Statement of Use

Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1553 (Rev 09/2005)

OMB No. 0651-0054 (Exp 12/31/2020)

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Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number. PTO Form 1553 (Rev 09/2005)

OMB No. 0651-0054 (Exp 12/31/2020)

Trademark/Service Mark Statement of Use
(15 U.S.C. Section 1051(d))

To the Commissioner for Trademarks:
MARK: CY (Stylized and/or with Design, see http://tmng-al.gov.uspto.report/resting2/api/img/88216558/large)
SERIAL NUMBER: 88216558



The applicant, WBI Investments, Inc., having an address of
      331 Newman Springs Road, Suite 122
      Red Bank, New Jersey 07701
      United States
is submitting the following allegation of use information:

For International Class 009:
Current identification: Computer software, namely, software to assist others with business planning, financial planning, and investment management

All ITU goods/services in this class are to be deleted or processed according to a request to divide.


For International Class 035:
Current identification: Conducting business conferences; assistance, advisory services and consultancy with regard to business planning and business management

All ITU goods/services in this class are to be deleted or processed according to a request to divide.


For International Class 036:
Current identification: Financial and investment services, namely, providing and assisting others with financial and investment management, planning and research; financial and investment portfolio management; financial and investment risk management; mutual fund brokerage; mutual fund distribution; mutual fund investment

The mark is in use in commerce on or in connection with all of the goods/services, or to indicate membership in the collective organization listed in the application or Notice of Allowance or as subsequently modified for this specific class.

The mark was first used by the applicant, or the applicant's related company, licensee, or predecessor in interest at least as early as 09/14/2018, and first used in commerce at least as early as 09/14/2018, and is now in use in such commerce. The applicant is submitting one specimen for the class showing the mark as used in commerce on or in connection with any item in the class, consisting of a(n) Publication promoting services, showing mark on cover.

Original PDF file:
SPN2-232497109-20191211170456880994_._09450061MA.SOU.2019.Class-36-and-42_Specimen.pdf
Converted PDF file(s) (8 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Specimen File6
Specimen File7
Specimen File8


For International Class 042:
Current identification: Providing online non-downloadable computer software to assist others with business planning, financial planning, and investment management

The mark is in use in commerce on or in connection with all of the goods/services, or to indicate membership in the collective organization listed in the application or Notice of Allowance or as subsequently modified for this specific class.

The mark was first used by the applicant, or the applicant's related company, licensee, or predecessor in interest at least as early as 09/14/2018, and first used in commerce at least as early as 09/14/2018, and is now in use in such commerce. The applicant is submitting one specimen for the class showing the mark as used in commerce on or in connection with any item in the class, consisting of a(n) Publication promoting services, showing mark on cover.

Original PDF file:
SPN3-232497109-20191211170456880994_._09450061MA.SOU.2019.Class-36-and-42_Specimen.pdf
Converted PDF file(s) (8 pages)
Specimen File1
Specimen File2
Specimen File3
Specimen File4
Specimen File5
Specimen File6
Specimen File7
Specimen File8


REQUEST TO DIVIDE
The applicant is requesting to divide the application and specifies the following:
The following good(s) or service(s) is/are now in use: Classes 036 and 042
The following good(s) or service(s) remain(s) under the Section 1(b), intent to use basis: Classes 009 and 035
MISCELLANEOUS STATEMENTS
Application is being divided with Statement of Use


The applicant's current attorney information: Robert N. Cook. Robert N. Cook of WHITHAM & COOK, P.C. | W&C IP, is located at

      11491 SUNSET HILLS RD STE 340
      RESTON, Virginia 20190
      United States
The docket/reference number is 09450061MA.

The phone number is 703-787-9400.

The fax number is (703) 787-7557.

The email address is trademark@wcc-ip.us

The applicants proposed attorney information: Robert N. Cook. Other appointed attorneys are Michael E. Whitham, Walter W. Richardson. Robert N. Cook of WHITHAM & COOK, P.C. | W&C IP, is a member of the XX bar, admitted to the bar in XXXX, bar membership no. XXX, and the attorney(s) is located at

      STE 340
      11491 SUNSET HILLS RD
      RESTON, Virginia 20190
      United States
The docket/reference number is 09450061MA.

The phone number is 703-787-9400.

The fax number is (703) 787-7557.

The email address is trademark@wcc-ip.us

Robert N. Cook submitted the following statement: The attorney of record is an active member in good standing of the bar of the highest court of a U.S. state, the District of Columbia, or any U.S. Commonwealth or territory.
The applicant's current correspondence information: ROBERT N. COOK. ROBERT N. COOK of WHITHAM & COOK, P.C. | W&C IP, is located at

      11491 SUNSET HILLS RD STE 340
      RESTON, Virginia 20190
      United States
The docket/reference number is 09450061MA.

The phone number is 703-787-9400.

The fax number is (703) 787-7557.

The email address is trademark@wcc-ip.us

The applicants proposed correspondence information: ROBERT N. COOK. ROBERT N. COOK of WHITHAM & COOK, P.C. | W&C IP, is located at

      STE 340
      11491 SUNSET HILLS RD
      RESTON, Virginia 20190
      United States
The docket/reference number is 09450061MA.

The phone number is 703-787-9400.

The fax number is (703) 787-7557.

The email address is trademark@wcc-ip.us; trademark@wcc-ip.com

A fee payment in the amount of $200 will be submitted with the form, representing payment for the allegation of use for 2 classes.

A fee payment in the amount of $100 will be submitted with the form, representing payment for the request to divide fee.


Declaration



Original PDF file:
hw_232497109-170456880_._DOC.pdf
Converted PDF file(s) (2 pages)
Signature File1
Signature File2

Signatory's Name: Dina Schindler
Signatory's Position: Marketing Manager

Request to Divide Signature


Signature: /Robert N. Cook/    Date: 12/11/2019
Signatory's Name: Robert N. Cook
Signatory's Position: Attorney of Record, D.C. and Virginia Bar Member

Signatory's Phone: 703-787-9400

The signatory has confirmed that he/she is a U.S.-licensed attorney who is an active member in good standing of the bar of the highest court of a U.S. state (including the District of Columbia and any U.S. Commonwealth or territory); and he/she is currently the owner's/holder's attorney or an associate thereof; and to the best of his/her knowledge, if prior to his/her appointment another U.S.-licensed attorney not currently associated with his/her company/firm previously represented the owner/holder in this matter: the owner/holder has revoked their power of attorney by a signed revocation or substitute power of attorney with the USPTO; the USPTO has granted that attorney's withdrawal request; the owner/holder has filed a power of attorney appointing him/her in this matter; or the owner's/holder's appointed U.S.-licensed attorney has filed a power of attorney appointing him/her as an associate attorney in this matter.


Mailing Address:
   WHITHAM & COOK, P.C. | W&C IP
   STE 340
   11491 SUNSET HILLS RD
   RESTON, Virginia 20190

RAM Sale Number: 88216558
RAM Accounting Date: 12/11/2019

Serial Number: 88216558
Internet Transmission Date: Wed Dec 11 17:21:20 EST 2019
TEAS Stamp: USPTO/SOU-XX.XX.XX.XXX-20191211172120843
422-88216558-700289176cbe232ea164039752f
634eb3e08f48c0b66c2e5001fc326bd4f466-CC-
21195596-20191211170456880994