce.
Applicant hereby submits a specimen for Class 045 . The specimen(s) submitted consists of Webpages showing the applied for services. .
"
The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce at least as early as the filing date of the application"[for an application based
on Section 1(a), Use in Commerce] OR "
The substitute (or new, or originally submitted, if appropriate) specimen(s) was/were in use in commerce prior either to the filing of the Amendment to
Allege Use or expiration of the filing deadline for filing a Statement of Use"
[for an application based on Section 1(b) Intent-to-Use].
OR "The attached specimen is a true copy
of the specimen that was originally submitted with the application, amendment to allege use, or statement of use" [for an illegible specimen].
Original PDF file:
SPN1-3898140130-202104130 91423638861_._Class_45_Sp
ecimen.pdf
Converted PDF file(s) ( 3 pages)
Specimen File1Specimen File2Specimen File3
Webpage URL: None Provided
Webpage Date of Access: None Provided
Correspondence Information (current):
MARK J. LISS
PRIMARY EMAIL FOR CORRESPONDENCE: trademark@leydig.com
SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): jquetsch@leydig.com
The docket/reference number is 750415.
Correspondence Information (proposed):
Mark J. Liss
PRIMARY EMAIL FOR CORRESPONDENCE: trademark@leydig.com
SECONDARY EMAIL ADDRESS(ES) (COURTESY COPIES): jquetsch@leydig.com; jcarrafiello@leydig.com; mliss@leydig.com
The docket/reference number is 750415.
Requirement for Email and Electronic Filing: I understand that a valid email address must be maintained by the owner/holder and the owner's/holder's attorney, if appointed, and that all
official trademark correspondence must be submitted via the Trademark Electronic Application System (TEAS).
FEE(S)
Fee(s) in the amount of $700 is being submitted.
SIGNATURE(S)
Declaration Signature
DECLARATION: The signatory being warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C. § 1001, and that such willful
false statements and the like may jeopardize the validity of the application or submission or any registration resulting therefrom, declares that, if the applicant submitted the application or
allegation of use (AOU) unsigned, all statements in the application or AOU and this submission based on the signatory's own knowledge are true, and all statements in the application or AOU and this
submission made on information and belief are believed to be true.
STATEMENTS FOR UNSIGNED SECTION 1(a) APPLICATION/AOU: If the applicant filed an unsigned application under 15 U.S.C. §1051(a) or AOU under 15 U.S.C. §1051(c), the signatory additionally
believes that: the applicant is the owner of the mark sought to be registered; the mark is in use in commerce and was in use in commerce as of the filing date of the application or AOU on or in
connection with the goods/services/collective membership organization in the application or AOU; the original specimen(s), if applicable, shows the mark in use in commerce as of the filing date of
the application or AOU on or in connection with the goods/services/collective membership organization in the application or AOU; for a collective trademark, collective service mark, collective
membership mark application, or certification mark application, the applicant is exercising legitimate control over the use of the mark in commerce and was exercising legitimate control over
the use of the mark in commerce as of the filing date of the application or AOU; for a certification mark application, the applicant is not engaged in the production or marketing of the
goods/services to which the mark is applied, except to advertise or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant.
To the best of the signatory's knowledge and belief, no other persons, except, if applicable, authorized users, members, and/or concurrent users, have the right to use the mark in commerce, either
in the identical form or in such near resemblance as to be likely, when used on or in connection with the goods/services/collective membership organization of such other persons, to cause confusion
or mistake, or to deceive.
STATEMENTS FOR UNSIGNED SECTION 1(b)/SECTION 44 APPLICATION AND FOR SECTION 66(a) COLLECTIVE/CERTIFICATION MARK APPLICATION: If the applicant filed an unsigned application under 15 U.S.C.
§§ 1051(b), 1126(d), and/or 1126(e), or filed a collective/certification mark application under 15 U.S.C. §1141f(a), the signatory additionally believes that: for a trademark or service mark
application, the applicant is entitled to use the mark in commerce on or in connection with the goods/services specified in the application; the applicant has a bona fide intention to use the
mark in commerce and had a bona fide intention to use the mark in commerce as of the application filing date; for a collective trademark, collective service mark, collective membership mark, or
certification mark application, the applicant has a bona fide intention, and is entitled, to exercise legitimate control over the use of the mark in commerce and had a bona fide intention,
and was entitled, to exercise legitimate control over the use of the mark in commerce as of the application filing date; the signatory is properly authorized to execute the declaration on behalf of
the applicant; for a certification mark application, the applicant will not engage in the production or marketing of the goods/services to which the mark is applied, except to advertise
or promote recognition of the certification program or of the goods/services that meet the certification standards of the applicant. To the best of the signatory's knowledge and belief, no other
persons, except, if applicable, authorized users, members, and/or concurrent users, have the right to use the mark in commerce, either in the identical form or in such near resemblance as to be
likely, when used on or in connection with the goods/services/collective membership organization of such other persons, to cause confusion or mistake, or to deceive.
Signature: /Mark J. Liss/ Date: 04/15/2021
Signatory's Name: Mark J. Liss
Signatory's Position: Attorney of Record, Illinois Bar member in good standing
Signature method: Signed directly within the form
Response Signature
Signature: /Mark J. Liss/ Date: 04/15/2021
Signatory's Name: Mark J. Liss
Signatory's Position: Attorney of Record, Illinois bar member in good standing
Signature method: Signed directly within the form
The signatory has confirmed that he/she is a U.S.-licensed attorney who is an active member in good standing of the bar of the highest court of a U.S. state (including the District of Columbia and
any U.S. Commonwealth or territory); and he/she is currently the owner's/holder's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another
U.S.-licensed attorney not currently associated with his/her company/firm previously represented the owner/holder in this matter: the owner/holder has revoked their power of attorney by a signed
revocation or substitute power of attorney with the USPTO; the USPTO has granted that attorney's withdrawal request; the owner/holder has filed a power of attorney appointing him/her in this matter;
or the owner's/holder's appointed U.S.-licensed attorney has filed a power of attorney appointing him/her as an associate attorney in this matter.
Mailing Address: MARK J. LISS
LEYDIG, VOIT & MAYER, LTD.
SUITE 4900
TWO PRUDENTIAL PLAZA, 180 N. STETSON AVE
CHICAGO, Illinois 60601
Mailing Address: Mark J. Liss
LEYDIG, VOIT & MAYER, LTD.
SUITE 4900
TWO PRUDENTIAL PLAZA, 180 N. STETSON AVE
CHICAGO, Illinois 60601
PAYMENT: 90089504
PAYMENT DATE: 04/15/2021
Serial Number: 90089504
Internet Transmission Date: Thu Apr 15 16:02:38 ET 2021
TEAS Stamp: USPTO/ROA-XX.XX.XXX.XXX-2021041516023846
6633-90089504-770fe2a9f3329285d7aa49a2d8
7ed23eb3fbf9057959976d4634cb6fb797996b-D
A-02361608-20210415155638146200